Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 14, 2014
Total Value: $2.27B (64.0% shares, 36.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALLIANCE DATA SYSTEMS CORP | 60,000,000 | $347M | 15.3% | $5.78 | $3.81 | — | NOTE 4.750% 5/1 | 018581AC2 |
| — | CUBIST PHARMACEUTICALS INC | 40,500,000 | $104M | 4.6% | $2.56 | $2.11 | — | NOTE 2.500%11/0 | 229678AD9 |
| — | ENDO HEALTH SOLUTIONS INC | 42,577,000 | $100M | 4.4% | $2.36 | $2.33 | — | NOTE 1.750% 4/1 | 29264FAB2 |
| SPY | SPDR S&P 500 ETF TR | 500,000 | $93.5M | 4.1% | $187.01 | — | — | Put | 78462F103 |
| — | MICRON TECHNOLOGY INC | 22,500,000 | $56.73M | 2.5% | $2.52 | $2.10 | — | NOTE 2.375% 5/0 | 595112AW3 |
| — | MICRON TECHNOLOGY INC | 20,000,000 | $49.77M | 2.2% | $2.49 | $2.18 | — | NOTE 3.125% 5/0 | 595112AX1 |
| — | UAL CORP | 7,625,000 | $39.26M | 1.7% | $5.15 | $3.66 | — | NOTE 6.000%10/1 | 902549AJ3 |
| — | CENTRAL FD CDA LTD | 2,807,792 | $38.63M | 1.7% | $13.76 | $14.14 | — | CL A | 153501101 |
| — | CATAMARAN CORP | 838,761 | $37.55M | 1.7% | $44.77 | $46.96 | — | COM | 148887102 |
| XLE | SELECT SECTOR SPDR TR | 400,000 | $35.62M | 1.6% | $89.06 | — | — | Call | 81369Y506 |
| IWM | ISHARES | 300,000 | $34.9M | 1.5% | $116.34 | — | — | Put | 464287655 |
| — | NEWPORT CORP | 1,489,522 | $30.8M | 1.4% | $20.68 | $14.36 | — | COM | 651824104 |
| — | TELEFLEX INC | 15,000,000 | $26.72M | 1.2% | $1.78 | $1.43 | — | NOTE 3.875% 8/0 | 879369AA4 |
| OPLN | KAR AUCTION SVCS INC | 858,200 | $26.05M | 1.1% | $30.35 * | $9.36 | +19.8% | COM | 48238T109 |
| — | SALIX PHARMACEUTICALS INC | 14,000,000 | $23.64M | 1.0% | $1.69 | $1.69 | — | NOTE 1.500% 3/1 | 795435AE6 |
| FAST | FASTENAL CO | 470,600 | $23.2M | 1.0% | $49.30 * | $8.57 | 0.0% | COM | 311900104 |
| — | QUINPARIO ACQUISITION CORP | 2,241,163 | $23.06M | 1.0% | $10.29 | $10.12 | — | COM | 74874R108 |
| — | APACHE CORP | 270,000 | $22.4M | 1.0% | $82.95 | $83.86 | — | COM | 037411105 |
| — | TAHOE RES INC | 1,032,787 | $21.84M | 1.0% | $21.15 | $14.15 | — | COM | 873868103 |
| BIO | BIO RAD LABS INC | 164,114 | $21.03M | 0.9% | $128.12 | $119.12 | +7.6% | CL A | 090572207 |
| — | GSI GROUP INC CDA NEW | 1,532,771 | $20.02M | 0.9% | $13.06 | $8.29 | — | COM NEW | 36191C205 |
| KRE | SPDR SERIES TRUST | 482,600 | $19.97M | 0.9% | $41.38 | $33.88 | — | S&P REGL BKG | 78464A698 |
| MWA | MUELLER WTR PRODS INC | 2,099,274 | $19.94M | 0.9% | $9.50 * | $7.69 | 0.0% | COM SER A | 624758108 |
| MET | METLIFE INC | 375,000 | $19.8M | 0.9% | $52.80 * | $28.11 | +10.5% | COM | 59156R108 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 1,845,541 | $19.69M | 0.9% | $10.67 | $10.62 | — | UNIT | 85207H104 |
| OC | OWENS CORNING NEW | 449,700 | $19.41M | 0.9% | $43.17 * | $41.04 | +2.5% | COM | 690742101 |
| GPN | GLOBAL PMTS INC | 269,500 | $19.16M | 0.8% | $71.11 * | $32.62 | 0.0% | COM | 37940X102 |
| TBHC | KIRKLANDS INC | 1,032,964 | $19.1M | 0.8% | $18.49 * | $16.15 | +11.7% | COM | 497498105 |
| — | GROUPE CGI INC | 576,827 | $17.84M | 0.8% | $30.92 | $29.71 | — | CL A SUB VTG | 39945C109 |
| — | CORPORATE EXECUTIVE BRD CO | 240,049 | $17.82M | 0.8% | $74.23 | $68.80 | — | COM | 21988R102 |
| — | HF2 FINL MGMT INC | 1,719,044 | $17.64M | 0.8% | $10.26 | $10.14 | — | CL A | 40421A104 |
| — | REXNORD CORP NEW | 607,779 | $17.61M | 0.8% | $28.98 | $20.30 | — | COM | 76169B102 |
| R | RYDER SYS INC | 208,100 | $16.63M | 0.7% | $79.92 * | $74.08 | 0.0% | COM | 783549108 |
| — | TANGOE INC | 888,172 | $16.51M | 0.7% | $18.59 | $18.37 | — | COM | 87582Y108 |
| LULU | LULULEMON ATHLETICA INC | 300,000 | $15.78M | 0.7% | $52.59 | — | — | Call | 550021109 |
| — | QUARTET MERGER CORP | 1,600,000 | $15.68M | 0.7% | $9.80 | $9.67 | — | COM | 747717106 |
| AMZN | AMAZON COM INC | 46,600 | $15.68M | 0.7% | $336.37 * | $18.56 | 0.0% | COM | 023135106 |
| — | ROADRUNNER TRNSN SVCS HLDG I | 618,798 | $15.62M | 0.7% | $25.24 | $27.42 | — | COM | 76973Q105 |
| — | DENTSPLY INTL INC NEW | 337,515 | $15.54M | 0.7% | $46.04 | $41.97 | — | COM | 249030107 |
| — | TRANSGLOBE ENERGY CORP | 2,012,603 | $15.26M | 0.7% | $7.58 | $6.20 | — | COM | 893662106 |
| WHR | WHIRLPOOL CORP | 101,400 | $15.15M | 0.7% | $149.46 * | $137.09 | +5.6% | COM | 963320106 |
| VIPS | VIPSHOP HLDGS LTD | 100,000 | $14.93M | 0.7% | $149.30 | — | — | Put | 92763W103 |
| VIPS | VIPSHOP HLDGS LTD | 100,000 | $14.93M | 0.7% | $149.30 | — | — | Call | 92763W103 |
| — | INCONTACT INC | 1,493,670 | $14.34M | 0.6% | $9.60 | $8.06 | — | COM | 45336E109 |
| — | ICG GROUP INC | 685,973 | $14.01M | 0.6% | $20.42 | $11.99 | — | COM | 44928D108 |
| — | TESLA MTRS INC | 15,000,000 | $13.62M | 0.6% | $0.91 | $0.91 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | GRAN TIERRA ENERGY INC | 1,761,932 | $13.18M | 0.6% | $7.48 | $6.80 | — | COM | 38500T101 |
| — | CELESTICA INC | 1,200,000 | $13.14M | 0.6% | $10.95 | $9.45 | — | SUB VTG SHS | 15101Q108 |
| — | CIMAREX ENERGY CO | 110,000 | $13.1M | 0.6% | $119.11 | $66.53 | — | COM | 171798101 |
| — | BROOKFIELD RESIDENTIAL PPTYS | 622,252 | $13.05M | 0.6% | $20.97 | $22.06 | — | COM | 11283W104 |
| — | CENTRAL GOLDTRUST | 287,633 | $13.01M | 0.6% | $45.24 | $44.65 | — | TR UNIT | 153546106 |
| MG | MISTRAS GROUP INC | 562,085 | $12.8M | 0.6% | $22.77 | $19.80 | +16.6% | COM | 60649T107 |
| NCLH | NORWEGIAN CRUISE LINE HLDGS | 395,000 | $12.75M | 0.6% | $32.27 * | $34.18 | 0.0% | SHS | G66721104 |
| RS | RELIANCE STEEL & ALUMINUM CO | 180,000 | $12.72M | 0.6% | $70.66 | $71.36 | 0.0% | COM | 759509102 |
| MPAA | MOTORCAR PTS AMER INC | 475,900 | $12.64M | 0.6% | $26.57 * | $12.26 | +86.1% | COM | 620071100 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 1,310,019 | $12.59M | 0.6% | $9.61 | $8.71 | — | UNIT | 85207Q104 |
| MPC | MARATHON PETE CORP | 140,000 | $12.19M | 0.5% | $87.04 * | $27.19 | +13.0% | COM | 56585A102 |
| — | VCA ANTECH INC | 360,100 | $11.61M | 0.5% | $32.23 | $31.36 | — | COM | 918194101 |
| — | MOVE INC | 999,945 | $11.56M | 0.5% | $11.56 | $12.36 | — | COM NEW | 62458M207 |
| — | TESLA MTRS INC | 12,500,000 | $11.55M | 0.5% | $0.92 | $0.92 | — | NOTE 0.250% 3/0 | 88160RAB7 |
| — | GLOBAL DEFENSE & NATL SEC SY | 1,130,000 | $11.44M | 0.5% | $10.12 | $10.05 | — | COM | 37953N108 |
| URI | UNITED RENTALS INC | 120,100 | $11.4M | 0.5% | $94.94 * | $66.47 | +23.5% | COM | 911363109 |
| DLTR | DOLLAR TREE INC | 218,200 | $11.39M | 0.5% | $52.18 | $53.21 | 0.0% | COM | 256746108 |
| — | SILVER EAGLE ACQUISITION COR | 1,141,683 | $11.08M | 0.5% | $9.70 | $9.70 | — | COM | 827694100 |
| — | ROSETTA RESOURCES INC | 220,000 | $10.25M | 0.5% | $46.58 | $46.58 | — | COM | 777779307 |
| JBHT | HUNT J B TRANS SVCS INC | 138,300 | $9.947M | 0.4% | $71.92 * | $65.88 | 0.0% | COM | 445658107 |
| — | INFINERA CORPORATION | 1,067,621 | $9.694M | 0.4% | $9.08 | $10.13 | — | COM | 45667G103 |
| — | ENERGY XXI BERMUDA LTD | 410,000 | $9.664M | 0.4% | $23.57 | $25.13 | — | USD UNRS SHS | G10082140 |
| — | ELECTRONICS FOR IMAGING INC | 220,250 | $9.539M | 0.4% | $43.31 | $28.29 | — | COM | 286082102 |
| — | TAMINCO CORP | 445,000 | $9.349M | 0.4% | $21.01 | $20.29 | — | COM | 87509U106 |
| MAS | MASCO CORP | 420,800 | $9.346M | 0.4% | $22.21 * | $16.53 | 0.0% | COM | 574599106 |
| NXPI | NXP SEMICONDUCTORS N V | 150,700 | $8.863M | 0.4% | $58.81 * | $27.97 | +65.8% | COM | N6596X109 |
| — | MENTOR GRAPHICS CORP | 7,000,000 | $8.861M | 0.4% | $1.27 | $1.33 | — | SDCV 4.000% 4/0 | 587200AK2 |
| — | SODASTREAM INTERNATIONAL LTD | 200,000 | $8.82M | 0.4% | $44.10 | — | — | Call | M9068E105 |
| KGC | KINROSS GOLD CORP | 2,000,000 | $8.28M | 0.4% | $4.14 * | $5.47 | -12.3% | Call | 496902404 |
| SNPS | SYNOPSYS INC | 214,400 | $8.235M | 0.4% | $38.41 * | $35.52 | +13.0% | COM | 871607107 |
| — | SANDISK CORP | 5,000,000 | $8.231M | 0.4% | $1.65 | $1.65 | — | NOTE 1.500% 8/1 | 80004CAD3 |
| — | MERGEWORTHRX CORP | 1,011,546 | $8.219M | 0.4% | $8.13 | $8.13 | — | COM | 58952R106 |
| — | MULTIMEDIA GAMES HLDG CO INC | 274,831 | $7.981M | 0.4% | $29.04 | $30.53 | — | COM | 625453105 |
| — | SELECT COMFORT CORP | 434,800 | $7.861M | 0.3% | $18.08 | $22.62 | — | COM | 81616X103 |
| — | CIS ACQUISITION LTD | 750,000 | $7.684M | 0.3% | $10.25 | $10.04 | — | SHS SER A | G21490209 |
| — | ATMEL CORP | 914,100 | $7.642M | 0.3% | $8.36 | $8.36 | — | COM | 049513104 |
| — | COLLABRIUM JAPAN ACQUISITN C | 705,170 | $7.299M | 0.3% | $10.35 | $10.10 | — | SHS | G2266G102 |
| — | AQUASITION CORP | 709,371 | $7.253M | 0.3% | $10.22 | $9.94 | — | COM | Y0192H103 |
| — | VALEANT PHARMACEUTICALS INTL | 54,223 | $7.148M | 0.3% | $131.83 | $86.08 | — | COM | 91911K102 |
| — | ELDORADO GOLD CORP NEW | 1,275,000 | $7.114M | 0.3% | $5.58 | $5.83 | — | COM | 284902103 |
| ENB | ENBRIDGE INC | 155,000 | $7.054M | 0.3% | $45.51 * | $22.78 | 0.0% | COM | 29250N105 |
| — | CHART ACQUISITION CORP | 707,950 | $7.037M | 0.3% | $9.94 | $9.83 | — | COM | 161151105 |
| NWS | NEWS CORP NEW | 420,300 | $7.019M | 0.3% | $16.70 * | $15.02 | -0.3% | CL B | 65249B208 |
| — | TWENTY FIRST CENTY FOX INC | 225,000 | $7.002M | 0.3% | $31.12 | $34.60 | — | CL B | 90130A200 |
| — | CARMIKE CINEMAS INC | 233,630 | $6.976M | 0.3% | $29.86 | $19.70 | — | COM | 143436400 |
| TGLS | TECNOGLASS INC | 649,382 | $6.916M | 0.3% | $10.65 * | $7.61 | 0.0% | SHS | G87264100 |
| VSAT | VIASAT INC | 100,000 | $6.904M | 0.3% | $69.04 | — | — | Put | 92552V100 |
| — | RANDGOLD RES LTD | 90,000 | $6.75M | 0.3% | $75.00 | $68.40 | — | ADR | 752344309 |
| — | EXFO INC | 1,352,962 | $6.684M | 0.3% | $4.94 | $4.46 | — | SUB VTG SHS | 302046107 |
| — | POWERSHS DB US DOLLAR INDEX | 300,000 | $6.438M | 0.3% | $21.46 | — | — | Put | 73936D107 |
| — | NEWPARK RES INC | 5,000,000 | $6.431M | 0.3% | $1.29 | $1.35 | — | NOTE 4.000%10/0 | 651718AC2 |
| — | HYDE PK ACQUISITION CORP II | 609,988 | $6.35M | 0.3% | $10.41 | $10.24 | — | COM | 448640102 |
| — | TUESDAY MORNING CORP | 445,702 | $6.307M | 0.3% | $14.15 | $10.37 | — | COM NEW | 899035505 |
| — | TECHNE CORP | 72,302 | $6.172M | 0.3% | $85.36 | $79.91 | — | COM | 878377100 |
| VISN | COMMSCOPE HLDG CO INC | 250,000 | $6.17M | 0.3% | $24.68 * | $20.49 | 0.0% | COM | 20337X109 |
| — | HUDSON GLOBAL INC | 1,626,264 | $6.147M | 0.3% | $3.78 | $2.48 | — | COM | 443787106 |
| — | SINA CORP | 100,000 | $6.041M | 0.3% | $60.41 | $84.25 | — | Call | G81477104 |
| — | MOLYCORP INC DEL | 7,500,000 | $6.009M | 0.3% | $0.80 | $0.77 | — | NOTE 6.000% 9/0 | 608753AF6 |
| — | STOCK BLDG SUPPLY HLDGS INC | 291,716 | $5.928M | 0.3% | $20.32 | $20.32 | — | COM | 86101X104 |
| — | DIEBOLD INC | 145,000 | $5.784M | 0.3% | $39.89 | — | — | Call | 253651103 |
| APOG | APOGEE ENTERPRISES INC | 170,942 | $5.68M | 0.3% | $33.23 * | $27.41 | 0.0% | COM | 037598109 |
| GMED | GLOBUS MED INC | 196,800 | $5.233M | 0.2% | $26.59 * | $16.30 | +45.8% | CL A | 379577208 |
| AG | FIRST MAJESTIC SILVER CORP | 536,862 | $5.175M | 0.2% | $9.64 * | $10.76 | 0.0% | COM | 32076V103 |
| — | MANITEX INTL INC | 316,902 | $5.166M | 0.2% | $16.30 | $16.02 | — | COM | 563420108 |
| EXK | ENDEAVOUR SILVER CORP | 1,188,800 | $5.124M | 0.2% | $4.31 * | $4.72 | 0.0% | COM | 29258Y103 |
| — | ZULILY INC | 100,000 | $5.019M | 0.2% | $50.19 | — | — | Call | 989774104 |
| ANW 4 11/01/18 | AEGEAN MARINE PETE NETWORK I | 5,000,000 | $5.019M | 0.2% | $1.00 | $1.06 | — | NOTE 4.000%11/0 | Y0020QAA9 |
| — | GUESS INC | 180,384 | $4.979M | 0.2% | $27.60 | $27.60 | — | COM | 401617105 |
| — | MOLYCORP INC DEL | 5,500,000 | $4.916M | 0.2% | $0.89 | $1.00 | — | NOTE 5.500% 2/0 | 608753AH2 |
| — | INFINITY CROSS BORDER ACQUIS | 588,450 | $4.69M | 0.2% | $7.97 | $7.85 | — | SHS | G4772R101 |
| — | FUSION-IO INC | 412,500 | $4.34M | 0.2% | $10.52 | $10.52 | — | COM | 36112J107 |
| — | BOULEVARD ACQUISITION CORP | 429,000 | $4.311M | 0.2% | $10.05 | $10.05 | — | UNIT 99/99/9999 | 10157P203 |
| TILE | INTERFACE INC | 199,733 | $4.105M | 0.2% | $20.55 | $20.35 | 0.0% | COM | 458665304 |
| NGD | NEW GOLD INC CDA | 785,000 | $3.831M | 0.2% | $4.88 * | $5.77 | 0.0% | COM | 644535106 |
| MERC | MERCER INTL INC | 510,000 | $3.825M | 0.2% | $7.50 * | $6.19 | 0.0% | COM | 588056101 |
| — | KRISPY KREME DOUGHNUTS INC | 201,953 | $3.581M | 0.2% | $17.73 | $19.29 | — | COM | 501014104 |
| — | NEONODE INC | 618,127 | $3.517M | 0.2% | $5.69 | $6.23 | — | COM NEW | 64051M402 |
| — | TRINITY BIOTECH PLC | 141,000 | $3.416M | 0.2% | $24.23 | $24.23 | — | SPON ADR NEW | 896438306 |
| — | ENVISION HEALTHCARE HLDGS IN | 100,000 | $3.383M | 0.1% | $33.83 | $33.83 | — | COM | 29413U103 |
| — | ARC DOCUMENT SOLUTIONS INC | 420,407 | $3.128M | 0.1% | $7.44 | $4.00 | — | COM | 00191G103 |
| PRKS | SEAWORLD ENTMT INC | 100,240 | $3.03M | 0.1% | $30.23 * | $30.62 | +5.2% | COM | 81282V100 |
| — | M/I HOMES INC | 2,500,000 | $3.012M | 0.1% | $1.20 | $1.24 | — | NOTE 3.250% 9/1 | 55292PAA3 |
| — | FIESTA RESTAURANT GROUP INC | 64,100 | $2.922M | 0.1% | $45.59 | $52.24 | — | COM | 31660B101 |
| — | TUMI HLDGS INC | 124,300 | $2.813M | 0.1% | $22.63 | $20.15 | — | COM | 89969Q104 |
| — | FLOTEK INDS INC DEL | 99,700 | $2.777M | 0.1% | $27.85 | — | — | Call | 343389102 |
| — | HOMEAWAY INC | 62,976 | $2.372M | 0.1% | $37.67 | $37.67 | — | COM | 43739Q100 |
| — | QUINPARIO ACQUISITION CORP | 178,819 | $1.949M | 0.1% | $10.90 | $10.90 | — | UNIT 99/99/9999 | 74874R207 |
| — | EPL OIL & GAS INC | 50,000 | $1.93M | 0.1% | $38.60 | $38.60 | — | COM | 26883D108 |
| — | JOS A BANK CLOTHIERS INC | 30,000 | $1.929M | 0.1% | $64.30 | $64.30 | — | COM | 480838101 |
| — | TOWER GROUP INC | 2,000,000 | $1.888M | 0.1% | $0.94 | $0.94 | — | NOTE 5.000% 9/1 | 891777AC8 |
| — | TIMMINS GOLD CORP | 1,500,000 | $1.86M | 0.1% | $1.24 | $1.24 | — | COM | 88741P103 |
| KGC | KINROSS GOLD CORP | 369,818 | $1.531M | 0.1% | $4.14 * | $5.47 | -12.3% | COM NO PAR | 496902404 |
| — | CAPITOL ACQUISITION CORP II | 154,598 | $1.523M | 0.1% | $9.85 | $9.66 | — | COM | 14056V105 |
| — | SILVER STD RES INC | 138,552 | $1.376M | 0.1% | $9.93 | $6.34 | — | COM | 82823L106 |
| — | MERITOR INC | 108,900 | $1.334M | 0.1% | $12.25 | — | — | Call | 59001K100 |
| — | ROI ACQUISITION CORP II | 120,048 | $1.164M | 0.1% | $9.70 | $9.78 | — | COM | 74966G101 |
| TIPT | TIPTREE FINL INC | 150,000 | $1.125M | 0.0% | $7.50 | $7.48 | -0.2% | CL A | 88822Q103 |
| — | CAMBRIDGE CAP ACQUISITION CO | 104,300 | $1.052M | 0.0% | $10.09 | $10.09 | — | UNIT 03/17/2014 | 13215Q205 |
| — | CAMBRIDGE CAP ACQUISITION CO | 104,176 | $1.009M | 0.0% | $9.69 | $9.69 | — | COM | 13215Q106 |
| — | SIRIUS XM HLDGS INC | 291,600 | $933K | 0.0% | $3.20 | — | — | Call | 82968B103 |
| — | NATIONAL INTERSTATE CORP | 27,500 | $737K | 0.0% | $26.80 | $26.80 | — | COM | 63654U100 |
| — | PACER INTL INC TENN | 75,000 | $672K | 0.0% | $8.96 | $8.96 | — | COM | 69373H106 |
| — | LCA-VISION INC | 125,000 | $669K | 0.0% | $5.35 | $5.35 | — | COM PAR $.001 | 501803308 |
| — | NCI BUILDING SYS INC | 37,921 | $662K | 0.0% | $17.46 | $17.46 | — | COM NEW | 628852204 |
| — | QUARTET MERGER CORP | 1,599,700 | $656K | 0.0% | $0.41 | $0.52 | — | RIGHT 99/99/9999 | 747717205 |
| — | QUINPARIO ACQUISITION CORP | 987,949 | $603K | 0.0% | $0.61 | $0.36 | — | *W EXP 09/27/201 | 74874R116 |
| — | HENNESSY CAP ACQUISITION COR | 50,000 | $503K | 0.0% | $10.06 | $10.06 | — | UNIT 99/99/9999 | 425886207 |
| — | HENNESSY CAP ACQUISITION COR | 50,000 | $478K | 0.0% | $9.56 | $9.56 | — | COM | 425886108 |
| — | SILVER EAGLE ACQUISITION COR | 37,586 | $389K | 0.0% | $10.35 | $10.35 | — | UNIT 99/99/9999 | 827694209 |
| — | LEVY ACQUISITION CORP | 39,611 | $384K | 0.0% | $9.69 | $9.69 | — | COM | 52748T104 |
| — | INFINITY CROSS BORDER ACQUIS | 490,167 | $376K | 0.0% | $0.77 | $0.77 | — | *W EXP 07/25/201 | G4772R119 |
| — | MOLYCORP INC DEL | 76,794 | $360K | 0.0% | $4.69 | $6.20 | — | COM | 608753109 |
| MPVDF | MOUNTAIN PROV DIAMONDS INC | 50,000 | $237K | 0.0% | $4.74 | $4.72 | 0.0% | COM NEW | 62426E402 |
| TAC | TRANSALTA CORP | 20,000 | $233K | 0.0% | $11.65 * | $12.36 | 0.0% | COM | 89346D107 |
| — | SUPERCONDUCTOR TECHNOLOGIES | 69,483 | $188K | 0.0% | $2.71 | $1.63 | — | COM PAR $0.001 | 867931404 |
| — | AQUASITION CORP | 458,159 | $126K | 0.0% | $0.28 | $0.25 | — | *W EXP 10/25/201 | Y0192H111 |
| — | INFINITY CROSS BORDER ACQUIS | 13,533 | $118K | 0.0% | $8.72 | $8.72 | — | UNIT 99/99/9999 | G4772R127 |
| — | SILVER BULL RES INC | 312,500 | $103K | 0.0% | $0.33 | $0.39 | — | COM | 827458100 |
| — | CIS ACQUISITION LTD | 249,149 | $57,000 | 0.0% | $0.23 | $0.25 | — | *W EXP 12/18/201 | G21490118 |
| — | COLLABRIUM JAPAN ACQUISITN C | 381,460 | $55,000 | 0.0% | $0.14 | $0.26 | — | *W EXP 99/99/999 | G2266G110 |
| — | ROI ACQUISITION CORP II | 94,118 | $41,000 | 0.0% | $0.44 | $0.50 | — | *W EXP 09/17/201 | 74966G119 |
| — | CAMBRIDGE CAP ACQUISITION CO | 81,237 | $34,000 | 0.0% | $0.42 | $0.42 | — | *W EXP 12/23/201 | 13215Q114 |
| — | GALENA BIOPHARMA INC | 12,500 | $31,000 | 0.0% | $2.48 | — | — | Call | 363256108 |
| — | HENNESSY CAP ACQUISITION COR | 50,000 | $24,000 | 0.0% | $0.48 | $0.48 | — | *W EXP 01/23/201 | 425886116 |
| — | SILVER EAGLE ACQUISITION COR | 31,200 | $22,000 | 0.0% | $0.71 | $0.60 | — | *W EXP 07/26/202 | 827694118 |