Location: Saratoga Springs, NY
CIK: 0001730945 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Jan 19, 2021
Total Value: $169M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MELI | MERCADOLIBRE INC | 5,197 | $8.706M | 5.2% | $310.01 | +354.9% | COM | 58733R102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 36,879 | $8.551M | 5.1% | $196.76 | +11.9% | CL B NEW | 084670702 |
| AMZN | AMAZON COM INC | 2,495 | $8.126M | 4.8% | $64.76 | +146.4% | COM | 023135106 |
| BABA | ALIBABA GROUP HLDG LTD | 31,391 | $7.306M | 4.3% | $164.01 | — | SPONSORED ADS | 01609W102 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 478,111 | $6.861M | 4.1% | $13.93 | — | COM | 09253W104 |
| AAPL | APPLE INC | 51,440 | $6.826M | 4.0% | $92.13 | +27.0% | COM | 037833100 |
| TTD | THE TRADE DESK INC | 7,935 | $6.356M | 3.8% | $8.57 | +780.7% | COM CL A | 88339J105 |
| — | NUVEEN AMT FREE QLTY MUN INC | 388,450 | $5.866M | 3.5% | $13.97 | — | COM | 670657105 |
| MSFT | MICROSOFT CORP | 25,807 | $5.74M | 3.4% | $106.60 | +93.3% | COM | 594918104 |
| — | NUVEEN MUNICIPAL CREDIT INC | 293,701 | $4.734M | 2.8% | $15.03 | — | COM SH BEN INT | 67070X101 |
| GOOGL | ALPHABET INC | 2,550 | $4.469M | 2.6% | $56.18 | +48.6% | CAP STK CL A | 02079K305 |
| META | FACEBOOK INC | 15,537 | $4.244M | 2.5% | $185.64 | +46.6% | CL A | 30303M102 |
| HRTX | HERON THERAPEUTICS INC | 197,617 | $4.183M | 2.5% | $18.26 | -4.8% | COM | 427746102 |
| GLD | SPDR GOLD TR | 22,402 | $3.996M | 2.4% | $167.58 | — | GOLD SHS | 78463V107 |
| JPM | JPMORGAN CHASE & CO | 31,136 | $3.956M | 2.3% | $85.52 | +14.8% | COM | 46625H100 |
| — | NUVEEN QUALITY MUNCP INCOME | 236,000 | $3.627M | 2.1% | $14.45 | — | COM | 67066V101 |
| QQQ | INVESCO QQQ TR | 10,000 | $3.137M | 1.9% | $227.63 | — | Put | 46090E103 |
| PHDG | INVESCO ACTIVELY MANAGED ETF | 87,174 | $2.883M | 1.7% | $32.99 | — | S&P500 DOWNSID | 46090A705 |
| V | VISA INC | 11,690 | $2.557M | 1.5% | $106.35 | +85.4% | COM CL A | 92826C839 |
| ZTS | ZOETIS INC | 13,086 | $2.166M | 1.3% | $64.45 | +141.2% | CL A | 98978V103 |
| HCA | HCA HEALTHCARE INC | 12,816 | $2.108M | 1.2% | $118.80 | +17.7% | COM | 40412C101 |
| WMT | WALMART INC | 14,464 | $2.085M | 1.2% | $40.97 | +10.4% | COM | 931142103 |
| — | GENERAL ELECTRIC CO | 172,952 | $1.868M | 1.1% | $10.80 | — | COM | 369604103 |
| CRM | SALESFORCE COM INC | 8,210 | $1.827M | 1.1% | $122.61 | +96.0% | COM | 79466L302 |
| GOOG | ALPHABET INC | 1,010 | $1.769M | 1.0% | $52.47 | +59.6% | CAP STK CL C | 02079K107 |
| QQQ | INVESCO QQQ TR | 5,534 | $1.736M | 1.0% | $227.63 | — | UNIT SER 1 | 46090E103 |
| — | DRAFTKINGS INC | 35,199 | $1.639M | 1.0% | $33.27 | — | COM CL A | 26142R104 |
| AMGN | AMGEN INC | 7,125 | $1.638M | 1.0% | $138.21 | +42.0% | COM | 031162100 |
| GS | GOLDMAN SACHS GROUP INC | 6,051 | $1.596M | 0.9% | $180.23 | +9.3% | COM | 38141G104 |
| ENS | ENERSYS | 19,023 | $1.58M | 0.9% | $61.75 | +21.1% | COM | 29275Y102 |
| — | ALLIANZGI CONV & INCOME FD I | 288,942 | $1.471M | 0.9% | $4.32 | — | COM | 018825109 |
| DIS | DISNEY WALT CO | 7,702 | $1.395M | 0.8% | $102.29 | +37.1% | COM | 254687106 |
| CSX | CSX CORP | 14,905 | $1.353M | 0.8% | $15.87 | +69.0% | COM | 126408103 |
| ROST | ROSS STORES INC | 11,000 | $1.351M | 0.8% | $64.50 | +53.7% | COM | 778296103 |
| JNJ | JOHNSON & JOHNSON | 8,408 | $1.323M | 0.8% | $111.14 | +14.7% | COM | 478160104 |
| DOCU | DOCUSIGN INC | 5,738 | $1.276M | 0.8% | $224.62 | 0.0% | COM | 256163106 |
| — | IAC INTERACTIVECORP NEW | 6,130 | $1.161M | 0.7% | $127.10 | — | COM | 44891N109 |
| MO | ALTRIA GROUP INC | 25,805 | $1.058M | 0.6% | $25.13 | +6.2% | COM | 02209S103 |
| — | APOLLO TACTICAL INCOME FD IN | 73,000 | $1.057M | 0.6% | $13.65 | — | COM | 037638103 |
| DLTR | DOLLAR TREE INC | 9,722 | $1.05M | 0.6% | $100.42 | 0.0% | COM | 256746108 |
| IVV | ISHARES TR | 2,629 | $987K | 0.6% | $299.29 | — | CORE S&P500 ETF | 464287200 |
| CRC | CALIFORNIA RES CORP | 41,410 | $977K | 0.6% | $16.48 | 0.0% | COMMON STOCK | 13057Q305 |
| HON | HONEYWELL INTL INC | 4,575 | $973K | 0.6% | $113.37 | +44.4% | COM | 438516106 |
| IJR | ISHARES TR | 10,478 | $963K | 0.6% | $91.91 | — | CORE S&P SCP ETF | 464287804 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,288 | $917K | 0.5% | $96.55 | -3.2% | COM | 459200101 |
| CLH | CLEAN HARBORS INC | 11,492 | $875K | 0.5% | $67.02 | 0.0% | COM | 184496107 |
| IJH | ISHARES TR | 3,786 | $870K | 0.5% | $215.74 | — | CORE S&P MCP ETF | 464287507 |
| PEP | PEPSICO INC | 5,373 | $797K | 0.5% | $88.99 | +36.2% | COM | 713448108 |
| MRK | MERCK & CO. INC | 9,252 | $757K | 0.4% | $47.19 | +37.4% | COM | 58933Y105 |
| MDT | MEDTRONIC PLC | 6,402 | $750K | 0.4% | $92.28 | +3.0% | SHS | G5960L103 |
| T | AT&T INC | 25,400 | $731K | 0.4% | $14.58 | +5.5% | COM | 00206R102 |
| — | NUVEEN MUN VALUE FD INC | 65,553 | $728K | 0.4% | $10.26 | — | COM | 670928100 |
| CVX | CHEVRON CORP NEW | 8,211 | $693K | 0.4% | $69.21 | -6.1% | COM | 166764100 |
| PLUG | PLUG POWER INC | 20,000 | $678K | 0.4% | $4.96 | +356.5% | COM NEW | 72919P202 |
| — | SPLUNK INC | 3,937 | $669K | 0.4% | $158.94 | — | COM | 848637104 |
| DOV | DOVER CORP | 5,275 | $666K | 0.4% | $68.12 | +63.1% | COM | 260003108 |
| CVS | CVS HEALTH CORP | 9,700 | $663K | 0.4% | $47.02 | +17.4% | COM | 126650100 |
| LMT | LOCKHEED MARTIN CORP | 1,755 | $623K | 0.4% | $255.72 | +24.7% | COM | 539830109 |
| ABBV | ABBVIE INC | 5,792 | $621K | 0.4% | $68.49 | +15.3% | COM | 00287Y109 |
| IBB | ISHARES TR | 4,093 | $620K | 0.4% | $141.34 | — | NASDAQ BIOTECH | 464287556 |
| INTC | INTEL CORP | 12,200 | $608K | 0.4% | $39.21 | +12.3% | COM | 458140100 |
| PFE | PFIZER INC | 16,276 | $599K | 0.4% | $25.27 | +13.3% | COM | 717081103 |
| HD | HOME DEPOT INC | 2,238 | $594K | 0.4% | $194.10 | +24.9% | COM | 437076102 |
| CSCO | CISCO SYS INC | 12,623 | $565K | 0.3% | $32.46 | +8.7% | COM | 17275R102 |
| BAC | BK OF AMERICA CORP | 18,095 | $548K | 0.3% | $22.97 | +3.0% | COM | 060505104 |
| JMIA | JUMIA TECHNOLOGIES AG | 13,425 | $542K | 0.3% | $11.29 | — | SPONSORED ADS | 48138M105 |
| MAS | MASCO CORP | 9,500 | $522K | 0.3% | $35.80 | +40.5% | COM | 574599106 |
| — | WESTERN AST INFL LKD OPP & I | 42,000 | $521K | 0.3% | $11.17 | — | COM | 95766R104 |
| PRU | PRUDENTIAL FINL INC | 6,616 | $517K | 0.3% | $64.11 | -12.2% | COM | 744320102 |
| MCD | MCDONALDS CORP | 2,395 | $514K | 0.3% | $138.65 | +39.4% | COM | 580135101 |
| C | CITIGROUP INC | 8,150 | $503K | 0.3% | $54.57 | -22.4% | COM NEW | 172967424 |
| LYFT | LYFT INC | 9,937 | $488K | 0.3% | $36.39 | 0.0% | CL A COM | 55087P104 |
| YUM | YUM BRANDS INC | 4,400 | $478K | 0.3% | $68.23 | +36.0% | COM | 988498101 |
| WYNN | WYNN RESORTS LTD | 4,015 | $453K | 0.3% | $77.66 | +15.5% | COM | 983134107 |
| BZUN | BAOZUN INC | 12,545 | $431K | 0.3% | $34.36 | — | SPONSORED ADR | 06684L103 |
| PSX | PHILLIPS 66 | 6,140 | $429K | 0.3% | $47.97 | 0.0% | COM | 718546104 |
| SPOT | SPOTIFY TECHNOLOGY S A | 1,305 | $411K | 0.2% | $141.56 | +99.4% | SHS | L8681T102 |
| GIS | GENERAL MLS INC | 6,800 | $400K | 0.2% | $40.54 | +25.5% | COM | 370334104 |
| CMCSA | COMCAST CORP NEW | 7,400 | $388K | 0.2% | $30.98 | +34.5% | CL A | 20030N101 |
| DPZ | DOMINOS PIZZA INC | 1,000 | $383K | 0.2% | $282.42 | +30.4% | COM | 25754A201 |
| — | TWITTER INC | 7,005 | $379K | 0.2% | $29.82 | — | COM | 90184L102 |
| NVDA | NVIDIA CORPORATION | 705 | $368K | 0.2% | $13.35 | 0.0% | COM | 67066G104 |
| YUMC | YUM CHINA HLDGS INC | 6,400 | $365K | 0.2% | $41.14 | +36.5% | COM | 98850P109 |
| PG | PROCTER AND GAMBLE CO | 2,558 | $356K | 0.2% | $72.65 | +69.5% | COM | 742718109 |
| IDXX | IDEXX LABS INC | 700 | $350K | 0.2% | $246.39 | +81.6% | COM | 45168D104 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $348K | 0.2% | $284799.47 | +16.1% | CL A | 084670108 |
| BIIB | BIOGEN INC | 1,400 | $343K | 0.2% | $259.08 | 0.0% | COM | 09062X103 |
| MTCH | MATCH GROUP INC NEW | 2,209 | $334K | 0.2% | $103.47 | +24.9% | COM | 57667L107 |
| TGT | TARGET CORP | 1,866 | $329K | 0.2% | $144.87 | 0.0% | COM | 87612E106 |
| BAX | BAXTER INTL INC | 4,000 | $321K | 0.2% | $55.78 | +27.3% | COM | 071813109 |
| FCX | FREEPORT-MCMORAN INC | 12,000 | $312K | 0.2% | $19.45 | 0.0% | CL B | 35671D857 |
| OKE | ONEOK INC NEW | 7,900 | $303K | 0.2% | $28.78 | -13.5% | COM | 682680103 |
| EMBJ | EMBRAER S.A. | 43,430 | $296K | 0.2% | $16.28 | — | SPONSORED ADS | 29082A107 |
| KO | COCA COLA CO | 5,150 | $282K | 0.2% | $36.68 | +20.7% | COM | 191216100 |
| ABT | ABBOTT LABS | 2,562 | $281K | 0.2% | $48.12 | +106.3% | COM | 002824100 |
| GM | GENERAL MTRS CO | 6,750 | $281K | 0.2% | $37.51 | 0.0% | COM | 37045V100 |
| MA | MASTERCARD INCORPORATED | 750 | $268K | 0.2% | $273.34 | +18.3% | CL A | 57636Q104 |
| ETN | EATON CORP PLC | 2,200 | $264K | 0.2% | $66.26 | +56.8% | SHS | G29183103 |
| UNH | UNITEDHEALTH GROUP INC | 717 | $251K | 0.1% | $249.73 | +23.4% | COM | 91324P102 |
| BIDU | BAIDU INC | 1,150 | $249K | 0.1% | $216.52 | — | SPON ADR REP A | 056752108 |
| CB | CHUBB LIMITED | 1,600 | $246K | 0.1% | $130.07 | 0.0% | COM | H1467J104 |
| BA | BOEING CO | 1,144 | $245K | 0.1% | $192.22 | 0.0% | COM | 097023105 |
| SHOP | SHOPIFY INC | 216 | $245K | 0.1% | $99.67 | +5.3% | CL A | 82509L107 |
| XOM | EXXON MOBIL CORP | 5,950 | $245K | 0.1% | $35.45 | -14.3% | COM | 30231G102 |
| BMY | BRISTOL-MYERS SQUIBB CO | 3,650 | $226K | 0.1% | $48.65 | +2.8% | COM | 110122108 |
| TJX | TJX COS INC NEW | 3,225 | $220K | 0.1% | $56.47 | 0.0% | COM | 872540109 |
| MGNI | MAGNITE INC | 7,095 | $218K | 0.1% | $15.13 | 0.0% | COM | 55955D100 |
| RNG | RINGCENTRAL INC | 550 | $208K | 0.1% | $311.05 | 0.0% | CL A | 76680R206 |
| IP | INTERNATIONAL PAPER CO | 4,090 | $203K | 0.1% | $35.85 | 0.0% | COM | 460146103 |
| CTMX | CYTOMX THERAPEUTICS INC | 25,807 | $169K | 0.1% | $17.57 | -59.3% | COM | 23284F105 |
| — | EATON VANCE RISK-MANAGED DIV | 15,000 | $156K | 0.1% | $9.54 | — | COM | 27829G106 |
| — | LUMEN TECHNOLOGIES INC | 16,000 | $156K | 0.1% | $9.98 | — | COM | 156700106 |
| HRTX | HERON THERAPEUTICS INC | 300 | $6,000 | 0.0% | $18.26 | -4.8% | Call | 427746102 |