WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 17, 2021

Total Value ($000): $200,680 (100.0% shares, 0.0% debt)

Holdings (17)

NATR NATURES SUNSHINE PRODS INC 23.9%

Value ($000) $47,887 Shares 2,399,161 Est. Cost $10.85 Unrealized +51.7%

DLHC DLH HOLDINGS CORP 19.1%

Value ($000) $38,403 Shares 3,871,260 Est. Cost $1.35 Unrealized +677.9%

LFCR LANDEC CORP 15.3%

Value ($000) $30,651 Shares 2,905,300 Est. Cost $13.13 Unrealized -14.4%

— WILLIAMS INDUSTRIAL SERVICES GROUP 11.0%

Value ($000) $22,105 Shares 6,351,906 Est. Cost $2.25 Unrealized —

— S&W SEED CO 8.1%

Value ($000) $16,354 Shares 4,492,950 Est. Cost $3.93 Unrealized —

— SMTC CORPORATION 6.0%

Value ($000) $12,029 Shares 2,001,416 Est. Cost $2.21 Unrealized —

— SUMMER INFANT INC 5.1%

Value ($000) $10,149 Shares 764,784 Est. Cost $2.09 Unrealized —

GVA GRANITE CONSTRUCTION INC 4.1%

Value ($000) $8,303 Shares 206,286 Est. Cost $22.50 Unrealized +53.8%

QRHC QUEST RESOURCE HOLDING CORP 3.5%

Value ($000) $7,113 Shares 1,829,011 Est. Cost $2.12 Unrealized +45.6%

GLDD GREAT LAKES DREDGE & DOCK CO 1.4%

Value ($000) $2,781 Shares 190,730 Est. Cost $8.79 Unrealized +65.8%

— MUSCLE PHARM CORP 1.1%

Value ($000) $2,112 Shares 2,111,874 Est. Cost $3.60 Unrealized —

LEAT LEATT CORP 0.6%

Value ($000) $1,190 Shares 85,000 Est. Cost $3.91 Unrealized +138.6%

LTRE LEARNING TREE INTERNATIONAL 0.4%

Value ($000) $762 Shares 1,015,388 Est. Cost $2.44 Unrealized -75.1%

TLS TELOS CORPORATION 0.2%

Value ($000) $379 Shares 10,000 Est. Cost $23.85 Unrealized +47.8%

— TILE SHOP HLDGS 0.1%

Value ($000) $273 Shares 40,000 Est. Cost $5.65 Unrealized —

BBDC BARINGS BDC INC 0.1%

Value ($000) $153 Shares 15,321 Est. Cost $4.98 Unrealized +13.7%

— RECRO PHARMA INC 0.0%

Value ($000) $36 Shares 13,000 Est. Cost $8.15 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
NATR	NATURES SUNSHINE PRODS INC	2,399,161	$47,887	23.9%	$10.85	+51.7%	COMM	639027101
DLHC	DLH HOLDINGS CORP	3,871,260	$38,403	19.1%	$1.35	+677.9%	COMM	23335Q100
LFCR	LANDEC CORP	2,905,300	$30,651	15.3%	$13.13	-14.4%	COMM	514766104
—	WILLIAMS INDUSTRIAL SERVICES GROUP	6,351,906	$22,105	11.0%	$2.25	—	COMM	96951A104
—	S&W SEED CO	4,492,950	$16,354	8.1%	$3.93	—	COMM	785135104
—	SMTC CORPORATION	2,001,416	$12,029	6.0%	$2.21	—	COMM	832682207
—	SUMMER INFANT INC	764,784	$10,149	5.1%	$2.09	—	COMM	865646301
GVA	GRANITE CONSTRUCTION INC	206,286	$8,303	4.1%	$22.50	+53.8%	COMM	387328107
QRHC	QUEST RESOURCE HOLDING CORP	1,829,011	$7,113	3.5%	$2.12	+45.6%	COMM	74836W203
GLDD	GREAT LAKES DREDGE & DOCK CO	190,730	$2,781	1.4%	$8.79	+65.8%	COMM	390607109
—	MUSCLE PHARM CORP	2,111,874	$2,112	1.1%	$3.60	—	COMM	627335201
LEAT	LEATT CORP	85,000	$1,190	0.6%	$3.91	+138.6%	COMM	522132208
LTRE	LEARNING TREE INTERNATIONAL	1,015,388	$762	0.4%	$2.44	-75.1%	COMM	522015106
TLS	TELOS CORPORATION	10,000	$379	0.2%	$23.85	+47.8%	COMM	87969B101
—	TILE SHOP HLDGS	40,000	$273	0.1%	$5.65	—	COMM	88677Q109
BBDC	BARINGS BDC INC	15,321	$153	0.1%	$4.98	+13.7%	COMM	06759L103
—	RECRO PHARMA INC	13,000	$36	0.0%	$8.15	—	COMM	75629F109