Guild Investment Management, Inc. Quant / Systematic

CIK: 0001317802 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Jan 31, 2014

Total Value ($000): $144,052 (100.0% shares, 0.0% debt)

Holdings (44)

— SPDR S&P 500 ETF TR 32.1%

Value ($000) $46,222 Shares 250,270 Est. Cost $184.69 Unrealized —

— WISDOMTREE TR 5.8%

Value ($000) $8,427 Shares 165,760 Est. Cost $42.99 Unrealized —

KRE SPDR SERIES TRUST 5.6%

Value ($000) $8,072 Shares 198,770 Est. Cost $40.61 Unrealized —

VGK VANGUARD INTL EQUITY INDEX F 5.3%

Value ($000) $7,590 Shares 129,080 Est. Cost $55.18 Unrealized —

SSO PROSHARES TR 5.1%

Value ($000) $7,394 Shares 72,090 Est. Cost $102.57 Unrealized —

— GOOGLE INC 4.0%

Value ($000) $5,797 Shares 5,173 Est. Cost $1120.63 Unrealized —

— FIDUCIARY CLAYMORE MLP OPP F 3.1%

Value ($000) $4,402 Shares 172,910 Est. Cost $24.85 Unrealized —

— PLAINS GP HLDGS L P 2.8%

Value ($000) $3,968 Shares 148,240 Est. Cost $26.77 Unrealized —

— SPDR INDEX SHS FDS 2.5%

Value ($000) $3,671 Shares 93,990 Est. Cost $39.73 Unrealized —

— KRAFT FOODS GROUP INC 2.2%

Value ($000) $3,213 Shares 59,600 Est. Cost $53.91 Unrealized —

HON HONEYWELL INTL INC 2.2%

Value ($000) $3,166 Shares 34,645 Est. Cost $60.82 Unrealized 0.0%

— PATTERN ENERGY GROUP INC 2.2%

Value ($000) $3,165 Shares 104,420 Est. Cost $30.31 Unrealized —

— OAKTREE CAP GROUP LLC 1.8%

Value ($000) $2,581 Shares 43,860 Est. Cost $53.52 Unrealized —

— PROSHARES TR 1.8%

Value ($000) $2,538 Shares 32,040 Est. Cost $79.21 Unrealized —

— NEXTERA ENERGY INC 1.7%

Value ($000) $2,406 Shares 28,100 Est. Cost $85.62 Unrealized —

TNA DIREXION SHS ETF TR 1.4%

Value ($000) $2,036 Shares 26,300 Est. Cost $77.41 Unrealized —

— AMERICAN AIRLS GROUP INC 1.4%

Value ($000) $2,000 Shares 79,200 Est. Cost $25.25 Unrealized —

— COMSTOCK RES INC 1.3%

Value ($000) $1,819 Shares 99,450 Est. Cost $15.91 Unrealized —

— CYS INVTS INC 1.2%

Value ($000) $1,793 Shares 242,000 Est. Cost $7.82 Unrealized —

ROST ROSS STORES INC 1.2%

Value ($000) $1,725 Shares 23,015 Est. Cost $33.31 Unrealized 0.0%

— BELLATRIX EXPLORATION LTD 1.1%

Value ($000) $1,610 Shares 219,680 Est. Cost $7.33 Unrealized —

FAS DIREXION SHS ETF TR 1.1%

Value ($000) $1,526 Shares 16,900 Est. Cost $90.30 Unrealized —

— GOLDCORP INC NEW 1.0%

Value ($000) $1,376 Shares 63,500 Est. Cost $21.67 Unrealized —

— GOODRICH PETE CORP 0.9%

Value ($000) $1,362 Shares 80,000 Est. Cost $17.02 Unrealized —

— RANDGOLD RES LTD 0.8%

Value ($000) $1,203 Shares 19,150 Est. Cost $62.82 Unrealized —

— CENTRAL FD CDA LTD 0.8%

Value ($000) $1,191 Shares 89,900 Est. Cost $14.70 Unrealized —

BMY BRISTOL MYERS SQUIBB CO 0.7%

Value ($000) $1,063 Shares 20,000 Est. Cost $28.82 Unrealized +18.5%

BIDU BAIDU INC 0.7%

Value ($000) $1,058 Shares 5,950 Est. Cost $177.82 Unrealized —

— CELGENE CORP 0.7%

Value ($000) $1,022 Shares 6,050 Est. Cost $138.67 Unrealized —

— WISDOMTREE TR 0.7%

Value ($000) $1,017 Shares 58,330 Est. Cost $17.44 Unrealized —

— DIREXION SHS ETF TR 0.7%

Value ($000) $1,004 Shares 11,000 Est. Cost $91.27 Unrealized —

— GENERAL ELECTRIC CO 0.6%

Value ($000) $901 Shares 32,150 Est. Cost $23.88 Unrealized —

— DIREXION SHS ETF TR 0.6%

Value ($000) $890 Shares 31,000 Est. Cost $28.71 Unrealized —

— MARKET VECTORS ETF TR 0.6%

Value ($000) $877 Shares 41,500 Est. Cost $21.13 Unrealized —

SBUX STARBUCKS CORP 0.5%

Value ($000) $745 Shares 9,500 Est. Cost $28.27 Unrealized +10.4%

SIEGY SIEMENS A G 0.5%

Value ($000) $720 Shares 5,200 Est. Cost $138.46 Unrealized —

HIG HARTFORD FINL SVCS GROUP INC 0.5%

Value ($000) $717 Shares 19,800 Est. Cost $26.74 Unrealized 0.0%

— EXXON MOBIL CORP 0.5%

Value ($000) $708 Shares 7,000 Est. Cost $101.14 Unrealized —

— DU PONT E I DE NEMOURS & CO 0.4%

Value ($000) $626 Shares 9,630 Est. Cost $65.01 Unrealized —

— PERRIGO CO 0.4%

Value ($000) $614 Shares 4,000 Est. Cost $153.50 Unrealized —

BA BOEING CO 0.4%

Value ($000) $605 Shares 4,430 Est. Cost $110.94 Unrealized 0.0%

— AMPIO PHARMACEUTICALS INC 0.4%

Value ($000) $566 Shares 79,451 Est. Cost $6.44 Unrealized —

ICE INTERCONTINENTALEXCHANGE GRO 0.3%

Value ($000) $454 Shares 2,020 Est. Cost $35.28 Unrealized 0.0%

YUM YUM BRANDS INC 0.1%

Value ($000) $212 Shares 2,800 Est. Cost $40.89 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	SPDR S&P 500 ETF TR	250,270	$46,222	32.1%	$184.69	—	TR UNIT	78462f103
—	WISDOMTREE TR	165,760	$8,427	5.8%	$42.99	—	JAPN HEDGE EQT	97717w851
KRE	SPDR SERIES TRUST	198,770	$8,072	5.6%	$40.61	—	S&P REGL BKG	78464A698
VGK	VANGUARD INTL EQUITY INDEX F	129,080	$7,590	5.3%	$55.18	—	FTSE EUROPE ETF	922042874
SSO	PROSHARES TR	72,090	$7,394	5.1%	$102.57	—	PSHS ULT S&P 500	74347R107
—	GOOGLE INC	5,173	$5,797	4.0%	$1120.63	—	CL A	38259p508
—	FIDUCIARY CLAYMORE MLP OPP F	172,910	$4,402	3.1%	$24.85	—	COM	31647q106
—	PLAINS GP HLDGS L P	148,240	$3,968	2.8%	$26.77	—	SHS A REP LTPN	72651a108
—	SPDR INDEX SHS FDS	93,990	$3,671	2.5%	$39.73	—	S&P EM MKT DIV	78463x533
—	KRAFT FOODS GROUP INC	59,600	$3,213	2.2%	$53.91	—	COM	50076q106
HON	HONEYWELL INTL INC	34,645	$3,166	2.2%	$60.82	0.0%	COM	438516106
—	PATTERN ENERGY GROUP INC	104,420	$3,165	2.2%	$30.31	—	CL A	70338p100
—	OAKTREE CAP GROUP LLC	43,860	$2,581	1.8%	$53.52	—	UNIT CL A	674001201
—	PROSHARES TR	32,040	$2,538	1.8%	$79.21	—	PSHS ULTSH 20YRS	74347b201
—	NEXTERA ENERGY INC	28,100	$2,406	1.7%	$85.62	—	COM	65339f101
TNA	DIREXION SHS ETF TR	26,300	$2,036	1.4%	$77.41	—	DLY SMCAP BULL3X	25459W847
—	AMERICAN AIRLS GROUP INC	79,200	$2,000	1.4%	$25.25	—	COM	02376r102
—	COMSTOCK RES INC	99,450	$1,819	1.3%	$15.91	—	COM NEW	205768203
—	CYS INVTS INC	242,000	$1,793	1.2%	$7.82	—	COM	12673a108
ROST	ROSS STORES INC	23,015	$1,725	1.2%	$33.31	0.0%	COM	778296103
—	BELLATRIX EXPLORATION LTD	219,680	$1,610	1.1%	$7.33	—	COM	078314101
FAS	DIREXION SHS ETF TR	16,900	$1,526	1.1%	$90.30	—	DLY FIN BULL NEW	25459Y694
—	GOLDCORP INC NEW	63,500	$1,376	1.0%	$21.67	—	COM	380956409
—	GOODRICH PETE CORP	80,000	$1,362	0.9%	$17.02	—	COM NEW	382410405
—	RANDGOLD RES LTD	19,150	$1,203	0.8%	$62.82	—	ADR	752344309
—	CENTRAL FD CDA LTD	89,900	$1,191	0.8%	$14.70	—	CL A	153501101
BMY	BRISTOL MYERS SQUIBB CO	20,000	$1,063	0.7%	$28.82	+18.5%	COM	110122108
BIDU	BAIDU INC	5,950	$1,058	0.7%	$177.82	—	SPON ADR REP A	056752108
—	CELGENE CORP	6,050	$1,022	0.7%	$138.67	—	COM	151020104
—	WISDOMTREE TR	58,330	$1,017	0.7%	$17.44	—	INDIA ERNGS FD	97717w422
—	DIREXION SHS ETF TR	11,000	$1,004	0.7%	$91.27	—	DLY TECH BULL 3X	25459w102
—	GENERAL ELECTRIC CO	32,150	$901	0.6%	$23.88	—	COM	369604103
—	DIREXION SHS ETF TR	31,000	$890	0.6%	$28.71	—	DLY EMRGMKT BULL	25459y686
—	MARKET VECTORS ETF TR	41,500	$877	0.6%	$21.13	—	GOLD MINER ETF	57060u100
SBUX	STARBUCKS CORP	9,500	$745	0.5%	$28.27	+10.4%	COM	855244109
SIEGY	SIEMENS A G	5,200	$720	0.5%	$138.46	—	SPONSORED ADR	826197501
HIG	HARTFORD FINL SVCS GROUP INC	19,800	$717	0.5%	$26.74	0.0%	COM	416515104
—	EXXON MOBIL CORP	7,000	$708	0.5%	$101.14	—	COM	30231g102
—	DU PONT E I DE NEMOURS & CO	9,630	$626	0.4%	$65.01	—	COM	263534109
—	PERRIGO CO	4,000	$614	0.4%	$153.50	—	COM	714290103
BA	BOEING CO	4,430	$605	0.4%	$110.94	0.0%	COM	097023105
—	AMPIO PHARMACEUTICALS INC	79,451	$566	0.4%	$6.44	—	COM	03209t109
ICE	INTERCONTINENTALEXCHANGE GRO	2,020	$454	0.3%	$35.28	0.0%	COM	45866F104
YUM	YUM BRANDS INC	2,800	$212	0.1%	$40.89	0.0%	COM	988498101