Location: Saratoga Springs, NY
CIK: 0001730945 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Oct 20, 2020
Total Value: $162M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 27,500 | $9.21M | 5.7% | $334.91 | $331.41 | +1.0% | Put | 78462F103 |
| BABA | ALIBABA GROUP HLDG LTD | 30,840 | $9.066M | 5.6% | $293.97 | $168.35 | +74.6% | SPONSORED ADS | 01609W102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 37,163 | $7.913M | 4.9% | $212.93 | $196.76 | +8.2% | CL B NEW | 084670702 |
| AMZN | AMAZON COM INC | 2,503 | $7.881M | 4.9% | $3148.62 * | $64.76 | +143.1% | COM | 023135106 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 506,111 | $6.792M | 4.2% | $13.42 | $13.93 | — | COM | 09253W104 |
| QQQ | INVESCO QQQ TR | 22,500 | $6.251M | 3.9% | $277.82 | $213.78 | +30.0% | Put | 46090E103 |
| MELI | MERCADOLIBRE INC | 5,556 | $6.014M | 3.7% | $1082.43 | $310.01 | +249.2% | COM | 58733R102 |
| AAPL | APPLE INC | 50,724 | $5.874M | 3.6% | $115.80 * | $91.78 | +22.6% | COM | 037833100 |
| — | NUVEEN AMT FREE QLTY MUN INC | 402,450 | $5.771M | 3.6% | $14.34 | $13.97 | — | COM | 670657105 |
| TTD | THE TRADE DESK INC | 10,977 | $5.695M | 3.5% | $518.81 * | $8.57 | +505.0% | COM CL A | 88339J105 |
| MSFT | MICROSOFT CORP | 26,485 | $5.571M | 3.4% | $210.35 * | $106.60 | +88.8% | COM | 594918104 |
| GLD | SPDR GOLD TR | 23,778 | $4.212M | 2.6% | $177.14 | $161.70 | +9.5% | GOLD SHS | 78463V107 |
| META | FACEBOOK INC | 15,798 | $4.137M | 2.6% | $261.87 | $185.64 | +40.1% | CL A | 30303M102 |
| GOOGL | ALPHABET INC | 2,550 | $3.737M | 2.3% | $1465.49 * | $56.18 | +29.5% | CAP STK CL A | 02079K305 |
| PHDG | INVESCO ACTIVELY MANAGED ETF | 111,328 | $3.673M | 2.3% | $32.99 | $32.54 | +1.4% | S&P500 DOWNSID | 46090A705 |
| — | NUVEEN MUNICIPAL CREDIT INC | 234,201 | $3.44M | 2.1% | $14.69 | $14.75 | — | COM SH BEN INT | 67070X101 |
| JPM | JPMORGAN CHASE & CO | 32,142 | $3.094M | 1.9% | $96.26 * | $85.52 | -2.0% | COM | 46625H100 |
| HRTX | HERON THERAPEUTICS INC | 204,849 | $3.036M | 1.9% | $14.82 | $18.26 | -18.8% | COM | 427746102 |
| V | VISA INC | 11,845 | $2.369M | 1.5% | $200.00 * | $106.35 | +81.1% | COM CL A | 92826C839 |
| — | NUVEEN QUALITY MUNCP INCOME | 160,000 | $2.323M | 1.4% | $14.52 | $14.02 | — | COM | 67066V101 |
| — | DRAFTKINGS INC | 37,647 | $2.215M | 1.4% | $58.84 | $33.27 | — | COM CL A | 26142R104 |
| ZTS | ZOETIS INC | 13,196 | $2.182M | 1.4% | $165.35 * | $64.45 | +145.0% | CL A | 98978V103 |
| CRM | SALESFORCE COM INC | 8,312 | $2.089M | 1.3% | $251.32 | $122.61 | +102.5% | COM | 79466L302 |
| WMT | WALMART INC | 14,219 | $1.989M | 1.2% | $139.88 * | $40.90 | +6.1% | COM | 931142103 |
| AMGN | AMGEN INC | 7,150 | $1.817M | 1.1% | $254.13 * | $138.21 | +56.0% | COM | 031162100 |
| — | ALLIANZGI CONV & INCOME FD I | 425,871 | $1.75M | 1.1% | $4.11 | $4.32 | — | COM | 018825109 |
| QQQ | INVESCO QQQ TR | 5,997 | $1.666M | 1.0% | $277.81 | $213.78 | +30.0% | UNIT SER 1 | 46090E103 |
| XOM | EXXON MOBIL CORP | 47,226 | $1.621M | 1.0% | $34.32 * | $35.45 | -22.7% | COM | 30231G102 |
| GOOG | ALPHABET INC | 1,058 | $1.555M | 1.0% | $1469.75 * | $52.47 | +39.0% | CAP STK CL C | 02079K107 |
| GS | GOLDMAN SACHS GROUP INC | 7,320 | $1.471M | 0.9% | $200.96 * | $180.23 | -1.5% | COM | 38141G104 |
| MTCH | MATCH GROUP INC NEW | 13,157 | $1.456M | 0.9% | $110.66 * | $103.47 | +4.5% | COM | 57667L107 |
| MO | ALTRIA GROUP INC | 34,908 | $1.349M | 0.8% | $38.64 * | $25.13 | +2.1% | COM | 02209S103 |
| ENS | ENERSYS | 19,596 | $1.315M | 0.8% | $67.11 * | $61.75 | +3.6% | COM | 29275Y102 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 21,957 | $1.263M | 0.8% | $57.52 * | $54.55 | -6.6% | COM | 75513E101 |
| JNJ | JOHNSON & JOHNSON | 8,407 | $1.252M | 0.8% | $148.92 * | $111.14 | +15.4% | COM | 478160104 |
| CSX | CSX CORP | 14,905 | $1.158M | 0.7% | $77.69 * | $15.87 | +52.1% | COM | 126408103 |
| IVV | ISHARES TR | 3,424 | $1.151M | 0.7% | $336.16 | $291.00 | +15.5% | CORE S&P500 ETF | 464287200 |
| — | APOLLO TACTICAL INCOME FD IN | 89,001 | $1.131M | 0.7% | $12.71 | $13.65 | — | COM | 037638103 |
| HCA | HCA HEALTHCARE INC | 8,542 | $1.065M | 0.7% | $124.68 * | $108.29 | +10.0% | COM | 40412C101 |
| ROST | ROSS STORES INC | 11,000 | $1.027M | 0.6% | $93.36 * | $64.50 | +36.8% | COM | 778296103 |
| DIS | DISNEY WALT CO | 7,782 | $966K | 0.6% | $124.13 * | $102.29 | +18.5% | COM DISNEY | 254687106 |
| — | SPLUNK INC | 4,884 | $919K | 0.6% | $188.17 | $158.94 | — | COM | 848637104 |
| — | NUVEEN MUN VALUE FD INC | 80,553 | $859K | 0.5% | $10.66 | $10.26 | — | COM | 670928100 |
| EMBJ | EMBRAER S.A. | 186,325 | $822K | 0.5% | $4.41 | $16.24 | -72.8% | SPONSORED ADS | 29082A107 |
| CVX | CHEVRON CORP NEW | 11,376 | $819K | 0.5% | $71.99 * | $69.21 | -17.1% | COM | 166764100 |
| HON | HONEYWELL INTL INC | 4,775 | $786K | 0.5% | $164.61 * | $113.37 | +23.0% | COM | 438516106 |
| MRK | MERCK & CO. INC | 9,276 | $769K | 0.5% | $82.90 * | $47.19 | +42.0% | COM | 58933Y105 |
| PEP | PEPSICO INC | 5,373 | $745K | 0.5% | $138.66 * | $88.99 | +32.5% | COM | 713448108 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,013 | $732K | 0.5% | $121.74 * | $97.21 | -4.1% | COM | 459200101 |
| LMT | LOCKHEED MARTIN CORP | 1,830 | $701K | 0.4% | $383.06 * | $255.72 | +29.7% | COM | 539830109 |
| T | AT&T INC | 23,700 | $676K | 0.4% | $28.52 * | $14.52 | +3.4% | COM | 00206R102 |
| CVS | CVS HEALTH CORP | 11,553 | $675K | 0.4% | $58.43 * | $47.02 | +4.7% | COM | 126650100 |
| — | IAC INTERACTIVECORP NEW | 5,480 | $656K | 0.4% | $119.71 | $119.71 | — | COM | 44891N109 |
| DOV | DOVER CORP | 5,275 | $571K | 0.4% | $108.25 * | $68.12 | +48.5% | COM | 260003108 |
| ABBV | ABBVIE INC | 6,292 | $551K | 0.3% | $87.57 * | $68.49 | +3.8% | COM | 00287Y109 |
| PFE | PFIZER INC | 14,776 | $542K | 0.3% | $36.68 * | $24.93 | +8.3% | COM | 717081103 |
| MCD | MCDONALDS CORP | 2,395 | $526K | 0.3% | $219.62 * | $138.65 | +40.4% | COM | 580135101 |
| MAS | MASCO CORP | 9,500 | $524K | 0.3% | $55.16 * | $35.80 | +40.3% | COM | 574599106 |
| CTMX | CYTOMX THERAPEUTICS INC | 78,561 | $522K | 0.3% | $6.64 | $17.57 | -62.1% | COM | 23284F105 |
| TSLA | TESLA INC | 1,200 | $515K | 0.3% | $429.17 * | $118.07 | +21.1% | Put | 88160R101 |
| INTC | INTEL CORP | 9,200 | $476K | 0.3% | $51.74 * | $37.64 | +23.5% | COM | 458140100 |
| BAC | BK OF AMERICA CORP | 19,445 | $468K | 0.3% | $24.07 * | $22.97 | -7.6% | COM | 060505104 |
| CSCO | CISCO SYS INC | 11,623 | $458K | 0.3% | $39.40 * | $32.22 | +4.0% | COM | 17275R102 |
| DPZ | DOMINOS PIZZA INC | 1,000 | $425K | 0.3% | $425.00 * | $282.42 | +41.1% | COM | 25754A201 |
| PRU | PRUDENTIAL FINL INC | 6,616 | $420K | 0.3% | $63.48 * | $64.11 | -23.3% | COM | 744320102 |
| GIS | GENERAL MLS INC | 6,800 | $419K | 0.3% | $61.62 * | $40.54 | +27.0% | COM | 370334104 |
| WYNN | WYNN RESORTS LTD | 5,715 | $410K | 0.3% | $71.74 * | $77.66 | -10.1% | COM | 983134107 |
| YUM | YUM BRANDS INC | 4,400 | $402K | 0.2% | $91.36 * | $68.23 | +21.4% | COM | 988498101 |
| OKE | ONEOK INC NEW | 14,900 | $387K | 0.2% | $25.97 * | $28.78 | -34.6% | COM | 682680103 |
| IBB | ISHARES TR | 2,757 | $373K | 0.2% | $135.29 | $128.67 | +5.2% | NASDAQ BIOTECH | 464287556 |
| HD | HOME DEPOT INC | 1,315 | $365K | 0.2% | $277.57 * | $160.14 | +52.7% | COM | 437076102 |
| — | TWITTER INC | 8,180 | $364K | 0.2% | $44.50 | $29.82 | — | COM | 90184L102 |
| PG | PROCTER AND GAMBLE CO | 2,558 | $356K | 0.2% | $139.17 * | $72.65 | +67.9% | COM | 742718109 |
| CMCSA | COMCAST CORP NEW | 7,400 | $342K | 0.2% | $46.22 * | $30.98 | +29.2% | CL A | 20030N101 |
| YUMC | YUM CHINA HLDGS INC | 6,400 | $339K | 0.2% | $52.97 | $41.14 | +28.7% | COM | 98850P109 |
| — | WESTERN AST INFL LKD OPP & I | 30,000 | $337K | 0.2% | $11.23 | $10.68 | — | COM | 95766R104 |
| IDXX | IDEXX LABS INC | 850 | $334K | 0.2% | $392.94 | $246.39 | +59.5% | COM | 45168D104 |
| C | CITIGROUP INC | 7,650 | $330K | 0.2% | $43.14 * | $55.37 | -35.7% | COM NEW | 172967424 |
| KO | COCA COLA CO | 6,550 | $323K | 0.2% | $49.31 * | $36.68 | +14.9% | COM | 191216100 |
| BAX | BAXTER INTL INC | 4,000 | $322K | 0.2% | $80.50 * | $55.78 | +29.1% | COM | 071813109 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $320K | 0.2% | $320000.00 | $284799.47 | +12.4% | CL A | 084670108 |
| SPOT | SPOTIFY TECHNOLOGY S A | 1,305 | $317K | 0.2% | $242.91 | $141.56 | +71.4% | SHS | L8681T102 |
| ABT | ABBOTT LABS | 2,562 | $279K | 0.2% | $108.90 * | $48.12 | +105.9% | COM | 002824100 |
| ETN | EATON CORP PLC | 2,700 | $275K | 0.2% | $101.85 * | $66.26 | +40.9% | SHS | G29183103 |
| UNH | UNITEDHEALTH GROUP INC | 823 | $256K | 0.2% | $311.06 * | $249.73 | +14.7% | COM | 91324P102 |
| MA | MASTERCARD INCORPORATED | 750 | $254K | 0.2% | $338.67 * | $273.34 | +20.1% | CL A | 57636Q104 |
| PLUG | PLUG POWER INC | 18,000 | $241K | 0.1% | $13.39 | $3.00 | +347.7% | COM NEW | 72919P202 |
| IJH | ISHARES TR | 1,202 | $223K | 0.1% | $185.52 * | $37.39 | -0.9% | CORE S&P MCP ETF | 464287507 |
| BMY | BRISTOL-MYERS SQUIBB CO | 3,500 | $211K | 0.1% | $60.29 * | $48.59 | +0.2% | COM | 110122108 |
| SHOP | SHOPIFY INC | 206 | $211K | 0.1% | $1024.27 * | $99.42 | +2.9% | CL A | 82509L107 |
| MDT | MEDTRONIC PLC | 2,023 | $210K | 0.1% | $103.81 * | $86.23 | +4.0% | SHS | G5960L103 |
| — | CHINA PETROLEUM & CHEMICAL C | 5,000 | $202K | 0.1% | $40.40 | $42.00 | — | SPON ADR H SHS | 16941R108 |
| — | EATON VANCE RISK MNGD DIV EQ | 15,000 | $144K | 0.1% | $9.60 | $9.54 | — | COM | 27829G106 |
| — | LUMEN TECHNOLOGIES INC | 10,500 | $106K | 0.1% | $10.10 | $10.10 | — | COM | 156700106 |
| JMIA | JUMIA TECHNOLOGIES AG | 12,050 | $96,000 | 0.1% | $7.97 | $10.06 | -20.6% | SPONSORED ADS | 48138M105 |
| SPY | SPDR S&P 500 ETF TR | 154 | $52,000 | 0.0% | $337.66 | $331.41 | +1.0% | TR UNIT | 78462F103 |
| TSLA | TESLA INC | 51 | $22,000 | 0.0% | $431.37 * | $118.07 | +21.1% | COM | 88160R101 |