Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 16, 2020
Total Value: $3.269B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 4,500,000 | $674M | 20.6% | $149.79 | $143.18 | — | Put | 464287655 |
| W | WAYFAIR INC | 1,304,000 | $379M | 11.6% | $291.01 * | $92.31 | +196.4% | Call | 94419L101 |
| CVNA | CARVANA CO | 1,034,800 | $231M | 7.1% | $223.06 * | $77.30 | +129.4% | Call | 146869102 |
| LNWO | SCIENTIFIC GAMES CORP | 4,328,600 | $151M | 4.6% | $34.91 * | $24.08 | -11.0% | Call | 80874P109 |
| IWM | ISHARES TR | 700,000 | $105M | 3.2% | $149.79 | $143.18 | — | Call | 464287655 |
| CDXS | CODEXIS INC | 5,363,484 | $62.97M | 1.9% | $11.74 * | $3.00 | +315.4% | COM | 192005106 |
| DLB | DOLBY LABORATORIES INC | 938,656 | $62.21M | 1.9% | $66.28 * | $50.84 | +22.9% | COM CL A | 25659T107 |
| THC | TENET HEALTHCARE CORP | 2,402,500 | $58.89M | 1.8% | $24.51 * | $23.95 | +6.7% | Call | 88033G407 |
| QURE | UNIQURE NV | 1,583,358 | $58.31M | 1.8% | $36.83 * | $33.52 | +22.2% | SHS | N90064101 |
| — | VONAGE HLDGS CORP | 5,183,712 | $53.03M | 1.6% | $10.23 | $7.68 | — | COM | 92886T201 |
| — | QAD INC | 1,184,365 | $49.98M | 1.5% | $42.20 | $32.94 | — | CL A | 74727D306 |
| VAC | MARRIOTT VACTINS WORLDWID CO | 527,683 | $47.92M | 1.5% | $90.81 | $90.78 | -0.0% | COM | 57164Y107 |
| — | APTOSE BIOSCIENCES INC | 6,889,157 | $41.34M | 1.3% | $6.00 | $3.86 | — | COM NEW | 03835T200 |
| — | WYNDHAM DESTINATIONS INC | 1,304,435 | $40.12M | 1.2% | $30.76 | $25.36 | — | COM | 98310W108 |
| CAR | AVIS BUDGET GROUP | 1,500,000 | $39.48M | 1.2% | $26.32 | — | — | Put | 053774105 |
| QURE | UNIQURE NV | 1,062,500 | $39.13M | 1.2% | $36.83 * | $33.52 | +22.2% | Call | N90064101 |
| — | TFF PHARMACEUTICALS INC | 2,032,988 | $37.55M | 1.1% | $18.47 | $12.96 | — | COM | 87241J104 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 1,919,190 | $35.56M | 1.1% | $18.53 * | $23.26 | -23.5% | COM | G31249108 |
| CUE | CUE BIOPHARMA INC | 2,342,216 | $35.25M | 1.1% | $15.05 * | $12.81 | +49.9% | COM | 22978P106 |
| — | BRISTOL-MYERS SQUIBB CO | 15,437,336 | $34.73M | 1.1% | $2.25 | $2.25 | — | RIGHT 99/99/9999 | 110122157 |
| CASH | META FINL GROUP INC | 1,799,727 | $34.59M | 1.1% | $19.22 * | $21.04 | -12.3% | COM | 59100U108 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 2,318,668 | $33.31M | 1.0% | $14.37 * | $10.93 | +39.6% | COM | 46005L101 |
| — | FORTRESS BIOTECH INC | 8,224,938 | $33.23M | 1.0% | $4.04 | $3.12 | — | COM | 34960Q109 |
| GDEN | GOLDEN ENTMT INC | 2,127,788 | $29.43M | 0.9% | $13.83 * | $17.34 | -42.6% | COM | 381013101 |
| LXFR | LUXFER HOLDINGS PLC | 2,277,665 | $28.59M | 0.9% | $12.55 * | $13.65 | -0.3% | SHS | G5698W116 |
| IMTX | IMMATICS N.V | 2,622,164 | $26.97M | 0.8% | $10.28 * | $10.53 | 0.0% | SHS | N44445109 |
| — | TRAVELCENTERS OF AMERICA INC | 1,298,740 | $25.38M | 0.8% | $19.54 | $17.67 | — | COM NEW | 89421B109 |
| — | FIRSTCASH INC | 431,569 | $24.69M | 0.8% | $57.21 | $57.21 | — | COM | 33767D105 |
| DXPE | DXP ENTERPRISES INC | 1,500,559 | $24.2M | 0.7% | $16.13 * | $34.26 | -46.1% | COM NEW | 233377407 |
| TBBK | BANCORP INC DEL | 2,623,939 | $22.67M | 0.7% | $8.64 * | $8.53 | +7.8% | COM | 05969A105 |
| WRLD | WORLD ACCEP CORP DEL | 212,042 | $22.38M | 0.7% | $105.55 * | $80.23 | +3.6% | COM | 981419104 |
| — | AEGLEA BIOTHERAPEUTICS INC | 3,123,430 | $22.14M | 0.7% | $7.09 | $6.25 | — | COM | 00773J103 |
| PENN | PENN NATL GAMING INC | 300,000 | $21.81M | 0.7% | $72.70 | — | — | Put | 707569109 |
| WVE | WAVE LIFE SCIENCES LTD | 2,378,426 | $20.19M | 0.6% | $8.49 * | $9.46 | +15.9% | SHS | Y95308105 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 1,338,691 | $19.76M | 0.6% | $14.76 * | $15.24 | 0.0% | COM | 87164F105 |
| THC | TENET HEALTHCARE CORP | 782,225 | $19.17M | 0.6% | $24.51 * | $23.95 | +6.7% | COM NEW | 88033G407 |
| ALTG | ALTA EQUIPMENT GROUP INC | 2,445,524 | $19.15M | 0.6% | $7.83 * | $7.98 | -7.6% | COMMON STOCK | 02128L106 |
| — | BIODELIVERY SCIENCES INTL IN | 5,065,955 | $18.9M | 0.6% | $3.73 | $3.78 | — | COM | 09060J106 |
| HCA | HCA HEALTHCARE INC | 150,000 | $18.7M | 0.6% | $124.68 * | $123.42 | -4.2% | Put | 40412C101 |
| — | SOLENO THERAPEUTICS INC | 7,426,368 | $18.64M | 0.6% | $2.51 | $2.63 | — | COM NEW | 834203200 |
| — | AKUMIN INC | 5,683,712 | $18.47M | 0.6% | $3.25 | $3.25 | — | COM | 01021F109 |
| UPLD | UPLAND SOFTWARE INC | 478,523 | $18.04M | 0.6% | $37.70 * | $36.09 | -0.1% | COM | 91544A109 |
| CAR | AVIS BUDGET GROUP | 657,700 | $17.31M | 0.5% | $26.32 | — | — | Call | 053774105 |
| — | INSU ACQUISITION CORP II | 1,575,000 | $16.31M | 0.5% | $10.36 | $10.36 | — | UNIT 09/04/2025 | 457821304 |
| EHTH | EHEALTH INC | 195,000 | $15.4M | 0.5% | $79.00 * | $86.62 | -6.4% | COM | 28238P109 |
| EXAS | EXACT SCIENCES CORP | 150,000 | $15.29M | 0.5% | $101.95 | — | — | Put | 30063P105 |
| — | FRANCHISE GROUP INC | 598,334 | $15.17M | 0.5% | $25.36 | $22.87 | — | COM | 35180X105 |
| JYNT | JOINT CORP | 848,881 | $14.76M | 0.5% | $17.39 * | $7.92 | +106.2% | COM | 47973J102 |
| — | CRH MED CORP | 6,777,905 | $14.67M | 0.4% | $2.16 | $2.88 | — | COM | 12626F105 |
| — | INSURANCE ACQUISITION CORP | 1,225,538 | $14.47M | 0.4% | $11.81 | $11.81 | — | CL A | 457867109 |
| PAR | PAR TECHNOLOGY CORP | 356,637 | $14.45M | 0.4% | $40.51 * | $20.72 | +72.5% | COM | 698884103 |
| AKBA | AKEBIA THERAPEUTICS INC | 5,746,623 | $14.42M | 0.4% | $2.51 * | $9.67 | -9.3% | COM | 00972D105 |
| — | SELECT INTERIOR CONCEPTS INC | 2,057,208 | $14.2M | 0.4% | $6.90 | $6.54 | — | CL A | 816120307 |
| — | FINTECH ACQUISITION CORP IV | 1,950,000 | $13.7M | 0.4% | $7.02 | $7.02 | — | UNIT 12/31/2025 | 31810N302 |
| — | SCIPLAY CORP | 817,282 | $13.26M | 0.4% | $16.22 | $13.10 | — | CL A | 809087109 |
| — | CERECOR INC | 5,791,950 | $13.18M | 0.4% | $2.28 | $2.59 | — | COM | 15671L109 |
| HAL | HALLIBURTON CO | 1,086,200 | $13.09M | 0.4% | $12.05 | — | — | Call | 406216101 |
| VMD | VIEMED HEALTHCARE INC | 1,498,100 | $12.99M | 0.4% | $8.67 * | $6.66 | +51.4% | COM | 92663R105 |
| IWM | ISHARES TR | 86,413 | $12.94M | 0.4% | $149.79 | $143.18 | — | RUSSELL 2000 ETF | 464287655 |
| — | EVERI HLDGS INC | 1,541,052 | $12.71M | 0.4% | $8.25 | $6.24 | — | COM | 30034T103 |
| ZVOI | ZOVIO INC | 2,853,087 | $11.41M | 0.3% | $4.00 * | $3.24 | +36.1% | COM | 98979V102 |
| DHX | DHI GROUP INC | 4,839,595 | $10.94M | 0.3% | $2.26 * | $1.96 | +26.7% | COM | 23331S100 |
| — | FINTECH ACQUISITION CORP III | 977,022 | $10.73M | 0.3% | $10.98 | $10.64 | — | UNIT 12/01/2023 | 31811A309 |
| KROS | KEROS THERAPEUTICS INC | 276,827 | $10.68M | 0.3% | $38.57 * | $30.81 | +28.7% | COM | 492327101 |
| LINC | LINCOLN EDL SVCS CORP | 1,860,192 | $10.27M | 0.3% | $5.52 * | $2.51 | +137.0% | COM | 533535100 |
| LNWO | SCIENTIFIC GAMES CORP | 287,802 | $10.05M | 0.3% | $34.91 * | $24.08 | -11.0% | COM | 80874P109 |
| — | FTAC OLYMPUS ACQUISITION COR | 1,000,000 | $10M | 0.3% | $10.00 | $10.00 | — | UNIT 08/24/2025 | G37288118 |
| — | DARIOHEALTH CORP | 594,222 | $9.971M | 0.3% | $16.78 | $13.10 | — | COM NEW | 23725P209 |
| — | ARYA SCIENCES ACQUISTION CO | 850,000 | $9.35M | 0.3% | $11.00 | $11.60 | — | UNIT 06/09/2027 | G31655114 |
| — | FALCON MINERALS CORP | 3,308,154 | $8.072M | 0.2% | $2.44 | $7.04 | — | CL A COM | 30607B109 |
| — | CATALYST BIOSCIENCES INC | 1,821,749 | $7.834M | 0.2% | $4.30 | $6.70 | — | COM NEW | 14888D208 |
| — | ARYA SCIENCES ACQUISITION CO | 700,000 | $7.571M | 0.2% | $10.82 | $10.82 | — | COM CL A | G3166W106 |
| — | AMYRIS INC | 2,531,191 | $7.391M | 0.2% | $2.92 | $5.97 | — | COM NEW | 03236M200 |
| — | GALMED PHARMACEUTICALS LTD | 2,072,745 | $7.317M | 0.2% | $3.53 | $7.04 | — | SHS | M47238106 |
| RFL | RAFAEL HLDGS INC | 453,635 | $7.031M | 0.2% | $15.50 | $9.07 | +72.0% | COM CL B | 75062E106 |
| NATR | NATURES SUNSHINE PRODS INC | 597,310 | $6.911M | 0.2% | $11.57 * | $10.66 | -5.0% | COM | 639027101 |
| SIGA | SIGA TECHNOLOGIES INC | 975,438 | $6.701M | 0.2% | $6.87 * | $4.01 | +24.2% | COM | 826917106 |
| HCA | HCA HEALTHCARE INC | 51,448 | $6.415M | 0.2% | $124.69 * | $123.42 | -4.2% | COM | 40412C101 |
| — | STRATA SKIN SCIENCES INC | 4,685,062 | $6.325M | 0.2% | $1.35 | $1.87 | — | COM NEW | 86272A206 |
| RDI | READING INTERNATIONAL INC | 1,900,818 | $6.121M | 0.2% | $3.22 * | $3.82 | +6.3% | CL A | 755408101 |
| — | EXELA TECHNOLOGIES INC | 15,184,747 | $5.842M | 0.2% | $0.38 | $1.95 | — | COM | 30162V102 |
| AFIIQ | ARMSTRONG FLOORING INC | 1,556,435 | $5.37M | 0.2% | $3.45 | $16.23 | -78.5% | COM | 04238R106 |
| UPBD | RENT A CTR INC NEW | 177,165 | $5.295M | 0.2% | $29.89 | $22.22 | +33.1% | COM | 76009N100 |
| — | VONAGE HLDGS CORP | 500,000 | $5.115M | 0.2% | $10.23 | $7.68 | — | Call | 92886T201 |
| — | ADICET BIO INC | 415,189 | $4.937M | 0.2% | $11.89 | $11.89 | — | COM | 007002108 |
| — | INTRA CELLULAR THERAPIES INC | 174,461 | $4.477M | 0.1% | $25.66 | $25.66 | — | COM | 46116X101 |
| — | STREAMLINE HEALTH SOLUTIONS | 2,753,599 | $4.296M | 0.1% | $1.56 | $1.43 | — | COM | 86323X106 |
| YTRA | YATRA ONLINE INC | 5,320,000 | $3.99M | 0.1% | $0.75 | $1.08 | -33.7% | ORD SHS | G98338109 |
| SRL | SCULLY ROYALTY LTD | 753,885 | $3.702M | 0.1% | $4.91 * | $9.84 | -36.2% | COM SHS | G7T96K107 |
| — | APOLLO ENDOSURGERY INC | 1,913,972 | $3.235M | 0.1% | $1.69 | $5.52 | — | COM | 03767D108 |
| DMAC | DIAMEDICA THERAPEUTICS INC | 756,193 | $3.206M | 0.1% | $4.24 * | $4.13 | +28.0% | COM NEW | 25253X207 |
| — | GRAYBUG VISION INC | 250,000 | $3.178M | 0.1% | $12.71 | $12.71 | — | COM SHS | 38942Q103 |
| — | MERRIMACK PHARMACEUTICALS IN | 751,943 | $3.008M | 0.1% | $4.00 | $5.84 | — | COM NEW | 590328209 |
| — | ACER THERAPEUTICS INC | 990,655 | $2.853M | 0.1% | $2.88 | $22.84 | — | COM | 00444P108 |
| — | DOVER MOTORSPORTS INC | 1,895,541 | $2.673M | 0.1% | $1.41 | $2.18 | — | COM | 260174107 |
| — | NEOS THERAPEUTICS INC | 4,610,000 | $2.445M | 0.1% | $0.53 | $1.64 | — | COM | 64052L106 |
| — | BCTG ACQUISITION CORP | 200,000 | $2.072M | 0.1% | $10.36 | $10.36 | — | COM A | 05492W103 |
| — | ONCTERNAL THERAPEUTICS INC | 1,200,747 | $2.041M | 0.1% | $1.70 | $1.70 | — | COM | 68236P107 |
| — | PARTY CITY HOLDCO INC | 834,002 | $2.026M | 0.1% | $2.43 | $2.43 | — | COM | 702149105 |
| — | CYREN LTD | 1,839,263 | $1.986M | 0.1% | $1.08 | $1.14 | — | SHS | M26895108 |
| — | HTG MOLECULAR DIAGNOSTICS IN | 5,113,958 | $1.69M | 0.1% | $0.33 | $0.66 | — | COM | 40434H104 |
| TSHA | TAYSHA GENE THERAPIES INC | 75,000 | $1.68M | 0.1% | $22.40 * | $23.52 | 0.0% | COM SHS | 877619106 |
| — | HERTZ GLOBAL HLDGS INC | 1,300,000 | $1.443M | 0.0% | $1.11 | — | — | Call | 42806J106 |
| — | ON DECK CAP INC | 881,197 | $1.41M | 0.0% | $1.60 | $5.09 | — | COM | 682163100 |
| — | SUNESIS PHARMACEUTICALS INC | 691,651 | $865K | 0.0% | $1.25 | $1.25 | — | COM NEW | 867328874 |
| ENVA | ENOVA INTL INC | 48,363 | $793K | 0.0% | $16.40 * | $16.05 | 0.0% | COM | 29357K103 |
| — | INSURANCE ACQUISITION CORP | 249,999 | $692K | 0.0% | $2.77 | $2.77 | — | *W EXP 03/31/202 | 457867117 |
| NNBR | NN INC | 132,821 | $685K | 0.0% | $5.16 * | $3.49 | +51.2% | COM | 629337106 |
| — | MOTUS GI HLDGS INC | 417,708 | $408K | 0.0% | $0.98 | $3.11 | — | COM | 62014P108 |
| — | NANTKWEST INC | 50,613 | $351K | 0.0% | $6.93 | $12.22 | — | COM | 63016Q102 |
| — | ALTA EQUIPMENT GROUP INC | 187,500 | $322K | 0.0% | $1.72 | $1.67 | — | *W EXP 02/14/202 | 02128L114 |
| MDIA | MEDIACO HLDG INC | 98,894 | $260K | 0.0% | $2.63 * | $5.64 | -22.7% | CL A | 58450D104 |
| — | FINTECH ACQUISITION CORP III | 22,978 | $237K | 0.0% | $10.31 | $10.31 | — | COM CL A | 31811A101 |
| — | FALCON MINERALS CORP | 878,022 | $201K | 0.0% | $0.23 | $1.70 | — | *W EXP 07/21/202 | 30607B208 |