WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 15, 2021

Total Value: $185M (100.0% shares, 0.0% debt)

Holdings (18)

DLHC DLH HOLDINGS CORP 25.7%

Value $47.62M Shares 3,871,260 Share Price $12.30 * Est. Cost/Share $1.35 Unrealized @ Report Date +748.6%

NATR NATURES SUNSHINE PRODS INC 19.0%

Value $35.15M Shares 2,399,161 Share Price $14.65 * Est. Cost/Share $10.85 Unrealized @ Report Date +54.7%

LFCR LANDEC CORP 15.7%

Value $29M Shares 3,145,887 Share Price $9.22 * Est. Cost/Share $13.01 Unrealized @ Report Date -16.3%

— WILLIAMS INDUSTRIAL SERVICES GROUP 14.7%

Value $27.3M Shares 6,398,606 Share Price $4.27 Est. Cost/Share $2.25 Unrealized @ Report Date —

QRHC QUEST RESOURCE HOLDING CORP 6.4%

Value $11.87M Shares 1,946,563 Share Price $6.10 * Est. Cost/Share $2.27 Unrealized @ Report Date +178.6%

— S&W SEED CO 6.3%

Value $11.64M Shares 4,492,950 Share Price $2.59 Est. Cost/Share $3.93 Unrealized @ Report Date —

— SUMMER INFANT INC 3.7%

Value $6.783M Shares 784,183 Share Price $8.65 Est. Cost/Share $2.36 Unrealized @ Report Date —

GVA GRANITE CONSTRUCTION INC 3.7%

Value $6.766M Shares 171,086 Share Price $39.55 Est. Cost/Share $23.57 Unrealized @ Report Date +67.7%

STKL SUNOPTA INC 1.1%

Value $2.099M Shares 235,000 Share Price $8.93 * Est. Cost/Share $12.80 Unrealized @ Report Date -21.1%

GLDD GREAT LAKES DREDGE & DOCK CO 1.1%

Value $2.003M Shares 132,730 Share Price $15.09 Est. Cost/Share $8.79 Unrealized @ Report Date +69.0%

— MUSCLE PHARM CORP 1.1%

Value $2.003M Shares 2,130,944 Share Price $0.94 Est. Cost/Share $3.60 Unrealized @ Report Date —

LTRE LEARNING TREE INTERNATIONAL 0.5%

Value $1.016M Shares 940,388 Share Price $1.08 * Est. Cost/Share $2.44 Unrealized @ Report Date -70.6%

TLS TELOS CORPORATION 0.5%

Value $995K Shares 35,000 Share Price $28.43 * Est. Cost/Share $30.87 Unrealized @ Report Date -2.5%

LEAT LEATT CORP 0.3%

Value $604K Shares 25,181 Share Price $23.99 * Est. Cost/Share $3.91 Unrealized @ Report Date +458.6%

— TILE SHOP HLDGS 0.1%

Value $230K Shares 30,000 Share Price $7.67 Est. Cost/Share $5.65 Unrealized @ Report Date —

IWSY IMAGEWARE SYSTEMS INC 0.0%

Value $73,000 Shares 2,142,287 Share Price $0.03 Est. Cost/Share $0.06 Unrealized @ Report Date -24.3%

— RECRO PHARMA INC 0.0%

Value $27,000 Shares 13,000 Share Price $2.08 Est. Cost/Share $8.15 Unrealized @ Report Date —

— AGJUNCTION INC 0.0%

Value $11,000 Shares 34,470 Share Price $0.32 Est. Cost/Share $0.38 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
DLHC	DLH HOLDINGS CORP	3,871,260	$47.62M	25.7%	$12.30 *	$1.35	+748.6%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,399,161	$35.15M	19.0%	$14.65 *	$10.85	+54.7%	COMM	639027101
LFCR	LANDEC CORP	3,145,887	$29M	15.7%	$9.22 *	$13.01	-16.3%	COMM	514766104
—	WILLIAMS INDUSTRIAL SERVICES GROUP	6,398,606	$27.3M	14.7%	$4.27	$2.25	—	COMM	96951A104
QRHC	QUEST RESOURCE HOLDING CORP	1,946,563	$11.87M	6.4%	$6.10 *	$2.27	+178.6%	COMM	74836W203
—	S&W SEED CO	4,492,950	$11.64M	6.3%	$2.59	$3.93	—	COMM	785135104
—	SUMMER INFANT INC	784,183	$6.783M	3.7%	$8.65	$2.36	—	COMM	865646301
GVA	GRANITE CONSTRUCTION INC	171,086	$6.766M	3.7%	$39.55	$23.57	+67.7%	COMM	387328107
STKL	SUNOPTA INC	235,000	$2.099M	1.1%	$8.93 *	$12.80	-21.1%	COMM	8676EP108
GLDD	GREAT LAKES DREDGE & DOCK CO	132,730	$2.003M	1.1%	$15.09	$8.79	+69.0%	COMM	390607109
—	MUSCLE PHARM CORP	2,130,944	$2.003M	1.1%	$0.94	$3.60	—	COMM	627335201
LTRE	LEARNING TREE INTERNATIONAL	940,388	$1.016M	0.5%	$1.08 *	$2.44	-70.6%	COMM	522015106
TLS	TELOS CORPORATION	35,000	$995K	0.5%	$28.43 *	$30.87	-2.5%	COMM	87969B101
LEAT	LEATT CORP	25,181	$604K	0.3%	$23.99 *	$3.91	+458.6%	COMM	522132208
—	TILE SHOP HLDGS	30,000	$230K	0.1%	$7.67	$5.65	—	COMM	88677Q109
IWSY	IMAGEWARE SYSTEMS INC	2,142,287	$73,000	0.0%	$0.03	$0.06	-24.3%	COMM	45245S108
—	RECRO PHARMA INC	13,000	$27,000	0.0%	$2.08	$8.15	—	COMM	75629F109
—	AGJUNCTION INC	34,470	$11,000	0.0%	$0.32	$0.38	—	COMM	00847V108