WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 16, 2021

Total Value ($000): $197,856 (100.0% shares, 0.0% debt)

Holdings (19)

DLHC DLH HOLDINGS CORP 18.2%

Value ($000) $36,080 Shares 3,871,260 Est. Cost $1.35 Unrealized +598.4%

NATR NATURES SUNSHINE PRODS INC 18.1%

Value ($000) $35,867 Shares 2,399,161 Est. Cost $10.85 Unrealized +7.9%

LFCR LANDEC CORP 15.8%

Value ($000) $31,306 Shares 2,885,300 Est. Cost $13.13 Unrealized -21.3%

— WILLIAMS INDUSTRIAL SERVICES GROUP 8.3%

Value ($000) $16,515 Shares 6,351,906 Est. Cost $2.25 Unrealized —

— S&W SEED CO 6.7%

Value ($000) $13,164 Shares 4,492,950 Est. Cost $3.93 Unrealized —

BBDC BARINGS BDC INC 6.3%

Value ($000) $12,376 Shares 1,345,188 Est. Cost $4.98 Unrealized 0.0%

— SUMMER INFANT INC 5.9%

Value ($000) $11,739 Shares 764,784 Est. Cost $2.09 Unrealized —

TLS TELOS CORPORATION 5.6%

Value ($000) $10,993 Shares 333,337 Est. Cost $23.85 Unrealized 0.0%

— SMTC CORPORATION 5.0%

Value ($000) $9,927 Shares 2,001,416 Est. Cost $2.21 Unrealized —

GVA GRANITE CONSTRUCTION INC 3.9%

Value ($000) $7,746 Shares 290,000 Est. Cost $22.50 Unrealized +2.2%

QRHC QUEST RESOURCE HOLDING CORP 2.2%

Value ($000) $4,393 Shares 1,901,595 Est. Cost $2.12 Unrealized -6.2%

GLDD GREAT LAKES DREDGE & DOCK CO 2.1%

Value ($000) $4,224 Shares 320,730 Est. Cost $8.79 Unrealized +27.3%

— AMERINAC HOLDING CORP 0.9%

Value ($000) $1,688 Shares 25,000 Est. Cost $40.00 Unrealized —

LEAT LEATT CORP 0.3%

Value ($000) $629 Shares 85,000 Est. Cost $3.91 Unrealized +67.2%

LTRE LEARNING TREE INTERNATIONAL 0.2%

Value ($000) $492 Shares 1,015,388 Est. Cost $2.44 Unrealized -81.4%

— MUSCLE PHARM CORP 0.2%

Value ($000) $431 Shares 2,111,874 Est. Cost $3.60 Unrealized —

— TILE SHOP HOLDINGS 0.1%

Value ($000) $172 Shares 40,000 Est. Cost $5.65 Unrealized —

CLAR CLARUS CORPORATION 0.0%

Value ($000) $77 Shares 5,020 Est. Cost $6.30 Unrealized +124.4%

— RECRO PHARMA INC 0.0%

Value ($000) $37 Shares 13,000 Est. Cost $8.15 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
DLHC	DLH HOLDINGS CORP	3,871,260	$36,080	18.2%	$1.35	+598.4%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,399,161	$35,867	18.1%	$10.85	+7.9%	COMM	639027101
LFCR	LANDEC CORP	2,885,300	$31,306	15.8%	$13.13	-21.3%	COMM	514766104
—	WILLIAMS INDUSTRIAL SERVICES GROUP	6,351,906	$16,515	8.3%	$2.25	—	COMM	96951A104
—	S&W SEED CO	4,492,950	$13,164	6.7%	$3.93	—	COMM	785135104
BBDC	BARINGS BDC INC	1,345,188	$12,376	6.3%	$4.98	0.0%	COMM	06759L103
—	SUMMER INFANT INC	764,784	$11,739	5.9%	$2.09	—	COMM	865646301
TLS	TELOS CORPORATION	333,337	$10,993	5.6%	$23.85	0.0%	COMM	87969B101
—	SMTC CORPORATION	2,001,416	$9,927	5.0%	$2.21	—	COMM	832682207
GVA	GRANITE CONSTRUCTION INC	290,000	$7,746	3.9%	$22.50	+2.2%	COMM	387328107
QRHC	QUEST RESOURCE HOLDING CORP	1,901,595	$4,393	2.2%	$2.12	-6.2%	COMM	74836W203
GLDD	GREAT LAKES DREDGE & DOCK CO	320,730	$4,224	2.1%	$8.79	+27.3%	COMM	390607109
—	AMERINAC HOLDING CORP	25,000	$1,688	0.9%	$40.00	—	COMM	03077Y107
LEAT	LEATT CORP	85,000	$629	0.3%	$3.91	+67.2%	COMM	522132208
LTRE	LEARNING TREE INTERNATIONAL	1,015,388	$492	0.2%	$2.44	-81.4%	COMM	522015106
—	MUSCLE PHARM CORP	2,111,874	$431	0.2%	$3.60	—	COMM	627335201
—	TILE SHOP HOLDINGS	40,000	$172	0.1%	$5.65	—	COMM	88677Q109
CLAR	CLARUS CORPORATION	5,020	$77	0.0%	$6.30	+124.4%	COMM	18270P109
—	RECRO PHARMA INC	13,000	$37	0.0%	$8.15	—	COMM	75629F109