Location: San Francisco, CA
CIK: 0001697366 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 12, 2021
Total Value: $333M (55.2% shares, 44.8% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Stanley Black & Decker Inc | 132,416 | $13.94M | 4.2% | $107.00 | — | Preferred Stock | 854502846 |
| — | American Electric Power Co Inc | 286,669 | $13.67M | 4.1% | $50.60 | — | Preferred Stock | 025537127 |
| — | Dominion Resources Inc/VA | 140,610 | $13.66M | 4.1% | $100.53 | — | Preferred Stock | 25746U133 |
| — | Ares Capital Corp | 11,865,000 | $13.11M | 3.9% | $1.08 | — | Convertible Bonds | 04010LAW3 |
| — | RingCentral Inc | 13,230,000 | $13.04M | 3.9% | $1.09 | — | Convertible Bonds | 76680RAF4 |
| — | Southern Co/The | 249,022 | $12.7M | 3.8% | $52.09 | — | Preferred Stock | 842587602 |
| — | Euronet Worldwide Inc | 11,130,000 | $12.23M | 3.7% | $0.93 | — | Convertible Bonds | 298736AL3 |
| — | DTE Energy Co | 233,065 | $11.71M | 3.5% | $42.78 | — | Preferred Stock | 233331842 |
| — | Meritor Inc | 11,145,000 | $11.69M | 3.5% | $1.08 | — | Convertible Bonds | 59001KAF7 |
| — | NextEra Energy Inc | 187,200 | $10.97M | 3.3% | $50.57 | — | Preferred Stock | 65339F796 |
| — | Fortive Corp | 10,500,000 | $10.53M | 3.2% | $0.93 | — | Convertible Bonds | 34959JAK4 |
| — | Chegg Inc | 9,425,000 | $9.288M | 2.8% | $0.99 | — | Convertible Bonds | 163092AF6 |
| — | NiSource Inc | 79,900 | $8.265M | 2.5% | $103.44 | — | Preferred Stock | 65473P121 |
| — | Western Digital Corp | 8,145,000 | $8.211M | 2.5% | $0.96 | — | Convertible Bonds | 958102AP0 |
| — | DexCom Inc | 6,925,000 | $8.209M | 2.5% | $1.12 | — | Convertible Bonds | 252131AK3 |
| — | NextEra Energy Inc | 159,820 | $8.144M | 2.4% | $46.01 | — | Preferred Stock | 65339F770 |
| — | FireEye Inc | 7,565,000 | $8.044M | 2.4% | $1.10 | — | Convertible Bonds | 31816QAF8 |
| — | Anthem Inc | 1,510,000 | $7.97M | 2.4% | $3.51 | — | Convertible Bonds | 94973VBG1 |
| — | Alteryx Inc | 7,395,000 | $6.824M | 2.0% | $0.97 | — | Convertible Bonds | 02156BAF0 |
| — | CyberArk Software Ltd | 5,325,000 | $6.313M | 1.9% | $1.17 | — | Convertible Bonds | 23248VAB1 |
| — | New Mountain Finance Corp | 5,950,000 | $6.265M | 1.9% | $0.98 | — | Convertible Bonds | 647551AC4 |
| — | Horizon Therapeutics Plc | 45,448 | $4.978M | 1.5% | $66.32 | — | Common Stock | G46188101 |
| — | SVB Financial Group | 6,180 | $3.998M | 1.2% | $551.14 | — | Common Stock | 78486Q101 |
| — | Evoqua Water Technologies Corp | 87,289 | $3.279M | 1.0% | $26.73 | — | Common Stock | 30057T105 |
| — | TPG Specialty Lending Inc | 2,700,000 | $3.11M | 0.9% | $0.97 | — | Convertible Bonds | 87265KAD4 |
| DXCM | DexCom Inc | 5,556 | $3.038M | 0.9% | $84.53 | +49.2% | Common Stock | 252131107 |
| — | Okta Inc | 2,385,000 | $2.912M | 0.9% | $1.25 | — | Convertible Bonds | 679295AF2 |
| SYNA | Synaptics Inc | 15,490 | $2.784M | 0.8% | $132.73 | +26.7% | Common Stock | 87157D109 |
| FRCB | First Republic Bank San Francisco | 14,420 | $2.781M | 0.8% | $154.74 | +25.8% | Common Stock | 33616C100 |
| — | Insulet Corp | 1,992,000 | $2.772M | 0.8% | $1.33 | — | Convertible Bonds | 45784PAK7 |
| — | Wix.com Ltd | 2,805,000 | $2.692M | 0.8% | $0.96 | — | Convertible Bonds | 92940WAD1 |
| TW | Tradeweb Markets Inc | 32,860 | $2.654M | 0.8% | $68.20 | +26.5% | Common Stock | 892672106 |
| — | Cyberark Software Ltd | 16,780 | $2.648M | 0.8% | $146.28 | — | Common Stock | M2682V108 |
| MPWR | Monolithic Power Systems Inc | 5,211 | $2.525M | 0.8% | $238.85 | +84.3% | Common Stock | 609839105 |
| — | Splunk Inc | 2,570,000 | $2.52M | 0.8% | $0.98 | — | Convertible Bonds | 848637AF1 |
| PODD | Insulet Corp | 8,677 | $2.466M | 0.7% | $208.59 | +36.7% | Common Stock | 45784P101 |
| LSCC | Lattice Semiconductor Corp | 37,978 | $2.455M | 0.7% | $40.44 | — | Common Stock | 518415104 |
| DOV | Dover Corp | 15,770 | $2.452M | 0.7% | $122.91 | +27.4% | Common Stock | 260003108 |
| — | Mimecast Ltd | 33,965 | $2.161M | 0.6% | $53.03 | — | Common Stock | G14838109 |
| ETSY | Etsy Inc | 10,341 | $2.15M | 0.6% | $134.61 | +50.6% | Common Stock | 29786A106 |
| — | KBR Inc | 1,290,000 | $2.068M | 0.6% | $1.59 | — | Convertible Bonds | 48242WAB2 |
| KEYS | Keysight Technologies Inc | 12,540 | $2.06M | 0.6% | $126.11 | +33.1% | Common Stock | 49338L103 |
| ON | ON Semiconductor Corp | 42,950 | $1.966M | 0.6% | $42.74 | 0.0% | Common Stock | 682189105 |
| KBR | KBR Inc | 48,880 | $1.925M | 0.6% | $37.34 | -0.9% | Common Stock | 48242W106 |
| ENTG | Entegris Inc | 14,900 | $1.876M | 0.6% | $118.42 | 0.0% | Common Stock | 29362U104 |
| ITT | ITT Inc | 21,545 | $1.849M | 0.6% | $75.00 | +25.1% | Common Stock | 45073V108 |
| SLAB | Silicon Laboratories Inc | 12,728 | $1.784M | 0.5% | $136.42 | +10.0% | Common Stock | 826919102 |
| — | PROS Holdings Inc | 1,840,000 | $1.722M | 0.5% | $1.03 | — | Convertible Bonds | 74346YAH6 |
| — | DocuSign Inc | 475,000 | $1.702M | 0.5% | $1.78 | — | Convertible Bonds | 256163AB2 |
| HUBS | Hubspot Inc | 2,414 | $1.632M | 0.5% | $169.15 | +280.9% | Common Stock | 443573100 |
| DOCU | Docusign Inc | 6,200 | $1.596M | 0.5% | $189.66 | +51.9% | Common Stock | 256163106 |
| QQQM | Invesco Nasdaq 100 ETF | 10,800 | $1.589M | 0.5% | $147.13 | — | ETF | 46138G649 |
| POWI | Power Integrations Inc | 15,285 | $1.513M | 0.5% | $66.75 | +37.9% | Common Stock | 739276103 |
| — | PROS Holdings Inc | 42,100 | $1.494M | 0.4% | $43.97 | — | Common Stock | 74346Y103 |
| CRWD | Crowdstrike Holdings Inc | 5,815 | $1.429M | 0.4% | $183.08 | +40.9% | Common Stock | 22788C105 |
| NET | Cloudflare Inc | 12,165 | $1.371M | 0.4% | $78.43 | +52.3% | Common Stock | 18915M107 |
| GLD | SPDR Gold Shares | 8,026 | $1.318M | 0.4% | $155.18 | — | ETF | 78463V107 |
| — | Acceleron Pharma Inc | 7,400 | $1.273M | 0.4% | $172.03 | — | Common Stock | 00434H108 |
| PAGS | Pagseguro Digital Ltd | 23,945 | $1.238M | 0.4% | $43.60 | +28.7% | Common Stock | G68707101 |
| HELE | Helen of Troy Ltd | 5,410 | $1.215M | 0.4% | $203.89 | +12.3% | Common Stock | G4388N106 |
| — | ON Semiconductor Corp | 535,000 | $1.204M | 0.4% | $1.68 | — | Convertible Bonds | 682189AP0 |
| ZS | Zscaler Inc | 4,575 | $1.2M | 0.4% | $152.17 | +65.0% | Common Stock | 98980G102 |
| — | NuVasive Inc | 1,160,000 | $1.182M | 0.4% | $1.04 | — | Convertible Bonds | 670704AL9 |
| EEFT | Euronet Worldwide Inc | 8,801 | $1.12M | 0.3% | $127.85 | +3.7% | Common Stock | 298736109 |
| RNG | RingCentral Inc | 5,070 | $1.103M | 0.3% | $287.91 | -11.9% | Common Stock | 76680R206 |
| RARE | Ultragenyx Pharmaceutical Inc | 12,090 | $1.09M | 0.3% | $92.90 | -2.7% | Common Stock | 90400D108 |
| — | Model N Inc | 32,499 | $1.089M | 0.3% | $32.71 | — | Common Stock | 607525102 |
| — | Workday Inc | 620,000 | $1.061M | 0.3% | $1.68 | — | Convertible Bonds | 98138HAF8 |
| — | Palo Alto Networks | 640,000 | $1.057M | 0.3% | $1.65 | — | Convertible Bonds | 697435AF2 |
| LNN | Lindsay Corp | 6,805 | $1.033M | 0.3% | $156.16 | -1.5% | Common Stock | 535555106 |
| — | Ping Identity Holding Corp | 40,770 | $1.002M | 0.3% | $22.39 | — | Common Stock | 72341T103 |
| — | Zendesk Inc | 8,252 | $960K | 0.3% | $65.73 | — | Common Stock | 98936J101 |
| DNLI | Denali Therapeutics Inc | 18,880 | $952K | 0.3% | $43.27 | +30.3% | Common Stock | 24823R105 |
| DECK | Deckers Outdoor Corp | 2,560 | $922K | 0.3% | $44.44 | +54.2% | Common Stock | 243537107 |
| FTCHQ | Farfetch Ltd | 23,905 | $896K | 0.3% | $47.44 | -6.6% | Common Stock | 30744W107 |
| — | Cloudflare Inc | 290,000 | $876K | 0.3% | $2.85 | — | Convertible Bonds | 18915MAB3 |
| CRSP | Crispr Therapeutics Ag | 7,465 | $835K | 0.3% | $96.97 | +29.5% | Common Stock | H17182108 |
| VRT | Vertiv Holdings Co | 34,240 | $825K | 0.2% | $22.43 | +18.0% | Common Stock | 92537N108 |
| FRPT | Freshpet Inc | 5,575 | $795K | 0.2% | $75.27 | +90.0% | Common Stock | 358039105 |
| CHGG | Chegg Inc | 11,087 | $755K | 0.2% | $53.82 | +51.2% | Common Stock | 163092109 |
| — | Pioneer Natural Resources Co | 420,000 | $678K | 0.2% | $1.60 | — | Convertible Bonds | 723787AP2 |
| — | Mirati Therapeutics Inc | 3,700 | $654K | 0.2% | $175.85 | — | Common Stock | 60468T105 |
| ADPT | Adaptive Biotechnologies | 18,425 | $626K | 0.2% | $39.01 | -7.3% | Common Stock | 00650F109 |
| — | Coupa Software Inc | 2,835 | $621K | 0.2% | $265.40 | — | Common Stock | 22266L106 |
| — | DraftKings Inc | 12,645 | $609K | 0.2% | $52.18 | — | Common Stock | 26142R104 |
| — | Alteryx Inc | 8,135 | $595K | 0.2% | $88.86 | — | Common Stock | 02156B103 |
| EQX | Equinox Gold Corp | 86,705 | $572K | 0.2% | $9.98 | -32.6% | Common Stock | 29446Y502 |
| — | FireEye Inc | 31,745 | $565K | 0.2% | $21.49 | — | Common Stock | 31816Q101 |
| — | Evo Payments Inc | 23,539 | $557K | 0.2% | $26.65 | — | Common Stock | 26927E104 |
| — | Spx Flow Inc | 7,110 | $520K | 0.2% | $63.44 | — | Common Stock | 78469X107 |
| HRTX | Heron Therapeutics Inc | 46,930 | $502K | 0.2% | $20.70 | -41.2% | Common Stock | 427746102 |
| — | Zscaler Inc | 270,000 | $492K | 0.1% | $1.82 | — | Convertible Bonds | 98980GAB8 |
| — | Model N Inc | 350,000 | $439K | 0.1% | $1.27 | — | Convertible Bonds | 607525AB8 |
| — | Atlassian Corp PLC | 900 | $352K | 0.1% | $391.11 | — | Common Stock | G06242104 |
| FPI | Farmland Partners Inc | 28,268 | $339K | 0.1% | $7.53 | — | Common Stock | 31154R109 |
| — | Tabula Rasa HealthCare Inc | 386,000 | $325K | 0.1% | $1.01 | — | Convertible Bonds | 873379AA9 |
| — | Meritor Inc | 15,115 | $322K | 0.1% | $21.52 | — | Common Stock | 59001K100 |
| GSHD | Goosehead Insurance Inc | 1,585 | $241K | 0.1% | $75.60 | +78.4% | Common Stock | 38267D109 |
| EWBC | East West Bancorp Inc | 3,080 | $239K | 0.1% | $60.22 | +7.4% | Common Stock | 27579R104 |
| TDUP | ThredUp Inc | 10,710 | $232K | 0.1% | $22.51 | 0.0% | Common Stock | 88556E102 |
| — | Prospect Capital Corp | 205,000 | $211K | 0.1% | $0.98 | — | Convertible Bonds | 74348TAR3 |
| SEER | Seer Inc | 5,865 | $203K | 0.1% | $45.23 | -23.9% | Common Stock | 81578P106 |
| — | NuVasive Inc | 3,135 | $188K | 0.1% | $65.68 | — | Common Stock | 670704105 |
| — | Splunk Inc | 145,000 | $177K | 0.1% | $1.15 | — | Convertible Bonds | 848637AD6 |
| HQY | HealthEquity Inc | 2,555 | $165K | 0.0% | $63.83 | +8.8% | Common Stock | 42226A107 |
| IOVA | Iovance Biotherapeutics Inc | 6,650 | $164K | 0.0% | $25.09 | -6.1% | Common Stock | 462260100 |
| TXG | 10X Genomics Inc | 1,030 | $150K | 0.0% | $81.44 | +110.8% | Common Stock | 88025U109 |
| CHWY | Chewy Inc | 1,997 | $136K | 0.0% | $43.62 | +89.7% | Common Stock | 16679L109 |
| BYND | Beyond Meat Inc | 1,245 | $131K | 0.0% | $132.50 | -7.7% | Common Stock | 08862E109 |
| FATE | Fate Therapeutics Inc | 2,065 | $122K | 0.0% | $46.18 | +69.9% | Common Stock | 31189P102 |
| — | ServiceNow Inc | 15,000 | $69,000 | 0.0% | $2.13 | — | Convertible Bonds | 81762PAC6 |
| — | Splunk Inc | 445 | $64,000 | 0.0% | $128.29 | — | Common Stock | 848637104 |
| MU | Micron Technology Inc | 872 | $62,000 | 0.0% | $73.27 | 0.0% | Common Stock | 595112103 |
| — | Microchip Technology Inc | 26,000 | $60,000 | 0.0% | $1.23 | — | Convertible Bonds | 595017AF1 |
| — | Shopify Inc | 35,000 | $43,000 | 0.0% | $1.18 | — | Convertible Bonds | 82509LAA5 |