Location: Saratoga Springs, NY
CIK: 0001730945 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 4, 2020
Total Value: $111M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 61,900 | $11.32M | 10.2% | $182.83 | $195.95 | -6.7% | CL B NEW | 084670702 |
| BABA | ALIBABA GROUP HLDG LTD | 40,285 | $7.835M | 7.1% | $194.49 | $168.35 | +15.5% | SPONSORED ADS | 01609W102 |
| — | NUVEEN AMT FREE QLTY MUN INC | 492,020 | $6.662M | 6.0% | $13.54 | $13.97 | — | COM | 670657105 |
| AMZN | AMAZON COM INC | 2,600 | $5.069M | 4.6% | $1949.62 * | $64.16 | +52.0% | COM | 023135106 |
| AAPL | APPLE INC | 19,539 | $4.969M | 4.5% | $254.31 * | $49.21 | +25.0% | COM | 037833100 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 381,834 | $4.853M | 4.4% | $12.71 | $14.05 | — | COM | 09253W104 |
| MSFT | MICROSOFT CORP | 25,567 | $4.032M | 3.6% | $157.70 * | $100.79 | +49.0% | COM | 594918104 |
| GOOGL | ALPHABET INC | 3,365 | $3.91M | 3.5% | $1161.96 * | $55.17 | +4.5% | CAP STK CL A | 02079K305 |
| TTD | THE TRADE DESK INC | 17,672 | $3.411M | 3.1% | $193.02 * | $8.57 | +125.1% | COM CL A | 88339J105 |
| META | FACEBOOK INC | 20,420 | $3.406M | 3.1% | $166.80 | $177.27 | -6.6% | CL A | 30303M102 |
| T | AT&T INC | 107,655 | $3.138M | 2.8% | $29.15 * | $14.52 | +1.0% | COM | 00206R102 |
| JPM | JPMORGAN CHASE & CO | 33,413 | $3.008M | 2.7% | $90.02 * | $85.61 | -10.3% | COM | 46625H100 |
| MELI | MERCADOLIBRE INC | 5,771 | $2.82M | 2.5% | $488.65 | $310.01 | +57.6% | COM | 58733R102 |
| V | VISA INC | 15,584 | $2.511M | 2.3% | $161.13 * | $106.35 | +45.4% | COM CL A | 92826C839 |
| GOOG | ALPHABET INC | 1,829 | $2.127M | 1.9% | $1162.93 * | $51.63 | +11.8% | CAP STK CL C | 02079K107 |
| — | UNITED TECHNOLOGIES CORP | 19,892 | $1.876M | 1.7% | $94.31 | $134.05 | — | COM | 913017109 |
| — | CHINA MOBILE LIMITED | 45,715 | $1.722M | 1.6% | $37.67 | $40.57 | — | SPONSORED ADR | 16941M109 |
| ZTS | ZOETIS INC | 13,351 | $1.571M | 1.4% | $117.67 * | $64.45 | +73.8% | CL A | 98978V103 |
| AMGN | AMGEN INC | 7,200 | $1.46M | 1.3% | $202.78 * | $138.21 | +22.8% | COM | 031162100 |
| BAC | BK OF AMERICA CORP | 67,356 | $1.43M | 1.3% | $21.23 * | $22.97 | -19.7% | COM | 060505104 |
| — | ALLIANZGI CONV INCOME FD II | 409,627 | $1.364M | 1.2% | $3.33 | $4.34 | — | COM | 018825109 |
| HRTX | HERON THERAPEUTICS INC | 111,045 | $1.304M | 1.2% | $11.74 | $19.84 | -40.8% | COM | 427746102 |
| EMBJ | EMBRAER S.A. | 171,040 | $1.266M | 1.1% | $7.40 | $19.71 | -62.5% | SPONSORED ADS | 29082A107 |
| CSX | CSX CORP | 20,605 | $1.181M | 1.1% | $57.32 * | $15.87 | +11.5% | COM | 126408103 |
| ENS | ENERSYS | 22,730 | $1.126M | 1.0% | $49.54 * | $61.75 | -24.0% | COM | 29275Y102 |
| IVV | ISHARES TR | 4,214 | $1.089M | 1.0% | $258.42 | $291.00 | -11.2% | CORE S&P500 ETF | 464287200 |
| JNJ | JOHNSON & JOHNSON | 8,304 | $1.089M | 1.0% | $131.14 * | $110.98 | +0.4% | COM | 478160104 |
| CRM | SALESFORCE COM INC | 7,445 | $1.072M | 1.0% | $143.99 | $103.03 | +38.1% | COM | 79466L302 |
| LMT | LOCKHEED MARTIN CORP | 3,160 | $1.071M | 1.0% | $338.92 * | $255.72 | +13.3% | COM | 539830109 |
| ROST | ROSS STORES INC | 11,000 | $957K | 0.9% | $87.00 * | $64.50 | +27.5% | COM | 778296103 |
| UNH | UNITEDHEALTH GROUP INC | 3,649 | $910K | 0.8% | $249.38 * | $249.73 | -9.1% | COM | 91324P102 |
| HD | HOME DEPOT INC | 4,540 | $848K | 0.8% | $186.78 * | $160.14 | +1.5% | COM | 437076102 |
| C | CITIGROUP INC | 20,005 | $843K | 0.8% | $42.14 * | $55.37 | -38.4% | COM NEW | 172967424 |
| DIS | DISNEY WALT CO | 7,920 | $765K | 0.7% | $96.59 * | $102.29 | -7.7% | COM DISNEY | 254687106 |
| CTMX | CYTOMX THERAPEUTICS INC | 98,611 | $756K | 0.7% | $7.67 | $17.57 | -56.3% | COM | 23284F105 |
| — | SPLUNK INC | 5,630 | $711K | 0.6% | $126.29 | $140.71 | — | COM | 848637104 |
| HON | HONEYWELL INTL INC | 5,125 | $686K | 0.6% | $133.85 * | $113.37 | -1.3% | COM | 438516106 |
| PEP | PEPSICO INC | 5,373 | $645K | 0.6% | $120.04 * | $88.99 | +13.2% | COM | 713448108 |
| CVS | CVS HEALTH CORP | 10,603 | $629K | 0.6% | $59.32 * | $46.34 | +6.2% | COM | 126650100 |
| MRK | MERCK & CO. INC | 7,998 | $615K | 0.6% | $76.89 * | $44.20 | +38.5% | COM | 58933Y105 |
| BZUN | BAOZUN INC | 20,955 | $585K | 0.5% | $27.92 | $31.51 | -11.3% | SPONSORED ADR | 06684L103 |
| — | APOLLO TACTICAL INCOME FD IN | 50,466 | $572K | 0.5% | $11.33 | $14.87 | — | COM | 037638103 |
| AVGO | BROADCOM INC | 2,384 | $565K | 0.5% | $237.00 * | $25.13 | -17.5% | COM | 11135F101 |
| BIDU | BAIDU INC | 5,450 | $549K | 0.5% | $100.73 | $116.45 | -13.4% | SPON ADR REP A | 056752108 |
| IBM | INTERNATIONAL BUSINESS MACHS | 4,763 | $528K | 0.5% | $110.85 * | $98.58 | -16.0% | COM | 459200101 |
| QQQ | INVESCO QQQ TR | 2,635 | $502K | 0.5% | $190.51 | $193.58 | -1.6% | UNIT SER 1 | 46090E103 |
| UBS | UBS GROUP AG | 52,600 | $487K | 0.4% | $9.26 | $11.33 | -18.3% | SHS | H42097107 |
| INTC | INTEL CORP | 8,200 | $444K | 0.4% | $54.15 * | $36.55 | +31.2% | COM | 458140100 |
| DOV | DOVER CORP | 5,275 | $443K | 0.4% | $83.98 * | $68.12 | +14.0% | COM | 260003108 |
| CMCSA | COMCAST CORP NEW | 12,750 | $438K | 0.4% | $34.35 * | $30.98 | -4.5% | CL A | 20030N101 |
| GS | GOLDMAN SACHS GROUP INC | 2,794 | $432K | 0.4% | $154.62 * | $207.23 | -34.9% | COM | 38141G104 |
| MCD | MCDONALDS CORP | 2,455 | $406K | 0.4% | $165.38 * | $138.65 | +4.4% | COM | 580135101 |
| ABBV | ABBVIE INC | 5,103 | $389K | 0.4% | $76.23 * | $67.57 | -10.9% | COM | 00287Y109 |
| YUM | YUM BRANDS INC | 5,600 | $384K | 0.3% | $68.57 * | $68.23 | -9.8% | COM | 988498101 |
| TSLA | TESLA INC | 715 | $375K | 0.3% | $524.48 * | $41.46 | -15.7% | COM | 88160R101 |
| MS | MORGAN STANLEY | 10,600 | $360K | 0.3% | $33.96 * | $39.30 | -27.9% | COM NEW | 617446448 |
| GIS | GENERAL MLS INC | 6,800 | $359K | 0.3% | $52.79 * | $40.54 | +6.8% | COM | 370334104 |
| PFE | PFIZER INC | 10,930 | $357K | 0.3% | $32.66 * | $24.32 | -3.2% | COM | 717081103 |
| HCA | HCA HEALTHCARE INC | 3,750 | $337K | 0.3% | $89.87 * | $123.42 | -30.4% | COM | 40412C101 |
| BA | BOEING CO | 2,218 | $331K | 0.3% | $149.23 | $316.62 | -52.9% | COM | 097023105 |
| MAS | MASCO CORP | 9,500 | $328K | 0.3% | $34.53 * | $35.80 | -12.5% | COM | 574599106 |
| BAX | BAXTER INTL INC | 4,000 | $325K | 0.3% | $81.25 * | $55.78 | +29.7% | COM | 071813109 |
| MDLZ | MONDELEZ INTL INC | 6,330 | $317K | 0.3% | $50.08 * | $34.48 | +26.0% | CL A | 609207105 |
| KO | COCA COLA CO | 6,925 | $306K | 0.3% | $44.19 * | $36.68 | +1.2% | COM | 191216100 |
| ABT | ABBOTT LABS | 3,866 | $305K | 0.3% | $78.89 * | $48.12 | +48.1% | COM | 002824100 |
| SPOT | SPOTIFY TECHNOLOGY S A | 2,455 | $298K | 0.3% | $121.38 | $141.56 | -14.2% | SHS | L8681T102 |
| PG | PROCTER & GAMBLE CO | 2,558 | $281K | 0.3% | $109.85 * | $72.65 | +31.2% | COM | 742718109 |
| UBER | UBER TECHNOLOGIES INC | 9,900 | $276K | 0.2% | $27.88 | $32.91 | -15.2% | COM | 90353T100 |
| YUMC | YUM CHINA HLDGS INC | 6,400 | $273K | 0.2% | $42.66 | $41.14 | +3.6% | COM | 98850P109 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $272K | 0.2% | $272000.00 | $284799.47 | -4.5% | CL A | 084670108 |
| PRU | PRUDENTIAL FINL INC | 5,116 | $267K | 0.2% | $52.19 * | $69.94 | -44.3% | COM | 744320102 |
| CSCO | CISCO SYS INC | 6,643 | $261K | 0.2% | $39.29 * | $28.60 | +14.9% | COM | 17275R102 |
| OKE | ONEOK INC NEW | 11,300 | $246K | 0.2% | $21.77 * | $41.19 | -64.1% | COM | 682680103 |
| MDT | MEDTRONIC PLC | 2,575 | $232K | 0.2% | $90.10 * | $90.18 | -14.7% | SHS | G5960L103 |
| XOM | EXXON MOBIL CORP | 6,100 | $232K | 0.2% | $38.03 * | $42.09 | -30.7% | COM | 30231G102 |
| DPZ | DOMINOS PIZZA INC | 700 | $227K | 0.2% | $324.29 * | $256.08 | +18.1% | COM | 25754A201 |
| ETN | EATON CORP PLC | 2,900 | $225K | 0.2% | $77.59 * | $66.26 | +6.4% | SHS | G29183103 |
| CB | CHUBB LIMITED | 1,975 | $221K | 0.2% | $111.90 * | $129.55 | -21.1% | COM | H1467J104 |
| PSX | PHILLIPS 66 | 3,890 | $209K | 0.2% | $53.73 * | $69.29 | -38.9% | COM | 718546104 |
| IDXX | IDEXX LABS INC | 850 | $206K | 0.2% | $242.35 | $246.39 | -1.7% | COM | 45168D104 |
| QCOM | QUALCOMM INC | 3,000 | $203K | 0.2% | $67.67 * | $71.93 | -17.0% | COM | 747525103 |
| — | WESTERN AST INFL LKD OPP & I | 14,000 | $134K | 0.1% | $9.57 | $9.57 | — | COM | 95766R104 |
| — | RADIUS HEALTH INC | 10,050 | $131K | 0.1% | $13.03 | $17.15 | — | COM NEW | 750469207 |
| — | EATON VANCE RISK MNGD DIV EQ | 15,000 | $125K | 0.1% | $8.33 | $9.54 | — | COM | 27829G106 |
| PLUG | PLUG POWER INC | 21,000 | $74,000 | 0.1% | $3.52 | $3.00 | +18.2% | COM NEW | 72919P202 |
| EMBJ | EMBRAER S.A. | 1,000 | $7,000 | 0.0% | $7.00 * | $19.71 | -62.5% | Call | 29082A107 |
| HRTX | HERON THERAPEUTICS INC | 200 | $2,000 | 0.0% | $10.00 * | $19.84 | -40.8% | Call | 427746102 |