Guild Investment Management, Inc. Quant / Systematic

CIK: 0001317802 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 4, 2013

Total Value ($000): $81,844 (100.0% shares, 0.0% debt)

Holdings (33)

VGK VANGUARD INTL EQUITY INDEX F 7.2%

Value ($000) $5,929 Shares 108,790 Est. Cost $54.50 Unrealized —

— REGENERON PHARMACEUTICALS 6.3%

Value ($000) $5,119 Shares 16,360 Est. Cost $312.90 Unrealized —

BMY BRISTOL MYERS SQUIBB CO 6.2%

Value ($000) $5,101 Shares 110,210 Est. Cost $28.82 Unrealized +1.4%

SBUX STARBUCKS CORP 6.0%

Value ($000) $4,870 Shares 63,275 Est. Cost $28.27 Unrealized 0.0%

— GENWORTH FINL INC 5.9%

Value ($000) $4,863 Shares 379,932 Est. Cost $12.80 Unrealized —

— WISDOMTREE TR 5.5%

Value ($000) $4,466 Shares 93,170 Est. Cost $36.88 Unrealized —

DVY ISHARES 5.4%

Value ($000) $4,417 Shares 66,580 Est. Cost $66.34 Unrealized —

— BARCLAYS BK PLC 5.4%

Value ($000) $4,410 Shares 300,000 Est. Cost $14.70 Unrealized —

— WISDOMTREE TR 5.1%

Value ($000) $4,136 Shares 80,015 Est. Cost $51.90 Unrealized —

— FIDUCIARY CLAYMORE MLP OPP F 3.8%

Value ($000) $3,090 Shares 125,490 Est. Cost $24.62 Unrealized —

— CELGENE CORP 3.5%

Value ($000) $2,852 Shares 18,500 Est. Cost $138.67 Unrealized —

— CENTRAL FD CDA LTD 3.2%

Value ($000) $2,640 Shares 179,610 Est. Cost $14.70 Unrealized —

— EPL OIL & GAS INC 3.2%

Value ($000) $2,598 Shares 70,000 Est. Cost $37.11 Unrealized —

ITB ISHARES 3.0%

Value ($000) $2,422 Shares 108,400 Est. Cost $22.34 Unrealized —

EWG ISHARES 2.9%

Value ($000) $2,352 Shares 84,580 Est. Cost $27.81 Unrealized —

— SPDR INDEX SHS FDS 2.4%

Value ($000) $2,001 Shares 49,620 Est. Cost $40.33 Unrealized —

— OAKTREE CAP GROUP LLC 2.4%

Value ($000) $1,945 Shares 37,150 Est. Cost $52.55 Unrealized —

— SPDR GOLD TRUST 2.3%

Value ($000) $1,923 Shares 15,000 Est. Cost $128.20 Unrealized —

— COMSTOCK RES INC 2.2%

Value ($000) $1,829 Shares 114,990 Est. Cost $15.91 Unrealized —

— TIBCO SOFTWARE INC 2.1%

Value ($000) $1,755 Shares 68,600 Est. Cost $25.58 Unrealized —

— GENERAL ELECTRIC CO 2.1%

Value ($000) $1,754 Shares 73,440 Est. Cost $23.88 Unrealized —

EWP ISHARES 2.1%

Value ($000) $1,738 Shares 50,000 Est. Cost $34.76 Unrealized —

MTG MGIC INVT CORP WIS 2.0%

Value ($000) $1,634 Shares 224,500 Est. Cost $5.69 Unrealized +24.7%

BTE BAYTEX ENERGY CORP 1.9%

Value ($000) $1,522 Shares 36,870 Est. Cost $33.58 Unrealized 0.0%

— CYS INVTS INC 1.4%

Value ($000) $1,122 Shares 138,010 Est. Cost $8.13 Unrealized —

— GENERAL MTRS CO 1.3%

Value ($000) $1,045 Shares 29,060 Est. Cost $35.96 Unrealized —

— NOMURA HLDGS INC 1.2%

Value ($000) $968 Shares 123,930 Est. Cost $7.81 Unrealized —

GILD GILEAD SCIENCES INC 1.1%

Value ($000) $900 Shares 14,320 Est. Cost $36.21 Unrealized +14.7%

FXI ISHARES 0.9%

Value ($000) $742 Shares 20,000 Est. Cost $37.10 Unrealized —

— SOUFUN HLDGS LTD 0.8%

Value ($000) $671 Shares 13,000 Est. Cost $51.62 Unrealized —

IEV ISHARES 0.6%

Value ($000) $483 Shares 10,950 Est. Cost $44.11 Unrealized —

MTDR MATADOR RES CO 0.5%

Value ($000) $389 Shares 23,850 Est. Cost $14.86 Unrealized 0.0%

— AMPIO PHARMACEUTICALS INC 0.2%

Value ($000) $158 Shares 21,100 Est. Cost $4.55 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VGK	VANGUARD INTL EQUITY INDEX F	108,790	$5,929	7.2%	$54.50	—	FTSE EUROPE ETF	922042874
—	REGENERON PHARMACEUTICALS	16,360	$5,119	6.3%	$312.90	—	COM	75886f107
BMY	BRISTOL MYERS SQUIBB CO	110,210	$5,101	6.2%	$28.82	+1.4%	COM	110122108
SBUX	STARBUCKS CORP	63,275	$4,870	6.0%	$28.27	0.0%	COM	855244109
—	GENWORTH FINL INC	379,932	$4,863	5.9%	$12.80	—	COM CL A	37247d106
—	WISDOMTREE TR	93,170	$4,466	5.5%	$36.88	—	JAPN HEDGE EQT	97717w851
DVY	ISHARES	66,580	$4,417	5.4%	$66.34	—	SELECT DIVID ETF	464287168
—	BARCLAYS BK PLC	300,000	$4,410	5.4%	$14.70	—	IPATH S&P500 VIX	06740c188
—	WISDOMTREE TR	80,015	$4,136	5.1%	$51.90	—	EMERG MKTS ETF	97717w315
—	FIDUCIARY CLAYMORE MLP OPP F	125,490	$3,090	3.8%	$24.62	—	COM	31647q106
—	CELGENE CORP	18,500	$2,852	3.5%	$138.67	—	COM	151020104
—	CENTRAL FD CDA LTD	179,610	$2,640	3.2%	$14.70	—	CL A	153501101
—	EPL OIL & GAS INC	70,000	$2,598	3.2%	$37.11	—	COM	26883d108
ITB	ISHARES	108,400	$2,422	3.0%	$22.34	—	US HOME CONS ETF	464288752
EWG	ISHARES	84,580	$2,352	2.9%	$27.81	—	MSCI GERMANY ETF	464286806
—	SPDR INDEX SHS FDS	49,620	$2,001	2.4%	$40.33	—	S&P EM MKT DIV	78463x533
—	OAKTREE CAP GROUP LLC	37,150	$1,945	2.4%	$52.55	—	UNIT 99/99/9999	674001201
—	SPDR GOLD TRUST	15,000	$1,923	2.3%	$128.20	—	GOLD SHS	78463v107
—	COMSTOCK RES INC	114,990	$1,829	2.2%	$15.91	—	COM NEW	205768203
—	TIBCO SOFTWARE INC	68,600	$1,755	2.1%	$25.58	—	COM	88632q103
—	GENERAL ELECTRIC CO	73,440	$1,754	2.1%	$23.88	—	COM	369604103
EWP	ISHARES	50,000	$1,738	2.1%	$34.76	—	MSCI SPAN CP ETF	464286764
MTG	MGIC INVT CORP WIS	224,500	$1,634	2.0%	$5.69	+24.7%	COM	552848103
BTE	BAYTEX ENERGY CORP	36,870	$1,522	1.9%	$33.58	0.0%	COM	07317Q105
—	CYS INVTS INC	138,010	$1,122	1.4%	$8.13	—	COM	12673a108
—	GENERAL MTRS CO	29,060	$1,045	1.3%	$35.96	—	COM	37045v100
—	NOMURA HLDGS INC	123,930	$968	1.2%	$7.81	—	SPONSORED ADR	65535h208
GILD	GILEAD SCIENCES INC	14,320	$900	1.1%	$36.21	+14.7%	COM	375558103
FXI	ISHARES	20,000	$742	0.9%	$37.10	—	CHINA LG-CAP ETF	464287184
—	SOUFUN HLDGS LTD	13,000	$671	0.8%	$51.62	—	ADR	836034108
IEV	ISHARES	10,950	$483	0.6%	$44.11	—	EUROPE ETF	464287861
MTDR	MATADOR RES CO	23,850	$389	0.5%	$14.86	0.0%	COM	576485205
—	AMPIO PHARMACEUTICALS INC	21,100	$158	0.2%	$4.55	—	COM	03209t109