Location: Shelton, CT
CIK: 0001697303 · Show all filings
Period: Q4 2022 (← Previous) (Next →)
Filing Date: Feb 8, 2023
Total Value: $203M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| GDXJ | VANECK ETF TRUST | 42,075,976 | $43.69M | 21.5% | $1.04 * | $32.92 | +8.3% | JUNIOR GOLD MINE | 92189F791 |
| IWD | ISHARES TR | 97,130 | $14.73M | 7.2% | $151.68 | $145.15 | +4.5% | RUS 1000 VAL ETF | 464287598 |
| LRGF | ISHARES TR | 370,159 | $14.44M | 7.1% | $39.01 | $31.76 | +22.8% | U S EQUITY FACTR | 46434V282 |
| IVV | ISHARES TR | 32,868 | $12.63M | 6.2% | $384.40 | $306.30 | +25.4% | CORE S&P500 ETF | 464287200 |
| GDX | VANECK ETF TRUST | 524,890 | $12.42M | 6.1% | $23.66 * | $27.19 | +5.4% | GOLD MINERS ETF | 92189F106 |
| AGG | ISHARES TR | 113,875 | $11.05M | 5.4% | $97.00 | $112.62 | -13.9% | CORE US AGGBD ET | 464287226 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 511,942 | $7.675M | 3.8% | $14.99 * | $442.21 | +0.1% | UTSER1 S&PDCRP | 78467Y107 |
| HYG | ISHARES TR | 89,896 | $6.62M | 3.3% | $73.64 | $85.70 | -14.1% | IBOXX HI YD ETF | 464288513 |
| ACWI | ISHARES TR | 73,496 | $6.239M | 3.1% | $84.88 | $77.60 | +9.4% | MSCI ACWI ETF | 464288257 |
| FLOT | ISHARES TR | 101,633 | $5.116M | 2.5% | $50.34 | $50.65 | -0.6% | FLTG RATE NT ETF | 46429B655 |
| ALT | ALTIMMUNE INC | 237,020 | $3.899M | 1.9% | $16.45 | $9.74 | +68.9% | COM NEW | 02155H200 |
| EFV | ISHARES TR | 72,221 | $3.314M | 1.6% | $45.89 | $46.43 | -1.2% | EAFE VALUE ETF | 464288877 |
| ARKK | ARK ETF TR | 96,894 | $3.028M | 1.5% | $31.25 | $60.23 | -48.1% | INNOVATION ETF | 00214Q104 |
| — | SPDR SER TR | 462,337 | $2.941M | 1.4% | $6.36 | $6.36 | — | S&P 600 SML CAP | 78464A813 |
| INTF | ISHARES TR | 114,004 | $2.805M | 1.4% | $24.60 | $24.88 | -1.1% | INTL EQTY FACTOR | 46434V274 |
| AAPL | APPLE INC | 20,544 | $2.669M | 1.3% | $129.93 | $96.87 | +32.1% | COM | 037833100 |
| IWF | ISHARES TR | 11,670 | $2.5M | 1.2% | $214.25 * | $61.77 | -13.3% | RUS 1000 GRW ETF | 464287614 |
| TFLO | ISHARES TR | 39,659 | $1.999M | 1.0% | $50.41 | $50.42 | -0.0% | TRS FLT RT BD | 46434V860 |
| SHV | ISHARES TR | 18,165 | $1.997M | 1.0% | $109.92 | $110.02 | -0.1% | SHORT TREAS BD | 464288679 |
| SHY | ISHARES TR | 24,270 | $1.97M | 1.0% | $81.17 | $82.30 | -1.4% | 1 3 YR TREAS BD | 464287457 |
| WPM | WHEATON PRECIOUS METALS CORP | 21,793 | $1.54M | 0.8% | $70.65 * | $27.25 | +39.5% | COM | 962879102 |
| TLT | ISHARES TR | 15,181 | $1.512M | 0.7% | $99.59 | $100.76 | -1.2% | 20 YR TR BD ETF | 464287432 |
| WBD | WARNER BROS DISCOVERY INC | 37,900 | $1.432M | 0.7% | $37.78 * | $11.29 | -16.0% | COM SER A | 934423104 |
| VNQ | VANGUARD INDEX FDS | 17,338 | $1.431M | 0.7% | $82.56 | $86.36 | -4.5% | REAL ESTATE ETF | 922908553 |
| XOM | EXXON MOBIL CORP | 11,404 | $1.258M | 0.6% | $110.30 * | $55.57 | +79.0% | COM | 30231G102 |
| — | VMWARE INC | 3,664 | $1.257M | 0.6% | $342.96 | $342.96 | — | CL A COM | 928563402 |
| WMT | WALMART INC | 3,581 | $1.242M | 0.6% | $346.80 * | $45.66 | -0.2% | COM | 931142103 |
| AMZA | ETFIS SER TR I | 38,211 | $1.208M | 0.6% | $31.62 | $27.62 | +14.5% | INFRAC ACT MLP | 26923G772 |
| APO | APOLLO GLOBAL MGMT INC | 17,530 | $1.118M | 0.6% | $63.79 * | $61.02 | -0.7% | COM | 03769M106 |
| IJJ | ISHARES TR | 10,855 | $1.094M | 0.5% | $100.81 | $85.71 | +17.6% | S&P MC 400VL ETF | 464287705 |
| IEFA | ISHARES TR | 17,719 | $1.093M | 0.5% | $61.71 | $66.59 | -7.4% | CORE MSCI EAFE | 46432F842 |
| CVX | CHEVRON CORP NEW | 5,770 | $1.036M | 0.5% | $179.49 * | $79.58 | +98.8% | COM | 166764100 |
| IJH | ISHARES TR | 4,229 | $1.026M | 0.5% | $242.68 * | $46.11 | +4.9% | CORE S&P MCP ETF | 464287507 |
| AMLP | ALPS ETF TR | 26,615 | $1.013M | 0.5% | $38.07 | $36.65 | +3.9% | ALERIAN MLP | 00162Q452 |
| GBF | ISHARES TR | 8,776 | $901K | 0.4% | $102.62 | $107.87 | -4.9% | GOV/CRED BD ETF | 464288596 |
| SMLF | ISHARES TR | 17,293 | $860K | 0.4% | $49.71 | $43.44 | +14.3% | MSCI USA SML CP | 46434V290 |
| — | DURECT CORP | 235,508 | $815K | 0.4% | $3.46 | $3.46 | — | COM NEW | 266605500 |
| AMZN | AMAZON COM INC | 9,536 | $801K | 0.4% | $84.00 | $125.16 | -32.9% | COM | 023135106 |
| SHYG | ISHARES TR | 19,277 | $788K | 0.4% | $40.90 | $41.85 | -2.3% | 0-5YR HI YL CP | 46434V407 |
| AMGN | AMGEN INC | 2,940 | $772K | 0.4% | $262.64 * | $169.53 | +40.8% | COM | 031162100 |
| VB | VANGUARD INDEX FDS | 3,996 | $734K | 0.4% | $183.57 | $187.82 | -2.3% | SMALL CP ETF | 922908751 |
| IWM | ISHARES TR | 4,171 | $727K | 0.4% | $174.40 | $152.14 | +14.6% | RUSSELL 2000 ETF | 464287655 |
| CCJ | CAMECO CORP | 30,507 | $692K | 0.3% | $22.67 | $13.72 | +64.3% | COM | 13321L108 |
| EEM | ISHARES TR | 18,234 | $691K | 0.3% | $37.91 | $39.36 | -3.7% | MSCI EMG MKT ETF | 464287234 |
| EMGF | ISHARES INC | 16,046 | $659K | 0.3% | $41.09 | $47.85 | -14.2% | MSCI EMERG MKT | 46434G889 |
| AEM | AGNICO EAGLE MINES LTD | 12,219 | $635K | 0.3% | $51.99 * | $49.02 | -1.0% | COM | 008474108 |
| V | VISA INC | 2,646 | $632K | 0.3% | $238.77 * | $199.47 | +1.8% | COM CL A | 92826C839 |
| IUSV | ISHARES TR | 8,523 | $602K | 0.3% | $70.65 | $70.35 | +0.4% | CORE S&P US VLU | 464287663 |
| FIVA | FIDELITY COVINGTON TRUST | 27,570 | $581K | 0.3% | $21.08 | $19.97 | +5.5% | INT VL FCT ETF | 316092717 |
| DIS | DISNEY WALT CO | 10,347 | $559K | 0.3% | $54.05 * | $93.45 | -9.2% | COM | 254687106 |
| IEMG | ISHARES INC | 11,957 | $559K | 0.3% | $46.76 | $51.62 | -9.5% | CORE MSCI EMKT | 46434G103 |
| DE | DEERE & CO | 1,254 | $539K | 0.3% | $429.96 * | $139.23 | +195.3% | COM | 244199105 |
| ARKW | ARK ETF TR | 13,767 | $531K | 0.3% | $38.55 | $57.22 | -32.6% | NEXT GNRTN INTER | 00214Q401 |
| IJR | ISHARES TR | 5,558 | $528K | 0.3% | $94.91 | $91.53 | +3.4% | CORE S&P SCP ETF | 464287804 |
| NEAR | ISHARES U S ETF TR | 9,924 | $489K | 0.2% | $49.28 | $49.36 | -0.2% | BLACKROCK ST MAT | 46431W507 |
| AGZ | ISHARES TR | 4,570 | $486K | 0.2% | $106.43 | $109.32 | -2.6% | AGENCY BOND ETF | 464288166 |
| JHML | JOHN HANCOCK EXCHANGE TRADED | 9,614 | $474K | 0.2% | $49.25 | $50.14 | -1.8% | MLTFCTR LRG CAP | 47804J107 |
| IXUS | ISHARES TR | 8,063 | $467K | 0.2% | $57.89 | $58.81 | -1.6% | CORE MSCI TOTAL | 46432F834 |
| BAC | BANK AMERICA CORP | 14,001 | $464K | 0.2% | $33.12 * | $24.43 | +25.3% | COM | 060505104 |
| REZ | ISHARES TR | 6,497 | $444K | 0.2% | $68.34 | $91.63 | -25.4% | RESIDENTIAL MULT | 464288562 |
| IWB | ISHARES TR | 1,970 | $415K | 0.2% | $210.54 | $219.30 | -4.0% | RUS 1000 ETF | 464287622 |
| COP | CONOCOPHILLIPS | 3,377 | $401K | 0.2% | $118.70 * | $47.19 | +126.8% | COM | 20825C104 |
| HON | HONEYWELL INTL INC | 1,857 | $398K | 0.2% | $214.30 * | $123.93 | +52.8% | COM | 438516106 |
| GOOGL | ALPHABET INC | 4,480 | $395K | 0.2% | $88.23 | $108.07 | -19.0% | CAP STK CL A | 02079K305 |
| GOOG | ALPHABET INC | 4,140 | $367K | 0.2% | $88.73 | $108.80 | -19.1% | CAP STK CL C | 02079K107 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,104 | $341K | 0.2% | $308.90 | $204.56 | +51.0% | CL B NEW | 084670702 |
| UNH | UNITEDHEALTH GROUP INC | 30,237 | $307K | 0.2% | $10.16 * | $500.41 | +0.3% | COM | 91324P102 |
| EFA | ISHARES TR | 4,574 | $300K | 0.1% | $65.65 | $65.44 | +0.3% | MSCI EAFE ETF | 464287465 |
| VTI | VANGUARD INDEX FDS | 3,183 | $298K | 0.1% | $93.64 * | $192.72 | -0.8% | TOTAL STK MKT | 922908769 |
| EQX | EQUINOX GOLD CORP | 87,600 | $287K | 0.1% | $3.28 | $8.89 | -63.1% | COM | 29446Y502 |
| JPM | JPMORGAN CHASE & CO | 2,122 | $285K | 0.1% | $134.10 * | $102.53 | +21.5% | COM | 46625H100 |
| JNJ | JOHNSON & JOHNSON | 1,600 | $283K | 0.1% | $176.65 * | $122.38 | +31.8% | COM | 478160104 |
| VONV | VANGUARD SCOTTSDALE FDS | 4,245 | $283K | 0.1% | $66.58 | $68.70 | -3.1% | VNG RUS1000VAL | 92206C714 |
| VZ | VERIZON COMMUNICATIONS INC | 7,172 | $283K | 0.1% | $39.40 * | $39.74 | -19.0% | COM | 92343V104 |
| ES | EVERSOURCE ENERGY | 3,281 | $275K | 0.1% | $83.84 * | $53.19 | +37.9% | COM | 30040W108 |
| DUK | DUKE ENERGY CORP NEW | 2,584 | $266K | 0.1% | $103.03 * | $66.15 | +38.3% | COM NEW | 26441C204 |
| APD | AIR PRODS & CHEMS INC | 800 | $248K | 0.1% | $309.88 * | $259.49 | +10.0% | COM | 009158106 |
| KWEB | KRANESHARES TR | 8,200 | $248K | 0.1% | $30.20 | $28.73 | +5.1% | CSI CHI INTERNET | 500767306 |
| DHR | DANAHER CORPORATION | 900 | $239K | 0.1% | $265.67 * | $173.71 | +33.4% | COM | 235851102 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 30,500 | $239K | 0.1% | $7.82 | $9.91 | -21.1% | COM | 024061103 |
| T | AT&T INC | 12,681 | $233K | 0.1% | $18.41 * | $15.52 | +0.2% | COM | 00206R102 |
| VWO | VANGUARD INTL EQUITY INDEX F | 23,198 | $217K | 0.1% | $9.35 * | $46.49 | -16.2% | FTSE EMR MKT ETF | 922042858 |
| ABBV | ABBVIE INC | 1,284 | $208K | 0.1% | $161.61 * | $137.22 | +5.5% | COM | 00287Y109 |
| VTRS | VIATRIS INC | 1,109 | $206K | 0.1% | $185.46 * | $9.05 | +7.1% | COM | 92556V106 |
| BK | BANK NEW YORK MELLON CORP | 4,405 | $201K | 0.1% | $45.52 * | $39.25 | +6.4% | COM | 064058100 |
| — | BARRICK GOLD CORP | 10,628 | $183K | 0.1% | $17.18 | $25.97 | — | COM | 067901108 |
| — | GLYCOMIMETICS INC | 40,000 | $121K | 0.1% | $3.03 | $3.03 | — | COM | 38000Q102 |
| LCTX | LINEAGE CELL THERAPEUTICS IN | 45,000 | $52,650 | 0.0% | $1.17 | $0.98 | +19.7% | COM | 53566P109 |
| — | CURO GROUP HOLDINGS CORP | 11,500 | $40,825 | 0.0% | $3.55 | $3.96 | — | COM | 23131L107 |
| CERS | CERUS CORP | 11,000 | $40,150 | 0.0% | $3.65 | $5.83 | -37.4% | COM | 157085101 |
| — | ENGINE GAMING AND MEDIA INC | 30,895 | $30,277 | 0.0% | $0.98 | $2.81 | — | COM | 29287W102 |
| SYK | STRYKER CORPORATION | 25,100 | $30,226 | 0.0% | $1.20 * | $219.76 | +8.1% | COM | 863667101 |
| KHC | KRAFT HEINZ CO | 25,500 | $30,016 | 0.0% | $1.18 * | $32.51 | +7.8% | COM | 500754106 |
| SSRM | SSR MNG INC | 20,283 | $25,562 | 0.0% | $1.26 * | $14.65 | +6.9% | COM | 784730103 |
| SBUX | STARBUCKS CORP | 25,000 | $25,471 | 0.0% | $1.02 * | $87.55 | +5.4% | COM | 855244109 |
| TTC | TORO CO | 20,000 | $20,210 | 0.0% | $1.01 * | $105.94 | +6.9% | COM | 891092108 |
| — | AGEX THERAPEUTICS INC | 18,000 | $9,934 | 0.0% | $0.55 | $2.31 | — | COM | 00848H108 |