NEW VERNON INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001500605 · Show all filings

Period: Q2 2017 (← Previous) (Next →)

Filing Date: Aug 14, 2017

Total Value ($000): $79,361 (100.0% shares, 0.0% debt)

Holdings (47)

HIG HARTFORD FINL SVCS GROUP INC 8.0%

Value ($000) $6,326 Shares 120,345 Est. Cost $28.82 Unrealized +42.4%

DXJ WISDOMTREE TR 6.9%

Value ($000) $5,460 Shares 105,000 Est. Cost $52.92 Unrealized —

— THIRD PT REINS LTD 6.1%

Value ($000) $4,865 Shares 350,000 Est. Cost $13.90 Unrealized —

HEDJ WISDOMTREE TR 6.0%

Value ($000) $4,774 Shares 76,600 Est. Cost $57.40 Unrealized —

DFJ WISDOMTREE TR 4.9%

Value ($000) $3,877 Shares 55,300 Est. Cost $66.69 Unrealized —

— XL GROUP LTD 4.3%

Value ($000) $3,378 Shares 77,126 Est. Cost $33.62 Unrealized —

ORI OLD REP INTL CORP 4.2%

Value ($000) $3,328 Shares 170,403 Est. Cost $8.27 Unrealized +21.9%

BMA BANCO MACRO SA 4.1%

Value ($000) $3,291 Shares 35,700 Est. Cost $89.49 Unrealized —

GGAL GRUPO FINANCIERO GALICIA S A 4.0%

Value ($000) $3,168 Shares 74,300 Est. Cost $42.64 Unrealized —

— NUVEEN MTG OPPORTUNITY TERM 3.6%

Value ($000) $2,827 Shares 110,390 Est. Cost $22.48 Unrealized —

AFG AMERICAN FINL GROUP INC OHIO 3.5%

Value ($000) $2,815 Shares 28,320 Est. Cost $23.08 Unrealized +111.4%

RDN RADIAN GROUP INC 3.3%

Value ($000) $2,583 Shares 158,000 Est. Cost $10.67 Unrealized +32.7%

— BLACKROCK CORPOR HI YLD FD I 3.1%

Value ($000) $2,429 Shares 221,638 Est. Cost $9.78 Unrealized —

AXS AXIS CAPITAL HOLDINGS LTD 2.8%

Value ($000) $2,215 Shares 34,250 Est. Cost $52.19 Unrealized -2.1%

ESNT ESSENT GROUP LTD 2.7%

Value ($000) $2,139 Shares 57,605 Est. Cost $18.73 Unrealized +75.5%

— NAVIGATORS GROUP INC 2.6%

Value ($000) $2,038 Shares 37,130 Est. Cost $65.40 Unrealized —

— BLACKROCK CR ALLCTN INC TR 2.4%

Value ($000) $1,887 Shares 140,284 Est. Cost $12.34 Unrealized —

UBS UBS GROUP AG 2.4%

Value ($000) $1,868 Shares 110,000 Est. Cost $16.26 Unrealized 0.0%

PGR PROGRESSIVE CORP OHIO 2.2%

Value ($000) $1,769 Shares 40,120 Est. Cost $29.31 Unrealized +9.5%

ALL ALLSTATE CORP 2.1%

Value ($000) $1,650 Shares 18,653 Est. Cost $55.88 Unrealized +24.9%

— ASPEN INSURANCE HOLDINGS LTD 2.0%

Value ($000) $1,571 Shares 31,507 Est. Cost $47.60 Unrealized —

— ARGO GROUP INTL HLDGS LTD 1.5%

Value ($000) $1,162 Shares 19,180 Est. Cost $56.47 Unrealized —

PRHI CONIFER HLDGS INC 1.1%

Value ($000) $909 Shares 131,722 Est. Cost $9.43 Unrealized -21.2%

ABT ABBOTT LABS 0.8%

Value ($000) $647 Shares 13,318 Est. Cost $36.13 Unrealized +7.7%

LUV SOUTHWEST AIRLS CO 0.8%

Value ($000) $638 Shares 10,273 Est. Cost $33.72 Unrealized +55.2%

— BLACKSTONE GROUP L P 0.8%

Value ($000) $627 Shares 18,801 Est. Cost $22.26 Unrealized —

GOOG ALPHABET INC 0.8%

Value ($000) $600 Shares 660 Est. Cost $45.44 Unrealized 0.0%

ITW ILLINOIS TOOL WKS INC 0.8%

Value ($000) $598 Shares 4,174 Est. Cost $70.08 Unrealized +61.7%

JNJ JOHNSON & JOHNSON 0.7%

Value ($000) $587 Shares 4,441 Est. Cost $77.30 Unrealized +29.9%

— ROYAL DUTCH SHELL PLC 0.7%

Value ($000) $582 Shares 10,700 Est. Cost $54.39 Unrealized —

KMB KIMBERLY CLARK CORP 0.7%

Value ($000) $578 Shares 4,480 Est. Cost $76.09 Unrealized +26.5%

NSC NORFOLK SOUTHERN CORP 0.7%

Value ($000) $572 Shares 4,702 Est. Cost $69.12 Unrealized +42.9%

MSFT MICROSOFT CORP 0.7%

Value ($000) $568 Shares 8,242 Est. Cost $39.88 Unrealized +56.3%

DAL DELTA AIR LINES INC DEL 0.7%

Value ($000) $560 Shares 10,428 Est. Cost $31.08 Unrealized +42.6%

JPM JPMORGAN CHASE & CO 0.7%

Value ($000) $544 Shares 5,953 Est. Cost $44.70 Unrealized +53.3%

UNP UNION PAC CORP 0.7%

Value ($000) $543 Shares 4,985 Est. Cost $87.64 Unrealized +2.8%

TRV TRAVELERS COMPANIES INC 0.7%

Value ($000) $535 Shares 4,227 Est. Cost $98.92 Unrealized +3.0%

PG PROCTER & GAMBLE CO 0.7%

Value ($000) $530 Shares 6,077 Est. Cost $65.10 Unrealized +7.7%

CSCO CISCO SYS INC 0.7%

Value ($000) $524 Shares 16,734 Est. Cost $24.73 Unrealized +1.3%

SBUX STARBUCKS CORP 0.6%

Value ($000) $513 Shares 8,800 Est. Cost $46.79 Unrealized +7.3%

EPD ENTERPRISE PRODS PARTNERS L 0.6%

Value ($000) $511 Shares 18,871 Est. Cost $29.45 Unrealized —

CVS CVS HEALTH CORP 0.6%

Value ($000) $497 Shares 6,175 Est. Cost $60.59 Unrealized -0.4%

— SPECTRA ENERGY PARTNERS LP 0.6%

Value ($000) $479 Shares 11,161 Est. Cost $47.71 Unrealized —

GS GOLDMAN SACHS GROUP INC 0.6%

Value ($000) $476 Shares 2,144 Est. Cost $150.86 Unrealized +22.4%

T AT&T INC 0.6%

Value ($000) $455 Shares 12,067 Est. Cost $13.84 Unrealized +15.1%

— GENERAL ELECTRIC CO 0.6%

Value ($000) $437 Shares 16,183 Est. Cost $26.57 Unrealized —

QCOM QUALCOMM INC 0.5%

Value ($000) $431 Shares 7,814 Est. Cost $45.51 Unrealized -2.8%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
HIG	HARTFORD FINL SVCS GROUP INC	120,345	$6,326	8.0%	$28.82	+42.4%	COM	416515104
DXJ	WISDOMTREE TR	105,000	$5,460	6.9%	$52.92	—	JAPN HEDGE EQT	97717W851
—	THIRD PT REINS LTD	350,000	$4,865	6.1%	$13.90	—	COM	G8827U100
HEDJ	WISDOMTREE TR	76,600	$4,774	6.0%	$57.40	—	EUROPE HEDGED EQ	97717X701
DFJ	WISDOMTREE TR	55,300	$3,877	4.9%	$66.69	—	JP SMALLCP DIV	97717W836
—	XL GROUP LTD	77,126	$3,378	4.3%	$33.62	—	COM	G98294104
ORI	OLD REP INTL CORP	170,403	$3,328	4.2%	$8.27	+21.9%	COM	680223104
BMA	BANCO MACRO SA	35,700	$3,291	4.1%	$89.49	—	SPON ADR B	05961W105
GGAL	GRUPO FINANCIERO GALICIA S A	74,300	$3,168	4.0%	$42.64	—	SP ADR 10 SH B	399909100
—	NUVEEN MTG OPPORTUNITY TERM	110,390	$2,827	3.6%	$22.48	—	COM	670735109
AFG	AMERICAN FINL GROUP INC OHIO	28,320	$2,815	3.5%	$23.08	+111.4%	COM	025932104
RDN	RADIAN GROUP INC	158,000	$2,583	3.3%	$10.67	+32.7%	COM	750236101
—	BLACKROCK CORPOR HI YLD FD I	221,638	$2,429	3.1%	$9.78	—	COM	09255P107
AXS	AXIS CAPITAL HOLDINGS LTD	34,250	$2,215	2.8%	$52.19	-2.1%	SHS	G0692U109
ESNT	ESSENT GROUP LTD	57,605	$2,139	2.7%	$18.73	+75.5%	COM	G3198U102
—	NAVIGATORS GROUP INC	37,130	$2,038	2.6%	$65.40	—	COM	638904102
—	BLACKROCK CR ALLCTN INC TR	140,284	$1,887	2.4%	$12.34	—	COM	092508100
UBS	UBS GROUP AG	110,000	$1,868	2.4%	$16.26	0.0%	SHS	H42097107
PGR	PROGRESSIVE CORP OHIO	40,120	$1,769	2.2%	$29.31	+9.5%	COM	743315103
ALL	ALLSTATE CORP	18,653	$1,650	2.1%	$55.88	+24.9%	COM	020002101
—	ASPEN INSURANCE HOLDINGS LTD	31,507	$1,571	2.0%	$47.60	—	SHS	G05384105
—	ARGO GROUP INTL HLDGS LTD	19,180	$1,162	1.5%	$56.47	—	COM	G0464B107
PRHI	CONIFER HLDGS INC	131,722	$909	1.1%	$9.43	-21.2%	COM	20731J102
ABT	ABBOTT LABS	13,318	$647	0.8%	$36.13	+7.7%	COM	002824100
LUV	SOUTHWEST AIRLS CO	10,273	$638	0.8%	$33.72	+55.2%	COM	844741108
—	BLACKSTONE GROUP L P	18,801	$627	0.8%	$22.26	—	COM UNIT LTD	09253U108
GOOG	ALPHABET INC	660	$600	0.8%	$45.44	0.0%	CAP STK CL C	02079K107
ITW	ILLINOIS TOOL WKS INC	4,174	$598	0.8%	$70.08	+61.7%	COM	452308109
JNJ	JOHNSON & JOHNSON	4,441	$587	0.7%	$77.30	+29.9%	COM	478160104
—	ROYAL DUTCH SHELL PLC	10,700	$582	0.7%	$54.39	—	SPON ADR B	780259107
KMB	KIMBERLY CLARK CORP	4,480	$578	0.7%	$76.09	+26.5%	COM	494368103
NSC	NORFOLK SOUTHERN CORP	4,702	$572	0.7%	$69.12	+42.9%	COM	655844108
MSFT	MICROSOFT CORP	8,242	$568	0.7%	$39.88	+56.3%	COM	594918104
DAL	DELTA AIR LINES INC DEL	10,428	$560	0.7%	$31.08	+42.6%	COM NEW	247361702
JPM	JPMORGAN CHASE & CO	5,953	$544	0.7%	$44.70	+53.3%	COM	46625H100
UNP	UNION PAC CORP	4,985	$543	0.7%	$87.64	+2.8%	COM	907818108
TRV	TRAVELERS COMPANIES INC	4,227	$535	0.7%	$98.92	+3.0%	COM	89417E109
PG	PROCTER & GAMBLE CO	6,077	$530	0.7%	$65.10	+7.7%	COM	742718109
CSCO	CISCO SYS INC	16,734	$524	0.7%	$24.73	+1.3%	COM	17275R102
SBUX	STARBUCKS CORP	8,800	$513	0.6%	$46.79	+7.3%	COM	855244109
EPD	ENTERPRISE PRODS PARTNERS L	18,871	$511	0.6%	$29.45	—	COM	293792107
CVS	CVS HEALTH CORP	6,175	$497	0.6%	$60.59	-0.4%	COM	126650100
—	SPECTRA ENERGY PARTNERS LP	11,161	$479	0.6%	$47.71	—	COM	84756N109
GS	GOLDMAN SACHS GROUP INC	2,144	$476	0.6%	$150.86	+22.4%	COM	38141G104
T	AT&T INC	12,067	$455	0.6%	$13.84	+15.1%	COM	00206R102
—	GENERAL ELECTRIC CO	16,183	$437	0.6%	$26.57	—	COM	369604103
QCOM	QUALCOMM INC	7,814	$431	0.5%	$45.51	-2.8%	COM	747525103