Location: Fort Worth, TX
CIK: 0001180391 · Show all filings
Period: Q3 2024 (← Previous) (Next →)
Filing Date: Nov 8, 2024
Total Value: $32.37M (49.9% shares, 50.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | WISDOMTREE INC | 9,364,000 | $10.09M | 31.2% | $1.08 | $0.97 | — | NOTE 3.250% 6/1 | 97717PAD6 |
| — | UPSTART HLDGS INC | 2,755,000 | $2.438M | 7.5% | $0.89 | $0.78 | — | NOTE 0.250% 8/1 | 91680MAB3 |
| — | EZCORP INC | 1,907,000 | $1.867M | 5.8% | $0.98 | $0.92 | — | NOTE 2.375% 5/0 | 302301AE6 |
| — | WISDOMTREE INC | 1,457,000 | $1.807M | 5.6% | $1.24 | $1.22 | — | NOTE 5.750% 8/1 | 97717PAF1 |
| APO | APOLLO GLOBAL MGMT INC | 10,805 | $1.35M | 4.2% | $124.91 | $59.75 | +105.6% | COM | 03769M106 |
| MAIN | MAIN STR CAP CORP | 19,039 | $955K | 2.9% | $50.14 | $41.63 | +20.4% | COM | 56035L104 |
| VICI | VICI PPTYS INC | 27,275 | $909K | 2.8% | $33.31 * | $26.94 | +15.2% | COM | 925652109 |
| PSEC | PROSPECT CAP CORP | 145,605 | $779K | 2.4% | $5.35 * | $3.02 | +42.8% | COM | 74348T102 |
| CG | CARLYLE GROUP INC | 15,952 | $687K | 2.1% | $43.06 * | $40.98 | +1.0% | COM | 14316J108 |
| TRIN | TRINITY CAP INC | 47,081 | $639K | 2.0% | $13.57 * | $11.27 | -0.7% | COM | 896442308 |
| T | AT&T INC | 28,745 | $632K | 2.0% | $22.00 * | $16.48 | +26.1% | COM | 00206R102 |
| ENB | ENBRIDGE INC | 14,630 | $594K | 1.8% | $40.61 * | $32.36 | +16.6% | COM | 29250N105 |
| VZ | VERIZON COMMUNICATIONS INC | 11,542 | $518K | 1.6% | $44.91 * | $35.82 | +15.5% | COM | 92343V104 |
| O | REALTY INCOME CORP | 7,901 | $501K | 1.5% | $63.42 * | $48.62 | +21.1% | COM | 756109104 |
| HASI | HA SUSTAINABLE INFRA CAP INC | 14,043 | $484K | 1.5% | $34.47 * | $29.55 | +7.3% | COM | 41068X100 |
| PNNT | PENNANTPARK INVT CORP | 68,210 | $477K | 1.5% | $6.99 * | $5.17 | +10.2% | COM | 708062104 |
| CSWC | CAPITAL SOUTHWEST CORP | 15,946 | $403K | 1.2% | $25.29 * | $12.49 | +72.0% | COM | 140501107 |
| RITM | RITHM CAPITAL CORP | 34,038 | $386K | 1.2% | $11.35 | $10.91 | — | COM NEW | 64828T201 |
| VWO | VANGUARD INTL EQUITY INDEX F | 7,689 | $368K | 1.1% | $47.85 | $40.81 | +17.3% | FTSE EMR MKT ETF | 922042858 |
| NXDT | NEXPOINT DIVERSIFIED REL ET | 58,624 | $366K | 1.1% | $6.25 | $11.93 | — | COM NEW | 65340G205 |
| EFA | ISHARES TR | 4,220 | $353K | 1.1% | $83.63 | $76.49 | +9.3% | MSCI EAFE ETF | 464287465 |
| IIPR | INNOVATIVE INDL PPTYS INC | 2,390 | $322K | 1.0% | $134.60 | $100.82 | — | COM | 45781V101 |
| VCTR | VICTORY CAP HLDGS INC | 5,494 | $304K | 0.9% | $55.40 * | $25.07 | +113.2% | COM CL A | 92645B103 |
| — | ADAMS DIVERSIFIED EQUITY FD | 13,728 | $296K | 0.9% | $21.56 | $16.19 | — | COM | 006212104 |
| KHC | KRAFT HEINZ CO | 8,038 | $282K | 0.9% | $35.11 * | $26.08 | +25.4% | COM | 500754106 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 24,725 | $280K | 0.9% | $11.34 | $11.56 | — | COM | 01879R106 |
| — | CALAMOS STRATEGIC TOTAL RETU | 15,981 | $277K | 0.9% | $17.35 | $13.40 | — | COM SH BEN INT | 128125101 |
| — | BLACKROCK CORPOR HI YLD FD I | 27,117 | $273K | 0.8% | $10.06 | $10.36 | — | COM | 09255P107 |
| GROW | U S GLOBAL INVS INC | 104,787 | $270K | 0.8% | $2.58 | $6.76 | -61.8% | CL A | 902952100 |
| AFCG | AFC GAMMA INC | 26,000 | $265K | 0.8% | $10.21 * | $8.38 | +5.2% | COM | 00109K105 |
| — | VIRTUS EQUITY & CONV INCM FD | 11,330 | $261K | 0.8% | $23.01 | $26.24 | — | COM | 92841M101 |
| — | BLACKROCK CR ALLOCATION INCO | 22,466 | $253K | 0.8% | $11.28 | $12.35 | — | COM | 092508100 |
| — | GABELLI DIVID & INCOME TR | 9,671 | $236K | 0.7% | $24.45 | $21.80 | — | COM | 36242H104 |
| AAPL | APPLE INC | 1,004 | $234K | 0.7% | $232.98 | $185.60 | +24.8% | COM | 037833100 |
| — | EATON VANCE TAX ADVT DIV INC | 9,349 | $231K | 0.7% | $24.69 | $22.41 | — | COM | 27828G107 |
| — | COHEN & STEERS QUALITY INCOM | 15,556 | $220K | 0.7% | $14.17 | $12.02 | — | COM | 19247L106 |
| — | HANCOCK JOHN TAX-ADVANTAGED | 9,209 | $214K | 0.7% | $23.22 | $23.22 | — | COM | 41013V100 |
| CIVI | CIVITAS RESOURCES INC | 4,093 | $207K | 0.6% | $50.67 * | $56.17 | -16.2% | COM NEW | 17888H103 |
| — | BLACKROCK MULTI SECTOR INC T | 12,877 | $196K | 0.6% | $15.20 | $16.04 | — | COM | 09258A107 |
| WT | WISDOMTREE INC | 17,397 | $174K | 0.5% | $9.99 | $4.85 | +105.9% | COM | 97717P104 |
| XMUIX | BLACKROCK MUNICIPAL INCOME | 11,669 | $147K | 0.5% | $12.58 | $15.58 | — | COM | 09253X102 |
| — | NUVEEN QUALITY MUNCP INCOME | 11,844 | $147K | 0.5% | $12.38 | $15.93 | — | COM | 67066V101 |
| — | ALLIANCEBERNSTEIN NATL MUN I | 12,313 | $145K | 0.4% | $11.80 | $15.19 | — | COM | 01864U106 |
| — | EATON VANCE MUN BD FD | 13,305 | $143K | 0.4% | $10.76 | $13.04 | — | COM | 27827X101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 11,919 | $143K | 0.4% | $11.97 | $15.57 | — | COM | 670657105 |
| — | TEMPLETON EMERGING MKTS INCO | 21,590 | $126K | 0.4% | $5.83 | $7.45 | — | COM | 880192109 |
| ONL | ORION OFFICE REIT INC | 29,957 | $120K | 0.4% | $4.00 | $8.68 | — | COM | 68629Y103 |