Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value: $1.944B (75.4% shares, 24.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 950,000 | $187M | 9.6% | $197.02 | — | — | Put | 78462F103 |
| — | MICRON TECHNOLOGY INC | 50,000,000 | $178M | 9.2% | $3.57 | $2.84 | — | NOTE 2.375% 5/0 | 595112AW3 |
| — | CUBIST PHARMACEUTICALS INC | 39,975,000 | $93.39M | 4.8% | $2.34 | $2.11 | — | NOTE 2.500%11/0 | 229678AD9 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 3,942,055 | $39.3M | 2.0% | $9.97 | $10.44 | — | UNIT | 85207H104 |
| — | CENTRAL FD CDA LTD | 2,848,609 | $35.07M | 1.8% | $12.31 | $14.14 | — | CL A | 153501101 |
| — | TELEFLEX INC | 20,000,000 | $34.66M | 1.8% | $1.73 | $1.51 | — | NOTE 3.875% 8/0 | 879369AA4 |
| — | J2 GLOBAL INC | 30,000,000 | $30.02M | 1.5% | $1.00 | $1.02 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | NEWPORT CORP | 1,642,288 | $29.1M | 1.5% | $17.72 | $14.90 | — | COM | 651824104 |
| — | APACHE CORP | 300,000 | $28.16M | 1.4% | $93.87 | $83.86 | — | Call | 037411105 |
| XLE | SELECT SECTOR SPDR TR | 300,000 | $27.19M | 1.4% | $90.62 | — | — | Call | 81369Y506 |
| OPLN | KAR AUCTION SVCS INC | 946,400 | $27.09M | 1.4% | $28.63 * | $9.60 | +19.2% | COM | 48238T109 |
| — | GREENBRIER COS INC | 13,000,000 | $26.3M | 1.4% | $2.02 | $2.02 | — | NOTE 3.500% 4/0 | 393657AH4 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 25,000,000 | $25.34M | 1.3% | $1.01 | $1.01 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| XLP | SELECT SECTOR SPDR TR | 500,000 | $22.55M | 1.2% | $45.11 | — | — | Put | 81369Y308 |
| MWA | MUELLER WTR PRODS INC | 2,708,000 | $22.42M | 1.2% | $8.28 * | $7.62 | -4.4% | COM SER A | 624758108 |
| — | HF2 FINL MGMT INC | 2,095,305 | $21.79M | 1.1% | $10.40 | $10.18 | — | CL A | 40421A104 |
| RS | RELIANCE STEEL & ALUMINUM CO | 315,000 | $21.55M | 1.1% | $68.40 * | $71.25 | -0.2% | COM | 759509102 |
| MET | METLIFE INC | 395,000 | $21.22M | 1.1% | $53.72 * | $30.66 | +8.5% | COM | 59156R108 |
| MPC | MARATHON PETE CORP | 250,000 | $21.17M | 1.1% | $84.67 * | $30.05 | 0.0% | COM | 56585A102 |
| BIO | BIO RAD LABS INC | 179,114 | $20.31M | 1.0% | $113.40 * | $119.37 | -0.7% | CL A | 090572207 |
| LZB | LA Z BOY INC | 952,597 | $18.85M | 1.0% | $19.79 * | $22.44 | -3.3% | COM | 505336107 |
| GPN | GLOBAL PMTS INC | 260,000 | $18.17M | 0.9% | $69.88 * | $32.62 | +4.1% | COM | 37940X102 |
| — | GSI GROUP INC CDA NEW | 1,550,700 | $17.82M | 0.9% | $11.49 | $8.41 | — | COM NEW | 36191C205 |
| RVTY | PERKINELMER INC | 393,000 | $17.14M | 0.9% | $43.60 | $43.21 | +1.4% | COM | 714046109 |
| — | DISH NETWORK CORP | 261,000 | $16.86M | 0.9% | $64.58 | $64.58 | — | CL A | 25470M109 |
| — | DISH NETWORK CORP | 261,000 | $16.86M | 0.9% | $64.58 | $64.58 | — | Put | 25470M109 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 1,862,578 | $16.48M | 0.8% | $8.85 | $8.75 | — | UNIT | 85207Q104 |
| — | INCONTACT INC | 1,889,954 | $16.43M | 0.8% | $8.69 | $8.46 | — | COM | 45336E109 |
| — | QUARTET MERGER CORP | 1,600,000 | $16.32M | 0.8% | $10.20 | $9.67 | — | COM | 747717106 |
| MMS | MAXIMUS INC | 401,703 | $16.12M | 0.8% | $40.13 * | $42.59 | -2.8% | COM | 577933104 |
| — | CIMAREX ENERGY CO | 124,000 | $15.69M | 0.8% | $126.53 | $83.02 | — | COM | 171798101 |
| TBHC | KIRKLANDS INC | 938,134 | $15.11M | 0.8% | $16.11 * | $16.19 | +5.8% | COM | 497498105 |
| — | TANGOE INC | 1,113,000 | $15.08M | 0.8% | $13.55 | $17.64 | — | COM | 87582Y108 |
| MA | MASTERCARD INC | 204,000 | $15.08M | 0.8% | $73.92 * | $69.24 | +2.7% | CL A | 57636Q104 |
| — | MOVE INC | 714,000 | $14.96M | 0.8% | $20.96 | $13.11 | — | COM NEW | 62458M207 |
| — | DENTSPLY INTL INC NEW | 327,115 | $14.92M | 0.8% | $45.60 | $42.78 | — | COM | 249030107 |
| EMN | EASTMAN CHEM CO | 180,000 | $14.56M | 0.7% | $80.89 * | $58.46 | 0.0% | COM | 277432100 |
| — | INFINERA CORPORATION | 1,357,400 | $14.48M | 0.7% | $10.67 | $9.93 | — | COM | 45667G103 |
| DE | DEERE & CO | 175,000 | $14.35M | 0.7% | $81.99 | — | — | Put | 244199105 |
| — | SILVER EAGLE ACQUISITION COR | 1,420,371 | $14.12M | 0.7% | $9.94 | $9.74 | — | COM | 827694100 |
| — | CARDTRONICS INC | 387,972 | $13.66M | 0.7% | $35.20 | $34.08 | — | COM | 14161H108 |
| — | CONCUR TECHNOLOGIES INC | 10,000,000 | $13.05M | 0.7% | $1.30 | $1.30 | — | NOTE 0.500% 6/1 | 206708AC3 |
| — | TESARO INC | 12,000,000 | $12.51M | 0.6% | $1.04 | $1.04 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | GARNERO GROUP ACQUISITION CO | 1,246,910 | $11.88M | 0.6% | $9.53 | $9.53 | — | SHS | G5866L108 |
| — | GLOBAL DEFENSE & NATL SEC SY | 1,128,686 | $11.65M | 0.6% | $10.32 | $10.05 | — | COM | 37953N108 |
| TILE | INTERFACE INC | 712,657 | $11.5M | 0.6% | $16.14 * | $18.82 | -8.3% | COM | 458665304 |
| — | SPECTRANETICS CORP | 10,000,000 | $11.22M | 0.6% | $1.12 | $1.04 | — | MTNF 2.625% 6/0 | 84760CAA5 |
| — | ACTUA CORP | 689,556 | $11.05M | 0.6% | $16.02 | $16.02 | — | COM | 005094107 |
| — | B2GOLD CORP | 11,550,000 | $11.01M | 0.6% | $0.95 | $0.95 | — | NOTE 3.250%10/0 | 11777QAB6 |
| MG | MISTRAS GROUP INC | 538,000 | $10.97M | 0.6% | $20.40 * | $20.06 | +8.8% | COM | 60649T107 |
| — | UNIVERSAL FST PRODS INC | 252,088 | $10.77M | 0.6% | $42.71 | $42.71 | — | COM | 913543104 |
| — | PRICELINE GRP INC | 8,000,000 | $10.76M | 0.6% | $1.35 | $1.35 | — | DEBT 1.000% 3/1 | 741503AQ9 |
| ENTG | ENTEGRIS INC | 922,000 | $10.6M | 0.5% | $11.50 * | $11.63 | +1.2% | COM | 29362U104 |
| BC | BRUNSWICK CORP | 251,400 | $10.59M | 0.5% | $42.14 * | $34.96 | +0.5% | COM | 117043109 |
| SNPS | SYNOPSYS INC | 266,800 | $10.59M | 0.5% | $39.70 | $36.98 | +7.2% | COM | 871607107 |
| KMI | KINDER MORGAN INC DEL | 275,000 | $10.54M | 0.5% | $38.34 * | $21.42 | 0.0% | COM | 49456B101 |
| — | SPECTRANETICS CORP | 395,087 | $10.5M | 0.5% | $26.57 | $23.18 | — | COM | 84760C107 |
| — | ROADRUNNER TRNSN SVCS HLDG I | 456,580 | $10.4M | 0.5% | $22.79 | $27.42 | — | COM | 76973Q105 |
| — | TUMI HLDGS INC | 508,000 | $10.34M | 0.5% | $20.35 | $20.25 | — | COM | 89969Q104 |
| R | RYDER SYS INC | 114,200 | $10.28M | 0.5% | $89.97 | $74.08 | +21.1% | COM | 783549108 |
| CDNS | CADENCE DESIGN SYSTEM INC | 595,200 | $10.24M | 0.5% | $17.21 | $17.36 | 0.0% | COM | 127387108 |
| — | U S G CORP | 369,300 | $10.15M | 0.5% | $27.49 | $27.49 | — | COM NEW | 903293405 |
| — | CENTRAL GOLDTRUST | 244,566 | $10.12M | 0.5% | $41.37 | $44.65 | — | TR UNIT | 153546106 |
| TRS | TRIMAS CORP | 408,000 | $9.927M | 0.5% | $24.33 * | $26.57 | -2.5% | COM NEW | 896215209 |
| — | BOULEVARD ACQUISITION CORP | 1,006,451 | $9.763M | 0.5% | $9.70 | $9.73 | — | COM | 10157P104 |
| — | ACXIOM CORP | 579,900 | $9.597M | 0.5% | $16.55 | $16.55 | — | COM | 005125109 |
| KMI | KINDER MORGAN INC DEL | 250,000 | $9.585M | 0.5% | $38.34 * | $21.42 | 0.0% | Put | 49456B101 |
| ABM | ABM INDS INC | 371,000 | $9.531M | 0.5% | $25.69 * | $20.85 | 0.0% | COM | 000957100 |
| — | APACHE CORP | 100,000 | $9.387M | 0.5% | $93.87 | $83.86 | — | COM | 037411105 |
| MLKN | MILLER HERMAN INC | 314,000 | $9.373M | 0.5% | $29.85 * | $22.87 | 0.0% | COM | 600544100 |
| — | VALUEVISION MEDIA INC | 1,746,709 | $8.961M | 0.5% | $5.13 | $5.07 | — | CL A | 92047K107 |
| LVS | LAS VEGAS SANDS CORP | 143,100 | $8.902M | 0.5% | $62.21 * | $52.03 | -5.2% | COM | 517834107 |
| — | MERGEWORTHRX CORP | 1,012,145 | $8.33M | 0.4% | $8.23 | $8.13 | — | COM | 58952R106 |
| — | MANITEX INTL INC | 712,538 | $8.045M | 0.4% | $11.29 | $13.55 | — | COM | 563420108 |
| DIN | DINEEQUITY INC | 96,560 | $7.878M | 0.4% | $81.59 * | $49.91 | 0.0% | COM | 254423106 |
| — | CIS ACQUISITION LTD | 749,900 | $7.799M | 0.4% | $10.40 | $10.04 | — | SHS SER A | G21490209 |
| — | INSULET CORP | 7,000,000 | $7.464M | 0.4% | $1.07 | $1.11 | — | NOTE 2.000% 6/1 | 45784PAD3 |
| — | TECHNE CORP | 79,609 | $7.447M | 0.4% | $93.54 | $81.07 | — | COM | 878377100 |
| — | CHART ACQUISITION CORP | 733,347 | $7.275M | 0.4% | $9.92 | $9.83 | — | COM | 161151105 |
| — | ALON USA ENERGY INC | 502,100 | $7.21M | 0.4% | $14.36 | $14.36 | — | COM | 020520102 |
| — | AK STL HLDG CORP | 900,000 | $7.209M | 0.4% | $8.01 | $8.01 | — | COM | 001547108 |
| YELP | YELP INC | 100,000 | $6.825M | 0.4% | $68.25 | — | — | Call | 985817105 |
| — | TRINSEO S A | 429,400 | $6.754M | 0.3% | $15.73 | $20.45 | — | SHS | L9340P101 |
| — | SWIFT TRANSN CO | 310,900 | $6.523M | 0.3% | $20.98 | $20.98 | — | CL A | 87074U101 |
| TGLS | TECNOGLASS INC | 588,404 | $6.484M | 0.3% | $11.02 * | $7.61 | +12.9% | SHS | G87264100 |
| LE | LANDS END INC NEW | 155,900 | $6.411M | 0.3% | $41.12 * | $36.99 | 0.0% | COM | 51509F105 |
| — | NORTH AMERN ENERGY PARTNERS | 970,000 | $6.246M | 0.3% | $6.44 | $7.82 | — | COM | 656844107 |
| LVS | LAS VEGAS SANDS CORP | 100,000 | $6.221M | 0.3% | $62.21 * | $52.03 | -5.2% | Call | 517834107 |
| — | HUDSON GLOBAL INC | 1,626,264 | $6.147M | 0.3% | $3.78 | $2.48 | — | COM | 443787106 |
| — | CARMIKE CINEMAS INC | 197,058 | $6.105M | 0.3% | $30.98 | $19.70 | — | COM | 143436400 |
| — | MOLINA HEALTHCARE INC | 5,000,000 | $5.894M | 0.3% | $1.18 | $1.18 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | VALEANT PHARMACEUTICALS INTL | 44,000 | $5.773M | 0.3% | $131.20 | $87.62 | — | COM | 91911K102 |
| — | EXFO INC | 1,352,962 | $5.662M | 0.3% | $4.18 | $4.46 | — | SUB VTG SHS | 302046107 |
| — | VCA INC | 143,200 | $5.632M | 0.3% | $39.33 | $31.36 | — | COM | 918194101 |
| VISN | COMMSCOPE HLDG CO INC | 229,945 | $5.498M | 0.3% | $23.91 * | $22.59 | +8.5% | COM | 20337X109 |
| ICLR | ICON PLC | 95,000 | $5.437M | 0.3% | $57.23 * | $51.48 | 0.0% | SHS | G4705A100 |
| MPAA | MOTORCAR PTS AMER INC | 197,400 | $5.371M | 0.3% | $27.21 * | $13.73 | +94.0% | COM | 620071100 |
| — | LEVY ACQUISITION CORP | 554,256 | $5.365M | 0.3% | $9.68 | $9.68 | — | COM | 52748T104 |
| APOG | APOGEE ENTERPRISES INC | 131,800 | $5.246M | 0.3% | $39.80 * | $27.10 | +6.1% | COM | 037598109 |
| — | ATHLON ENERGY INC | 90,000 | $5.241M | 0.3% | $58.23 | $58.20 | — | Call | 047477104 |
| — | HOMEAWAY INC | 145,800 | $5.176M | 0.3% | $35.50 | $36.24 | — | COM | 43739Q100 |
| — | ATMEL CORP | 628,704 | $5.08M | 0.3% | $8.08 | $8.08 | — | COM | 049513104 |
| ANW 4 11/01/18 | AEGEAN MARINE PETE NETWORK I | 5,000,000 | $4.863M | 0.3% | $0.97 | $1.06 | — | NOTE 4.000%11/0 | Y0020QAA9 |
| GMED | GLOBUS MED INC | 242,600 | $4.772M | 0.2% | $19.67 * | $17.11 | +20.3% | CL A | 379577208 |
| — | GARNERO GROUP ACQUISITION CO | 476,501 | $4.765M | 0.2% | $10.00 | $10.00 | — | UNIT 99/99/9999 | G5866L124 |
| — | MENTOR GRAPHICS CORP | 4,061,000 | $4.751M | 0.2% | $1.17 | $1.33 | — | SDCV 4.000% 4/0 | 587200AK2 |
| FLEX | FLEXTRONICS INTL LTD | 444,500 | $4.587M | 0.2% | $10.32 * | $8.17 | 0.0% | ORD | Y2573F102 |
| — | TASER INTL INC | 267,000 | $4.122M | 0.2% | $15.44 | $15.44 | — | COM | 87651B104 |
| — | SINO MERCURY ACQUISITION COR | 400,000 | $4M | 0.2% | $10.00 | $10.00 | — | UNIT 99/99/9999 | 82936K201 |
| — | TERRAPIN 3 ACQUISITION CORP | 400,000 | $3.892M | 0.2% | $9.73 | $9.73 | — | COM CL A | 88104P104 |
| — | ENVISION HEALTHCARE HLDGS IN | 110,000 | $3.815M | 0.2% | $34.68 | $34.68 | — | COM | 29413U103 |
| — | WL ROSS HLDG CORP | 354,405 | $3.792M | 0.2% | $10.70 | $10.32 | — | UNIT 99/99/9999 | 92939D203 |
| — | KRISPY KREME DOUGHNUTS INC | 216,500 | $3.715M | 0.2% | $17.16 | $17.16 | — | COM | 501014104 |
| RRGB | RED ROBIN GOURMET BURGERS IN | 64,000 | $3.642M | 0.2% | $56.91 * | $60.44 | 0.0% | COM | 75689M101 |
| — | ANNIES INC | 75,000 | $3.442M | 0.2% | $45.89 | $45.89 | — | COM | 03600T104 |
| — | TRANSGLOBE ENERGY CORP | 543,500 | $3.304M | 0.2% | $6.08 | $6.09 | — | COM | 893662106 |
| — | TANDEM DIABETES CARE INC | 246,100 | $3.303M | 0.2% | $13.42 | $13.42 | — | COM | 875372104 |
| — | AUXILIUM PHARMACEUTICALS INC | 2,500,000 | $3.3M | 0.2% | $1.32 | $1.32 | — | NOTE 1.500% 7/1 | 05334DAA5 |
| — | DRESSER-RAND GROUP INC | 40,000 | $3.29M | 0.2% | $82.25 | $82.25 | — | COM | 261608103 |
| — | 1347 CAP CORP | 338,246 | $3.234M | 0.2% | $9.56 | $9.56 | — | COM | 68245V103 |
| — | ANNIES INC | 70,000 | $3.213M | 0.2% | $45.90 | $45.89 | — | Call | 03600T104 |
| — | COMPUWARE CORP | 300,000 | $3.183M | 0.2% | $10.61 | $10.61 | — | COM | 205638109 |
| — | TRINITY BIOTECH PLC | 159,862 | $2.921M | 0.2% | $18.27 | $23.49 | — | SPON ADR NEW | 896438306 |
| — | AURICO GOLD INC | 833,334 | $2.831M | 0.1% | $3.40 | $3.40 | — | COM | 05155C105 |
| — | CAMBRIDGE CAP ACQUISITION CO | 288,215 | $2.809M | 0.1% | $9.75 | $9.72 | — | COM | 13215Q106 |
| — | M/I HOMES INC | 2,500,000 | $2.796M | 0.1% | $1.12 | $1.24 | — | NOTE 3.250% 9/1 | 55292PAA3 |
| — | SIGMA ALDRICH CORP | 20,000 | $2.72M | 0.1% | $136.00 | $136.00 | — | COM | 826552101 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 4,040 | $2.693M | 0.1% | $666.58 * | $13.11 | 0.0% | COM | 169656105 |
| — | OMNOVA SOLUTIONS INC | 500,000 | $2.685M | 0.1% | $5.37 | $5.37 | — | COM | 682129101 |
| — | NEW MEDIA INVT GROUP INC | 160,745 | $2.673M | 0.1% | $16.63 | $16.63 | — | COM | 64704V106 |
| — | VALEANT PHARMACEUTICALS INTL | 20,000 | $2.624M | 0.1% | $131.20 | $87.62 | — | Call | 91911K102 |
| — | INTERNATIONAL RECTIFIER CORP | 65,000 | $2.551M | 0.1% | $39.25 | $39.25 | — | COM | 460254105 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 76,577 | $2.529M | 0.1% | $33.03 | $33.03 | — | COM NEW | 049164205 |
| — | FAMILY DLR STORES INC | 32,500 | $2.51M | 0.1% | $77.23 | $77.23 | — | COM | 307000109 |
| — | PEREGRINE SEMICONDUCTOR CORP | 200,000 | $2.474M | 0.1% | $12.37 | $12.37 | — | COM | 71366R703 |
| MTRX | MATRIX SVC CO | 102,200 | $2.465M | 0.1% | $24.12 * | $27.77 | 0.0% | COM | 576853105 |
| — | PANDORA MEDIA INC | 100,000 | $2.416M | 0.1% | $24.16 | — | — | Call | 698354107 |
| — | TELENAV INC | 342,000 | $2.291M | 0.1% | $6.70 | $6.70 | — | COM | 879455103 |
| — | ALERE INC | 2,000,000 | $2.125M | 0.1% | $1.06 | $1.06 | — | NOTE 3.000% 5/1 | 01449JAA3 |
| — | HENNESSY CAP ACQUISITION COR | 203,122 | $2.117M | 0.1% | $10.42 | $10.11 | — | UNIT 99/99/9999 | 425886207 |
| — | 1347 CAP CORP | 206,871 | $2.089M | 0.1% | $10.10 | $10.10 | — | UNIT 99/99/9999 | 68245V202 |
| — | PROTECTIVE LIFE CORP | 30,000 | $2.082M | 0.1% | $69.40 | $69.33 | — | COM | 743674103 |
| — | XCERRA CORP | 200,000 | $1.958M | 0.1% | $9.79 | $9.79 | — | COM | 98400J108 |
| — | LIBERTY MEDIA CORP DELAWARE | 40,000 | $1.887M | 0.1% | $47.17 | $47.17 | — | CL A | 531229102 |
| — | SAFEWAY INC | 50,000 | $1.715M | 0.1% | $34.30 | $34.35 | — | COM NEW | 786514208 |
| — | MEASUREMENT SPECIALTIES INC | 20,000 | $1.712M | 0.1% | $85.60 | $86.07 | — | COM | 583421102 |
| — | EMCORE CORP | 300,000 | $1.707M | 0.1% | $5.69 | $5.69 | — | COM NEW | 290846203 |
| — | MULTIMEDIA GAMES HLDG CO INC | 46,200 | $1.664M | 0.1% | $36.02 | $30.27 | — | Call | 625453105 |
| — | BOLT TECHNOLOGY CORP | 75,000 | $1.646M | 0.1% | $21.95 | $21.95 | — | COM | 097698104 |
| — | WL ROSS HLDG CORP | 165,391 | $1.636M | 0.1% | $9.89 | $9.89 | — | COM SHS | 92939D104 |
| — | CAPITOL ACQUISITION CORP II | 165,010 | $1.619M | 0.1% | $9.81 | $9.67 | — | COM | 14056V105 |
| NWS | NEWS CORP NEW | 100,000 | $1.613M | 0.1% | $16.13 * | $15.02 | +0.7% | CL B | 65249B208 |
| — | AMBIT BIOSCIENCES CORP | 100,000 | $1.54M | 0.1% | $15.40 | $15.40 | — | COM | 02318X100 |
| DG | DOLLAR GEN CORP NEW | 25,000 | $1.528M | 0.1% | $61.12 | — | — | Put | 256677105 |
| — | TRW AUTOMOTIVE HLDGS CORP | 15,000 | $1.519M | 0.1% | $101.27 | $101.27 | — | COM | 87264S106 |
| — | TIME WARNER CABLE INC | 10,000 | $1.435M | 0.1% | $143.50 | $143.50 | — | COM | 88732J207 |
| — | ENDO INTL PLC | 20,000 | $1.367M | 0.1% | $68.35 | — | — | Call | G30401106 |
| — | TERRAPIN 3 ACQUISITION CORP | 131,278 | $1.319M | 0.1% | $10.05 | $10.05 | — | UNIT 06/27/2019 | 88104P203 |
| — | TAMINCO CORP | 50,000 | $1.305M | 0.1% | $26.10 | $26.10 | — | COM | 87509U106 |
| — | SILVER EAGLE ACQUISITION COR | 120,763 | $1.254M | 0.1% | $10.38 | $10.42 | — | UNIT 99/99/9999 | 827694209 |
| — | PIKE CORP | 100,000 | $1.189M | 0.1% | $11.89 | $11.89 | — | COM | 721283109 |
| TIPT | TIPTREE FINL INC | 140,954 | $1.164M | 0.1% | $8.26 * | $7.48 | -1.7% | CL A | 88822Q103 |
| — | CAMBRIDGE CAP ACQUISITION CO | 89,297 | $908K | 0.0% | $10.17 | $10.09 | — | UNIT 03/17/2014 | 13215Q205 |
| — | ELECTRONICS FOR IMAGING INC | 20,000 | $883K | 0.0% | $44.15 | $30.32 | — | COM | 286082102 |
| — | MOLYCORP INC DEL | 2,400,000 | $817K | 0.0% | $0.34 | $1.00 | — | NOTE 5.500% 2/0 | 608753AH2 |
| — | APPLIED MICRO CIRCUITS CORP | 100,000 | $700K | 0.0% | $7.00 | $7.00 | — | COM NEW | 03822W406 |
| BSBR | BANCO SANTANDER BRASIL S A | 100,000 | $654K | 0.0% | $6.54 | $6.54 | — | ADS REP 1 UNIT | 05967A107 |
| — | INTEGRYS ENERGY GROUP INC | 10,000 | $648K | 0.0% | $64.80 | $71.13 | — | COM | 45822P105 |
| CMCSA | COMCAST CORP NEW | 11,249 | $605K | 0.0% | $53.78 * | $21.17 | 0.0% | CL A | 20030N101 |
| — | ENERPLUS CORP | 31,700 | $601K | 0.0% | $18.96 | $18.96 | — | COM | 292766102 |
| — | LORILLARD INC | 10,000 | $599K | 0.0% | $59.90 | $60.00 | — | Call | 544147101 |
| — | TIBCO SOFTWARE INC | 25,000 | $591K | 0.0% | $23.64 | $23.64 | — | COM | 88632Q103 |
| — | ATHLON ENERGY INC | 10,000 | $582K | 0.0% | $58.20 | $58.20 | — | COM | 047477104 |
| — | AMREIT INC NEW | 25,000 | $574K | 0.0% | $22.96 | $22.96 | — | CL B | 03216B208 |
| — | MULTIMEDIA GAMES HLDG CO INC | 15,000 | $540K | 0.0% | $36.00 | $30.27 | — | Put | 625453105 |
| — | MOLYCORP INC DEL | 439,094 | $523K | 0.0% | $1.19 | $2.10 | — | COM | 608753109 |
| — | PENGROWTH ENERGY CORP | 99,300 | $520K | 0.0% | $5.24 | $5.65 | — | COM | 70706P104 |
| — | HENNESSY CAP ACQUISITION COR | 52,200 | $512K | 0.0% | $9.81 | $9.57 | — | COM | 425886108 |
| CVE | CENOVUS ENERGY INC | 18,887 | $508K | 0.0% | $26.90 * | $24.11 | 0.0% | COM | 15135U109 |
| — | LEVY ACQUISITION CORP | 45,279 | $457K | 0.0% | $10.09 | $10.07 | — | UNIT 99/99/9999 | 52748T203 |
| — | SPRINT CORP | 69,400 | $440K | 0.0% | $6.34 | $8.22 | — | COM SER 1 | 85207U105 |
| — | SPRINT CORP | 69,400 | $440K | 0.0% | $6.34 | $8.22 | — | Put | 85207U105 |
| — | E M C CORP MASS | 15,000 | $439K | 0.0% | $29.27 | — | — | Call | 268648102 |
| — | NEVSUN RES LTD | 118,200 | $427K | 0.0% | $3.61 | $3.75 | — | COM | 64156L101 |
| — | PENGROWTH ENERGY CORP | 79,000 | $411K | 0.0% | $5.20 | $5.65 | — | Put | 70706P104 |
| MATV | SCHWEITZER-MAUDUIT INTL INC | 9,724 | $402K | 0.0% | $41.34 * | $24.92 | 0.0% | COM | 808541106 |
| — | DELEK US HLDGS INC | 11,994 | $397K | 0.0% | $33.10 | $33.10 | — | COM | 246647101 |
| CENX | CENTURY ALUM CO | 14,142 | $367K | 0.0% | $25.95 * | $14.48 | +52.1% | COM | 156431108 |
| GPRE | GREEN PLAINS INC | 9,792 | $366K | 0.0% | $37.38 * | $39.93 | 0.0% | COM | 393222104 |
| — | CONVERSANT INC | 10,000 | $342K | 0.0% | $34.20 | $34.20 | — | COM | 21249J105 |
| — | GARNERO GROUP ACQUISITION CO | 1,200,000 | $336K | 0.0% | $0.28 | $0.28 | — | RIGHT 06/25/2016 | G5866L132 |
| — | NORTH ATLANTIC DRILLING LTD | 49,100 | $327K | 0.0% | $6.66 | $6.66 | — | COM | G6613P202 |
| — | PENN WEST PETE LTD NEW | 45,500 | $308K | 0.0% | $6.77 | $8.63 | — | COM | 707887105 |
| — | MIDSTATES PETE CO INC | 60,600 | $306K | 0.0% | $5.05 | $5.05 | — | COM | 59804T100 |
| — | LORILLARD INC | 5,000 | $300K | 0.0% | $60.00 | $60.00 | — | COM | 544147101 |
| — | GFI GROUP INC | 55,000 | $298K | 0.0% | $5.42 | $5.42 | — | COM | 361652209 |
| REX | REX AMERICAN RESOURCES CORP | 4,015 | $293K | 0.0% | $72.98 * | $14.86 | 0.0% | COM | 761624105 |
| — | MEDICAL ACTION INDS INC | 20,662 | $285K | 0.0% | $13.79 | $13.79 | — | COM | 58449L100 |
| — | CHIQUITA BRANDS INTL INC | 20,000 | $284K | 0.0% | $14.20 | $14.20 | — | COM | 170032809 |
| BTE | BAYTEX ENERGY CORP | 7,509 | $284K | 0.0% | $37.82 | $37.50 | 0.0% | COM | 07317Q105 |
| — | ABRAXAS PETE CORP | 53,300 | $281K | 0.0% | $5.27 | $5.88 | — | COM | 003830106 |
| CENT | CENTRAL GARDEN & PET CO | 35,000 | $271K | 0.0% | $7.74 * | $6.43 | +5.0% | COM | 153527106 |
| — | NORTHERN OIL & GAS INC NEV | 18,400 | $262K | 0.0% | $14.24 | $14.24 | — | COM | 665531109 |
| — | PARSLEY ENERGY INC | 11,300 | $241K | 0.0% | $21.33 | $24.07 | — | CL A | 701877102 |
| — | COTT CORP QUE | 34,800 | $239K | 0.0% | $6.87 | $7.07 | — | COM | 22163N106 |
| — | BASIC ENERGY SVCS INC NEW | 10,500 | $228K | 0.0% | $21.71 | $27.06 | — | COM | 06985P100 |
| — | DOMINION DIAMOND CORP | 15,800 | $224K | 0.0% | $14.18 | $14.18 | — | COM | 257287102 |
| — | SWIFT ENERGY CO | 22,900 | $220K | 0.0% | $9.61 | $9.61 | — | COM | 870738101 |
| CM | CDN IMPERIAL BK COMM TORONTO | 2,409 | $216K | 0.0% | $89.66 * | $27.14 | 0.0% | COM | 136069101 |
| — | EINSTEIN NOAH REST GROUP INC | 10,000 | $202K | 0.0% | $20.20 | $20.20 | — | COM | 28257U104 |
| — | TRIANGLE PETE CORP | 15,500 | $171K | 0.0% | $11.03 | $11.03 | — | COM NEW | 89600B201 |
| — | GARNERO GROUP ACQUISITION CO | 1,200,000 | $150K | 0.0% | $0.13 | $0.13 | — | *W EXP 06/24/201 | G5866L116 |
| PAAS | PAN AMERICAN SILVER CORP | 13,400 | $147K | 0.0% | $10.97 * | $14.07 | 0.0% | COM | 697900108 |
| — | CAPITOL ACQUISITION CORP II | 13,168 | $133K | 0.0% | $10.10 | $10.10 | — | UNIT 99/99/9999 | 14056V204 |
| — | NORANDA ALUM HLDG CORP | 28,700 | $130K | 0.0% | $4.53 | $4.53 | — | COM | 65542W107 |
| — | TERRAPIN 3 ACQUISITION CORP | 390,000 | $125K | 0.0% | $0.32 | $0.32 | — | *W EXP 06/27/201 | 88104P112 |
| BLFS | BIOLIFE SOLUTIONS INC | 55,800 | $117K | 0.0% | $2.10 * | $2.70 | -11.7% | COM NEW | 09062W204 |
| — | VIGGLE INC | 30,000 | $106K | 0.0% | $3.53 | $4.33 | — | COM NEW | 92672V204 |
| — | COLLABRIUM JAPAN ACQUISITN C | 521,421 | $104K | 0.0% | $0.20 | $0.23 | — | *W EXP 04/01/201 | G2266G110 |
| — | 1347 CAP CORP | 200,000 | $80,000 | 0.0% | $0.40 | $0.40 | — | RIGHT 07/21/2016 | 68245V111 |
| — | EARTHLINK HLDGS CORP | 21,800 | $75,000 | 0.0% | $3.44 | $3.44 | — | COM | 27033X101 |
| — | BOULEVARD ACQUISITION CORP | 106,135 | $69,000 | 0.0% | $0.65 | $0.70 | — | *W EXP 02/19/201 | 10157P112 |
| — | SILVER BULL RES INC | 312,500 | $69,000 | 0.0% | $0.22 | $0.39 | — | COM | 827458100 |
| — | HALCON RES CORP | 15,400 | $61,000 | 0.0% | $3.96 | $3.96 | — | COM NEW | 40537Q209 |
| — | TEEKAY TANKERS LTD | 15,700 | $59,000 | 0.0% | $3.76 | $3.76 | — | CL A | Y8565N102 |
| — | WL ROSS HLDG CORP | 72,228 | $59,000 | 0.0% | $0.82 | $0.82 | — | *W EXP 06/11/201 | 92939D112 |
| — | NAVIOS MARITIME ACQUIS CORP | 20,800 | $56,000 | 0.0% | $2.69 | $2.69 | — | SHS | Y62159101 |
| KGC | KINROSS GOLD CORP | 16,300 | $54,000 | 0.0% | $3.31 * | $3.93 | 0.0% | COM NO PAR | 496902404 |
| — | 1347 CAP CORP | 190,000 | $52,000 | 0.0% | $0.27 | $0.27 | — | *W EXP 07/15/202 | 68245V129 |
| — | QUARTET MERGER CORP | 54,700 | $46,000 | 0.0% | $0.84 | $0.52 | — | RIGHT 99/99/9999 | 747717205 |
| — | ALLIED NEVADA GOLD CORP | 13,300 | $44,000 | 0.0% | $3.31 | $3.31 | — | COM | 019344100 |
| — | CHART ACQUISITION CORP | 73,192 | $40,000 | 0.0% | $0.55 | $0.55 | — | *W EXP 12/19/201 | 161151113 |
| — | CAMBRIDGE CAP ACQUISITION CO | 81,237 | $30,000 | 0.0% | $0.37 | $0.42 | — | *W EXP 12/17/201 | 13215Q114 |
| — | ROI ACQUISITION CORP II | 94,017 | $30,000 | 0.0% | $0.32 | $0.50 | — | *W EXP 09/17/201 | 74966G119 |
| BTG | B2GOLD CORP | 13,800 | $28,000 | 0.0% | $2.03 | $2.01 | 0.0% | COM | 11777Q209 |
| — | GALENA BIOPHARMA INC | 12,500 | $26,000 | 0.0% | $2.08 | — | — | Call | 363256108 |
| — | HENNESSY CAP ACQUISITION COR | 39,070 | $25,000 | 0.0% | $0.64 | $0.48 | — | *W EXP 01/23/201 | 425886116 |
| — | CIS ACQUISITION LTD | 29,000 | $12,000 | 0.0% | $0.41 | $0.41 | — | *W EXP 12/18/201 | G21490118 |
| — | SILVER EAGLE ACQUISITION COR | 25,000 | $11,000 | 0.0% | $0.44 | $0.60 | — | *W EXP 07/26/202 | 827694118 |