Location: Saratoga Springs, NY
CIK: 0001730945 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Jan 19, 2021
Total Value: $169M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| MELI | MERCADOLIBRE INC | 5,197 | $8.706M | 5.2% | $1675.20 | $310.01 | +440.4% | COM | 58733R102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 36,879 | $8.551M | 5.1% | $231.87 | $196.76 | +17.8% | CL B NEW | 084670702 |
| AMZN | AMAZON COM INC | 2,495 | $8.126M | 4.8% | $3256.91 * | $64.76 | +151.5% | COM | 023135106 |
| BABA | ALIBABA GROUP HLDG LTD | 31,391 | $7.306M | 4.3% | $232.74 | $170.27 | +36.7% | SPONSORED ADS | 01609W102 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 478,111 | $6.861M | 4.1% | $14.35 | $13.93 | — | COM | 09253W104 |
| AAPL | APPLE INC | 51,440 | $6.826M | 4.0% | $132.70 * | $92.13 | +40.2% | COM | 037833100 |
| TTD | THE TRADE DESK INC | 7,935 | $6.356M | 3.8% | $801.01 * | $8.57 | +834.2% | COM CL A | 88339J105 |
| — | NUVEEN AMT FREE QLTY MUN INC | 388,450 | $5.866M | 3.5% | $15.10 | $13.97 | — | COM | 670657105 |
| MSFT | MICROSOFT CORP | 25,807 | $5.74M | 3.4% | $222.42 * | $106.60 | +100.2% | COM | 594918104 |
| — | NUVEEN MUNICIPAL CREDIT INC | 293,701 | $4.734M | 2.8% | $16.12 | $15.03 | — | COM SH BEN INT | 67070X101 |
| GOOGL | ALPHABET INC | 2,550 | $4.469M | 2.6% | $1752.55 * | $56.18 | +54.8% | CAP STK CL A | 02079K305 |
| META | FACEBOOK INC | 15,537 | $4.244M | 2.5% | $273.15 | $185.64 | +46.1% | CL A | 30303M102 |
| HRTX | HERON THERAPEUTICS INC | 197,617 | $4.183M | 2.5% | $21.17 | $18.26 | +15.9% | COM | 427746102 |
| GLD | SPDR GOLD TR | 22,402 | $3.996M | 2.4% | $178.38 | $161.70 | +10.3% | GOLD SHS | 78463V107 |
| JPM | JPMORGAN CHASE & CO | 31,136 | $3.956M | 2.3% | $127.06 * | $85.52 | +30.5% | COM | 46625H100 |
| — | NUVEEN QUALITY MUNCP INCOME | 236,000 | $3.627M | 2.1% | $15.37 | $14.45 | — | COM | 67066V101 |
| QQQ | INVESCO QQQ TR | 10,000 | $3.137M | 1.9% | $313.70 | $213.78 | +46.8% | Put | 46090E103 |
| PHDG | INVESCO ACTIVELY MANAGED ETF | 87,174 | $2.883M | 1.7% | $33.07 | $32.54 | +1.6% | S&P500 DOWNSID | 46090A705 |
| V | VISA INC | 11,690 | $2.557M | 1.5% | $218.73 * | $106.35 | +98.3% | COM CL A | 92826C839 |
| ZTS | ZOETIS INC | 13,086 | $2.166M | 1.3% | $165.52 * | $64.45 | +145.5% | CL A | 98978V103 |
| HCA | HCA HEALTHCARE INC | 12,816 | $2.108M | 1.2% | $164.48 * | $118.80 | +32.6% | COM | 40412C101 |
| WMT | WALMART INC | 14,464 | $2.085M | 1.2% | $144.15 * | $40.97 | +9.6% | COM | 931142103 |
| — | GENERAL ELECTRIC CO | 172,952 | $1.868M | 1.1% | $10.80 | $10.80 | — | COM | 369604103 |
| CRM | SALESFORCE COM INC | 8,210 | $1.827M | 1.1% | $222.53 | $122.61 | +79.3% | COM | 79466L302 |
| GOOG | ALPHABET INC | 1,010 | $1.769M | 1.0% | $1751.49 * | $52.47 | +65.7% | CAP STK CL C | 02079K107 |
| QQQ | INVESCO QQQ TR | 5,534 | $1.736M | 1.0% | $313.70 | $213.78 | +46.8% | UNIT SER 1 | 46090E103 |
| — | DRAFTKINGS INC | 35,199 | $1.639M | 1.0% | $46.56 | $33.27 | — | COM CL A | 26142R104 |
| AMGN | AMGEN INC | 7,125 | $1.638M | 1.0% | $229.89 * | $138.21 | +42.1% | COM | 031162100 |
| GS | GOLDMAN SACHS GROUP INC | 6,051 | $1.596M | 0.9% | $263.76 * | $180.23 | +29.9% | COM | 38141G104 |
| ENS | ENERSYS | 19,023 | $1.58M | 0.9% | $83.06 * | $61.75 | +28.5% | COM | 29275Y102 |
| — | ALLIANZGI CONV & INCOME FD I | 288,942 | $1.471M | 0.9% | $5.09 | $4.32 | — | COM | 018825109 |
| DIS | DISNEY WALT CO | 7,702 | $1.395M | 0.8% | $181.12 * | $102.29 | +73.1% | COM | 254687106 |
| CSX | CSX CORP | 14,905 | $1.353M | 0.8% | $90.77 * | $15.87 | +78.3% | COM | 126408103 |
| ROST | ROSS STORES INC | 11,000 | $1.351M | 0.8% | $122.82 * | $64.50 | +80.1% | COM | 778296103 |
| JNJ | JOHNSON & JOHNSON | 8,408 | $1.323M | 0.8% | $157.35 * | $111.14 | +22.9% | COM | 478160104 |
| DOCU | DOCUSIGN INC | 5,738 | $1.276M | 0.8% | $222.38 | $224.62 | -1.0% | COM | 256163106 |
| — | IAC INTERACTIVECORP NEW | 6,130 | $1.161M | 0.7% | $189.40 | $127.10 | — | COM | 44891N109 |
| MO | ALTRIA GROUP INC | 25,805 | $1.058M | 0.6% | $41.00 * | $25.13 | +10.5% | COM | 02209S103 |
| — | APOLLO TACTICAL INCOME FD IN | 73,000 | $1.057M | 0.6% | $14.48 | $13.65 | — | COM | 037638103 |
| DLTR | DOLLAR TREE INC | 9,722 | $1.05M | 0.6% | $108.00 | $100.42 | +7.6% | COM | 256746108 |
| IVV | ISHARES TR | 2,629 | $987K | 0.6% | $375.43 | $291.00 | +29.0% | CORE S&P500 ETF | 464287200 |
| CRC | CALIFORNIA RES CORP | 41,410 | $977K | 0.6% | $23.59 * | $16.48 | +28.5% | COMMON STOCK | 13057Q305 |
| HON | HONEYWELL INTL INC | 4,575 | $973K | 0.6% | $212.68 * | $113.37 | +59.7% | COM | 438516106 |
| IJR | ISHARES TR | 10,478 | $963K | 0.6% | $91.91 | $82.16 | +11.9% | CORE S&P SCP ETF | 464287804 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,288 | $917K | 0.5% | $125.82 * | $96.55 | +1.3% | COM | 459200101 |
| CLH | CLEAN HARBORS INC | 11,492 | $875K | 0.5% | $76.14 | $67.02 | +13.6% | COM | 184496107 |
| IJH | ISHARES TR | 3,786 | $870K | 0.5% | $229.79 * | $40.63 | +13.1% | CORE S&P MCP ETF | 464287507 |
| PEP | PEPSICO INC | 5,373 | $797K | 0.5% | $148.33 * | $88.99 | +42.8% | COM | 713448108 |
| MRK | MERCK & CO. INC | 9,252 | $757K | 0.4% | $81.82 * | $47.19 | +41.1% | COM | 58933Y105 |
| MDT | MEDTRONIC PLC | 6,402 | $750K | 0.4% | $117.15 * | $92.28 | +10.1% | SHS | G5960L103 |
| T | AT&T INC | 25,400 | $731K | 0.4% | $28.78 * | $14.58 | +6.4% | COM | 00206R102 |
| — | NUVEEN MUN VALUE FD INC | 65,553 | $728K | 0.4% | $11.11 | $10.26 | — | COM | 670928100 |
| CVX | CHEVRON CORP NEW | 8,211 | $693K | 0.4% | $84.40 * | $69.21 | -1.3% | COM | 166764100 |
| PLUG | PLUG POWER INC | 20,000 | $678K | 0.4% | $33.90 | $4.96 | +583.7% | COM NEW | 72919P202 |
| — | SPLUNK INC | 3,937 | $669K | 0.4% | $169.93 | $158.94 | — | COM | 848637104 |
| DOV | DOVER CORP | 5,275 | $666K | 0.4% | $126.26 * | $68.12 | +73.8% | COM | 260003108 |
| CVS | CVS HEALTH CORP | 9,700 | $663K | 0.4% | $68.35 * | $47.02 | +23.5% | COM | 126650100 |
| LMT | LOCKHEED MARTIN CORP | 1,755 | $623K | 0.4% | $354.99 * | $255.72 | +21.0% | COM | 539830109 |
| ABBV | ABBVIE INC | 5,792 | $621K | 0.4% | $107.22 * | $68.49 | +28.7% | COM | 00287Y109 |
| IBB | ISHARES TR | 4,093 | $620K | 0.4% | $151.48 | $133.32 | +13.6% | NASDAQ BIOTECH | 464287556 |
| INTC | INTEL CORP | 12,200 | $608K | 0.4% | $49.84 * | $39.21 | +14.9% | COM | 458140100 |
| PFE | PFIZER INC | 16,276 | $599K | 0.4% | $36.80 * | $25.27 | +14.1% | COM | 717081103 |
| HD | HOME DEPOT INC | 2,238 | $594K | 0.4% | $265.42 * | $194.10 | +21.2% | COM | 437076102 |
| CSCO | CISCO SYS INC | 12,623 | $565K | 0.3% | $44.76 * | $32.46 | +18.3% | COM | 17275R102 |
| BAC | BK OF AMERICA CORP | 18,095 | $548K | 0.3% | $30.28 * | $22.97 | +16.9% | COM | 060505104 |
| JMIA | JUMIA TECHNOLOGIES AG | 13,425 | $542K | 0.3% | $40.37 | $11.53 | +249.8% | SPONSORED ADS | 48138M105 |
| MAS | MASCO CORP | 9,500 | $522K | 0.3% | $54.95 * | $35.80 | +40.2% | COM | 574599106 |
| — | WESTERN AST INFL LKD OPP & I | 42,000 | $521K | 0.3% | $12.40 | $11.17 | — | COM | 95766R104 |
| PRU | PRUDENTIAL FINL INC | 6,616 | $517K | 0.3% | $78.14 * | $64.11 | -4.3% | COM | 744320102 |
| MCD | MCDONALDS CORP | 2,395 | $514K | 0.3% | $214.61 * | $138.65 | +38.1% | COM | 580135101 |
| C | CITIGROUP INC | 8,150 | $503K | 0.3% | $61.72 * | $54.57 | -5.5% | COM NEW | 172967424 |
| LYFT | LYFT INC | 9,937 | $488K | 0.3% | $49.11 | $36.39 | +35.0% | CL A COM | 55087P104 |
| YUM | YUM BRANDS INC | 4,400 | $478K | 0.3% | $108.64 * | $68.23 | +45.0% | COM | 988498101 |
| WYNN | WYNN RESORTS LTD | 4,015 | $453K | 0.3% | $112.83 * | $77.66 | +41.2% | COM | 983134107 |
| BZUN | BAOZUN INC | 12,545 | $431K | 0.3% | $34.36 | $36.66 | -6.3% | SPONSORED ADR | 06684L103 |
| PSX | PHILLIPS 66 | 6,140 | $429K | 0.3% | $69.87 * | $47.97 | +19.9% | COM | 718546104 |
| SPOT | SPOTIFY TECHNOLOGY S A | 1,305 | $411K | 0.2% | $314.94 | $141.56 | +122.3% | SHS | L8681T102 |
| GIS | GENERAL MLS INC | 6,800 | $400K | 0.2% | $58.82 * | $40.54 | +22.0% | COM | 370334104 |
| CMCSA | COMCAST CORP NEW | 7,400 | $388K | 0.2% | $52.43 * | $30.98 | +47.1% | CL A | 20030N101 |
| DPZ | DOMINOS PIZZA INC | 1,000 | $383K | 0.2% | $383.00 * | $282.42 | +27.4% | COM | 25754A201 |
| — | TWITTER INC | 7,005 | $379K | 0.2% | $54.10 | $29.82 | — | COM | 90184L102 |
| NVDA | NVIDIA CORPORATION | 705 | $368K | 0.2% | $521.99 * | $13.35 | -2.5% | COM | 67066G104 |
| YUMC | YUM CHINA HLDGS INC | 6,400 | $365K | 0.2% | $57.03 | $41.14 | +38.8% | COM | 98850P109 |
| PG | PROCTER AND GAMBLE CO | 2,558 | $356K | 0.2% | $139.17 * | $72.65 | +69.0% | COM | 742718109 |
| IDXX | IDEXX LABS INC | 700 | $350K | 0.2% | $500.00 | $246.39 | +102.9% | COM | 45168D104 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $348K | 0.2% | $348000.00 | $284799.47 | +22.1% | CL A | 084670108 |
| BIIB | BIOGEN INC | 1,400 | $343K | 0.2% | $245.00 | $259.08 | -5.5% | COM | 09062X103 |
| MTCH | MATCH GROUP INC NEW | 2,209 | $334K | 0.2% | $151.20 * | $103.47 | +42.8% | COM | 57667L107 |
| TGT | TARGET CORP | 1,866 | $329K | 0.2% | $176.31 * | $144.87 | +6.1% | COM | 87612E106 |
| BAX | BAXTER INTL INC | 4,000 | $321K | 0.2% | $80.25 * | $55.78 | +29.3% | COM | 071813109 |
| FCX | FREEPORT-MCMORAN INC | 12,000 | $312K | 0.2% | $26.00 * | $19.45 | +25.2% | CL B | 35671D857 |
| OKE | ONEOK INC NEW | 7,900 | $303K | 0.2% | $38.35 * | $28.78 | -0.3% | COM | 682680103 |
| EMBJ | EMBRAER S.A. | 43,430 | $296K | 0.2% | $6.82 | $16.24 | -58.1% | SPONSORED ADS | 29082A107 |
| KO | COCA COLA CO | 5,150 | $282K | 0.2% | $54.76 * | $36.68 | +28.6% | COM | 191216100 |
| ABT | ABBOTT LABS | 2,562 | $281K | 0.2% | $109.68 * | $48.12 | +107.9% | COM | 002824100 |
| GM | GENERAL MTRS CO | 6,750 | $281K | 0.2% | $41.63 * | $37.51 | +7.1% | COM | 37045V100 |
| MA | MASTERCARD INCORPORATED | 750 | $268K | 0.2% | $357.33 * | $273.34 | +26.9% | CL A | 57636Q104 |
| ETN | EATON CORP PLC | 2,200 | $264K | 0.2% | $120.00 * | $66.26 | +67.1% | SHS | G29183103 |
| UNH | UNITEDHEALTH GROUP INC | 717 | $251K | 0.1% | $350.07 * | $249.73 | +29.4% | COM | 91324P102 |
| BIDU | BAIDU INC | 1,150 | $249K | 0.1% | $216.52 | $148.53 | +45.6% | SPON ADR REP A | 056752108 |
| CB | CHUBB LIMITED | 1,600 | $246K | 0.1% | $153.75 * | $130.07 | +10.3% | COM | H1467J104 |
| BA | BOEING CO | 1,144 | $245K | 0.1% | $214.16 | $192.22 | +11.4% | COM | 097023105 |
| XOM | EXXON MOBIL CORP | 5,950 | $245K | 0.1% | $41.18 * | $35.45 | -5.0% | COM | 30231G102 |
| SHOP | SHOPIFY INC | 216 | $245K | 0.1% | $1134.26 * | $99.67 | +13.6% | CL A | 82509L107 |
| BMY | BRISTOL-MYERS SQUIBB CO | 3,650 | $226K | 0.1% | $61.92 * | $48.65 | +4.6% | COM | 110122108 |
| TJX | TJX COS INC NEW | 3,225 | $220K | 0.1% | $68.22 * | $56.47 | +12.3% | COM | 872540109 |
| MGNI | MAGNITE INC | 7,095 | $218K | 0.1% | $30.73 | $15.13 | +102.9% | COM | 55955D100 |
| RNG | RINGCENTRAL INC | 550 | $208K | 0.1% | $378.18 | $311.05 | +21.8% | CL A | 76680R206 |
| IP | INTERNATIONAL PAPER CO | 4,090 | $203K | 0.1% | $49.63 * | $35.85 | +5.8% | COM | 460146103 |
| CTMX | CYTOMX THERAPEUTICS INC | 25,807 | $169K | 0.1% | $6.55 | $17.57 | -62.7% | COM | 23284F105 |
| — | EATON VANCE RISK-MANAGED DIV | 15,000 | $156K | 0.1% | $10.40 | $9.54 | — | COM | 27829G106 |
| — | LUMEN TECHNOLOGIES INC | 16,000 | $156K | 0.1% | $9.75 | $9.98 | — | COM | 156700106 |
| HRTX | HERON THERAPEUTICS INC | 300 | $6,000 | 0.0% | $20.00 * | $18.26 | +15.9% | Call | 427746102 |