Location: Fort Worth, TX
CIK: 0001180391 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 5, 2020
Total Value: $49.92M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | PDL BIOPHARMA INC | 9,702,000 | $10.27M | 20.6% | $1.06 | $0.96 | — | NOTE 2.750%12/0 | 69329YAG9 |
| — | COLONY CAP INC | 8,452,000 | $7.269M | 14.6% | $0.86 | $0.91 | — | NOTE 5.000% 4/1 | 19624RAA4 |
| — | EZCORP INC | 9,058,000 | $7.004M | 14.0% | $0.77 | $0.83 | — | NOTE 2.375% 5/0 | 302301AE6 |
| — | TUTOR PERINI CORP | 6,844,000 | $6.448M | 12.9% | $0.94 | $0.92 | — | NOTE 2.875% 6/1 | 901109AD0 |
| — | PROSPECT CAP CORP | 5,358,000 | $4.874M | 9.8% | $0.91 | $1.00 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | HERCULES CAPITAL INC | 4,732,000 | $4.61M | 9.2% | $0.97 | $0.95 | — | DBCV 4.375% 2/0 | 427096AF9 |
| PSEC | PROSPECT CAP CORP | 159,755 | $816K | 1.6% | $5.11 * | $2.47 | +4.4% | COM | 74348T102 |
| CODI | COMPASS DIVERSIFIED HOLDINGS | 41,049 | $708K | 1.4% | $17.25 * | $11.62 | +10.8% | SH BEN INT | 20451Q104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 4,890 | $591K | 1.2% | $120.86 * | $106.68 | -14.4% | COM | 459200101 |
| — | SCULPTOR CAP MGMT | 36,133 | $467K | 0.9% | $12.92 | $19.49 | — | COM CL A | 811246107 |
| REM | ISHARES TR | 17,102 | $425K | 0.9% | $24.85 | $45.98 | -45.9% | MORTGE REL ETF | 46435G342 |
| MPC | MARATHON PETE CORP | 10,589 | $396K | 0.8% | $37.40 * | $27.17 | +17.2% | COM | 56585A102 |
| — | BLACKROCK CR ALLOCATION INCO | 26,341 | $348K | 0.7% | $13.21 | $12.96 | — | COM | 092508100 |
| — | BLACKROCK CORPOR HI YLD FD I | 32,417 | $330K | 0.7% | $10.18 | $10.66 | — | COM | 09255P107 |
| IRM | IRON MTN INC NEW | 12,474 | $326K | 0.7% | $26.13 * | $19.29 | +5.2% | COM | 46284V101 |
| SLRC | SOLAR CAP LTD | 18,469 | $296K | 0.6% | $16.03 * | $9.85 | -6.5% | COM | 83413U100 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 28,522 | $288K | 0.6% | $10.10 | $12.12 | — | COM | 01879R106 |
| — | JERNIGAN CAP INC | 19,300 | $264K | 0.5% | $13.68 | $13.68 | — | COM | 476405105 |
| SPY | SPDR S&P 500 ETF TR | 854 | $263K | 0.5% | $307.96 | $287.96 | +7.1% | TR UNIT | 78462F103 |
| KHC | KRAFT HEINZ CO | 8,021 | $256K | 0.5% | $31.92 * | $23.07 | +7.0% | COM | 500754106 |
| PBI | PITNEY BOWES INC | 94,307 | $245K | 0.5% | $2.60 | $3.61 | -28.0% | COM | 724479100 |
| VWO | VANGUARD INTL EQUITY INDEX F | 5,803 | $230K | 0.5% | $39.63 | $37.02 | +7.0% | FTSE EMR MKT ETF | 922042858 |
| — | PDL BIOPHARMA INC | 77,707 | $226K | 0.5% | $2.91 | $2.91 | — | COM | 69329Y104 |
| VZ | VERIZON COMMUNICATIONS INC | 4,061 | $224K | 0.4% | $55.16 * | $36.08 | +10.8% | COM | 92343V104 |
| EFA | ISHARES TR | 3,664 | $223K | 0.4% | $60.86 | $57.82 | +5.3% | MSCI EAFE ETF | 464287465 |
| — | CALAMOS STRATEGIC TOTL RETN | 17,362 | $216K | 0.4% | $12.44 | $12.24 | — | COM SH BEN INT | 128125101 |
| CVX | CHEVRON CORP NEW | 2,406 | $215K | 0.4% | $89.36 * | $69.83 | +0.4% | COM | 166764100 |
| — | ADAMS DIVERSIFIED EQUITY FD | 14,298 | $213K | 0.4% | $14.90 | $15.37 | — | COM | 006212104 |
| HPQ | HP INC | 11,876 | $207K | 0.4% | $17.43 * | $15.34 | -5.8% | COM | 40434L105 |
| — | OAKTREE SPECIALTY LENDING CO | 44,995 | $201K | 0.4% | $4.47 | $4.47 | — | COM | 67401P108 |
| — | BLACKROCK MULTI-SECTOR INC T | 12,162 | $175K | 0.4% | $14.39 | $16.73 | — | COM | 09258A107 |
| — | COHEN & STEERS QUALITY INCOM | 15,732 | $172K | 0.3% | $10.93 | $10.93 | — | COM | 19247L106 |
| — | TEMPLETON EMERGING MKTS INCO | 19,660 | $154K | 0.3% | $7.83 | $10.29 | — | COM | 880192109 |
| — | EATON VANCE MUN BD FD | 11,731 | $149K | 0.3% | $12.70 | $12.86 | — | COM | 27827X101 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 10,645 | $147K | 0.3% | $13.81 | $14.22 | — | COM | 09253X102 |
| — | NUVEEN QUALITY MUNCP INCOME | 10,441 | $146K | 0.3% | $13.98 | $14.60 | — | COM | 67066V101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 10,258 | $143K | 0.3% | $13.94 | $14.37 | — | COM | 670657105 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 10,561 | $141K | 0.3% | $13.35 | $13.96 | — | COM | 01864U106 |
| FATAQ | FAT BRANDS INC | 36,760 | $127K | 0.3% | $3.45 * | $2.09 | -31.0% | COM | 30258N105 |
| WT | WISDOMTREE INVTS INC | 14,180 | $49,000 | 0.1% | $3.46 | $3.04 | +14.2% | COM | 97717P104 |
| — | FLUIDIGM CORP DEL | 48,000 | $48,000 | 0.1% | $1.00 | $0.82 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | ENVESTNET INC | 11,000 | $14,000 | 0.0% | $1.27 | $1.27 | — | NOTE 1.750% 6/0 | 29404KAB2 |