Location: Shelton, CT
CIK: 0001697303 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 7, 2022
Total Value: $263M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IWD | ISHARES TR | 500,521 | $68.07M | 25.9% | $134.11 | — | RUS 1000 VAL ETF | 464287598 |
| EEM | ISHARES TR | 630,237 | $21.98M | 8.4% | $35.39 | — | MSCI EMG MKT ETF | 464287234 |
| VEA | VANGUARD TAX-MANAGED FDS | 408,786 | $14.86M | 5.7% | $36.36 | — | VAN FTSE DEV MKT | 921943858 |
| IVV | ISHARES TR | 40,897 | $14.67M | 5.6% | $292.87 | — | CORE S&P500 ETF | 464287200 |
| LRGF | ISHARES TR | 387,163 | $14.02M | 5.3% | $31.47 | — | U S EQUITY FACTR | 46434V282 |
| AGG | ISHARES TR | 127,682 | $12.3M | 4.7% | $113.18 | — | CORE US AGGBD ET | 464287226 |
| VWO | VANGUARD INTL EQUITY INDEX F | 231,021 | $8.43M | 3.2% | $44.46 | — | FTSE EMR MKT ETF | 922042858 |
| ACWI | ISHARES TR | 106,491 | $8.288M | 3.2% | $67.91 | — | MSCI ACWI ETF | 464288257 |
| HYG | ISHARES TR | 100,249 | $7.158M | 2.7% | $86.21 | — | IBOXX HI YD ETF | 464288513 |
| VUG | VANGUARD INDEX FDS | 32,433 | $6.939M | 2.6% | $213.95 | — | GROWTH ETF | 922908736 |
| FLOT | ISHARES TR | 106,824 | $5.371M | 2.0% | $50.53 | — | FLTG RATE NT ETF | 46429B655 |
| IEMG | ISHARES INC | 99,874 | $4.293M | 1.6% | $48.30 | — | CORE MSCI EMKT | 46434G103 |
| ALT | ALTIMMUNE INC | 282,820 | $3.612M | 1.4% | $9.74 | +51.6% | COM NEW | 02155H200 |
| ARKK | ARK ETF TR | 88,307 | $3.333M | 1.3% | $59.02 | — | INNOVATION ETF | 00214Q104 |
| VB | VANGUARD INDEX FDS | 19,279 | $3.295M | 1.3% | $173.54 | — | SMALL CP ETF | 922908751 |
| AAPL | APPLE INC | 20,862 | $2.883M | 1.1% | $96.87 | +59.3% | COM | 037833100 |
| VO | VANGUARD INDEX FDS | 14,464 | $2.719M | 1.0% | $196.29 | — | MID CAP ETF | 922908629 |
| VOO | VANGUARD INDEX FDS | 7,935 | $2.617M | 1.0% | $361.41 | — | S&P 500 ETF SHS | 922908363 |
| IWF | ISHARES TR | 12,401 | $2.609M | 1.0% | $245.22 | — | RUS 1000 GRW ETF | 464287614 |
| IEFA | ISHARES TR | 48,533 | $2.557M | 1.0% | $67.45 | — | CORE MSCI EAFE | 46432F842 |
| MSFT | MICROSOFT CORP | 10,603 | $2.469M | 0.9% | $169.83 | +51.3% | COM | 594918104 |
| INTF | ISHARES TR | 105,872 | $2.217M | 0.8% | $25.34 | — | INTL EQTY FACTOR | 46434V274 |
| TFLO | ISHARES TR | 39,659 | $2.003M | 0.8% | $50.51 | — | TRS FLT RT BD | 46434V860 |
| SHV | ISHARES TR | 18,165 | $1.998M | 0.8% | $109.99 | — | SHORT TREAS BD | 464288679 |
| SHY | ISHARES TR | 24,270 | $1.971M | 0.7% | $81.21 | — | 1 3 YR TREAS BD | 464287457 |
| — | DURECT CORP | 3,369,906 | $1.948M | 0.7% | $1.03 | — | COM | 266605104 |
| EMGF | ISHARES INC | 35,891 | $1.38M | 0.5% | $48.01 | — | MSCI EMERG MKT | 46434G889 |
| PAAS | PAN AMERN SILVER CORP | 78,253 | $1.243M | 0.5% | $18.04 | -3.4% | COM | 697900108 |
| VNQ | VANGUARD INDEX FDS | 15,451 | $1.24M | 0.5% | $85.15 | — | REAL ESTATE ETF | 922908553 |
| AMZN | AMAZON COM INC | 10,850 | $1.226M | 0.5% | $125.16 | +1.0% | COM | 023135106 |
| SMLF | ISHARES TR | 24,180 | $1.083M | 0.4% | $42.27 | — | MSCI USA SML CP | 46434V290 |
| GDX | VANECK ETF TRUST | 44,805 | $1.081M | 0.4% | $31.36 | — | GOLD MINERS ETF | 92189F106 |
| GBF | ISHARES TR | 10,546 | $1.075M | 0.4% | $105.01 | — | GOV/CRED BD ETF | 464288596 |
| AMZA | ETFIS SER TR I | 37,167 | $1.058M | 0.4% | $28.56 | — | INFRAC ACT MLP | 26923G772 |
| APO | APOLLO GLOBAL MGMT INC | 22,514 | $1.047M | 0.4% | $61.02 | -15.3% | COM | 03769M106 |
| XOM | EXXON MOBIL CORP | 11,404 | $996K | 0.4% | $55.57 | +46.4% | COM | 30231G102 |
| IJJ | ISHARES TR | 10,850 | $977K | 0.4% | $110.49 | — | S&P MC 400VL ETF | 464287705 |
| IJH | ISHARES TR | 4,430 | $974K | 0.4% | $243.94 | — | CORE S&P MCP ETF | 464287507 |
| GLD | SPDR GOLD TR | 6,294 | $973K | 0.4% | $124.53 | — | GOLD SHS | 78463V107 |
| AMLP | ALPS ETF TR | 26,550 | $971K | 0.4% | $36.45 | — | ALERIAN MLP | 00162Q452 |
| EFV | ISHARES TR | 23,174 | $894K | 0.3% | $51.49 | — | EAFE VALUE ETF | 464288877 |
| SHYG | ISHARES TR | 22,100 | $883K | 0.3% | $40.26 | — | 0-5YR HI YL CP | 46434V407 |
| CVX | CHEVRON CORP NEW | 5,770 | $829K | 0.3% | $79.58 | +66.9% | COM | 166764100 |
| CCJ | CAMECO CORP | 30,487 | $808K | 0.3% | $13.72 | +84.7% | COM | 13321L108 |
| GDXJ | VANECK ETF TRUST | 26,645 | $785K | 0.3% | $47.34 | — | JUNIOR GOLD MINE | 92189F791 |
| OIH | VANECK ETF TRUST | 3,457 | $731K | 0.3% | $197.27 | — | OIL SERVICES ETF | 92189H607 |
| — | MAG SILVER CORP | 56,750 | $708K | 0.3% | $14.97 | — | COM | 55903Q104 |
| IWM | ISHARES TR | 4,153 | $685K | 0.3% | $153.45 | — | RUSSELL 2000 ETF | 464287655 |
| SPY | SPDR S&P 500 ETF TR | 1,903 | $683K | 0.3% | $329.05 | — | TR UNIT | 78462F103 |
| AEM | AGNICO EAGLE MINES LTD | 15,970 | $674K | 0.3% | $49.02 | -19.5% | COM | 008474108 |
| AMGN | AMGEN INC | 2,940 | $663K | 0.3% | $169.53 | +28.5% | COM | 031162100 |
| TRGP | TARGA RES CORP | 10,250 | $618K | 0.2% | $13.43 | +353.9% | COM | 87612G101 |
| ARKW | ARK ETF TR | 13,174 | $601K | 0.2% | $47.17 | — | NEXT GNRTN INTER | 00214Q401 |
| — | MR COOPER GROUP INC | 14,750 | $597K | 0.2% | $24.36 | — | COM | 62482R107 |
| TDW | TIDEWATER INC NEW | 27,500 | $597K | 0.2% | $12.02 | +77.4% | COM | 88642R109 |
| NEAR | ISHARES U S ETF TR | 11,909 | $587K | 0.2% | $49.24 | — | BLACKROCK ST MAT | 46431W507 |
| EFA | ISHARES TR | 10,113 | $566K | 0.2% | $59.56 | — | MSCI EAFE ETF | 464287465 |
| IJR | ISHARES TR | 6,414 | $561K | 0.2% | $98.70 | — | CORE S&P SCP ETF | 464287804 |
| IUSV | ISHARES TR | 8,725 | $546K | 0.2% | $64.57 | — | CORE S&P US VLU | 464287663 |
| IWB | ISHARES TR | 2,524 | $498K | 0.2% | $197.31 | — | RUS 1000 ETF | 464287622 |
| AGZ | ISHARES TR | 4,570 | $487K | 0.2% | $106.56 | — | AGENCY BOND ETF | 464288166 |
| EQX | EQUINOX GOLD CORP | 132,600 | $484K | 0.2% | $8.89 | -56.2% | COM | 29446Y502 |
| ELV | ELEVANCE HEALTH INC | 1,050 | $477K | 0.2% | $250.06 | +82.1% | COM | 036752103 |
| GOOG | ALPHABET INC | 4,940 | $475K | 0.2% | $108.80 | +1.9% | CAP STK CL C | 02079K107 |
| REZ | ISHARES TR | 6,427 | $462K | 0.2% | $97.95 | — | RESIDENTIAL MULT | 464288562 |
| BAC | BK OF AMERICA CORP | 14,987 | $453K | 0.2% | $24.43 | +25.2% | COM | 060505104 |
| RY | ROYAL BK CDA | 5,000 | $450K | 0.2% | $95.90 | 0.0% | COM | 780087102 |
| JHML | JOHN HANCOCK EXCHANGE TRADED | 9,746 | $443K | 0.2% | $45.45 | — | MLTFCTR LRG CAP | 47804J107 |
| GOOGL | ALPHABET INC | 4,480 | $429K | 0.2% | $108.07 | +1.8% | CAP STK CL A | 02079K305 |
| PDS | PRECISION DRILLING CORP | 8,315 | $421K | 0.2% | $24.01 | +152.0% | COM NEW | 74022D407 |
| DE | DEERE & CO | 1,254 | $420K | 0.2% | $139.23 | +134.5% | COM | 244199105 |
| WPM | WHEATON PRECIOUS METALS CORP | 12,942 | $419K | 0.2% | $21.89 | +44.9% | COM | 962879102 |
| IXUS | ISHARES TR | 7,772 | $396K | 0.2% | $53.71 | — | CORE MSCI TOTAL | 46432F834 |
| COP | CONOCOPHILLIPS | 3,377 | $350K | 0.1% | $47.19 | +86.9% | COM | 20825C104 |
| HON | HONEYWELL INTL INC | 1,857 | $310K | 0.1% | $123.93 | +30.8% | COM | 438516106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,104 | $295K | 0.1% | $204.56 | +39.1% | CL B NEW | 084670702 |
| VZ | VERIZON COMMUNICATIONS INC | 7,732 | $294K | 0.1% | $39.74 | -10.0% | COM | 92343V104 |
| V | VISA INC | 1,593 | $283K | 0.1% | $201.12 | -1.4% | COM CL A | 92826C839 |
| NEM | NEWMONT CORP | 6,592 | $277K | 0.1% | $49.84 | -15.4% | COM | 651639106 |
| JNJ | JOHNSON & JOHNSON | 1,625 | $265K | 0.1% | $122.38 | +24.9% | COM | 478160104 |
| PEP | PEPSICO INC | 1,592 | $260K | 0.1% | $115.17 | +34.1% | COM | 713448108 |
| XLE | SELECT SECTOR SPDR TR | 3,598 | $259K | 0.1% | $76.30 | — | ENERGY | 81369Y506 |
| ES | EVERSOURCE ENERGY | 3,281 | $256K | 0.1% | $53.19 | +43.0% | COM | 30040W108 |
| VONV | VANGUARD SCOTTSDALE FDS | 4,245 | $255K | 0.1% | $63.84 | — | VNG RUS1000VAL | 92206C714 |
| T | AT&T INC | 15,943 | $245K | 0.1% | $15.52 | -2.8% | COM | 00206R102 |
| DUK | DUKE ENERGY CORP NEW | 2,578 | $240K | 0.1% | $66.15 | +42.1% | COM NEW | 26441C204 |
| BABA | ALIBABA GROUP HLDG LTD | 2,956 | $236K | 0.1% | $79.84 | — | SPONSORED ADS | 01609W102 |
| DHR | DANAHER CORPORATION | 900 | $233K | 0.1% | $173.71 | +38.6% | COM | 235851102 |
| JPM | JPMORGAN CHASE & CO | 2,156 | $225K | 0.1% | $102.53 | +3.0% | COM | 46625H100 |
| XLF | SELECT SECTOR SPDR TR | 7,317 | $222K | 0.1% | $31.45 | — | FINANCIAL | 81369Y605 |
| OLN | OLIN CORP | 5,000 | $214K | 0.1% | $41.12 | +14.6% | COM PAR $1 | 680665205 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 30,500 | $208K | 0.1% | $9.91 | -9.2% | COM | 024061103 |
| MCD | MCDONALDS CORP | 889 | $205K | 0.1% | $181.40 | +30.3% | COM | 580135101 |
| KWEB | KRANESHARES TR | 8,200 | $202K | 0.1% | $32.80 | — | CSI CHI INTERNET | 500767306 |
| — | BARRICK GOLD CORP | 10,628 | $165K | 0.1% | $25.97 | — | COM | 067901108 |
| NXE | NEXGEN ENERGY LTD | 25,000 | $92,000 | 0.0% | $4.42 | -9.0% | COM | 65340P106 |
| LCTX | LINEAGE CELL THERAPEUTICS IN | 45,000 | $51,000 | 0.0% | $0.98 | +50.3% | COM | 53566P109 |
| — | CURO GROUP HOLDINGS CORP | 10,500 | $42,000 | 0.0% | $4.00 | — | COM | 23131L107 |
| CERS | CERUS CORP | 11,000 | $40,000 | 0.0% | $5.83 | -17.9% | COM | 157085101 |
| — | WAITR HLDGS INC | 160,000 | $23,000 | 0.0% | $1.06 | — | COM | 930752100 |
| — | ENGINE GAMING AND MEDIA INC | 30,895 | $17,000 | 0.0% | $2.81 | — | COM | 29287W102 |
| — | CHECKPOINT THERAPEUTICS INC | 10,000 | $10,000 | 0.0% | $1.80 | — | COM | 162828107 |
| — | AGEX THERAPEUTICS INC | 18,000 | $10,000 | 0.0% | $2.31 | — | COM | 00848H108 |