WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 15, 2021

Total Value ($000): $185,191 (100.0% shares, 0.0% debt)

Holdings (18)

DLHC DLH HOLDINGS CORP 25.7%

Value ($000) $47,616 Shares 3,871,260 Est. Cost $1.35 Unrealized +748.6%

NATR NATURES SUNSHINE PRODS INC 19.0%

Value ($000) $35,148 Shares 2,399,161 Est. Cost $10.85 Unrealized +54.7%

LFCR LANDEC CORP 15.7%

Value ($000) $29,005 Shares 3,145,887 Est. Cost $13.01 Unrealized -16.3%

— WILLIAMS INDUSTRIAL SERVICES GROUP 14.7%

Value ($000) $27,301 Shares 6,398,606 Est. Cost $2.25 Unrealized —

QRHC QUEST RESOURCE HOLDING CORP 6.4%

Value ($000) $11,874 Shares 1,946,563 Est. Cost $2.27 Unrealized +178.6%

— S&W SEED CO 6.3%

Value ($000) $11,637 Shares 4,492,950 Est. Cost $3.93 Unrealized —

— SUMMER INFANT INC 3.7%

Value ($000) $6,783 Shares 784,183 Est. Cost $2.36 Unrealized —

GVA GRANITE CONSTRUCTION INC 3.7%

Value ($000) $6,766 Shares 171,086 Est. Cost $23.57 Unrealized +67.7%

STKL SUNOPTA INC 1.1%

Value ($000) $2,099 Shares 235,000 Est. Cost $12.80 Unrealized -21.1%

GLDD GREAT LAKES DREDGE & DOCK CO 1.1%

Value ($000) $2,003 Shares 132,730 Est. Cost $8.79 Unrealized +69.0%

— MUSCLE PHARM CORP 1.1%

Value ($000) $2,003 Shares 2,130,944 Est. Cost $3.60 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.5%

Value ($000) $1,016 Shares 940,388 Est. Cost $2.44 Unrealized -70.6%

TLS TELOS CORPORATION 0.5%

Value ($000) $995 Shares 35,000 Est. Cost $30.87 Unrealized -2.5%

LEAT LEATT CORP 0.3%

Value ($000) $604 Shares 25,181 Est. Cost $3.91 Unrealized +458.6%

— TILE SHOP HLDGS 0.1%

Value ($000) $230 Shares 30,000 Est. Cost $5.65 Unrealized —

IWSY IMAGEWARE SYSTEMS INC 0.0%

Value ($000) $73 Shares 2,142,287 Est. Cost $0.06 Unrealized -24.3%

— RECRO PHARMA INC 0.0%

Value ($000) $27 Shares 13,000 Est. Cost $8.15 Unrealized —

— AGJUNCTION INC 0.0%

Value ($000) $11 Shares 34,470 Est. Cost $0.38 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
DLHC	DLH HOLDINGS CORP	3,871,260	$47,616	25.7%	$1.35	+748.6%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,399,161	$35,148	19.0%	$10.85	+54.7%	COMM	639027101
LFCR	LANDEC CORP	3,145,887	$29,005	15.7%	$13.01	-16.3%	COMM	514766104
—	WILLIAMS INDUSTRIAL SERVICES GROUP	6,398,606	$27,301	14.7%	$2.25	—	COMM	96951A104
QRHC	QUEST RESOURCE HOLDING CORP	1,946,563	$11,874	6.4%	$2.27	+178.6%	COMM	74836W203
—	S&W SEED CO	4,492,950	$11,637	6.3%	$3.93	—	COMM	785135104
—	SUMMER INFANT INC	784,183	$6,783	3.7%	$2.36	—	COMM	865646301
GVA	GRANITE CONSTRUCTION INC	171,086	$6,766	3.7%	$23.57	+67.7%	COMM	387328107
STKL	SUNOPTA INC	235,000	$2,099	1.1%	$12.80	-21.1%	COMM	8676EP108
GLDD	GREAT LAKES DREDGE & DOCK CO	132,730	$2,003	1.1%	$8.79	+69.0%	COMM	390607109
—	MUSCLE PHARM CORP	2,130,944	$2,003	1.1%	$3.60	—	COMM	627335201
LTRE	LEARNING TREE INTERNATIONAL	940,388	$1,016	0.5%	$2.44	-70.6%	COMM	522015106
TLS	TELOS CORPORATION	35,000	$995	0.5%	$30.87	-2.5%	COMM	87969B101
LEAT	LEATT CORP	25,181	$604	0.3%	$3.91	+458.6%	COMM	522132208
—	TILE SHOP HLDGS	30,000	$230	0.1%	$5.65	—	COMM	88677Q109
IWSY	IMAGEWARE SYSTEMS INC	2,142,287	$73	0.0%	$0.06	-24.3%	COMM	45245S108
—	RECRO PHARMA INC	13,000	$27	0.0%	$8.15	—	COMM	75629F109
—	AGJUNCTION INC	34,470	$11	0.0%	$0.38	—	COMM	00847V108