Location: Fort Worth, TX
CIK: 0001180391 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 4, 2020
Total Value: $43M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | COLONY CAP INC | 8,416,000 | $8.165M | 19.0% | $0.97 | $0.91 | — | NOTE 5.000% 4/1 | 19624RAA4 |
| — | EZCORP INC | 9,027,000 | $7.036M | 16.4% | $0.78 | $0.83 | — | NOTE 2.375% 5/0 | 302301AE6 |
| — | TUTOR PERINI CORP | 6,815,000 | $6.726M | 15.6% | $0.99 | $0.92 | — | NOTE 2.875% 6/1 | 901109AD0 |
| — | PROSPECT CAP CORP | 5,329,000 | $5.37M | 12.5% | $1.01 | $1.00 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | HERCULES CAPITAL INC | 4,691,000 | $4.709M | 11.0% | $1.00 | $0.95 | — | DBCV 4.375% 2/0 | 427096AF9 |
| PSEC | PROSPECT CAP CORP | 159,341 | $801K | 1.9% | $5.03 * | $2.47 | +6.4% | COM | 74348T102 |
| CODI | COMPASS DIVERSIFIED | 40,936 | $780K | 1.8% | $19.05 * | $11.62 | +25.2% | SH BEN INT | 20451Q104 |
| — | PDL BIOPHARMA INC | 162,336 | $511K | 1.2% | $3.15 | $3.03 | — | COM | 69329Y104 |
| — | PERSHING SQUARE TONTINE HLDG | 20,136 | $457K | 1.1% | $22.70 | $22.70 | — | COM CL A | 71531R109 |
| REM | ISHARES TR | 17,008 | $438K | 1.0% | $25.75 | $45.98 | -44.0% | MORTGE REL ETF | 46435G342 |
| — | SCULPTOR CAP MGMT | 35,575 | $418K | 1.0% | $11.75 | $19.49 | — | COM CL A | 811246107 |
| — | STORE CAP CORP | 15,031 | $412K | 1.0% | $27.41 | $27.41 | — | COM | 862121100 |
| IRM | IRON MTN INC NEW | 14,137 | $379K | 0.9% | $26.81 * | $19.63 | +8.3% | COM | 46284V101 |
| — | BLACKROCK CR ALLOCATION INCO | 25,967 | $369K | 0.9% | $14.21 | $12.96 | — | COM | 092508100 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,978 | $362K | 0.8% | $121.56 * | $106.68 | -12.6% | COM | 459200101 |
| — | BLACKROCK CORPOR HI YLD FD I | 31,975 | $341K | 0.8% | $10.66 | $10.66 | — | COM | 09255P107 |
| — | JERNIGAN CAP INC | 19,300 | $331K | 0.8% | $17.15 | $13.68 | — | COM | 476405105 |
| PBI | PITNEY BOWES INC | 94,307 | $315K | 0.7% | $3.34 * | $3.61 | +47.1% | COM | 724479100 |
| MPC | MARATHON PETE CORP | 10,563 | $310K | 0.7% | $29.35 * | $27.17 | -6.6% | COM | 56585A102 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 28,214 | $297K | 0.7% | $10.53 | $12.12 | — | COM | 01879R106 |
| SLRC | SOLAR CAP LTD | 18,432 | $292K | 0.7% | $15.84 * | $9.85 | -5.1% | COM | 83413U100 |
| EFA | ISHARES TR | 4,525 | $288K | 0.7% | $63.65 | $58.99 | +7.9% | MSCI EAFE ETF | 464287465 |
| RMR | RMR GROUP INC | 9,959 | $274K | 0.6% | $27.51 * | $16.72 | -4.9% | CL A | 74967R106 |
| SPG | SIMON PPTY GROUP INC NEW | 3,953 | $256K | 0.6% | $64.76 * | $48.49 | -1.2% | COM | 828806109 |
| VZ | VERIZON COMMUNICATIONS INC | 4,049 | $241K | 0.6% | $59.52 * | $36.08 | +20.9% | COM | 92343V104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 5,430 | $235K | 0.5% | $43.28 | $37.02 | +16.8% | FTSE EMR MKT ETF | 922042858 |
| KHC | KRAFT HEINZ CO | 7,771 | $233K | 0.5% | $29.98 * | $23.07 | +1.7% | COM | 500754106 |
| — | CALAMOS STRATEGIC TOTL RETN | 17,234 | $232K | 0.5% | $13.46 | $12.24 | — | COM SH BEN INT | 128125101 |
| — | ADAMS DIVERSIFIED EQUITY FD | 14,156 | $229K | 0.5% | $16.18 | $15.37 | — | COM | 006212104 |
| HPQ | HP INC | 11,903 | $226K | 0.5% | $18.99 * | $15.34 | +3.6% | COM | 40434L105 |
| — | OAKTREE SPECIALTY LENDING CO | 44,675 | $216K | 0.5% | $4.83 | $4.47 | — | COM | 67401P108 |
| FATAQ | FAT BRANDS INC | 36,760 | $207K | 0.5% | $5.63 * | $2.09 | +12.8% | COM | 30258N105 |
| — | COLONY CR REAL ESTATE INC | 38,951 | $191K | 0.4% | $4.90 | $4.90 | — | COM CL A | 19625T101 |
| — | BLACKROCK MULTI-SECTOR INC T | 12,069 | $190K | 0.4% | $15.74 | $16.73 | — | COM | 09258A107 |
| — | COHEN & STEERS QUALITY INCOM | 15,601 | $173K | 0.4% | $11.09 | $10.93 | — | COM | 19247L106 |
| — | EATON VANCE MUN BD FD | 11,804 | $155K | 0.4% | $13.13 | $12.86 | — | COM | 27827X101 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 10,711 | $150K | 0.3% | $14.00 | $14.22 | — | COM | 09253X102 |
| — | NUVEEN QUALITY MUNCP INCOME | 10,329 | $150K | 0.3% | $14.52 | $14.60 | — | COM | 67066V101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 10,321 | $148K | 0.3% | $14.34 | $14.37 | — | COM | 670657105 |
| — | ALLIANCEBERNSTEIN NATL MUN I | 10,624 | $148K | 0.3% | $13.93 | $13.96 | — | COM | 01864U106 |
| — | TEMPLETON EMERGING MKTS INCO | 19,454 | $144K | 0.3% | $7.40 | $10.29 | — | COM | 880192109 |
| WT | WISDOMTREE INVTS INC | 14,086 | $45,000 | 0.1% | $3.19 | $3.04 | +5.3% | COM | 97717P104 |
| — | FLUIDIGM CORP DEL | 38,000 | $39,000 | 0.1% | $1.03 | $0.82 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | ENVESTNET INC | 11,000 | $14,000 | 0.0% | $1.27 | $1.27 | — | NOTE 1.750% 6/0 | 29404KAB2 |