Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Aug 14, 2014
Total Value: $1.883B (76.9% shares, 23.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | MICRON TECHNOLOGY INC | 50,000,000 | $172M | 9.1% | $3.44 | $2.84 | — | NOTE 2.375% 5/0 | 595112AW3 |
| SPY | SPDR S&P 500 ETF TR | 700,000 | $137M | 7.3% | $195.72 | — | — | Put | 78462F103 |
| XLE | SELECT SECTOR SPDR TR | 1,200,000 | $120M | 6.4% | $100.10 | — | — | Call | 81369Y506 |
| — | CUBIST PHARMACEUTICALS INC | 39,975,000 | $98.06M | 5.2% | $2.45 | $2.11 | — | NOTE 2.500%11/0 | 229678AD9 |
| — | APACHE CORP | 450,000 | $45.28M | 2.4% | $100.62 | $83.86 | — | Call | 037411105 |
| — | CENTRAL FD CDA LTD | 2,844,509 | $41.36M | 2.2% | $14.54 | $14.14 | — | CL A | 153501101 |
| — | TELEFLEX INC | 20,000,000 | $35.1M | 1.9% | $1.75 | $1.51 | — | NOTE 3.875% 8/0 | 879369AA4 |
| — | NEWPORT CORP | 1,712,894 | $31.69M | 1.7% | $18.50 | $14.90 | — | COM | 651824104 |
| — | UAL CORP | 6,625,000 | $31.4M | 1.7% | $4.74 | $3.66 | — | NOTE 6.000%10/1 | 902549AJ3 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 2,478,168 | $27.29M | 1.4% | $11.01 | $10.72 | — | UNIT | 85207H104 |
| OPLN | KAR AUCTION SVCS INC | 837,885 | $26.7M | 1.4% | $31.87 * | $9.36 | +23.4% | COM | 48238T109 |
| — | J2 GLOBAL INC | 25,000,000 | $25.48M | 1.4% | $1.02 | $1.02 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | APACHE CORP | 230,000 | $23.14M | 1.2% | $100.62 | $83.86 | — | COM | 037411105 |
| GPN | GLOBAL PMTS INC | 296,095 | $21.57M | 1.1% | $72.85 * | $32.62 | +0.1% | COM | 37940X102 |
| — | REXNORD CORP NEW | 765,844 | $21.56M | 1.1% | $28.15 | $21.92 | — | COM | 76169B102 |
| — | GROUP 1 AUTOMOTIVE INC | 15,000,000 | $21.47M | 1.1% | $1.43 | $1.43 | — | FRNT 2.250% 6/1 | 398905AE9 |
| — | MOVE INC | 1,450,100 | $21.45M | 1.1% | $14.79 | $13.11 | — | COM NEW | 62458M207 |
| BIO | BIO RAD LABS INC | 179,114 | $21.44M | 1.1% | $119.71 | $119.37 | +2.3% | CL A | 090572207 |
| — | INCONTACT INC | 2,328,670 | $21.4M | 1.1% | $9.19 | $8.46 | — | COM | 45336E109 |
| MWA | MUELLER WTR PRODS INC | 2,434,809 | $21.04M | 1.1% | $8.64 * | $7.66 | -2.9% | COM SER A | 624758108 |
| TBHC | KIRKLANDS INC | 1,125,364 | $20.88M | 1.1% | $18.55 * | $16.19 | +2.6% | COM | 497498105 |
| — | CIMAREX ENERGY CO | 140,000 | $20.08M | 1.1% | $143.46 | $83.02 | — | COM | 171798101 |
| — | GSI GROUP INC CDA NEW | 1,575,504 | $20.06M | 1.1% | $12.73 | $8.41 | — | COM NEW | 36191C205 |
| — | DENTSPLY INTL INC NEW | 396,915 | $18.79M | 1.0% | $47.35 | $42.78 | — | COM | 249030107 |
| SNPS | SYNOPSYS INC | 480,438 | $18.65M | 1.0% | $38.82 | $36.98 | +3.2% | COM | 871607107 |
| — | HF2 FINL MGMT INC | 1,768,342 | $18.21M | 1.0% | $10.30 | $10.14 | — | CL A | 40421A104 |
| — | CATAMARAN CORP | 381,314 | $16.84M | 0.9% | $44.16 | $46.96 | — | COM | 148887102 |
| RVTY | PERKINELMER INC | 351,300 | $16.45M | 0.9% | $46.84 * | $43.14 | 0.0% | COM | 714046109 |
| — | TANGOE INC | 1,070,671 | $16.12M | 0.9% | $15.06 | $17.80 | — | COM | 87582Y108 |
| — | QUARTET MERGER CORP | 1,600,000 | $16.06M | 0.9% | $10.04 | $9.67 | — | COM | 747717106 |
| PRKS | SEAWORLD ENTMT INC | 551,540 | $15.63M | 0.8% | $28.33 * | $30.27 | -0.3% | COM | 81282V100 |
| — | CARDTRONICS INC | 448,572 | $15.29M | 0.8% | $34.08 | $34.08 | — | COM | 14161H108 |
| MG | MISTRAS GROUP INC | 613,158 | $15.04M | 0.8% | $24.52 * | $20.06 | +14.4% | COM | 60649T107 |
| MA | MASTERCARD INC | 204,000 | $14.99M | 0.8% | $73.47 * | $69.24 | 0.0% | CL A | 57636Q104 |
| RS | RELIANCE STEEL & ALUMINUM CO | 185,000 | $13.64M | 0.7% | $73.71 * | $71.37 | +0.7% | COM | 759509102 |
| — | PARSLEY ENERGY INC | 550,000 | $13.24M | 0.7% | $24.07 | $24.07 | — | CL A | 701877102 |
| — | ROADRUNNER TRNSN SVCS HLDG I | 469,335 | $13.19M | 0.7% | $28.10 | $27.42 | — | COM | 76973Q105 |
| MMS | MAXIMUS INC | 302,203 | $13M | 0.7% | $43.02 | $42.99 | 0.0% | COM | 577933104 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 1,263,454 | $12.79M | 0.7% | $10.12 | $8.71 | — | UNIT | 85207Q104 |
| — | CITRIX SYS INC | 200,000 | $12.51M | 0.7% | $62.55 | — | — | Call | 177376100 |
| — | INFINERA CORPORATION | 1,353,521 | $12.45M | 0.7% | $9.20 | $9.93 | — | COM | 45667G103 |
| — | CENTRAL GOLDTRUST | 259,954 | $12.34M | 0.7% | $47.47 | $44.65 | — | TR UNIT | 153546106 |
| — | VCA INC | 337,600 | $11.85M | 0.6% | $35.09 | $31.36 | — | COM | 918194101 |
| — | GLOBAL DEFENSE & NATL SEC SY | 1,129,186 | $11.55M | 0.6% | $10.23 | $10.05 | — | COM | 37953N108 |
| — | SILVER EAGLE ACQUISITION COR | 1,169,871 | $11.45M | 0.6% | $9.79 | $9.70 | — | COM | 827694100 |
| — | MULTIMEDIA GAMES HLDG CO INC | 385,331 | $11.42M | 0.6% | $29.64 | $30.27 | — | COM | 625453105 |
| TILE | INTERFACE INC | 603,914 | $11.38M | 0.6% | $18.84 | $19.10 | -3.2% | COM | 458665304 |
| — | ELECTRONICS FOR IMAGING INC | 250,250 | $11.31M | 0.6% | $45.20 | $30.32 | — | COM | 286082102 |
| MET | METLIFE INC | 200,000 | $11.11M | 0.6% | $55.56 * | $28.11 | +13.3% | COM | 59156R108 |
| JKHY | HENRY JACK & ASSOC INC | 185,200 | $11.01M | 0.6% | $59.43 * | $49.41 | 0.0% | COM | 426281101 |
| VISN | COMMSCOPE HLDG CO INC | 473,234 | $10.95M | 0.6% | $23.13 * | $22.59 | +10.4% | COM | 20337X109 |
| R | RYDER SYS INC | 121,600 | $10.71M | 0.6% | $88.09 * | $74.08 | +13.0% | COM | 783549108 |
| — | SPECTRANETICS CORP | 10,000,000 | $10.44M | 0.6% | $1.04 | $1.04 | — | MTNF 2.625% 6/0 | 84760CAA5 |
| BC | BRUNSWICK CORP | 247,407 | $10.42M | 0.6% | $42.13 * | $34.95 | 0.0% | COM | 117043109 |
| — | SELECT COMFORT CORP | 498,200 | $10.29M | 0.5% | $20.66 | $22.37 | — | COM | 81616X103 |
| NCLH | NORWEGIAN CRUISE LINE HLDGS | 320,000 | $10.14M | 0.5% | $31.70 | $34.18 | -5.5% | SHS | G66721104 |
| NXPI | NXP SEMICONDUCTORS N V | 151,100 | $10M | 0.5% | $66.18 * | $27.97 | +94.6% | COM | N6596X109 |
| OC | OWENS CORNING NEW | 257,100 | $9.945M | 0.5% | $38.68 * | $41.04 | +0.2% | COM | 690742101 |
| — | ENERGY XXI BERMUDA LTD | 395,000 | $9.334M | 0.5% | $23.63 | $25.13 | — | USD UNRS SHS | G10082140 |
| — | XPO LOGISTICS INC | 5,000,000 | $9.316M | 0.5% | $1.86 | $1.86 | — | NOTE 4.500%10/0 | 983793AA8 |
| — | AMSURG CORP | 200,000 | $9.114M | 0.5% | $45.57 | $45.57 | — | COM | 03232P405 |
| — | INSULET CORP | 8,000,000 | $8.876M | 0.5% | $1.11 | $1.11 | — | NOTE 2.000% 6/1 | 45784PAD3 |
| — | TRINITY BIOTECH PLC | 369,262 | $8.504M | 0.5% | $23.03 | $23.49 | — | SPON ADR NEW | 896438306 |
| — | ICG GROUP INC | 405,786 | $8.473M | 0.4% | $20.88 | $11.99 | — | COM | 44928D108 |
| — | MERGEWORTHRX CORP | 1,011,546 | $8.325M | 0.4% | $8.23 | $8.13 | — | COM | 58952R106 |
| — | TRINSEO S A | 400,000 | $8.32M | 0.4% | $20.80 | $20.80 | — | SHS | L9340P101 |
| — | SPECTRANETICS CORP | 363,000 | $8.305M | 0.4% | $22.88 | $22.88 | — | COM | 84760C107 |
| — | CIS ACQUISITION LTD | 750,000 | $7.74M | 0.4% | $10.32 | $10.04 | — | SHS SER A | G21490209 |
| — | TECHNE CORP | 79,609 | $7.369M | 0.4% | $92.56 | $81.07 | — | COM | 878377100 |
| MGM | MGM RESORTS INTERNATIONAL | 277,600 | $7.329M | 0.4% | $26.40 * | $23.59 | 0.0% | COM | 552953101 |
| — | AQUASITION CORP | 705,748 | $7.213M | 0.4% | $10.22 | $9.94 | — | COM | Y0192H103 |
| TGLS | TECNOGLASS INC | 588,404 | $7.108M | 0.4% | $12.08 * | $7.61 | +11.1% | SHS | G87264100 |
| — | CHART ACQUISITION CORP | 710,886 | $7.041M | 0.4% | $9.90 | $9.83 | — | COM | 161151105 |
| APOG | APOGEE ENTERPRISES INC | 198,019 | $6.903M | 0.4% | $34.86 * | $27.10 | -7.2% | COM | 037598109 |
| — | CARMIKE CINEMAS INC | 196,130 | $6.89M | 0.4% | $35.13 | $19.70 | — | COM | 143436400 |
| — | NORTH AMERN ENERGY PARTNERS | 834,700 | $6.715M | 0.4% | $8.04 | $8.04 | — | COM | 656844107 |
| XLU | SELECT SECTOR SPDR TR | 150,000 | $6.639M | 0.4% | $44.26 | — | — | Put | 81369Y886 |
| EXK | ENDEAVOUR SILVER CORP | 1,188,800 | $6.499M | 0.3% | $5.47 * | $4.72 | -5.4% | COM | 29258Y103 |
| — | EXFO INC | 1,352,962 | $6.494M | 0.3% | $4.80 | $4.46 | — | SUB VTG SHS | 302046107 |
| — | HUDSON GLOBAL INC | 1,626,264 | $6.391M | 0.3% | $3.93 | $2.48 | — | COM | 443787106 |
| — | COLLABRIUM JAPAN ACQUISITN C | 600,839 | $6.303M | 0.3% | $10.49 | $10.10 | — | SHS | G2266G102 |
| — | OPENTABLE INC | 60,000 | $6.216M | 0.3% | $103.60 | $103.60 | — | Call | 68372A104 |
| — | MENTOR GRAPHICS CORP | 5,000,000 | $6.156M | 0.3% | $1.23 | $1.33 | — | SDCV 4.000% 4/0 | 587200AK2 |
| DLTR | DOLLAR TREE INC | 111,800 | $6.089M | 0.3% | $54.46 * | $53.21 | -1.2% | COM | 256746108 |
| LVS | LAS VEGAS SANDS CORP | 78,900 | $6.014M | 0.3% | $76.22 * | $54.23 | 0.0% | COM | 517834107 |
| — | MANITEX INTL INC | 338,924 | $5.504M | 0.3% | $16.24 | $16.03 | — | COM | 563420108 |
| LZB | LA Z BOY INC | 235,000 | $5.445M | 0.3% | $23.17 * | $24.73 | 0.0% | COM | 505336107 |
| ITB | ISHARES | 216,300 | $5.364M | 0.3% | $24.80 | $24.80 | — | US HOME CONS ETF | 464288752 |
| — | VALEANT PHARMACEUTICALS INTL | 42,500 | $5.36M | 0.3% | $126.12 | $86.08 | — | COM | 91911K102 |
| TRS | TRIMAS CORP | 139,600 | $5.323M | 0.3% | $38.13 * | $27.85 | 0.0% | COM NEW | 896215209 |
| ANW 4 11/01/18 | AEGEAN MARINE PETE NETWORK I | 5,000,000 | $5.1M | 0.3% | $1.02 | $1.06 | — | NOTE 4.000%11/0 | Y0020QAA9 |
| — | TUMI HLDGS INC | 248,425 | $5.001M | 0.3% | $20.13 | $20.14 | — | COM | 89969Q104 |
| — | SALIX PHARMACEUTICALS INC | 2,500,000 | $4.911M | 0.3% | $1.96 | $1.69 | — | NOTE 1.500% 3/1 | 795435AE6 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 591,900 | $4.883M | 0.3% | $8.25 | $8.25 | — | COM | 518415104 |
| — | TWENTY FIRST CENTY FOX INC | 142,500 | $4.878M | 0.3% | $34.23 | $34.60 | — | CL B | 90130A200 |
| GMED | GLOBUS MED INC | 196,800 | $4.707M | 0.2% | $23.92 | $16.30 | +48.0% | CL A | 379577208 |
| — | MICHAEL KORS HLDGS LTD | 50,000 | $4.432M | 0.2% | $88.64 | — | — | Call | G60754101 |
| ENTG | ENTEGRIS INC | 319,200 | $4.387M | 0.2% | $13.74 * | $11.36 | 0.0% | COM | 29362U104 |
| — | WL ROSS HLDG CORP | 425,000 | $4.386M | 0.2% | $10.32 | $10.32 | — | UNIT 99/99/9999 | 92939D203 |
| MED | MEDIFAST INC | 142,300 | $4.327M | 0.2% | $30.41 * | $23.59 | 0.0% | COM | 58470H101 |
| MPAA | MOTORCAR PTS AMER INC | 177,188 | $4.315M | 0.2% | $24.35 * | $12.26 | +107.7% | COM | 620071100 |
| — | FIESTA RESTAURANT GROUP INC | 91,900 | $4.265M | 0.2% | $46.41 | $50.48 | — | COM | 31660B101 |
| CVE | CENOVUS ENERGY INC | 131,500 | $4.257M | 0.2% | $32.37 | — | — | Call | 15135U109 |
| KGC | KINROSS GOLD CORP | 1,000,000 | $4.14M | 0.2% | $4.14 | $5.47 | -25.6% | Call | 496902404 |
| — | MEASUREMENT SPECIALTIES INC | 45,000 | $3.873M | 0.2% | $86.07 | $86.07 | — | COM | 583421102 |
| — | VALUEVISION MEDIA INC | 772,705 | $3.856M | 0.2% | $4.99 | $4.99 | — | CL A | 92047K107 |
| — | PROTECTIVE LIFE CORP | 55,000 | $3.813M | 0.2% | $69.33 | $69.33 | — | COM | 743674103 |
| — | HOMEAWAY INC | 105,600 | $3.677M | 0.2% | $34.82 | $36.52 | — | COM | 43739Q100 |
| — | BOB EVANS FARMS INC | 71,000 | $3.554M | 0.2% | $50.06 | — | — | Call | 096761101 |
| — | MOLYCORP INC DEL | 5,400,000 | $3.524M | 0.2% | $0.65 | $1.00 | — | NOTE 5.500% 2/0 | 608753AH2 |
| NWS | NEWS CORP NEW | 200,000 | $3.49M | 0.2% | $17.45 * | $15.02 | -1.2% | CL B | 65249B208 |
| — | BARNES & NOBLE INC | 150,000 | $3.418M | 0.2% | $22.79 | — | — | Put | 067774109 |
| — | M/I HOMES INC | 2,500,000 | $3.144M | 0.2% | $1.26 | $1.24 | — | NOTE 3.250% 9/1 | 55292PAA3 |
| — | AUXILIUM PHARMACEUTICALS INC | 150,000 | $3.009M | 0.2% | $20.06 | $20.06 | — | COM | 05334D107 |
| — | BOULEVARD ACQUISITION CORP | 296,800 | $2.909M | 0.2% | $9.80 | $9.80 | — | COM | 10157P104 |
| — | MICROS SYS INC | 40,000 | $2.716M | 0.1% | $67.90 | $67.90 | — | COM | 594901100 |
| — | MITEL NETWORKS CORP | 250,000 | $2.635M | 0.1% | $10.54 | $10.54 | — | Call | 60671Q104 |
| — | PLX TECHNOLOGY INC | 400,000 | $2.588M | 0.1% | $6.47 | $6.47 | — | COM | 693417107 |
| — | SAFEWAY INC | 75,000 | $2.576M | 0.1% | $34.35 | $34.35 | — | COM NEW | 786514208 |
| — | COVIDIEN PLC | 27,200 | $2.453M | 0.1% | $90.18 | — | — | Call | G2554F113 |
| — | PETROLOGISTICS LP | 160,000 | $2.298M | 0.1% | $14.36 | $14.36 | — | UNIT LTD PTH INT | 71672U101 |
| — | ELIZABETH ARDEN INC | 100,000 | $2.142M | 0.1% | $21.42 | — | — | Call | 28660G106 |
| — | INTEGRYS ENERGY GROUP INC | 30,000 | $2.134M | 0.1% | $71.13 | $71.13 | — | COM | 45822P105 |
| — | HENNESSY CAP ACQUISITION COR | 200,000 | $2.023M | 0.1% | $10.12 | $10.10 | — | UNIT 99/99/9999 | 425886207 |
| — | SINA CORP | 40,000 | $1.991M | 0.1% | $49.77 | $49.77 | — | ORD | G81477104 |
| ULH | UNIVERSAL TRUCKLOAD SVCS INC | 75,000 | $1.902M | 0.1% | $25.36 | $25.29 | 0.0% | COM | 91388P105 |
| — | WISCONSIN ENERGY CORP | 40,000 | $1.877M | 0.1% | $46.92 | $46.92 | — | COM | 976657106 |
| — | MITEL NETWORKS CORP | 165,000 | $1.739M | 0.1% | $10.54 | $10.54 | — | COM | 60671Q104 |
| — | CARDTRONICS INC | 50,000 | $1.704M | 0.1% | $34.08 | $34.08 | — | Call | 14161H108 |
| — | FUSION-IO INC | 150,000 | $1.695M | 0.1% | $11.30 | $10.52 | — | COM | 36112J107 |
| — | MEDTRONIC INC | 25,000 | $1.594M | 0.1% | $63.76 | — | — | Call | 585055106 |
| — | OPENTABLE INC | 15,000 | $1.554M | 0.1% | $103.60 | $103.60 | — | COM | 68372A104 |
| — | CAPITOL ACQUISITION CORP II | 154,298 | $1.528M | 0.1% | $9.90 | $9.66 | — | COM | 14056V105 |
| — | NEONODE INC | 461,162 | $1.443M | 0.1% | $3.13 | $6.23 | — | COM NEW | 64051M402 |
| — | TIMMINS GOLD CORP | 750,000 | $1.343M | 0.1% | $1.79 | $1.24 | — | COM | 88741P103 |
| — | MERITOR INC | 100,000 | $1.304M | 0.1% | $13.04 | — | — | Call | 59001K100 |
| — | BOULEVARD ACQUISITION CORP | 129,000 | $1.303M | 0.1% | $10.10 | $10.05 | — | UNIT 99/99/9999 | 10157P203 |
| TIPT | TIPTREE FINL INC | 140,954 | $1.226M | 0.1% | $8.70 * | $7.48 | +23.7% | CL A | 88822Q103 |
| — | C&J ENERGY SVCS INC | 36,300 | $1.226M | 0.1% | $33.77 | $33.77 | — | COM | 12467B304 |
| — | WORLD WRESTLING ENTMT INC | 100,000 | $1.193M | 0.1% | $11.93 | $11.93 | — | CL A | 98156Q108 |
| — | NABORS INDUSTRIES LTD | 40,000 | $1.175M | 0.1% | $29.38 | — | — | Call | G6359F103 |
| — | COLLABRIUM JAPAN ACQUISITN C | 108,059 | $1.141M | 0.1% | $10.56 | $10.56 | — | UNIT 99/99/9999 | G2266G128 |
| — | ROI ACQUISITION CORP II | 112,820 | $1.102M | 0.1% | $9.77 | $9.78 | — | COM | 74966G101 |
| — | SILVER EAGLE ACQUISITION COR | 103,519 | $1.083M | 0.1% | $10.46 | $10.42 | — | UNIT 99/99/9999 | 827694209 |
| — | CAMBRIDGE CAP ACQUISITION CO | 108,976 | $1.064M | 0.1% | $9.76 | $9.69 | — | COM | 13215Q106 |
| — | FURIEX PHARMACEUTICALS INC | 10,000 | $1.062M | 0.1% | $106.20 | $106.20 | — | COM | 36106P101 |
| — | CAMBRIDGE CAP ACQUISITION CO | 96,495 | $980K | 0.1% | $10.16 | $10.09 | — | UNIT 03/17/2014 | 13215Q205 |
| — | VERTEX ENERGY INC | 100,000 | $940K | 0.0% | $9.40 | $9.40 | — | COM | 92534K107 |
| ABBV | ABBVIE INC | 16,100 | $909K | 0.0% | $56.46 | — | — | Call | 00287Y109 |
| — | QUARTET MERGER CORP | 1,194,850 | $801K | 0.0% | $0.67 | $0.52 | — | RIGHT 99/99/9999 | 747717205 |
| — | AUGUSTA RES CORP | 250,000 | $790K | 0.0% | $3.16 | $3.16 | — | COM NEW | 050912203 |
| — | QLT INC | 100,000 | $618K | 0.0% | $6.18 | $6.18 | — | COM | 746927102 |
| — | LEVY ACQUISITION CORP | 58,069 | $585K | 0.0% | $10.07 | $10.07 | — | UNIT 99/99/9999 | 52748T203 |
| EGAN | EGAIN CORP | 85,052 | $576K | 0.0% | $6.77 * | $6.61 | 0.0% | COM NEW | 28225C806 |
| — | FUSION-IO INC | 50,000 | $565K | 0.0% | $11.30 | $10.52 | — | Call | 36112J107 |
| — | NEVSUN RES LTD | 140,700 | $528K | 0.0% | $3.75 | $3.75 | — | COM | 64156L101 |
| — | SPRINT CORP | 59,400 | $507K | 0.0% | $8.54 | $8.54 | — | Put | 85207U105 |
| — | SPRINT CORP | 59,400 | $507K | 0.0% | $8.54 | $8.54 | — | COM SER 1 | 85207U105 |
| — | ARC DOCUMENT SOLUTIONS INC | 85,369 | $500K | 0.0% | $5.86 | $4.00 | — | COM | 00191G103 |
| — | HENNESSY CAP ACQUISITION COR | 50,000 | $486K | 0.0% | $9.72 | $9.56 | — | COM | 425886108 |
| CENT | CENTRAL GARDEN & PET CO | 50,000 | $455K | 0.0% | $9.10 * | $6.43 | 0.0% | COM | 153527106 |
| — | YAMANA GOLD INC | 50,000 | $411K | 0.0% | $8.22 | — | — | Call | 98462Y100 |
| — | LEVY ACQUISITION CORP | 36,036 | $351K | 0.0% | $9.74 | $9.69 | — | COM | 52748T104 |
| — | TRANSGLOBE ENERGY CORP | 38,600 | $290K | 0.0% | $7.51 | $6.20 | — | COM | 893662106 |
| — | PENN WEST PETE LTD NEW | 28,000 | $274K | 0.0% | $9.79 | $9.79 | — | COM | 707887105 |
| — | PETROQUEST ENERGY INC | 35,400 | $266K | 0.0% | $7.51 | $7.51 | — | COM | 716748108 |
| — | COTT CORP QUE | 35,800 | $253K | 0.0% | $7.07 | $7.07 | — | COM | 22163N106 |
| — | PIONEER ENERGY SVCS CORP | 14,200 | $249K | 0.0% | $17.54 | $17.54 | — | COM | 723664108 |
| — | SCHULMAN A INC | 6,400 | $248K | 0.0% | $38.75 | $38.75 | — | COM | 808194104 |
| — | GRAN TIERRA ENERGY INC | 29,200 | $237K | 0.0% | $8.12 | $6.80 | — | COM | 38500T101 |
| — | MAG SILVER CORP | 25,000 | $237K | 0.0% | $9.48 | $9.48 | — | COM | 55903Q104 |
| MPVDF | MOUNTAIN PROV DIAMONDS INC | 50,000 | $237K | 0.0% | $4.74 * | $4.72 | -3.3% | COM NEW | 62426E402 |
| — | CONTANGO OIL & GAS COMPANY | 5,500 | $233K | 0.0% | $42.36 | $42.36 | — | COM NEW | 21075N204 |
| — | MOLYCORP INC DEL | 88,494 | $227K | 0.0% | $2.57 | $5.72 | — | COM | 608753109 |
| — | WESTERN REFNG INC | 5,900 | $222K | 0.0% | $37.63 | $37.63 | — | COM | 959319104 |
| STN | STANTEC INC | 3,560 | $221K | 0.0% | $62.08 | $62.08 | — | COM | 85472N109 |
| — | BASIC ENERGY SVCS INC NEW | 7,500 | $219K | 0.0% | $29.20 | $29.20 | — | COM | 06985P100 |
| — | ADVANTAGE OIL & GAS LTD | 31,900 | $214K | 0.0% | $6.71 | $6.71 | — | COM | 00765F101 |
| CENX | CENTURY ALUM CO | 13,600 | $213K | 0.0% | $15.66 * | $14.18 | 0.0% | COM | 156431108 |
| — | ABRAXAS PETE CORP | 32,700 | $205K | 0.0% | $6.27 | $6.27 | — | COM | 003830106 |
| — | CALLON PETE CO DEL | 17,000 | $198K | 0.0% | $11.65 | $11.65 | — | COM | 13123X102 |
| — | CHART ACQUISITION CORP | 18,892 | $198K | 0.0% | $10.48 | $10.48 | — | UNIT 99/99/9999 | 161151204 |
| — | PRECISION DRILLING CORP | 13,300 | $188K | 0.0% | $14.14 | $14.14 | — | COM 2010 | 74022D308 |
| BLFS | BIOLIFE SOLUTIONS INC | 70,000 | $160K | 0.0% | $2.29 * | $2.70 | 0.0% | COM NEW | 09062W204 |
| — | PENGROWTH ENERGY CORP | 21,500 | $154K | 0.0% | $7.16 | $7.16 | — | COM | 70706P104 |
| — | VIGGLE INC | 30,000 | $130K | 0.0% | $4.33 | $4.33 | — | COM NEW | 92672V204 |
| — | EQUAL ENERGY LTD | 21,200 | $115K | 0.0% | $5.42 | $5.42 | — | COM | 29390Q109 |
| GORO | GOLD RESOURCE CORP | 21,200 | $107K | 0.0% | $5.05 * | $4.57 | 0.0% | COM | 38068T105 |
| — | BOULEVARD ACQUISITION CORP | 149,900 | $105K | 0.0% | $0.70 | $0.70 | — | *W EXP 02/19/201 | 10157P112 |
| — | ROSETTA STONE INC | 10,000 | $97,000 | 0.0% | $9.70 | — | — | Call | 777780107 |
| — | BELLATRIX EXPLORATION LTD | 11,200 | $97,000 | 0.0% | $8.66 | $8.66 | — | COM | 078314101 |
| — | SILVER BULL RES INC | 312,500 | $95,000 | 0.0% | $0.30 | $0.39 | — | COM | 827458100 |
| — | AQUASITION CORP | 432,559 | $63,000 | 0.0% | $0.15 | $0.25 | — | *W EXP 10/25/201 | Y0192H111 |
| — | CHELSEA THERAPEUTICS INTL LT | 750,000 | $60,000 | 0.0% | $0.08 | $0.08 | — | COM | 163428105 |
| — | GALENA BIOPHARMA INC | 12,500 | $38,000 | 0.0% | $3.04 | — | — | Call | 363256108 |
| — | ROI ACQUISITION CORP II | 94,017 | $33,000 | 0.0% | $0.35 | $0.50 | — | *W EXP 09/17/201 | 74966G119 |
| — | CAMBRIDGE CAP ACQUISITION CO | 81,237 | $28,000 | 0.0% | $0.34 | $0.42 | — | *W EXP 12/23/201 | 13215Q114 |
| — | COLLABRIUM JAPAN ACQUISITN C | 281,460 | $23,000 | 0.0% | $0.08 | $0.26 | — | *W EXP 99/99/999 | G2266G110 |
| — | HENNESSY CAP ACQUISITION COR | 48,000 | $22,000 | 0.0% | $0.46 | $0.48 | — | *W EXP 01/23/201 | 425886116 |
| — | SILVER EAGLE ACQUISITION COR | 25,000 | $16,000 | 0.0% | $0.64 | $0.60 | — | *W EXP 07/26/202 | 827694118 |