Location: Fort Worth, TX
CIK: 0001180391 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 4, 2020
Total Value: $50.45M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | PDL BIOPHARMA INC | 9,901,000 | $10.64M | 21.1% | $1.07 | $0.96 | — | NOTE 2.750%12/0 | 69329YAG9 |
| — | COLONY CAP INC | 8,460,000 | $8.417M | 16.7% | $0.99 | $0.91 | — | NOTE 5.000% 4/1 | 19624RAA4 |
| — | EZCORP INC | 9,003,000 | $7.292M | 14.5% | $0.81 | $0.83 | — | NOTE 2.375% 5/0 | 302301AE6 |
| — | PROSPECT CAPITAL CORPORATION | 5,490,000 | $5.628M | 11.2% | $1.03 | $1.00 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | HERCULES CAPITAL INC | 4,758,000 | $4.86M | 9.6% | $1.02 | $0.95 | — | DBCV 4.375% 2/0 | 427096AF9 |
| AGG | ISHARES TR | 12,027 | $1.351M | 2.7% | $112.33 | $108.56 | +3.5% | CORE US AGGBD ET | 464287226 |
| — | OAKTREE SPECIALTY LENDING CO | 243,896 | $1.332M | 2.6% | $5.46 | $4.90 | — | COM | 67401p108 |
| PSEC | PROSPECT CAPITAL CORPORATION | 157,277 | $1.013M | 2.0% | $6.44 * | $2.46 | +23.0% | COM | 74348T102 |
| — | SCULPTOR CAP MGMT | 35,862 | $793K | 1.6% | $22.11 | $19.49 | — | COM CL A | 811246107 |
| REM | ISHARES TR | 17,126 | $763K | 1.5% | $44.55 | $45.98 | -3.1% | MORTGE REL ETF | 46435G342 |
| IBM | INTERNATIONAL BUSINESS MACHS | 4,842 | $649K | 1.3% | $134.04 * | $106.76 | -7.3% | COM | 459200101 |
| CODI | COMPASS DIVERSIFIED HOLDINGS | 19,453 | $484K | 1.0% | $24.88 * | $10.42 | +71.7% | SH BEN INT | 20451Q104 |
| SPY | SPDR S&P 500 ETF TR | 1,454 | $468K | 0.9% | $321.87 | $287.96 | +11.8% | TR UNIT | 78462F103 |
| EFA | ISHARES TR | 5,825 | $404K | 0.8% | $69.36 | $65.44 | +6.1% | MSCI EAFE ETF | 464287465 |
| VWO | VANGUARD INTL EQUITY INDEX F | 8,719 | $388K | 0.8% | $44.50 | $42.37 | +5.0% | FTSE EMR MKT ETF | 922042858 |
| SLRC | SOLAR CAP LTD | 17,716 | $365K | 0.7% | $20.60 * | $9.85 | +13.8% | COM | 83413U100 |
| — | BLACKROCK CR ALLCTN INC TR | 25,079 | $351K | 0.7% | $14.00 | $13.05 | — | COM | 092508100 |
| — | BLACKROCK CORPOR HI YLD FD I | 30,289 | $339K | 0.7% | $11.19 | $10.80 | — | COM | 09255P107 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 26,613 | $323K | 0.6% | $12.14 | $12.34 | — | COM | 01879R106 |
| — | APOLLO GLOBAL MGMT INC | 6,451 | $308K | 0.6% | $47.74 | $37.78 | — | COM CL A | 03768E105 |
| CVX | CHEVRON CORP NEW | 2,338 | $282K | 0.6% | $120.62 * | $85.03 | +8.4% | COM | 166764100 |
| — | PDL BIOPHARMA INC | 80,063 | $260K | 0.5% | $3.25 | $2.74 | — | COM | 69329y104 |
| KHC | KRAFT HEINZ CO | 7,860 | $253K | 0.5% | $32.19 * | $22.63 | +6.7% | COM | 500754106 |
| VZ | VERIZON COMMUNICATIONS INC | 3,955 | $243K | 0.5% | $61.44 * | $35.94 | +21.3% | COM | 92343V104 |
| HPQ | HP INC | 11,637 | $239K | 0.5% | $20.54 * | $15.31 | +9.2% | COM | 40434L105 |
| XOM | EXXON MOBIL CORP | 3,411 | $238K | 0.5% | $69.77 * | $57.51 | -8.2% | COM | 30231G102 |
| — | EATON VANCE TAX ADVT DIV INC | 8,758 | $224K | 0.4% | $25.58 | $24.56 | — | COM | 27828g107 |
| — | CALAMOS STRATEGIC TOTL RETN | 16,385 | $223K | 0.4% | $13.61 | $12.40 | — | COM SH BEN INT | 128125101 |
| — | HANCOCK JOHN TAX-ADV DIV INC | 7,923 | $217K | 0.4% | $27.39 | $28.45 | — | COM | 41013v100 |
| — | ADAMS DIVERSIFIED EQUITY FD | 13,546 | $214K | 0.4% | $15.80 | $15.54 | — | COM | 006212104 |
| — | COHEN & STEERS LTD DUR PFD I | 7,688 | $202K | 0.4% | $26.27 | $26.27 | — | COM | 19248C105 |
| ARCC | ARES CAP CORP | 10,326 | $193K | 0.4% | $18.69 * | $7.48 | +41.0% | COM | 04010L103 |
| — | BLACKROCK MULTI-SECTOR INC T | 11,189 | $181K | 0.4% | $16.18 | $17.15 | — | COM | 09258A107 |
| FATAQ | FAT BRANDS INC | 36,760 | $167K | 0.3% | $4.54 * | $2.09 | -9.0% | COM | 30258N105 |
| — | TEMPLETON EMERG MKTS INCOME | 17,866 | $164K | 0.3% | $9.18 | $10.59 | — | COM | 880192109 |
| — | NUVEEN QUALITY MUNCP INCOME | 10,344 | $151K | 0.3% | $14.60 | $14.60 | — | COM | 67066V101 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 10,551 | $150K | 0.3% | $14.22 | $14.22 | — | COM | 09253X102 |
| — | EATON VANCE MUN BD FD | 11,588 | $149K | 0.3% | $12.86 | $12.86 | — | COM | 27827X101 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 10,527 | $147K | 0.3% | $13.96 | $13.96 | — | COM | 01864U106 |
| — | NUVEEN AMT FREE QLTY MUN INC | 10,157 | $146K | 0.3% | $14.37 | $14.37 | — | COM | 670657105 |
| PBI | PITNEY BOWES INC | 22,307 | $90,000 | 0.2% | $4.03 | $7.20 | -44.1% | COM | 724479100 |
| — | FLUIDIGM CORP DEL | 93,000 | $88,000 | 0.2% | $0.95 | $0.82 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | WISDOMTREE INVTS INC | 11,851 | $57,000 | 0.1% | $4.81 | $5.17 | — | COM | 97717p104 |