Location: San Francisco, CA
CIK: 0001697366 · Show all filings
Period: Q4 2021 (← Previous) (Next →)
Filing Date: Feb 14, 2022
Total Value: $471M (65.1% shares, 34.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Broadcom Inc | 12,549 | $26.04M | 5.5% | $2075.38 | — | Preferred Stock | 11135F200 |
| — | Bank of America Corp | 14,630 | $21.15M | 4.5% | $1445.45 | — | Preferred Stock | 060505682 |
| — | Dominion Resources Inc/VA | 182,410 | $18.36M | 3.9% | $100.56 | — | Preferred Stock | 25746U133 |
| — | Boston Scientific Corp | 144,970 | $16.6M | 3.5% | $114.53 | — | Preferred Stock | 101137206 |
| — | Stanley Black & Decker Inc | 149,686 | $16.34M | 3.5% | $107.26 | — | Preferred Stock | 854502846 |
| — | American Electric Power Co Inc | 298,269 | $14.95M | 3.2% | $50.59 | — | Preferred Stock | 025537127 |
| — | Meritor Inc | 13,595,000 | $14.81M | 3.1% | $1.08 | — | Convertible Bonds | 59001KAF7 |
| — | Ares Capital Corp | 12,765,000 | $14.6M | 3.1% | $1.09 | — | Convertible Bonds | 04010LAW3 |
| — | Southern Co/The | 260,022 | $13.98M | 3.0% | $52.16 | — | Preferred Stock | 842587602 |
| — | Euronet Worldwide Inc | 12,150,000 | $13.12M | 2.8% | $0.94 | — | Convertible Bonds | 298736AL3 |
| — | Western Digital Corp | 12,655,000 | $12.77M | 2.7% | $0.98 | — | Convertible Bonds | 958102AP0 |
| — | Chegg Inc | 15,410,000 | $12.75M | 2.7% | $0.92 | — | Convertible Bonds | 163092AF6 |
| — | NextEra Energy Inc | 187,200 | $12.75M | 2.7% | $50.57 | — | Preferred Stock | 65339F796 |
| — | DTE Energy Co | 233,065 | $11.97M | 2.5% | $42.78 | — | Preferred Stock | 233331842 |
| — | KKR & Co Inc | 123,760 | $11.53M | 2.4% | $93.15 | — | Preferred Stock | 48251W401 |
| — | Wells Fargo & Co | 7,578 | $11.29M | 2.4% | $1490.50 | — | Preferred Stock | 949746804 |
| — | Mandiant Inc | 10,685,000 | $11.11M | 2.4% | $1.08 | — | Convertible Bonds | 31816QAF8 |
| — | Danaher Corp | 6,310 | $10.98M | 2.3% | $1740.41 | — | Preferred Stock | 235851409 |
| — | Alteryx Inc | 12,065,000 | $10.79M | 2.3% | $0.94 | — | Convertible Bonds | 02156BAF0 |
| — | NiSource Inc | 90,900 | $10.18M | 2.2% | $104.47 | — | Preferred Stock | 65473P121 |
| — | DexCom Inc | 7,865,000 | $9.338M | 2.0% | $1.13 | — | Convertible Bonds | 252131AK3 |
| — | NextEra Energy Inc | 159,820 | $9.196M | 2.0% | $46.01 | — | Preferred Stock | 65339F770 |
| — | New Mountain Finance Corp | 8,560,000 | $9.054M | 1.9% | $1.01 | — | Convertible Bonds | 647551AC4 |
| — | Wix.com Ltd | 9,545,000 | $8.524M | 1.8% | $0.91 | — | Convertible Bonds | 92940WAD1 |
| — | Booking Holdings Inc | 4,450,000 | $6.536M | 1.4% | $1.47 | — | Convertible Bonds | 09857LAN8 |
| — | TPG Specialty Lending Inc | 4,987,000 | $6.206M | 1.3% | $1.10 | — | Convertible Bonds | 87265KAD4 |
| — | Becton Dickson & Co | 102,700 | $5.417M | 1.2% | $52.75 | — | Preferred Stock | 075887406 |
| QQQM | Invesco Nasdaq 100 ETF | 28,100 | $4.595M | 1.0% | $157.22 | — | ETF | 46138G649 |
| — | CyberArk Software Ltd | 3,585,000 | $4.519M | 1.0% | $1.17 | — | Convertible Bonds | 23248VAB1 |
| — | RingCentral Inc | 4,530,000 | $4.256M | 0.9% | $1.09 | — | Convertible Bonds | 76680RAF4 |
| — | SPLUNK INC | 4,530,000 | $4.224M | 0.9% | $0.96 | — | Convertible Bonds | 848637AF1 |
| — | Danaher Corp | 1,764 | $3.87M | 0.8% | $2193.88 | — | Preferred Stock | 235851300 |
| KBR | KBR Inc | 77,610 | $3.696M | 0.8% | $39.16 | +7.9% | Common Stock | 48242W106 |
| TW | Tradeweb Markets Inc | 34,960 | $3.501M | 0.7% | $69.65 | +32.4% | Common Stock | 892672106 |
| — | Anthem Inc | 530,000 | $3.483M | 0.7% | $3.51 | — | Convertible Bonds | 94973VBG1 |
| — | American Electric Power Co Inc | 61,800 | $3.251M | 0.7% | $52.61 | — | Preferred Stock | 02557T307 |
| — | CyberArk Software Ltd | 18,570 | $3.217M | 0.7% | $148.88 | — | Common Stock | M2682V108 |
| ON | ON Semiconductor Corp | 46,050 | $3.127M | 0.7% | $43.67 | +29.7% | Common Stock | 682189105 |
| FRCB | First Republic Bank/CA | 15,040 | $3.106M | 0.7% | $156.98 | +33.1% | Common Stock | 33616C100 |
| LSCC | Lattice Semiconductor Corp | 40,078 | $3.088M | 0.7% | $42.36 | — | Common Stock | 518415104 |
| DOV | Dover Corp | 16,970 | $3.082M | 0.7% | $125.60 | +28.1% | Common Stock | 260003108 |
| — | KBR Inc | 1,520,000 | $2.891M | 0.6% | $1.63 | — | Convertible Bonds | 48242WAB2 |
| — | Silicon Laboratories Inc | 1,630,000 | $2.858M | 0.6% | $1.75 | — | Convertible Bonds | 826919AD4 |
| — | Okta Inc | 2,385,000 | $2.838M | 0.6% | $1.25 | — | Convertible Bonds | 679295AF2 |
| — | SVB Financial Group | 4,080 | $2.768M | 0.6% | $551.14 | — | Common Stock | 78486Q101 |
| SLAB | Silicon Laboratories Inc | 13,068 | $2.697M | 0.6% | $137.67 | +33.8% | Common Stock | 826919102 |
| DXCM | DexCom Inc | 4,956 | $2.661M | 0.6% | $84.53 | +70.0% | Common Stock | 252131107 |
| KEYS | Keysight Technologies Inc | 12,840 | $2.652M | 0.6% | $127.53 | +46.7% | Common Stock | 49338L103 |
| — | PROS Holdings Inc | 2,800,000 | $2.6M | 0.6% | $1.00 | — | Convertible Bonds | 74346YAH6 |
| — | Insulet Corp | 1,902,000 | $2.518M | 0.5% | $1.33 | — | Convertible Bonds | 45784PAK7 |
| SBNY | Signature Bank/New York NY | 7,700 | $2.491M | 0.5% | $323.51 | — | Common Stock | 82669G104 |
| ITT | ITT Inc | 24,195 | $2.473M | 0.5% | $77.50 | +26.2% | Common Stock | 45073V108 |
| SYNA | Synaptics Inc | 8,090 | $2.342M | 0.5% | $132.73 | +80.0% | Common Stock | 87157D109 |
| ETSY | Etsy Inc | 9,881 | $2.164M | 0.5% | $134.61 | +78.9% | Common Stock | 29786A106 |
| ENTG | Entegris Inc | 14,500 | $2.01M | 0.4% | $118.42 | +16.1% | Common Stock | 29362U104 |
| DDOG | Datadog Inc | 11,280 | $2.01M | 0.4% | $169.72 | 0.0% | Common Stock | 23804L103 |
| — | Evoqua Water Technologies Corp | 41,789 | $1.953M | 0.4% | $26.73 | — | Common Stock | 30057T105 |
| — | Horizon Pharma Plc | 18,063 | $1.946M | 0.4% | $66.32 | — | Common Stock | G46188101 |
| PODD | Insulet Corp | 7,107 | $1.891M | 0.4% | $208.59 | +39.1% | Common Stock | 45784P101 |
| — | Pioneer Natural Resources Co | 990,000 | $1.765M | 0.4% | $1.70 | — | Convertible Bonds | 723787AP2 |
| — | NuVasive Inc | 1,750,000 | $1.75M | 0.4% | $1.03 | — | Convertible Bonds | 670704AL9 |
| HELE | Helen of Troy Ltd | 7,150 | $1.748M | 0.4% | $211.97 | +11.9% | Common Stock | G4388N106 |
| — | PROS Holdings Inc | 42,840 | $1.477M | 0.3% | $43.80 | — | Common Stock | 74346Y103 |
| DNLI | Denali Therapeutics Inc | 33,080 | $1.476M | 0.3% | $45.03 | +5.2% | Common Stock | 24823R105 |
| TSLX | TPG Specialty Lending Inc | 59,703 | $1.396M | 0.3% | $23.49 | 0.0% | Common Stock | 83012A109 |
| GLD | SPDR Gold Shares | 8,026 | $1.372M | 0.3% | $155.18 | — | ETF | 78463V107 |
| RARE | Ultragenyx Pharmaceutical Inc | 15,550 | $1.308M | 0.3% | $90.33 | -9.9% | Common Stock | 90400D108 |
| — | NextEra Energy Inc | 21,800 | $1.262M | 0.3% | $57.89 | — | Preferred Stock | 65339F739 |
| LNN | Lindsay Corp | 8,135 | $1.237M | 0.3% | $154.47 | -5.6% | Common Stock | 535555106 |
| — | Evo Payments Inc | 47,379 | $1.213M | 0.3% | $26.12 | — | Common Stock | 26927E104 |
| — | Ping Identity Holding Corp | 50,950 | $1.165M | 0.2% | $22.48 | — | Common Stock | 72341T103 |
| — | Fisker Inc | 73,340 | $1.154M | 0.2% | $15.73 | — | Common Stock | 33813J106 |
| EEFT | Euronet Worldwide Inc | 9,551 | $1.139M | 0.2% | $127.14 | -6.5% | Common Stock | 298736109 |
| VRT | Vertix Holdings Co | 43,140 | $1.077M | 0.2% | $22.94 | +8.6% | Common Stock | 92537N108 |
| — | Alteryx Inc | 16,485 | $997K | 0.2% | $74.49 | — | Common Stock | 02156B103 |
| HUBS | HubSpot Inc | 1,414 | $932K | 0.2% | $169.15 | +347.2% | Common Stock | 443573100 |
| ADPT | Adeptus Health Inc | 32,475 | $911K | 0.2% | $35.40 | -13.4% | Common Stock | 00650F109 |
| HRTX | Heron Therapeutics Inc | 98,830 | $902K | 0.2% | $15.19 | -32.8% | Common Stock | 427746102 |
| TXG | 10X Genomics Inc | 4,930 | $734K | 0.2% | $138.19 | +10.8% | Common Stock | 88025U109 |
| — | Mandiant Inc | 41,445 | $727K | 0.2% | $17.54 | — | Common Stock | 562662106 |
| AVGO | Broadcom Inc | 1,000 | $665K | 0.1% | $51.79 | 0.0% | Common Stock | 11135F101 |
| FATE | Fate Therapeutics Inc | 10,885 | $637K | 0.1% | $54.69 | +3.6% | Common Stock | 31189P102 |
| — | Mirati Therapeutics Inc | 4,200 | $616K | 0.1% | $172.38 | — | Common Stock | 60468T105 |
| — | Meritor Inc | 24,615 | $610K | 0.1% | $22.78 | — | Common Stock | 59001K100 |
| RVLV | Revolve Group Inc | 10,510 | $589K | 0.1% | $70.31 | 0.0% | Common Stock | 76156B107 |
| EQX | Equinox Gold Corp | 85,705 | $579K | 0.1% | $9.98 | -26.9% | Common Stock | 29446Y502 |
| — | Atlassian Corp PLC | 1,200 | $458K | 0.1% | $388.75 | — | Common Stock | G06242104 |
| CRWD | Crowdstrike Holdings Inc | 2,230 | $457K | 0.1% | $183.08 | +33.1% | Common Stock | 22788C105 |
| — | Splunk Inc | 3,756 | $435K | 0.1% | $117.29 | — | Common Stock | 848637104 |
| NET | Cloudflare Inc | 3,285 | $432K | 0.1% | $78.43 | +113.6% | Common Stock | 18915M107 |
| ZS | Zscaler Inc | 1,300 | $418K | 0.1% | $152.17 | +106.9% | Common Stock | 98980G102 |
| — | Model N Inc | 350,000 | $411K | 0.1% | $1.27 | — | Convertible Bonds | 607525AB8 |
| DECK | Deckers Outdoor Corp | 1,000 | $366K | 0.1% | $44.44 | +45.1% | Common Stock | 243537107 |
| FPI | Farmland Partners Inc | 28,268 | $338K | 0.1% | $7.53 | — | Common Stock | 31154R109 |
| — | Tabula Rasa HealthCare Inc | 386,000 | $321K | 0.1% | $1.01 | — | Convertible Bonds | 873379AA9 |
| — | Model N Inc | 10,139 | $305K | 0.1% | $32.71 | — | Common Stock | 607525102 |
| GSHD | Goosehead Insurance Inc | 2,245 | $292K | 0.1% | $95.56 | +50.2% | Common Stock | 38267D109 |
| EWBC | East West Bancorp Inc | 3,080 | $242K | 0.1% | $60.22 | +19.2% | Common Stock | 27579R104 |
| SEER | Seer Inc | 9,855 | $225K | 0.0% | $38.59 | -25.3% | Common Stock | 81578P106 |
| — | NuVasive Inc | 4,005 | $210K | 0.0% | $62.81 | — | Common Stock | 670704105 |
| — | Prospect Capital Corp | 205,000 | $208K | 0.0% | $0.98 | — | Convertible Bonds | 74348TAR3 |
| CRSP | CRISPR Therapeutics AG | 2,600 | $197K | 0.0% | $96.97 | -9.9% | Common Stock | H17182108 |
| TDUP | ThredUp Inc | 14,600 | $186K | 0.0% | $21.36 | -14.8% | Common Stock | 88556E102 |
| FTCHQ | Farfetch Ltd | 5,545 | $185K | 0.0% | $47.44 | -22.5% | Common Stock | 30744W107 |
| — | Splunk Inc | 145,000 | $160K | 0.0% | $1.15 | — | Convertible Bonds | 848637AD6 |
| — | DraftKings Inc | 4,645 | $128K | 0.0% | $52.18 | — | Common Stock | 26142R104 |
| PAGS | Pagseguro Digital Ltd | 4,845 | $127K | 0.0% | $43.60 | -25.4% | Common Stock | G68707101 |
| — | ON Semiconductor Corp | 25,000 | $82,000 | 0.0% | $1.68 | — | Convertible Bonds | 682189AP0 |
| MU | Micron Technology Inc | 872 | $81,000 | 0.0% | $73.27 | +4.1% | Common Stock | 595112103 |
| — | Microchip Technology Inc | 26,000 | $66,000 | 0.0% | $1.23 | — | Convertible Bonds | 595017AF1 |