Location: Shelton, CT
CIK: 0001697303 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 7, 2022
Total Value: $263M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWD | ISHARES TR | 500,521 | $68.07M | 25.9% | $136.00 | $145.15 | -6.3% | RUS 1000 VAL ETF | 464287598 |
| EEM | ISHARES TR | 630,237 | $21.98M | 8.4% | $34.88 | $39.36 | -11.4% | MSCI EMG MKT ETF | 464287234 |
| VEA | VANGUARD TAX-MANAGED FDS | 408,786 | $14.86M | 5.7% | $36.36 | $40.75 | -10.8% | VAN FTSE DEV MKT | 921943858 |
| IVV | ISHARES TR | 40,897 | $14.67M | 5.6% | $358.80 | $306.30 | +17.1% | CORE S&P500 ETF | 464287200 |
| LRGF | ISHARES TR | 387,163 | $14.02M | 5.3% | $36.22 | $31.76 | +14.0% | U S EQUITY FACTR | 46434V282 |
| AGG | ISHARES TR | 127,682 | $12.3M | 4.7% | $96.35 | $112.62 | -14.5% | CORE US AGGBD ET | 464287226 |
| VWO | VANGUARD INTL EQUITY INDEX F | 231,021 | $8.43M | 3.2% | $36.49 | $46.49 | -21.5% | FTSE EMR MKT ETF | 922042858 |
| ACWI | ISHARES TR | 106,491 | $8.288M | 3.2% | $77.83 | $77.60 | +0.3% | MSCI ACWI ETF | 464288257 |
| HYG | ISHARES TR | 100,249 | $7.158M | 2.7% | $71.40 | $85.70 | -16.7% | IBOXX HI YD ETF | 464288513 |
| VUG | VANGUARD INDEX FDS | 32,433 | $6.939M | 2.6% | $213.95 * | $40.19 | -11.3% | GROWTH ETF | 922908736 |
| FLOT | ISHARES TR | 106,824 | $5.371M | 2.0% | $50.28 | $50.65 | -0.8% | FLTG RATE NT ETF | 46429B655 |
| IEMG | ISHARES INC | 99,874 | $4.293M | 1.6% | $42.98 | $51.62 | -16.7% | CORE MSCI EMKT | 46434G103 |
| ALT | ALTIMMUNE INC | 282,820 | $3.612M | 1.4% | $12.77 | $9.74 | +31.1% | COM NEW | 02155H200 |
| ARKK | ARK ETF TR | 88,307 | $3.333M | 1.3% | $37.74 | $62.61 | -39.7% | INNOVATION ETF | 00214Q104 |
| VB | VANGUARD INDEX FDS | 19,279 | $3.295M | 1.3% | $170.91 | $187.82 | -9.0% | SMALL CP ETF | 922908751 |
| AAPL | APPLE INC | 20,862 | $2.883M | 1.1% | $138.19 | $96.87 | +40.3% | COM | 037833100 |
| VO | VANGUARD INDEX FDS | 14,464 | $2.719M | 1.0% | $187.98 * | $53.37 | -11.9% | MID CAP ETF | 922908629 |
| VOO | VANGUARD INDEX FDS | 7,935 | $2.617M | 1.0% | $329.80 | $381.68 | -14.0% | S&P 500 ETF SHS | 922908363 |
| IWF | ISHARES TR | 12,401 | $2.609M | 1.0% | $210.39 * | $61.77 | -14.8% | RUS 1000 GRW ETF | 464287614 |
| IEFA | ISHARES TR | 48,533 | $2.557M | 1.0% | $52.69 | $66.59 | -20.9% | CORE MSCI EAFE | 46432F842 |
| MSFT | MICROSOFT CORP | 10,603 | $2.469M | 0.9% | $232.86 * | $169.83 | +33.6% | COM | 594918104 |
| INTF | ISHARES TR | 105,872 | $2.217M | 0.8% | $20.94 | $24.99 | -16.2% | INTL EQTY FACTOR | 46434V274 |
| TFLO | ISHARES TR | 39,659 | $2.003M | 0.8% | $50.51 | $50.42 | +0.2% | TRS FLT RT BD | 46434V860 |
| SHV | ISHARES TR | 18,165 | $1.998M | 0.8% | $109.99 | $110.02 | -0.0% | SHORT TREAS BD | 464288679 |
| SHY | ISHARES TR | 24,270 | $1.971M | 0.7% | $81.21 | $82.30 | -1.3% | 1 3 YR TREAS BD | 464287457 |
| — | DURECT CORP | 3,369,906 | $1.948M | 0.7% | $0.58 | $1.03 | — | COM | 266605104 |
| EMGF | ISHARES INC | 35,891 | $1.38M | 0.5% | $38.45 | $47.85 | -19.7% | MSCI EMERG MKT | 46434G889 |
| PAAS | PAN AMERN SILVER CORP | 78,253 | $1.243M | 0.5% | $15.88 | $18.04 | -12.0% | COM | 697900108 |
| VNQ | VANGUARD INDEX FDS | 15,451 | $1.24M | 0.5% | $80.25 | $86.78 | -7.6% | REAL ESTATE ETF | 922908553 |
| AMZN | AMAZON COM INC | 10,850 | $1.226M | 0.5% | $113.00 | $125.16 | -9.7% | COM | 023135106 |
| SMLF | ISHARES TR | 24,180 | $1.083M | 0.4% | $44.79 | $43.44 | +3.0% | MSCI USA SML CP | 46434V290 |
| GDX | VANECK ETF TRUST | 44,805 | $1.081M | 0.4% | $24.13 | $32.16 | -25.0% | GOLD MINERS ETF | 92189F106 |
| GBF | ISHARES TR | 10,546 | $1.075M | 0.4% | $101.93 | $107.87 | -5.5% | GOV/CRED BD ETF | 464288596 |
| AMZA | ETFIS SER TR I | 37,167 | $1.058M | 0.4% | $28.47 | $27.50 | +3.5% | INFRAC ACT MLP | 26923G772 |
| APO | APOLLO GLOBAL MGMT INC | 22,514 | $1.047M | 0.4% | $46.50 * | $61.02 | -28.1% | COM | 03769M106 |
| XOM | EXXON MOBIL CORP | 11,404 | $996K | 0.4% | $87.34 * | $55.57 | +40.6% | COM | 30231G102 |
| IJJ | ISHARES TR | 10,850 | $977K | 0.4% | $90.05 | $85.71 | +5.0% | S&P MC 400VL ETF | 464287705 |
| IJH | ISHARES TR | 4,430 | $974K | 0.4% | $219.86 * | $46.11 | -4.9% | CORE S&P MCP ETF | 464287507 |
| GLD | SPDR GOLD TR | 6,294 | $973K | 0.4% | $154.59 | $120.17 | +28.7% | GOLD SHS | 78463V107 |
| AMLP | ALPS ETF TR | 26,550 | $971K | 0.4% | $36.57 | $36.65 | -0.3% | ALERIAN MLP | 00162Q452 |
| EFV | ISHARES TR | 23,174 | $894K | 0.3% | $38.58 | $52.82 | -27.0% | EAFE VALUE ETF | 464288877 |
| SHYG | ISHARES TR | 22,100 | $883K | 0.3% | $39.95 | $41.85 | -4.6% | 0-5YR HI YL CP | 46434V407 |
| CVX | CHEVRON CORP NEW | 5,770 | $829K | 0.3% | $143.67 * | $79.58 | +57.9% | COM | 166764100 |
| CCJ | CAMECO CORP | 30,487 | $808K | 0.3% | $26.50 | $13.72 | +91.4% | COM | 13321L108 |
| GDXJ | VANECK ETF TRUST | 26,645 | $785K | 0.3% | $29.46 | $44.09 | -33.2% | JUNIOR GOLD MINE | 92189F791 |
| OIH | VANECK ETF TRUST | 3,457 | $731K | 0.3% | $211.46 | $190.33 | +11.0% | OIL SERVICES ETF | 92189H607 |
| — | MAG SILVER CORP | 56,750 | $708K | 0.3% | $12.48 | $14.97 | — | COM | 55903Q104 |
| IWM | ISHARES TR | 4,153 | $685K | 0.3% | $164.94 | $152.14 | +8.4% | RUSSELL 2000 ETF | 464287655 |
| SPY | SPDR S&P 500 ETF TR | 1,903 | $683K | 0.3% | $358.91 | $353.48 | +1.0% | TR UNIT | 78462F103 |
| AEM | AGNICO EAGLE MINES LTD | 15,970 | $674K | 0.3% | $42.20 * | $49.02 | -20.2% | COM | 008474108 |
| AMGN | AMGEN INC | 2,940 | $663K | 0.3% | $225.51 * | $169.53 | +20.0% | COM | 031162100 |
| TRGP | TARGA RES CORP | 10,250 | $618K | 0.2% | $60.29 * | $13.43 | +317.6% | COM | 87612G101 |
| ARKW | ARK ETF TR | 13,174 | $601K | 0.2% | $45.62 | $57.83 | -21.1% | NEXT GNRTN INTER | 00214Q401 |
| — | MR COOPER GROUP INC | 14,750 | $597K | 0.2% | $40.47 | $24.36 | — | COM | 62482R107 |
| TDW | TIDEWATER INC NEW | 27,500 | $597K | 0.2% | $21.71 | $12.02 | +80.6% | COM | 88642R109 |
| NEAR | ISHARES U S ETF TR | 11,909 | $587K | 0.2% | $49.29 | $49.36 | -0.2% | BLACKROCK ST MAT | 46431W507 |
| EFA | ISHARES TR | 10,113 | $566K | 0.2% | $55.97 | $65.44 | -14.4% | MSCI EAFE ETF | 464287465 |
| IJR | ISHARES TR | 6,414 | $561K | 0.2% | $87.46 | $91.53 | -4.7% | CORE S&P SCP ETF | 464287804 |
| IUSV | ISHARES TR | 8,725 | $546K | 0.2% | $62.58 | $70.35 | -11.0% | CORE S&P US VLU | 464287663 |
| IWB | ISHARES TR | 2,524 | $498K | 0.2% | $197.31 | $219.30 | -10.0% | RUS 1000 ETF | 464287622 |
| AGZ | ISHARES TR | 4,570 | $487K | 0.2% | $106.56 | $109.32 | -2.6% | AGENCY BOND ETF | 464288166 |
| EQX | EQUINOX GOLD CORP | 132,600 | $484K | 0.2% | $3.65 | $8.89 | -58.9% | COM | 29446Y502 |
| ELV | ELEVANCE HEALTH INC | 1,050 | $477K | 0.2% | $454.29 * | $250.06 | +73.2% | COM | 036752103 |
| GOOG | ALPHABET INC | 4,940 | $475K | 0.2% | $96.15 | $108.80 | -12.3% | CAP STK CL C | 02079K107 |
| REZ | ISHARES TR | 6,427 | $462K | 0.2% | $71.88 | $91.86 | -21.8% | RESIDENTIAL MULT | 464288562 |
| BAC | BK OF AMERICA CORP | 14,987 | $453K | 0.2% | $30.23 * | $24.43 | +13.6% | COM | 060505104 |
| RY | ROYAL BK CDA | 5,000 | $450K | 0.2% | $90.00 | $95.90 | -6.1% | COM | 780087102 |
| JHML | JOHN HANCOCK EXCHANGE TRADED | 9,746 | $443K | 0.2% | $45.45 | $50.14 | -9.4% | MLTFCTR LRG CAP | 47804J107 |
| GOOGL | ALPHABET INC | 4,480 | $429K | 0.2% | $95.76 | $108.07 | -12.2% | CAP STK CL A | 02079K305 |
| PDS | PRECISION DRILLING CORP | 8,315 | $421K | 0.2% | $50.63 | $24.01 | +110.9% | COM NEW | 74022D407 |
| DE | DEERE & CO | 1,254 | $420K | 0.2% | $334.93 * | $139.23 | +129.3% | COM | 244199105 |
| WPM | WHEATON PRECIOUS METALS CORP | 12,942 | $419K | 0.2% | $32.38 * | $21.89 | +43.2% | COM | 962879102 |
| IXUS | ISHARES TR | 7,772 | $396K | 0.2% | $50.95 | $58.92 | -13.6% | CORE MSCI TOTAL | 46432F834 |
| COP | CONOCOPHILLIPS | 3,377 | $350K | 0.1% | $103.64 * | $47.19 | +94.7% | COM | 20825C104 |
| HON | HONEYWELL INTL INC | 1,857 | $310K | 0.1% | $166.94 * | $123.93 | +18.5% | COM | 438516106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,104 | $295K | 0.1% | $267.21 | $204.56 | +30.5% | CL B NEW | 084670702 |
| VZ | VERIZON COMMUNICATIONS INC | 7,732 | $294K | 0.1% | $38.02 * | $39.74 | -23.2% | COM | 92343V104 |
| V | VISA INC | 1,593 | $283K | 0.1% | $177.65 * | $201.12 | -13.8% | COM CL A | 92826C839 |
| NEM | NEWMONT CORP | 6,592 | $277K | 0.1% | $42.02 * | $49.84 | -23.1% | COM | 651639106 |
| JNJ | JOHNSON & JOHNSON | 1,625 | $265K | 0.1% | $163.08 * | $122.38 | +21.1% | COM | 478160104 |
| PEP | PEPSICO INC | 1,592 | $260K | 0.1% | $163.32 * | $115.17 | +27.6% | COM | 713448108 |
| XLE | SELECT SECTOR SPDR TR | 3,598 | $259K | 0.1% | $71.98 * | $34.63 | +4.0% | ENERGY | 81369Y506 |
| ES | EVERSOURCE ENERGY | 3,281 | $256K | 0.1% | $78.02 * | $53.19 | +27.3% | COM | 30040W108 |
| VONV | VANGUARD SCOTTSDALE FDS | 4,245 | $255K | 0.1% | $60.07 | $68.70 | -13.1% | VNG RUS1000VAL | 92206C714 |
| T | AT&T INC | 15,943 | $245K | 0.1% | $15.37 * | $15.52 | -18.0% | COM | 00206R102 |
| DUK | DUKE ENERGY CORP NEW | 2,578 | $240K | 0.1% | $93.10 * | $66.15 | +23.6% | COM NEW | 26441C204 |
| BABA | ALIBABA GROUP HLDG LTD | 2,956 | $236K | 0.1% | $79.84 | $95.27 | -16.0% | SPONSORED ADS | 01609W102 |
| DHR | DANAHER CORPORATION | 900 | $233K | 0.1% | $258.89 * | $173.71 | +29.7% | COM | 235851102 |
| JPM | JPMORGAN CHASE & CO | 2,156 | $225K | 0.1% | $104.36 * | $102.53 | -6.2% | COM | 46625H100 |
| XLF | SELECT SECTOR SPDR TR | 7,317 | $222K | 0.1% | $30.34 | $34.56 | -12.2% | FINANCIAL | 81369Y605 |
| OLN | OLIN CORP | 5,000 | $214K | 0.1% | $42.80 * | $41.12 | -2.8% | COM PAR $1 | 680665205 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 30,500 | $208K | 0.1% | $6.82 | $9.91 | -31.1% | COM | 024061103 |
| MCD | MCDONALDS CORP | 889 | $205K | 0.1% | $230.60 * | $181.40 | +18.0% | COM | 580135101 |
| KWEB | KRANESHARES TR | 8,200 | $202K | 0.1% | $24.63 | $28.73 | -14.2% | CSI CHI INTERNET | 500767306 |
| — | BARRICK GOLD CORP | 10,628 | $165K | 0.1% | $15.53 | $25.97 | — | COM | 067901108 |
| NXE | NEXGEN ENERGY LTD | 25,000 | $92,000 | 0.0% | $3.68 | $4.42 | -17.0% | COM | 65340P106 |
| LCTX | LINEAGE CELL THERAPEUTICS IN | 45,000 | $51,000 | 0.0% | $1.13 | $0.98 | +15.7% | COM | 53566P109 |
| — | CURO GROUP HOLDINGS CORP | 10,500 | $42,000 | 0.0% | $4.00 | $4.00 | — | COM | 23131L107 |
| CERS | CERUS CORP | 11,000 | $40,000 | 0.0% | $3.64 | $5.83 | -38.3% | COM | 157085101 |
| — | WAITR HLDGS INC | 160,000 | $23,000 | 0.0% | $0.14 | $1.06 | — | COM | 930752100 |
| — | ENGINE GAMING AND MEDIA INC | 30,895 | $17,000 | 0.0% | $0.55 | $2.81 | — | COM | 29287W102 |
| — | CHECKPOINT THERAPEUTICS INC | 10,000 | $10,000 | 0.0% | $1.00 | $1.80 | — | COM | 162828107 |
| — | AGEX THERAPEUTICS INC | 18,000 | $10,000 | 0.0% | $0.56 | $2.31 | — | COM | 00848H108 |