WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 17, 2021

Total Value: $201M (100.0% shares, 0.0% debt)

Holdings (17)

NATR NATURES SUNSHINE PRODS INC 23.9%

Value $47.89M Shares 2,399,161 Share Price $19.96 * Est. Cost/Share $10.85 Unrealized @ Report Date +51.7%

DLHC DLH HOLDINGS CORP 19.1%

Value $38.4M Shares 3,871,260 Share Price $9.92 * Est. Cost/Share $1.35 Unrealized @ Report Date +677.9%

LFCR LANDEC CORP 15.3%

Value $30.65M Shares 2,905,300 Share Price $10.55 * Est. Cost/Share $13.13 Unrealized @ Report Date -14.4%

— WILLIAMS INDUSTRIAL SERVICES GROUP 11.0%

Value $22.11M Shares 6,351,906 Share Price $3.48 Est. Cost/Share $2.25 Unrealized @ Report Date —

— S&W SEED CO 8.1%

Value $16.35M Shares 4,492,950 Share Price $3.64 Est. Cost/Share $3.93 Unrealized @ Report Date —

— SMTC CORPORATION 6.0%

Value $12.03M Shares 2,001,416 Share Price $6.01 Est. Cost/Share $2.21 Unrealized @ Report Date —

— SUMMER INFANT INC 5.1%

Value $10.15M Shares 764,784 Share Price $13.27 Est. Cost/Share $2.09 Unrealized @ Report Date —

GVA GRANITE CONSTRUCTION INC 4.1%

Value $8.303M Shares 206,286 Share Price $40.25 * Est. Cost/Share $22.50 Unrealized @ Report Date +53.8%

QRHC QUEST RESOURCE HOLDING CORP 3.5%

Value $7.113M Shares 1,829,011 Share Price $3.89 * Est. Cost/Share $2.12 Unrealized @ Report Date +45.6%

GLDD GREAT LAKES DREDGE & DOCK CO 1.4%

Value $2.781M Shares 190,730 Share Price $14.58 Est. Cost/Share $8.79 Unrealized @ Report Date +65.8%

— MUSCLE PHARM CORP 1.1%

Value $2.112M Shares 2,111,874 Share Price $1.00 Est. Cost/Share $3.60 Unrealized @ Report Date —

LEAT LEATT CORP 0.6%

Value $1.19M Shares 85,000 Share Price $14.00 * Est. Cost/Share $3.91 Unrealized @ Report Date +138.6%

LTRE LEARNING TREE INTERNATIONAL 0.4%

Value $762K Shares 1,015,388 Share Price $0.75 * Est. Cost/Share $2.44 Unrealized @ Report Date -75.1%

TLS TELOS CORPORATION 0.2%

Value $379K Shares 10,000 Share Price $37.90 * Est. Cost/Share $23.85 Unrealized @ Report Date +47.8%

— TILE SHOP HLDGS 0.1%

Value $273K Shares 40,000 Share Price $6.83 Est. Cost/Share $5.65 Unrealized @ Report Date —

BBDC BARINGS BDC INC 0.1%

Value $153K Shares 15,321 Share Price $9.99 * Est. Cost/Share $4.98 Unrealized @ Report Date +13.7%

— RECRO PHARMA INC 0.0%

Value $36,000 Shares 13,000 Share Price $2.77 Est. Cost/Share $8.15 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
NATR	NATURES SUNSHINE PRODS INC	2,399,161	$47.89M	23.9%	$19.96 *	$10.85	+51.7%	COMM	639027101
DLHC	DLH HOLDINGS CORP	3,871,260	$38.4M	19.1%	$9.92 *	$1.35	+677.9%	COMM	23335Q100
LFCR	LANDEC CORP	2,905,300	$30.65M	15.3%	$10.55 *	$13.13	-14.4%	COMM	514766104
—	WILLIAMS INDUSTRIAL SERVICES GROUP	6,351,906	$22.11M	11.0%	$3.48	$2.25	—	COMM	96951A104
—	S&W SEED CO	4,492,950	$16.35M	8.1%	$3.64	$3.93	—	COMM	785135104
—	SMTC CORPORATION	2,001,416	$12.03M	6.0%	$6.01	$2.21	—	COMM	832682207
—	SUMMER INFANT INC	764,784	$10.15M	5.1%	$13.27	$2.09	—	COMM	865646301
GVA	GRANITE CONSTRUCTION INC	206,286	$8.303M	4.1%	$40.25 *	$22.50	+53.8%	COMM	387328107
QRHC	QUEST RESOURCE HOLDING CORP	1,829,011	$7.113M	3.5%	$3.89 *	$2.12	+45.6%	COMM	74836W203
GLDD	GREAT LAKES DREDGE & DOCK CO	190,730	$2.781M	1.4%	$14.58	$8.79	+65.8%	COMM	390607109
—	MUSCLE PHARM CORP	2,111,874	$2.112M	1.1%	$1.00	$3.60	—	COMM	627335201
LEAT	LEATT CORP	85,000	$1.19M	0.6%	$14.00 *	$3.91	+138.6%	COMM	522132208
LTRE	LEARNING TREE INTERNATIONAL	1,015,388	$762K	0.4%	$0.75 *	$2.44	-75.1%	COMM	522015106
TLS	TELOS CORPORATION	10,000	$379K	0.2%	$37.90 *	$23.85	+47.8%	COMM	87969B101
—	TILE SHOP HLDGS	40,000	$273K	0.1%	$6.83	$5.65	—	COMM	88677Q109
BBDC	BARINGS BDC INC	15,321	$153K	0.1%	$9.99 *	$4.98	+13.7%	COMM	06759L103
—	RECRO PHARMA INC	13,000	$36,000	0.0%	$2.77	$8.15	—	COMM	75629F109