WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 16, 2021

Total Value: $198M (100.0% shares, 0.0% debt)

Holdings (19)

DLHC DLH HOLDINGS CORP 18.2%

Value $36.08M Shares 3,871,260 Share Price $9.32 Est. Cost/Share $1.35 Unrealized @ Report Date +598.4%

NATR NATURES SUNSHINE PRODS INC 18.1%

Value $35.87M Shares 2,399,161 Share Price $14.95 * Est. Cost/Share $10.85 Unrealized @ Report Date +7.9%

LFCR LANDEC CORP 15.8%

Value $31.31M Shares 2,885,300 Share Price $10.85 * Est. Cost/Share $13.13 Unrealized @ Report Date -21.3%

— WILLIAMS INDUSTRIAL SERVICES GROUP 8.3%

Value $16.52M Shares 6,351,906 Share Price $2.60 Est. Cost/Share $2.25 Unrealized @ Report Date —

— S&W SEED CO 6.7%

Value $13.16M Shares 4,492,950 Share Price $2.93 Est. Cost/Share $3.93 Unrealized @ Report Date —

BBDC BARINGS BDC INC 6.3%

Value $12.38M Shares 1,345,188 Share Price $9.20 * Est. Cost/Share $4.98 Unrealized @ Report Date 0.0%

— SUMMER INFANT INC 5.9%

Value $11.74M Shares 764,784 Share Price $15.35 Est. Cost/Share $2.09 Unrealized @ Report Date —

TLS TELOS CORPORATION 5.6%

Value $10.99M Shares 333,337 Share Price $32.98 * Est. Cost/Share $23.85 Unrealized @ Report Date 0.0%

— SMTC CORPORATION 5.0%

Value $9.927M Shares 2,001,416 Share Price $4.96 Est. Cost/Share $2.21 Unrealized @ Report Date —

GVA GRANITE CONSTRUCTION INC 3.9%

Value $7.746M Shares 290,000 Share Price $26.71 * Est. Cost/Share $22.50 Unrealized @ Report Date +2.2%

QRHC QUEST RESOURCE HOLDING CORP 2.2%

Value $4.393M Shares 1,901,595 Share Price $2.31 * Est. Cost/Share $2.12 Unrealized @ Report Date -6.2%

GLDD GREAT LAKES DREDGE & DOCK CO 2.1%

Value $4.224M Shares 320,730 Share Price $13.17 * Est. Cost/Share $8.79 Unrealized @ Report Date +27.3%

— AMERINAC HOLDING CORP 0.9%

Value $1.688M Shares 25,000 Share Price $67.52 Est. Cost/Share $40.00 Unrealized @ Report Date —

LEAT LEATT CORP 0.3%

Value $629K Shares 85,000 Share Price $7.40 * Est. Cost/Share $3.91 Unrealized @ Report Date +67.2%

LTRE LEARNING TREE INTERNATIONAL 0.2%

Value $492K Shares 1,015,388 Share Price $0.48 Est. Cost/Share $2.44 Unrealized @ Report Date -81.4%

— MUSCLE PHARM CORP 0.2%

Value $431K Shares 2,111,874 Share Price $0.20 Est. Cost/Share $3.60 Unrealized @ Report Date —

— TILE SHOP HOLDINGS 0.1%

Value $172K Shares 40,000 Share Price $4.30 Est. Cost/Share $5.65 Unrealized @ Report Date —

CLAR CLARUS CORPORATION 0.0%

Value $77,000 Shares 5,020 Share Price $15.34 * Est. Cost/Share $6.30 Unrealized @ Report Date +124.4%

— RECRO PHARMA INC 0.0%

Value $37,000 Shares 13,000 Share Price $2.85 Est. Cost/Share $8.15 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
DLHC	DLH HOLDINGS CORP	3,871,260	$36.08M	18.2%	$9.32	$1.35	+598.4%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,399,161	$35.87M	18.1%	$14.95 *	$10.85	+7.9%	COMM	639027101
LFCR	LANDEC CORP	2,885,300	$31.31M	15.8%	$10.85 *	$13.13	-21.3%	COMM	514766104
—	WILLIAMS INDUSTRIAL SERVICES GROUP	6,351,906	$16.52M	8.3%	$2.60	$2.25	—	COMM	96951A104
—	S&W SEED CO	4,492,950	$13.16M	6.7%	$2.93	$3.93	—	COMM	785135104
BBDC	BARINGS BDC INC	1,345,188	$12.38M	6.3%	$9.20 *	$4.98	0.0%	COMM	06759L103
—	SUMMER INFANT INC	764,784	$11.74M	5.9%	$15.35	$2.09	—	COMM	865646301
TLS	TELOS CORPORATION	333,337	$10.99M	5.6%	$32.98 *	$23.85	0.0%	COMM	87969B101
—	SMTC CORPORATION	2,001,416	$9.927M	5.0%	$4.96	$2.21	—	COMM	832682207
GVA	GRANITE CONSTRUCTION INC	290,000	$7.746M	3.9%	$26.71 *	$22.50	+2.2%	COMM	387328107
QRHC	QUEST RESOURCE HOLDING CORP	1,901,595	$4.393M	2.2%	$2.31 *	$2.12	-6.2%	COMM	74836W203
GLDD	GREAT LAKES DREDGE & DOCK CO	320,730	$4.224M	2.1%	$13.17 *	$8.79	+27.3%	COMM	390607109
—	AMERINAC HOLDING CORP	25,000	$1.688M	0.9%	$67.52	$40.00	—	COMM	03077Y107
LEAT	LEATT CORP	85,000	$629K	0.3%	$7.40 *	$3.91	+67.2%	COMM	522132208
LTRE	LEARNING TREE INTERNATIONAL	1,015,388	$492K	0.2%	$0.48	$2.44	-81.4%	COMM	522015106
—	MUSCLE PHARM CORP	2,111,874	$431K	0.2%	$0.20	$3.60	—	COMM	627335201
—	TILE SHOP HOLDINGS	40,000	$172K	0.1%	$4.30	$5.65	—	COMM	88677Q109
CLAR	CLARUS CORPORATION	5,020	$77,000	0.0%	$15.34 *	$6.30	+124.4%	COMM	18270P109
—	RECRO PHARMA INC	13,000	$37,000	0.0%	$2.85	$8.15	—	COMM	75629F109