Nantahala Capital Management, LLC Hedge Fund

CIK: 0001472322 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 16, 2021

Total Value ($000): $3,227,378 (100.0% shares, 0.0% debt)

Holdings (113)

IWM ISHARES TR 18.5%
Value ($000) $597,983 Shares 3,050,000 Est. Cost $143.18 Unrealized
W WAYFAIR INC 9.1%
Value ($000) $294,457 Shares 1,304,000 Est. Cost Unrealized
LNWO SCIENTIFIC GAMES CORP 5.6%
Value ($000) $179,593 Shares 4,328,600 Est. Cost $24.08 Unrealized +52.9%
CDXS CODEXIS INC 3.4%
Value ($000) $109,164 Shares 5,000,620 Est. Cost $3.00 Unrealized +448.9%
QAD INC 2.4%
Value ($000) $78,100 Shares 1,236,146 Est. Cost $34.20 Unrealized
ESTA ESTABLISHMENT LABS HLDGS INC 2.4%
Value ($000) $76,865 Shares 2,042,099 Est. Cost $23.44 Unrealized +12.4%
DLB DOLBY LABORATORIES INC 2.3%
Value ($000) $74,872 Shares 770,845 Est. Cost $50.84 Unrealized +50.3%
VONAGE HLDGS CORP 2.1%
Value ($000) $69,279 Shares 5,380,865 Est. Cost $7.87 Unrealized
QURE UNIQURE NV 1.8%
Value ($000) $59,128 Shares 1,636,539 Est. Cost $33.80 Unrealized +24.8%
CASH META FINL GROUP INC 1.7%
Value ($000) $56,326 Shares 1,540,646 Est. Cost $21.04 Unrealized +42.0%
SPRY SILVERBACK THERAPEUTICS INC 1.7%
Value ($000) $54,384 Shares 1,206,471 Est. Cost $33.40 Unrealized 0.0%
VAC MARRIOTT VACTINS WORLDWID CO 1.6%
Value ($000) $52,828 Shares 384,987 Est. Cost $90.78 Unrealized +29.9%
WYNDHAM DESTINATIONS INC 1.6%
Value ($000) $50,126 Shares 1,117,394 Est. Cost $25.36 Unrealized
CVNA CARVANA CO 1.5%
Value ($000) $48,794 Shares 203,700 Est. Cost $228.56 Unrealized 0.0%
THC TENET HEALTHCARE CORP 1.5%
Value ($000) $47,721 Shares 1,195,100 Est. Cost $23.95 Unrealized +34.8%
TRAVELCENTERS OF AMERICA INC 1.3%
Value ($000) $42,087 Shares 1,291,003 Est. Cost $17.67 Unrealized
GDEN GOLDEN ENTMT INC 1.3%
Value ($000) $40,400 Shares 2,031,172 Est. Cost $17.34 Unrealized -17.7%
QURE UNIQURE NV 1.2%
Value ($000) $40,196 Shares 1,112,500 Est. Cost $33.80 Unrealized +24.8%
SNDX SYNDAX PHARMACEUTICALS INC 1.2%
Value ($000) $39,998 Shares 1,798,453 Est. Cost $16.65 Unrealized +24.6%
LXFR LUXFER HOLDINGS PLC 1.2%
Value ($000) $38,493 Shares 2,344,245 Est. Cost $13.67 Unrealized +6.9%
KROS KEROS THERAPEUTICS INC 1.2%
Value ($000) $37,705 Shares 534,514 Est. Cost $46.34 Unrealized +36.0%
TBBK BANCORP INC DEL 1.2%
Value ($000) $37,619 Shares 2,755,982 Est. Cost $8.66 Unrealized +30.7%
DXPE DXP ENTERPRISES INC 1.1%
Value ($000) $34,082 Shares 1,533,170 Est. Cost $33.96 Unrealized -40.5%
IMXI INTERNATIONAL MNY EXPRESS IN 1.0%
Value ($000) $33,121 Shares 2,134,092 Est. Cost $10.93 Unrealized +41.7%
APTOSE BIOSCIENCES INC 1.0%
Value ($000) $31,854 Shares 7,272,673 Est. Cost $3.88 Unrealized
CUE CUE BIOPHARMA INC 1.0%
Value ($000) $31,360 Shares 2,506,772 Est. Cost $12.85 Unrealized +3.7%
SHIFT TECHNOLOGIES INC 1.0%
Value ($000) $31,330 Shares 3,788,396 Est. Cost $8.27 Unrealized
IMAX IMAX CORP 0.9%
Value ($000) $29,161 Shares 1,618,281 Est. Cost $13.78 Unrealized 0.0%
FORTRESS BIOTECH INC 0.9%
Value ($000) $27,518 Shares 8,680,909 Est. Cost $3.12 Unrealized
IMTX IMMATICS N.V 0.8%
Value ($000) $27,131 Shares 2,514,489 Est. Cost $10.53 Unrealized +0.1%
FIRSTCASH INC 0.8%
Value ($000) $27,119 Shares 387,189 Est. Cost $57.21 Unrealized
WVE WAVE LIFE SCIENCES LTD 0.8%
Value ($000) $26,422 Shares 3,357,305 Est. Cost $9.15 Unrealized -8.2%
INSU ACQUISITION CORP II 0.8%
Value ($000) $26,405 Shares 1,698,075 Est. Cost $15.55 Unrealized
ALTG ALTA EQUIPMENT GROUP INC 0.8%
Value ($000) $25,688 Shares 2,600,012 Est. Cost $7.99 Unrealized +0.6%
TFF PHARMACEUTICALS INC 0.8%
Value ($000) $25,253 Shares 1,763,476 Est. Cost $12.96 Unrealized
HCA HCA HEALTHCARE INC 0.8%
Value ($000) $24,669 Shares 150,000 Est. Cost $123.42 Unrealized +13.3%
CAR AVIS BUDGET GROUP 0.8%
Value ($000) $24,532 Shares 657,700 Est. Cost Unrealized
UPLD UPLAND SOFTWARE INC 0.7%
Value ($000) $22,995 Shares 501,100 Est. Cost $36.45 Unrealized +20.8%
THC TENET HEALTHCARE CORP 0.7%
Value ($000) $22,547 Shares 564,659 Est. Cost $23.95 Unrealized +34.8%
BIODELIVERY SCIENCES INTL IN 0.7%
Value ($000) $21,519 Shares 5,123,671 Est. Cost $3.78 Unrealized
EHTH EHEALTH INC 0.7%
Value ($000) $21,164 Shares 299,734 Est. Cost $82.91 Unrealized -8.3%
EXAS EXACT SCIENCES CORP 0.6%
Value ($000) $19,874 Shares 150,000 Est. Cost Unrealized
AKBA AKEBIA THERAPEUTICS INC 0.6%
Value ($000) $19,713 Shares 7,040,487 Est. Cost $8.43 Unrealized -65.4%
EVERI HLDGS INC 0.6%
Value ($000) $18,834 Shares 1,363,786 Est. Cost $6.24 Unrealized
JYNT JOINT CORP 0.6%
Value ($000) $18,203 Shares 693,172 Est. Cost $7.92 Unrealized +188.8%
AKUMIN INC 0.5%
Value ($000) $17,412 Shares 5,784,556 Est. Cost $3.25 Unrealized
CERECOR INC 0.5%
Value ($000) $16,456 Shares 6,233,316 Est. Cost $2.60 Unrealized
CRH MED CORP 0.5%
Value ($000) $16,119 Shares 6,892,005 Est. Cost $2.87 Unrealized
AEGLEA BIOTHERAPEUTICS INC 0.5%
Value ($000) $15,538 Shares 1,974,302 Est. Cost $6.25 Unrealized
VMD VIEMED HEALTHCARE INC 0.5%
Value ($000) $15,232 Shares 1,951,480 Est. Cost $7.16 Unrealized +22.9%
SOLENO THERAPEUTICS INC 0.5%
Value ($000) $15,192 Shares 7,871,356 Est. Cost $2.59 Unrealized
PAYA HOLDINGS INC 0.5%
Value ($000) $14,811 Shares 1,100,000 Est. Cost $13.46 Unrealized
FINTECH ACQUISITION CORP IV 0.4%
Value ($000) $14,316 Shares 1,200,000 Est. Cost $7.02 Unrealized
SELECT INTERIOR CONCEPTS INC 0.4%
Value ($000) $13,599 Shares 1,901,943 Est. Cost $6.54 Unrealized
ZVOI ZOVIO INC 0.4%
Value ($000) $13,468 Shares 2,841,286 Est. Cost $3.24 Unrealized +26.9%
CURIS INC 0.4%
Value ($000) $13,374 Shares 1,632,915 Est. Cost $8.19 Unrealized
PAR PAR TECHNOLOGY CORP 0.4%
Value ($000) $12,703 Shares 202,312 Est. Cost $20.72 Unrealized +136.9%
PLCE CHILDRENS PL INC 0.4%
Value ($000) $12,649 Shares 252,472 Est. Cost $36.39 Unrealized 0.0%
CATALYST BIOSCIENCES INC 0.4%
Value ($000) $11,770 Shares 1,865,334 Est. Cost $6.70 Unrealized
CEREVEL THERAPEUTICS HLDNG I 0.4%
Value ($000) $11,369 Shares 685,704 Est. Cost $16.58 Unrealized
FALCON MINERALS CORP 0.3%
Value ($000) $11,144 Shares 3,537,707 Est. Cost $6.79 Unrealized
FTAC OLYMPUS ACQUISITION COR 0.3%
Value ($000) $10,870 Shares 1,000,000 Est. Cost $10.00 Unrealized
DHX DHI GROUP INC 0.3%
Value ($000) $10,740 Shares 4,837,713 Est. Cost $1.96 Unrealized +4.7%
FINTECH ACQUISITION CORP V 0.3%
Value ($000) $10,670 Shares 1,000,000 Est. Cost $10.67 Unrealized
INSU ACQUISITION CORP III 0.3%
Value ($000) $10,570 Shares 1,000,000 Est. Cost $10.57 Unrealized
YTRA YATRA ONLINE INC 0.3%
Value ($000) $10,259 Shares 5,315,350 Est. Cost $1.08 Unrealized +29.5%
ZOGENIX INC 0.3%
Value ($000) $10,232 Shares 511,857 Est. Cost $19.99 Unrealized
LINC LINCOLN EDL SVCS CORP 0.3%
Value ($000) $10,108 Shares 1,555,022 Est. Cost $2.51 Unrealized +135.8%
BRISTOL-MYERS SQUIBB CO 0.3%
Value ($000) $10,078 Shares 14,602,975 Est. Cost $2.25 Unrealized
RDI READING INTL INC 0.3%
Value ($000) $9,959 Shares 1,983,928 Est. Cost $3.81 Unrealized -8.3%
LNWO SCIENTIFIC GAMES CORP 0.3%
Value ($000) $9,844 Shares 237,260 Est. Cost $24.08 Unrealized +52.9%
RMR RMR GROUP INC 0.3%
Value ($000) $9,539 Shares 246,994 Est. Cost $19.22 Unrealized 0.0%
RFL RAFAEL HLDGS INC 0.3%
Value ($000) $9,080 Shares 389,370 Est. Cost $9.07 Unrealized +117.0%
NATR NATURES SUNSHINE PRODS INC 0.3%
Value ($000) $8,976 Shares 600,409 Est. Cost $10.66 Unrealized +9.8%
DARIOHEALTH CORP 0.3%
Value ($000) $8,491 Shares 594,222 Est. Cost $13.10 Unrealized
HCA HCA HEALTHCARE INC 0.3%
Value ($000) $8,440 Shares 51,317 Est. Cost $123.42 Unrealized +13.3%
PRCH PORCH GROUP INC 0.3%
Value ($000) $8,156 Shares 600,000 Est. Cost $11.17 Unrealized 0.0%
INSU ACQUISITION CORP II 0.3%
Value ($000) $8,082 Shares 524,964 Est. Cost $15.40 Unrealized
APOLLO ENDOSURGERY INC 0.2%
Value ($000) $7,783 Shares 2,289,263 Est. Cost $5.17 Unrealized
ARYA SCIENCES ACQUISITION CO 0.2%
Value ($000) $7,595 Shares 700,000 Est. Cost $10.82 Unrealized
SCIPLAY CORPORATION 0.2%
Value ($000) $7,065 Shares 510,122 Est. Cost $13.10 Unrealized
STRATA SKIN SCIENCES INC 0.2%
Value ($000) $7,026 Shares 4,683,908 Est. Cost $1.87 Unrealized
CDXS CODEXIS INC 0.2%
Value ($000) $6,549 Shares 300,000 Est. Cost $3.00 Unrealized +448.9%
VONAGE HLDGS CORP 0.2%
Value ($000) $6,438 Shares 500,000 Est. Cost $7.87 Unrealized
EXELA TECHNOLOGIES INC 0.2%
Value ($000) $6,299 Shares 15,168,086 Est. Cost $1.95 Unrealized
AFIIQ ARMSTRONG FLOORING INC 0.2%
Value ($000) $6,217 Shares 1,627,441 Est. Cost $15.68 Unrealized -77.1%
GALMED PHARMACEUTICALS LTD 0.2%
Value ($000) $5,993 Shares 1,926,899 Est. Cost $7.04 Unrealized
PAYA HOLDINGS INC 0.2%
Value ($000) $5,252 Shares 538,510 Est. Cost $9.75 Unrealized
MERRIMACK PHARMACEUTICALS IN 0.2%
Value ($000) $5,180 Shares 751,843 Est. Cost $5.84 Unrealized
PARTY CITY HOLDCO INC 0.2%
Value ($000) $5,088 Shares 834,002 Est. Cost $2.43 Unrealized
ADICET BIO INC 0.1%
Value ($000) $4,833 Shares 344,011 Est. Cost $11.89 Unrealized
CEREVEL THERAPEUTICS HLDNG I 0.1%
Value ($000) $4,307 Shares 283,332 Est. Cost $15.20 Unrealized
DOVER MOTORSPORTS INC 0.1%
Value ($000) $4,302 Shares 1,895,337 Est. Cost $2.18 Unrealized
STREAMLINE HEALTH SOLUTIONS 0.1%
Value ($000) $4,296 Shares 2,753,599 Est. Cost $1.43 Unrealized
SRL SCULLY ROYALTY LTD 0.1%
Value ($000) $3,728 Shares 753,159 Est. Cost $9.84 Unrealized -60.7%
CURIOSITYSTREAM INC 0.1%
Value ($000) $2,762 Shares 200,000 Est. Cost $13.81 Unrealized
ACER THERAPEUTICS INC 0.1%
Value ($000) $2,593 Shares 989,755 Est. Cost $22.84 Unrealized
SIGA SIGA TECHNOLOGIES INC 0.1%
Value ($000) $2,334 Shares 321,031 Est. Cost $4.01 Unrealized +28.8%
BCTG ACQUISITION CORP 0.1%
Value ($000) $2,288 Shares 200,000 Est. Cost $10.36 Unrealized
TSHA TAYSHA GENE THERAPIES INC 0.1%
Value ($000) $2,085 Shares 78,576 Est. Cost $23.43 Unrealized -8.1%
CYREN LTD 0.1%
Value ($000) $1,894 Shares 1,839,263 Est. Cost $1.14 Unrealized
HTG MOLECULAR DIAGNOSTICS IN 0.1%
Value ($000) $1,742 Shares 363,622 Est. Cost $4.79 Unrealized
IMMATICS N.V 0.0%
Value ($000) $1,499 Shares 226,471 Est. Cost $6.62 Unrealized
SHIFT TECHNOLOGIES INC 0.0%
Value ($000) $1,266 Shares 249,999 Est. Cost $5.06 Unrealized
ALTA EQUIPMENT GROUP INC 0.0%
Value ($000) $993 Shares 187,500 Est. Cost $1.67 Unrealized
CVNA CARVANA CO 0.0%
Value ($000) $921 Shares 3,843 Est. Cost $228.56 Unrealized 0.0%
AMCX AMC NETWORKS INC 0.0%
Value ($000) $921 Shares 25,751 Est. Cost $27.97 Unrealized 0.0%
NANTKWEST INC 0.0%
Value ($000) $703 Shares 52,771 Est. Cost $12.26 Unrealized
MOTUS GI HLDGS INC 0.0%
Value ($000) $394 Shares 415,501 Est. Cost $3.11 Unrealized
FALCON MINERALS CORP 0.0%
Value ($000) $375 Shares 878,022 Est. Cost $1.70 Unrealized
KINTARA THERAPEUTICS INC 0.0%
Value ($000) $349 Shares 272,969 Est. Cost $1.28 Unrealized
MDIA MEDIACO HLDG INC 0.0%
Value ($000) $270 Shares 103,680 Est. Cost $5.51 Unrealized -50.5%
AVENUE THERAPEUTICS INC 0.0%
Value ($000) $180 Shares 30,211 Est. Cost $5.96 Unrealized