Location: Saratoga Springs, NY
CIK: 0001730945 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Jan 31, 2020
Total Value: $136M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 55,362 | $12.54M | 9.3% | $226.49 | $193.99 | +16.8% | CL B NEW | 084670702 |
| BABA | ALIBABA GROUP HLDG LTD | 39,890 | $8.461M | 6.2% | $212.11 | $168.35 | +26.0% | SPONSORED ADS | 01609W102 |
| — | NUVEEN AMT FREE QLTY MUN INC | 442,499 | $6.363M | 4.7% | $14.38 | $14.02 | — | COM | 670657105 |
| AMZN | AMAZON COM INC | 2,724 | $5.034M | 3.7% | $1848.02 * | $64.16 | +44.0% | COM | 023135106 |
| T | AT&T INC | 123,614 | $4.831M | 3.6% | $39.08 * | $14.52 | +33.0% | COM | 00206R102 |
| META | FACEBOOK INC | 21,287 | $4.369M | 3.2% | $205.24 | $177.27 | +15.0% | CL A | 30303M102 |
| TTD | THE TRADE DESK INC | 16,726 | $4.345M | 3.2% | $259.78 * | $7.60 | +242.0% | COM CL A | 88339J105 |
| AAPL | APPLE INC | 14,324 | $4.206M | 3.1% | $293.63 * | $41.25 | +71.8% | COM | 037833100 |
| DIS | DISNEY WALT CO | 28,662 | $4.145M | 3.1% | $144.62 * | $102.29 | +38.1% | COM DISNEY | 254687106 |
| JPM | JPMORGAN CHASE & CO | 28,257 | $3.939M | 2.9% | $139.40 * | $82.33 | +43.5% | COM | 46625H100 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 245,869 | $3.644M | 2.7% | $14.82 | $14.78 | — | COM | 09253W104 |
| EMBJ | EMBRAER S A | 186,440 | $3.634M | 2.7% | $19.49 | $19.71 | -1.1% | SPONSORED ADS | 29082A107 |
| GOOGL | ALPHABET INC | 2,595 | $3.476M | 2.6% | $1339.50 * | $51.58 | +28.9% | CAP STK CL A | 02079K305 |
| MELI | MERCADOLIBRE INC | 5,861 | $3.352M | 2.5% | $571.92 | $310.01 | +84.5% | COM | 58733R102 |
| MSFT | MICROSOFT CORP | 18,575 | $2.929M | 2.2% | $157.69 * | $79.88 | +87.4% | COM | 594918104 |
| V | VISA INC | 15,183 | $2.853M | 2.1% | $187.91 * | $104.38 | +72.5% | COM CL A | 92826C839 |
| GOOG | ALPHABET INC | 2,098 | $2.805M | 2.1% | $1336.99 * | $51.63 | +28.5% | CAP STK CL C | 02079K107 |
| HRTX | HERON THERAPEUTICS INC | 113,245 | $2.661M | 2.0% | $23.50 | $19.84 | +18.5% | COM | 427746102 |
| — | UNITED TECHNOLOGIES CORP | 16,730 | $2.505M | 1.8% | $149.73 | $141.57 | — | COM | 913017109 |
| BAC | BANK AMER CORP | 63,241 | $2.227M | 1.6% | $35.21 * | $22.78 | +33.4% | COM | 060505104 |
| CSX | CSX CORP | 26,105 | $1.889M | 1.4% | $72.36 * | $15.87 | +40.3% | COM | 126408103 |
| ZTS | ZOETIS INC | 14,221 | $1.882M | 1.4% | $132.34 * | $64.45 | +95.2% | CL A | 98978V103 |
| UBS | UBS GROUP AG | 148,850 | $1.873M | 1.4% | $12.58 | $11.33 | +11.0% | SHS | H42097107 |
| AMGN | AMGEN INC | 7,200 | $1.736M | 1.3% | $241.11 * | $138.21 | +45.0% | COM | 031162100 |
| C | CITIGROUP INC | 18,399 | $1.47M | 1.1% | $79.90 * | $55.47 | +15.8% | COM NEW | 172967424 |
| CRM | SALESFORCE COM INC | 8,905 | $1.448M | 1.1% | $162.61 | $103.03 | +56.0% | COM | 79466L302 |
| LMT | LOCKHEED MARTIN CORP | 3,710 | $1.445M | 1.1% | $389.49 * | $255.72 | +29.4% | COM | 539830109 |
| ROST | ROSS STORES INC | 11,650 | $1.356M | 1.0% | $116.39 * | $64.50 | +70.2% | COM | 778296103 |
| IVV | ISHARES TR | 4,077 | $1.318M | 1.0% | $323.28 | $290.48 | +11.3% | CORE S&P500 ETF | 464287200 |
| JNJ | JOHNSON & JOHNSON | 8,678 | $1.266M | 0.9% | $145.89 * | $110.98 | +11.0% | COM | 478160104 |
| — | CHINA MOBILE LIMITED | 28,815 | $1.218M | 0.9% | $42.27 | $42.27 | — | SPONSORED ADR | 16941M109 |
| — | ALLIANZGI CONV INCOME FD II | 230,100 | $1.178M | 0.9% | $5.12 | $5.12 | — | COM | 018825109 |
| AVGO | BROADCOM INC | 3,126 | $988K | 0.7% | $316.06 * | $25.13 | +8.2% | COM | 11135F101 |
| YUM | YUM BRANDS INC | 9,398 | $947K | 0.7% | $100.77 * | $68.23 | +32.0% | COM | 988498101 |
| — | RADIUS HEALTH INC | 46,525 | $938K | 0.7% | $20.16 | $17.15 | — | COM NEW | 750469207 |
| ACN | ACCENTURE PLC IRELAND | 4,408 | $928K | 0.7% | $210.53 * | $128.56 | +50.0% | SHS CLASS A | G1151C101 |
| — | SPLUNK INC | 6,080 | $911K | 0.7% | $149.84 | $140.71 | — | COM | 848637104 |
| HON | HONEYWELL INTL INC | 5,125 | $907K | 0.7% | $176.98 * | $113.37 | +29.9% | COM | 438516106 |
| CTMX | CYTOMX THERAPEUTICS INC | 94,661 | $787K | 0.6% | $8.31 | $18.01 | -53.9% | COM | 23284F105 |
| MRK | MERCK & CO INC | 8,275 | $753K | 0.6% | $91.00 * | $44.20 | +62.4% | COM | 58933Y105 |
| PEP | PEPSICO INC | 5,423 | $741K | 0.5% | $136.64 * | $88.99 | +27.9% | COM | 713448108 |
| KO | COCA COLA CO | 13,275 | $735K | 0.5% | $55.37 * | $36.68 | +25.5% | COM | 191216100 |
| — | CALIFORNIA RES CORP | 80,000 | $722K | 0.5% | $9.03 | $9.00 | — | Put | 13057Q206 |
| — | APOLLO TACTICAL INCOME FD IN | 46,836 | $707K | 0.5% | $15.10 | $15.15 | — | COM | 037638103 |
| GIS | GENERAL MLS INC | 12,800 | $686K | 0.5% | $53.59 * | $40.54 | +7.4% | COM | 370334104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,113 | $685K | 0.5% | $133.97 * | $98.58 | +0.4% | COM | 459200101 |
| HD | HOME DEPOT INC | 2,809 | $614K | 0.5% | $218.58 * | $141.67 | +33.3% | COM | 437076102 |
| DOV | DOVER CORP | 5,275 | $608K | 0.4% | $115.26 * | $68.12 | +55.8% | COM | 260003108 |
| CVS | CVS HEALTH CORP | 8,103 | $602K | 0.4% | $74.29 * | $43.57 | +40.5% | COM | 126650100 |
| CB | CHUBB LIMITED | 3,830 | $596K | 0.4% | $155.61 * | $129.55 | +9.2% | COM | H1467J104 |
| GS | GOLDMAN SACHS GROUP INC | 2,568 | $591K | 0.4% | $230.14 * | $209.24 | -4.7% | COM | 38141G104 |
| WFC | WELLS FARGO CO NEW | 10,910 | $587K | 0.4% | $53.80 * | $44.63 | +3.3% | COM | 949746101 |
| QQQ | INVESCO QQQ TR | 2,696 | $573K | 0.4% | $212.54 | $193.58 | +9.8% | UNIT SER 1 | 46090E103 |
| MCD | MCDONALDS CORP | 2,731 | $540K | 0.4% | $197.73 * | $138.65 | +24.0% | COM | 580135101 |
| CMCSA | COMCAST CORP NEW | 11,850 | $533K | 0.4% | $44.98 * | $30.59 | +25.0% | CL A | 20030N101 |
| INTC | INTEL CORP | 8,350 | $500K | 0.4% | $59.88 * | $36.55 | +44.4% | COM | 458140100 |
| CSCO | CISCO SYS INC | 10,393 | $498K | 0.4% | $47.92 * | $28.60 | +39.2% | COM | 17275R102 |
| MDLZ | MONDELEZ INTL INC | 8,737 | $481K | 0.4% | $55.05 * | $34.48 | +37.7% | CL A | 609207105 |
| MAS | MASCO CORP | 9,500 | $456K | 0.3% | $48.00 * | $35.80 | +21.1% | COM | 574599106 |
| BIDU | BAIDU INC | 3,600 | $455K | 0.3% | $126.39 | $113.68 | +11.2% | SPON ADR REP A | 056752108 |
| ABBV | ABBVIE INC | 5,102 | $452K | 0.3% | $88.59 * | $67.57 | +2.2% | COM | 00287Y109 |
| UNP | UNION PACIFIC CORP | 2,485 | $449K | 0.3% | $180.68 * | $100.79 | +57.0% | COM | 907818108 |
| BMY | BRISTOL MYERS SQUIBB CO | 6,988 | $449K | 0.3% | $64.25 * | $45.19 | +12.1% | COM | 110122108 |
| PSX | PHILLIPS 66 | 3,940 | $439K | 0.3% | $111.42 * | $69.29 | +25.5% | COM | 718546104 |
| IJH | ISHARES TR | 1,893 | $390K | 0.3% | $206.02 * | $39.63 | +3.9% | CORE S&P MCP ETF | 464287507 |
| MO | ALTRIA GROUP INC | 7,559 | $377K | 0.3% | $49.87 * | $34.03 | -9.1% | COM | 02209S103 |
| NGG | NATIONAL GRID PLC | 5,874 | $368K | 0.3% | $62.65 | $58.11 | +7.8% | SPONSORED ADR NE | 636274409 |
| ABT | ABBOTT LABS | 4,099 | $356K | 0.3% | $86.85 * | $48.12 | +62.4% | COM | 002824100 |
| BA | BOEING CO | 1,067 | $348K | 0.3% | $326.15 | $363.86 | -11.0% | COM | 097023105 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $340K | 0.3% | $340000.00 | $284799.47 | +19.2% | CL A | 084670108 |
| PRU | PRUDENTIAL FINL INC | 3,616 | $339K | 0.3% | $93.75 * | $74.48 | -7.1% | COM | 744320102 |
| BAX | BAXTER INTL INC | 4,000 | $334K | 0.2% | $83.50 * | $55.78 | +33.2% | COM | 071813109 |
| MS | MORGAN STANLEY | 6,500 | $332K | 0.2% | $51.08 * | $39.39 | +7.4% | COM NEW | 617446448 |
| PFE | PFIZER INC | 8,455 | $331K | 0.2% | $39.15 * | $23.88 | +17.2% | COM | 717081103 |
| — | EATON VANCE RISK MNGD DIV EQ | 35,000 | $327K | 0.2% | $9.34 | $9.54 | — | COM | 27829G106 |
| IJR | ISHARES TR | 3,862 | $324K | 0.2% | $83.89 | $80.45 | +4.2% | CORE S&P SCP ETF | 464287804 |
| PG | PROCTER & GAMBLE CO | 2,558 | $319K | 0.2% | $124.71 * | $72.65 | +48.1% | COM | 742718109 |
| NTR | NUTRIEN LTD | 6,456 | $309K | 0.2% | $47.86 * | $38.37 | +2.3% | COM | 67077M108 |
| YUMC | YUM CHINA HLDGS INC | 6,400 | $307K | 0.2% | $47.97 | $41.14 | +16.7% | COM | 98850P109 |
| USB | US BANCORP DEL | 5,100 | $302K | 0.2% | $59.22 * | $39.05 | +17.2% | COM NEW | 902973304 |
| MA | MASTERCARD INC | 1,000 | $299K | 0.2% | $299.00 * | $207.20 | +39.3% | CL A | 57636Q104 |
| IP | INTL PAPER CO | 6,090 | $280K | 0.2% | $45.98 * | $37.59 | -11.4% | COM | 460146103 |
| ETN | EATON CORP PLC | 2,900 | $275K | 0.2% | $94.83 * | $66.26 | +28.6% | SHS | G29183103 |
| KEY | KEYCORP NEW | 12,400 | $251K | 0.2% | $20.24 * | $12.92 | +16.8% | COM | 493267108 |
| TJX | TJX COS INC NEW | 3,900 | $238K | 0.2% | $61.03 * | $45.47 | +24.2% | COM | 872540109 |
| SPY | SPDR S&P 500 ETF TR | 741 | $238K | 0.2% | $321.19 | $307.92 | +4.5% | TR UNIT | 78462F103 |
| ORCL | ORACLE CORP | 4,327 | $229K | 0.2% | $52.92 * | $43.49 | +11.7% | COM | 68389X105 |
| GILD | GILEAD SCIENCES INC | 3,500 | $227K | 0.2% | $64.86 * | $55.90 | -7.8% | COM | 375558103 |
| LOW | LOWES COS INC | 1,891 | $226K | 0.2% | $119.51 * | $71.24 | +50.7% | COM | 548661107 |
| IDXX | IDEXX LABS INC | 850 | $222K | 0.2% | $261.18 | $246.39 | +6.0% | COM | 45168D104 |
| DPZ | DOMINOS PIZZA INC | 700 | $206K | 0.2% | $294.29 * | $256.08 | +6.8% | COM | 25754A201 |
| — | BRISTOL MYERS SQUIBB CO | 21,393 | $64,000 | 0.0% | $2.99 | $2.99 | — | RIGHT 99/99/9999 | 110122157 |
| PLUG | PLUG POWER INC | 15,000 | $47,000 | 0.0% | $3.13 | $2.56 | +23.2% | COM NEW | 72919P202 |
| — | CALIFORNIA RES CORP | 5,000 | $45,000 | 0.0% | $9.00 | $9.00 | — | COM NEW | 13057Q206 |
| BABA | ALIBABA GROUP HLDG LTD | 100 | $21,000 | 0.0% | $210.00 | $168.35 | +26.0% | Call | 01609W102 |
| EMBJ | EMBRAER S A | 1,000 | $19,000 | 0.0% | $19.00 * | $19.71 | -1.1% | Call | 29082A107 |
| — | CALIFORNIA RES CORP | 200 | $2,000 | 0.0% | $10.00 | $9.00 | — | Call | 13057Q206 |
| HRTX | HERON THERAPEUTICS INC | 100 | $2,000 | 0.0% | $20.00 * | $19.84 | +18.5% | Call | 427746102 |