Location: Shelton, CT
CIK: 0001697303 · Show all filings
Period: Q1 2023 (← Previous) (Next →)
Filing Date: May 10, 2023
Total Value: $142M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| LRGF | ISHARES TR | 362,332 | $15.02M | 10.5% | $41.44 | $31.76 | +30.5% | U S EQUITY FACTR | 46434V282 |
| IWD | ISHARES TR | 96,929 | $14.76M | 10.4% | $152.29 | $145.15 | +4.9% | RUS 1000 VAL ETF | 464287598 |
| IVV | ISHARES TR | 32,111 | $13.21M | 9.3% | $411.29 | $306.30 | +34.2% | CORE S&P500 ETF | 464287200 |
| AGG | ISHARES TR | 115,189 | $11.48M | 8.1% | $99.66 | $112.46 | -11.4% | CORE US AGGBD ET | 464287226 |
| HYG | ISHARES TR | 89,545 | $6.766M | 4.7% | $75.56 | $85.70 | -11.8% | IBOXX HI YD ETF | 464288513 |
| ACWI | ISHARES TR | 72,646 | $6.623M | 4.6% | $91.16 | $77.60 | +17.5% | MSCI ACWI ETF | 464288257 |
| FLOT | ISHARES TR | 106,895 | $5.387M | 3.8% | $50.40 | $50.64 | -0.5% | FLTG RATE NT ETF | 46429B655 |
| AAPL | APPLE INC | 19,324 | $3.187M | 2.2% | $164.90 | $96.87 | +68.0% | COM | 037833100 |
| EFV | ISHARES TR | 63,991 | $3.106M | 2.2% | $48.54 | $46.43 | +4.5% | EAFE VALUE ETF | 464288877 |
| IWF | ISHARES TR | 11,695 | $2.858M | 2.0% | $244.34 * | $61.77 | -1.1% | RUS 1000 GRW ETF | 464287614 |
| MSFT | MICROSOFT CORP | 9,505 | $2.74M | 1.9% | $288.30 * | $249.46 | +13.2% | COM | 594918104 |
| INTF | ISHARES TR | 101,373 | $2.686M | 1.9% | $26.49 | $24.88 | +6.5% | INTL EQTY FACTOR | 46434V274 |
| GDX | VANECK ETF TRUST | 72,426 | $2.452M | 1.7% | $33.85 * | $27.19 | +19.0% | GOLD MINERS ETF | 92189F106 |
| SHY | ISHARES TR | 24,270 | $1.994M | 1.4% | $82.16 | $82.30 | -0.2% | 1 3 YR TREAS BD | 464287457 |
| SPY | SPDR S&P 500 ETF TR | 4,751 | $1.949M | 1.4% | $410.20 | $398.98 | +2.6% | TR UNIT | 78462F103 |
| ARKK | ARK ETF TR | 45,804 | $1.848M | 1.3% | $40.36 | $60.23 | -33.0% | INNOVATION ETF | 00214Q104 |
| TLT | ISHARES TR | 15,683 | $1.669M | 1.2% | $106.40 | $100.88 | +5.4% | 20 YR TR BD ETF | 464287432 |
| VNQ | VANGUARD INDEX FDS | 16,504 | $1.372M | 1.0% | $83.14 | $86.36 | -3.8% | REAL ESTATE ETF | 922908553 |
| — | DURECT CORP | 284,808 | $1.29M | 0.9% | $4.53 | $3.65 | — | COM NEW | 266605500 |
| AMZA | ETFIS SER TR I | 38,501 | $1.222M | 0.9% | $31.75 | $27.62 | +15.0% | INFRAC ACT MLP | 26923G772 |
| VWO | VANGUARD INTL EQUITY INDEX F | 29,064 | $1.174M | 0.8% | $40.40 | $45.33 | -10.9% | FTSE EMR MKT ETF | 922042858 |
| XOM | EXXON MOBIL CORP | 10,643 | $1.167M | 0.8% | $109.67 * | $55.57 | +79.4% | COM | 30231G102 |
| GLD | SPDR GOLD TR | 6,094 | $1.117M | 0.8% | $183.22 | $175.96 | +4.1% | GOLD SHS | 78463V107 |
| APO | APOLLO GLOBAL MGMT INC | 17,545 | $1.108M | 0.8% | $63.16 * | $61.02 | -1.1% | COM | 03769M106 |
| GDXJ | VANECK ETF TRUST | 27,527 | $1.087M | 0.8% | $39.51 | $32.92 | +20.0% | JUNIOR GOLD MINE | 92189F791 |
| IEFA | ISHARES TR | 15,737 | $1.053M | 0.7% | $66.94 | $66.59 | +0.4% | CORE MSCI EAFE | 46432F842 |
| ALT | ALTIMMUNE INC | 249,420 | $1.053M | 0.7% | $4.22 | $9.84 | -57.1% | COM NEW | 02155H200 |
| VOO | VANGUARD INDEX FDS | 2,791 | $1.05M | 0.7% | $376.15 | $366.73 | +2.5% | S&P 500 ETF SHS | 922908363 |
| IJJ | ISHARES TR | 10,194 | $1.048M | 0.7% | $102.79 | $85.71 | +19.9% | S&P MC 400VL ETF | 464287705 |
| AMLP | ALPS ETF TR | 26,752 | $1.034M | 0.7% | $38.65 | $36.65 | +5.4% | ALERIAN MLP | 00162Q452 |
| IJH | ISHARES TR | 4,045 | $1.015M | 0.7% | $251.02 * | $46.11 | +8.5% | CORE S&P MCP ETF | 464287507 |
| CVX | CHEVRON CORP NEW | 5,805 | $947K | 0.7% | $163.16 * | $79.58 | +82.3% | COM | 166764100 |
| GBF | ISHARES TR | 8,429 | $892K | 0.6% | $105.80 | $107.87 | -1.9% | GOV/CRED BD ETF | 464288596 |
| AMZN | AMAZON COM INC | 8,476 | $875K | 0.6% | $103.29 | $125.16 | -17.5% | COM | 023135106 |
| WPM | WHEATON PRECIOUS METALS CORP | 17,348 | $838K | 0.6% | $48.31 * | $27.25 | +72.4% | COM | 962879102 |
| SMLF | ISHARES TR | 15,975 | $820K | 0.6% | $51.33 | $43.44 | +18.0% | US SML CAP EQT | 46434V290 |
| CCJ | CAMECO CORP | 30,507 | $798K | 0.6% | $26.17 | $13.72 | +89.7% | COM | 13321L108 |
| SHYG | ISHARES TR | 18,437 | $769K | 0.5% | $41.68 | $41.85 | -0.4% | 0-5YR HI YL CP | 46434V407 |
| IWM | ISHARES TR | 4,185 | $747K | 0.5% | $178.43 | $152.14 | +17.3% | RUSSELL 2000 ETF | 464287655 |
| AMGN | AMGEN INC | 2,879 | $696K | 0.5% | $241.75 * | $169.53 | +30.7% | COM | 031162100 |
| — | SITIO ROYALTIES CORP | 30,628 | $692K | 0.5% | $22.60 | $22.60 | — | CLASS A COM | 82983N108 |
| VB | VANGUARD INDEX FDS | 3,599 | $682K | 0.5% | $189.57 | $187.82 | +0.9% | SMALL CP ETF | 922908751 |
| VO | VANGUARD INDEX FDS | 3,209 | $677K | 0.5% | $210.97 * | $53.20 | -0.9% | MID CAP ETF | 922908629 |
| EMGF | ISHARES INC | 15,084 | $627K | 0.4% | $41.58 | $47.85 | -13.2% | EMNG MKTS EQT | 46434G889 |
| AEM | AGNICO EAGLE MINES LTD | 12,259 | $625K | 0.4% | $50.97 * | $49.02 | -2.1% | COM | 008474108 |
| EEM | ISHARES TR | 15,660 | $618K | 0.4% | $39.47 | $39.36 | +0.3% | MSCI EMG MKT ETF | 464287234 |
| — | MR COOPER GROUP INC | 14,750 | $604K | 0.4% | $40.97 | $40.97 | — | COM | 62482R107 |
| — | MAG SILVER CORP | 44,750 | $567K | 0.4% | $12.67 | $12.67 | — | COM | 55903Q104 |
| TDW | TIDEWATER INC NEW | 12,500 | $551K | 0.4% | $44.08 | $42.97 | +2.6% | COM | 88642R109 |
| IEMG | ISHARES INC | 11,174 | $546K | 0.4% | $48.86 | $51.62 | -5.5% | CORE MSCI EMKT | 46434G103 |
| IUSV | ISHARES TR | 7,394 | $546K | 0.4% | $73.81 | $70.35 | +4.9% | CORE S&P US VLU | 464287663 |
| PAAS | PAN AMERN SILVER CORP | 29,341 | $534K | 0.4% | $18.20 | $17.19 | +5.9% | COM | 697900108 |
| IJR | ISHARES TR | 5,428 | $526K | 0.4% | $96.98 | $91.53 | +5.7% | CORE S&P SCP ETF | 464287804 |
| DE | DEERE & CO | 1,260 | $522K | 0.4% | $414.13 * | $139.23 | +185.3% | COM | 244199105 |
| IEF | ISHARES TR | 5,161 | $512K | 0.4% | $99.12 | $97.75 | +1.4% | 7-10 YR TRSY BD | 464287440 |
| FIVA | FIDELITY COVINGTON TRUST | 22,330 | $505K | 0.4% | $22.64 | $19.97 | +13.3% | INT VL FCT ETF | 316092717 |
| AGZ | ISHARES TR | 4,570 | $495K | 0.3% | $108.23 | $109.32 | -1.0% | AGENCY BOND ETF | 464288166 |
| NEAR | ISHARES U S ETF TR | 9,848 | $488K | 0.3% | $49.60 | $49.36 | +0.5% | BLACKROCK ST MAT | 46431W507 |
| JHML | JOHN HANCOCK EXCHANGE TRADED | 9,005 | $466K | 0.3% | $51.79 | $50.14 | +3.3% | MLTFCTR LRG CAP | 47804J107 |
| REZ | ISHARES TR | 6,532 | $461K | 0.3% | $70.62 | $91.63 | -22.9% | RESIDENTIAL MULT | 464288562 |
| GOOG | ALPHABET INC | 4,250 | $442K | 0.3% | $104.00 | $108.47 | -4.8% | CAP STK CL C | 02079K107 |
| BAC | BANK AMERICA CORP | 14,810 | $424K | 0.3% | $28.60 * | $24.77 | +7.4% | COM | 060505104 |
| IXUS | ISHARES TR | 6,832 | $423K | 0.3% | $61.97 | $58.81 | +5.3% | CORE MSCI TOTAL | 46432F834 |
| GOOGL | ALPHABET INC | 3,980 | $413K | 0.3% | $103.73 | $108.07 | -4.7% | CAP STK CL A | 02079K305 |
| OIH | VANECK ETF TRUST | 1,486 | $412K | 0.3% | $277.34 | $305.93 | -9.4% | OIL SERVICES ETF | 92189H607 |
| EQX | EQUINOX GOLD CORP | 79,600 | $410K | 0.3% | $5.15 | $8.89 | -42.1% | COM | 29446Y502 |
| IWB | ISHARES TR | 1,812 | $408K | 0.3% | $225.26 | $219.30 | +2.7% | RUS 1000 ETF | 464287622 |
| VEA | VANGUARD TAX-MANAGED FDS | 8,564 | $387K | 0.3% | $45.17 | $44.55 | +1.4% | VAN FTSE DEV MKT | 921943858 |
| HON | HONEYWELL INTL INC | 1,876 | $359K | 0.3% | $191.12 * | $124.46 | +36.4% | COM | 438516106 |
| ENVX | ENOVIX CORPORATION | 23,800 | $355K | 0.2% | $14.91 | $9.38 | +58.9% | COM | 293594107 |
| V | VISA INC | 1,566 | $353K | 0.2% | $225.46 * | $199.47 | +10.7% | COM CL A | 92826C839 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,104 | $341K | 0.2% | $308.77 | $204.56 | +50.9% | CL B NEW | 084670702 |
| COP | CONOCOPHILLIPS | 3,399 | $339K | 0.2% | $99.81 * | $47.19 | +92.7% | COM | 20825C104 |
| ARKW | ARK ETF TR | 5,911 | $317K | 0.2% | $53.61 | $57.22 | -6.3% | NEXT GNRTN INTER | 00214Q401 |
| PEP | PEPSICO INC | 1,589 | $290K | 0.2% | $182.39 * | $158.70 | +4.7% | COM | 713448108 |
| EFA | ISHARES TR | 4,017 | $287K | 0.2% | $71.53 | $65.44 | +9.3% | MSCI EAFE ETF | 464287465 |
| VONV | VANGUARD SCOTTSDALE FDS | 4,245 | $284K | 0.2% | $66.81 | $68.70 | -2.7% | VNG RUS1000VAL | 92206C714 |
| JPM | JPMORGAN CHASE & CO | 2,169 | $283K | 0.2% | $130.31 * | $103.09 | +18.3% | COM | 46625H100 |
| OLN | OLIN CORP | 5,000 | $278K | 0.2% | $55.50 * | $53.58 | -2.8% | COM PAR $1 | 680665205 |
| VZ | VERIZON COMMUNICATIONS INC | 6,896 | $268K | 0.2% | $38.89 * | $39.74 | -18.8% | COM | 92343V104 |
| JNJ | JOHNSON & JOHNSON | 1,693 | $262K | 0.2% | $155.00 * | $123.78 | +15.1% | COM | 478160104 |
| ES | EVERSOURCE ENERGY | 3,233 | $253K | 0.2% | $78.26 * | $53.19 | +29.9% | COM | 30040W108 |
| NEM | NEWMONT CORP | 5,152 | $253K | 0.2% | $49.02 * | $44.82 | +1.8% | COM | 651639106 |
| MCD | MCDONALDS CORP | 903 | $252K | 0.2% | $279.61 * | $250.51 | +4.7% | COM | 580135101 |
| DUK | DUKE ENERGY CORP NEW | 2,492 | $240K | 0.2% | $96.48 * | $66.15 | +30.8% | COM NEW | 26441C204 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 30,500 | $238K | 0.2% | $7.81 | $9.91 | -21.2% | COM | 024061103 |
| APD | AIR PRODS & CHEMS INC | 800 | $231K | 0.2% | $288.96 * | $259.49 | +3.1% | COM | 009158106 |
| DHR | DANAHER CORPORATION | 900 | $227K | 0.2% | $252.31 * | $173.71 | +26.8% | COM | 235851102 |
| UGI | UGI CORP NEW | 6,000 | $211K | 0.1% | $35.12 | $37.91 | -8.3% | COM | 902681105 |
| QCOM | QUALCOMM INC | 1,633 | $208K | 0.1% | $127.58 * | $116.41 | +3.0% | COM | 747525103 |
| BK | BANK NEW YORK MELLON CORP | 4,405 | $200K | 0.1% | $45.44 * | $39.25 | +7.0% | COM | 064058100 |
| — | BARRICK GOLD CORP | 10,628 | $197K | 0.1% | $18.57 | $25.97 | — | COM | 067901108 |
| MUX | MCEWEN MNG INC | 20,000 | $169K | 0.1% | $8.47 | $6.91 | +22.6% | COM NEW | 58039P305 |
| NXE | NEXGEN ENERGY LTD | 25,000 | $95,750 | 0.1% | $3.83 | $4.30 | -10.9% | COM | 65340P106 |
| LCTX | LINEAGE CELL THERAPEUTICS IN | 45,000 | $67,500 | 0.0% | $1.50 | $0.98 | +53.5% | COM | 53566P109 |
| — | GLYCOMIMETICS INC | 50,000 | $63,000 | 0.0% | $1.26 | $2.68 | — | COM | 38000Q102 |
| CERS | CERUS CORP | 11,000 | $32,670 | 0.0% | $2.97 | $5.83 | -49.1% | COM | 157085101 |
| — | CURO GROUP HOLDINGS CORP | 15,500 | $26,815 | 0.0% | $1.73 | $3.39 | — | COM | 23131L107 |
| — | AGEX THERAPEUTICS INC | 18,000 | $11,934 | 0.0% | $0.66 | $2.31 | — | COM | 00848H108 |