CIK: 0001287978 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value ($000): $612,528 (38.7% shares, 61.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | YAHOO INC | 17,250,000 | $23,210 | 3.8% | $1.08 | — | NOTE 12/0 | 984332AF3 |
| — | DHT HOLDINGS INC | 17,729,000 | $17,352 | 2.8% | $0.97 | — | DEBT 4.500%10/0 | 23335SAB2 |
| TILE | INTERDIGITAL INC | 12,234,000 | $14,607 | 2.4% | $23.44 | 0.0% | NOTE 1.500% 3/0 | 458665304 |
| — | J2 GLOBAL INC | 11,307,000 | $14,049 | 2.3% | $1.16 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | CTRIP COM INTL LTD | 12,680,000 | $13,334 | 2.2% | $1.12 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | ARES CAP CORP | 13,148,000 | $13,148 | 2.1% | $1.02 | — | NOTE 4.750% 1/1 | 04010LAJ2 |
| — | TESLA INC | 10,520,000 | $12,225 | 2.0% | $1.09 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | TWITTER INC | 13,170,000 | $12,194 | 2.0% | $0.91 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | DISH NETWORK CORP | 10,920,000 | $11,881 | 1.9% | $1.11 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| — | APOLLO COML REAL EST FIN INC | 11,430,000 | $11,565 | 1.9% | $1.01 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,173,747 | $11,503 | 1.9% | $9.83 | — | COM | 42588L105 |
| — | AEROJET ROCKETDYNE HLDGS INC | 8,000,000 | $10,995 | 1.8% | $1.37 | — | NOTE 2.250%12/1 | 007800AB1 |
| — | MOLINA HEALTHCARE INC | 5,613,000 | $10,707 | 1.7% | $1.47 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | CORENERGY INFRASTRUCTURE TR | 8,292,000 | $9,925 | 1.6% | $0.97 | — | NOTE 7.000% 6/1 | 21870UAA4 |
| — | REDWOOD TR INC | 10,080,000 | $9,752 | 1.6% | $0.99 | — | NOTE 4.750% 8/1 | 758075AC9 |
| — | INSULET CORP | 7,370,000 | $9,609 | 1.6% | $1.30 | — | NOTE 1.250% 9/1 | 45784PAF8 |
| — | WORKDAY INC | 6,959,000 | $9,512 | 1.6% | $1.35 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 950,000 | $9,424 | 1.5% | $9.94 | — | CL A | G0726L125 |
| — | LIBERTY MEDIA CORP DELAWARE | 8,090,000 | $9,278 | 1.5% | $1.20 | — | NOTE 1.375%10/1 | 531229AB8 |
| — | INVACARE CORP | 7,300,000 | $9,020 | 1.5% | $1.10 | — | NOTE 5.000% 2/1 | 461203AF8 |
| — | ELECTRUM SPL ACQUISITION COR | 873,047 | $9,001 | 1.5% | $9.91 | — | SHS | G3105C104 |
| — | KAYNE ANDERSON ACQUISITION | 926,100 | $8,992 | 1.5% | $9.74 | — | COM CL A | 48661U102 |
| — | FINTECH ACQUISITION CORP II | 885,800 | $8,778 | 1.4% | $9.83 | — | COM | 31810G109 |
| HUNTF | HUNTER MARITIME ACQUISITION | 883,517 | $8,614 | 1.4% | $9.78 | +0.2% | CL A | Y37828111 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 839,298 | $8,460 | 1.4% | $10.08 | — | CL A | G8250R103 |
| — | MATLIN & PARTNERS ACQUISITIO | 850,000 | $8,305 | 1.4% | $9.72 | — | CL A | 57682V106 |
| — | HANNON ARMSTRONG SUST INFR C | 7,875,000 | $8,154 | 1.3% | $1.03 | — | NOTE 4.125% 9/0 | 41068XAB6 |
| — | LEGACY ACQUISITION CORP | 799,574 | $7,948 | 1.3% | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | PALO ALTO NETWORKS INC | 5,669,000 | $7,752 | 1.3% | $1.53 | — | NOTE 7/0 | 697435AB1 |
| — | GTY TECHNOLOGY HOLDINGS INC | 778,191 | $7,727 | 1.3% | $10.11 | — | CL A | G4182A102 |
| — | AMAG PHARMACEUTICALS INC | 8,527,000 | $7,343 | 1.2% | $0.96 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL L | 6,782,000 | $7,325 | 1.2% | $1.01 | — | NOTE 5.750%10/1 | G81075AF3 |
| — | ARBOR RLTY TR INC | 6,747,000 | $7,312 | 1.2% | $1.08 | — | NOTE 6.500%10/0 | 038923AA6 |
| — | HAYMAKER ACQUISITION | 700,000 | $6,930 | 1.1% | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| — | EASTERLY ACQUISITION CORP | 640,640 | $6,470 | 1.1% | $9.91 | — | COM | 27616L102 |
| — | MEDICINES CO | 6,115,000 | $6,470 | 1.1% | $1.20 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | TPG PACE ENERGY HLDGS CORP | 652,308 | $6,353 | 1.0% | $9.82 | — | CL A | 872656103 |
| — | GORES HLDGS II INC | 624,805 | $6,211 | 1.0% | $10.18 | — | COM CL A | 382867109 |
| — | LIGAND PHARMACEUTICALS INC | 3,383,000 | $6,174 | 1.0% | $1.53 | — | NOTE 0.750% 8/1 | 53220KAD0 |
| — | SENTINEL ENERGY SVCS INC | 599,500 | $5,977 | 1.0% | $9.97 | — | UNIT 11/02/2022 | G8062D128 |
| — | TWO HBRS INVT CORP | 5,505,000 | $5,811 | 0.9% | $1.06 | — | NOTE 6.250% 1/1 | 90187BAA9 |
| — | VANTAGE ENERGY ACQUISITION | 579,860 | $5,636 | 0.9% | $9.77 | — | COM CL A | 92211L105 |
| — | RED HAT INC | 3,350,000 | $5,513 | 0.9% | $1.49 | — | NOTE 0.250%10/0 | 756577AD4 |
| — | 51JOB INC | 3,700,000 | $5,444 | 0.9% | $1.47 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | MOSAIC ACQUISITION CORP | 520,000 | $5,278 | 0.9% | $10.15 | — | UNIT 99/99/9999 | G62848117 |
| — | LANDCADIA HLDGS INC | 505,251 | $5,027 | 0.8% | $9.93 | — | CL A | 51476W107 |
| — | FEDERAL STR ACQUISITION CORP | 513,900 | $4,990 | 0.8% | $9.73 | — | CL A | 31421V107 |
| — | THERAVANCE INC | 4,969,000 | $4,903 | 0.8% | $0.94 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | BLACKSTONE MTG TR INC | 4,710,000 | $4,775 | 0.8% | $1.01 | — | NOTE 4.375% 5/0 | 09257WAB6 |
| — | LIVE NATION ENTERTAINMENT IN | 3,681,000 | $4,751 | 0.8% | $1.32 | — | DBCV 2.500% 5/1 | 538034AJ8 |
| — | VEECO INSTRS INC DEL | 5,374,000 | $4,667 | 0.8% | $0.87 | — | NOTE 2.700% 1/1 | 922417AD2 |
| — | MODERN MEDIA ACQUISITION | 472,861 | $4,634 | 0.8% | $9.78 | — | COM | 60765P103 |
| — | PRICELINE GRP INC | 3,325,000 | $4,585 | 0.7% | $1.44 | — | NOTE 0.350% 6/1 | 741503AS5 |
| — | CARRIAGE SVCS INC | 3,640,000 | $4,549 | 0.7% | $1.19 | — | NOTE 2.750% 3/1 | 143905AM9 |
| — | PENSARE ACQUISITION CORP | 463,100 | $4,478 | 0.7% | $9.67 | — | COM | 70957E105 |
| — | GLOBAL PARTNER ACQUISITION C | 441,762 | $4,418 | 0.7% | $9.89 | — | COM | 37954X105 |
| — | PATTERN ENERGY GROUP INC | 4,241,000 | $4,305 | 0.7% | $1.02 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| — | LEISURE ACQUISITION CORP | 425,000 | $4,242 | 0.7% | $9.98 | — | UNIT 99/99/9999 | 52539T206 |
| — | M III ACQUISITION CORP | 415,300 | $4,120 | 0.7% | $9.84 | — | COM | 55378T104 |
| — | EURONET WORLDWIDE INC | 3,320,000 | $4,084 | 0.7% | $1.22 | — | NOTE 1.500%10/0 | 298736AH2 |
| — | SABAN CAP ACQUISITION CORP | 408,105 | $4,044 | 0.7% | $10.01 | — | COM CL A | 78516C106 |
| — | ENVESTNET INC | 3,890,000 | $4,031 | 0.7% | $1.04 | — | NOTE 1.750%12/1 | 29404KAA4 |
| — | MOSAIC ACQUISITION CORP | 405,000 | $3,929 | 0.6% | $9.70 | — | SHS CL A | G62848109 |
| — | TESLA INC | 3,650,000 | $3,876 | 0.6% | $1.06 | — | NOTE 0.250% 3/0 | 88160RAB7 |
| — | OSPREY ENERGY ACQUISITION CO | 377,115 | $3,752 | 0.6% | $9.93 | — | UNIT 07/21/2022 | 688397207 |
| — | FLUIDIGM CORP DEL | 4,440,000 | $3,690 | 0.6% | $0.62 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | CAPITOL INVT CORP IV | 354,359 | $3,547 | 0.6% | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | RADIUS HEALTH INC | 3,625,000 | $3,410 | 0.6% | $0.94 | — | NOTE 3.000% 9/0 | 750469AA6 |
| — | CTRIP COM INTL LTD | 2,885,000 | $3,401 | 0.6% | $1.30 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | STARWOOD PPTY TR INC | 3,350,000 | $3,391 | 0.6% | $1.01 | — | NOTE 4.375% 4/0 | 85571BAH8 |
| — | SUCAMPO PHARMACEUTICALS INC | 2,720,000 | $3,305 | 0.5% | $1.22 | — | NOTE 3.250%12/1 | 864909AB2 |
| — | CLEVELAND CLIFFS INC | 3,000,000 | $3,282 | 0.5% | $1.09 | — | DBCV 1.500% 1/1 | 185899AA9 |
| SFL 3.25 02/01/18 | SHIP FINANCE INTERNATIONAL L | 2,743,000 | $3,274 | 0.5% | $1.07 | — | NOTE 3.250% 2/0 | G81075AE6 |
| — | TEVA PHARMACEUTICAL FIN LLC | 3,600,000 | $3,182 | 0.5% | $0.88 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| — | TPG PACE HLDGS CORP | 325,000 | $3,169 | 0.5% | $9.75 | — | CL A | G89827128 |
| — | MATLIN & PARTNERS ACQUISITIO | 300,000 | $3,045 | 0.5% | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | QUIDEL CORP | 1,985,000 | $2,993 | 0.5% | $1.51 | — | NOTE 3.250%12/1 | 74838JAA9 |
| GLNG | GOLAR LNG LTD BERMUDA | 90,600 | $2,701 | 0.4% | — | — | Put | G9456A100 |
| — | INDUSTREA ACQUISITION CORP | 277,800 | $2,700 | 0.4% | $9.74 | — | CL A | 45579J104 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 257,449 | $2,562 | 0.4% | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| — | TCP CAP CORP | 2,410,000 | $2,474 | 0.4% | $1.03 | — | NOTE 4.625% 3/0 | 87238QAD5 |
| — | KNOWLES CORP | 1,900,000 | $2,100 | 0.3% | $1.11 | — | NOTE 3.250%11/0 | 49926DAB5 |
| — | ALTABA INC | 30,000 | $2,096 | 0.3% | — | — | Put | 021346101 |
| — | OSPREY ENERGY ACQUISITION CO | 217,850 | $2,091 | 0.3% | $9.60 | — | CL A COM | 688397108 |
| — | FIREEYE INC | 2,230,000 | $2,046 | 0.3% | $0.87 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | INDUSTREA ACQUISITION CORP | 200,000 | $2,010 | 0.3% | $10.10 | — | UNIT 07/21/2024 | 45579J203 |
| — | ARBOR RLTY TR INC | 1,885,000 | $1,909 | 0.3% | $1.01 | — | NOTE 5.375%11/1 | 038923AB4 |
| — | VANTAGE ENERGY ACQUISITION | 176,210 | $1,796 | 0.3% | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | M/I HOMES INC | 1,600,000 | $1,727 | 0.3% | $1.08 | — | NOTE 3.000% 3/0 | 55292PAB1 |
| — | CAPITOL INVT CORP IV | 160,000 | $1,549 | 0.3% | $9.68 | — | CL A ORD | G18920101 |
| — | KAYNE ANDERSON ACQUISITION | 150,000 | $1,494 | 0.2% | $10.05 | — | UNIT 06/30/2022 | 48661U201 |
| — | GORES HLDGS II INC | 138,206 | $1,432 | 0.2% | $10.48 | — | UNIT 99/99/9999 | 382867208 |
| — | KBL MERGER CORP IV | 147,000 | $1,427 | 0.2% | $9.71 | — | COM | 48242A104 |
| — | BLACK RIDGE ACQUISITION CORP | 145,300 | $1,402 | 0.2% | $9.65 | — | COM | 09216T107 |
| — | FEDERAL STR ACQUISITION CORP | 130,000 | $1,333 | 0.2% | $10.30 | — | UNIT 99/99/9999 | 31421V206 |
| — | PROOFPOINT INC | 15,000 | $1,332 | 0.2% | $74.87 | — | COM | 743424103 |
| — | CM SEVEN STAR ACQUISITION CO | 125,000 | $1,245 | 0.2% | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| HASI | HANNON ARMSTRONG SUST INFR C | 50,000 | $1,203 | 0.2% | — | — | Put | 41068X100 |
| — | NATIONAL HEALTH INVS INC | 1,053,000 | $1,187 | 0.2% | $1.02 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | PRICELINE GRP INC | 637 | $1,107 | 0.2% | $1570.17 | — | COM NEW | 741503403 |
| VSH | VISHAY INTERTECHNOLOGY INC | 50,000 | $1,038 | 0.2% | — | — | Put | 928298108 |
| — | LEGACY ACQUISITION CORP | 100,000 | $963 | 0.2% | $9.63 | — | COM CL A | 524643103 |
| — | DRAPER OAKWOOD TECHNOLOGY | 96,846 | $949 | 0.2% | $9.80 | — | COM CL A | 26146L103 |
| — | FORUM MERGER CORP | 88,100 | $879 | 0.1% | $9.76 | — | COM CL A | 34985B103 |
| — | ANDINA ACQUISITION CORP II | 84,909 | $875 | 0.1% | $9.99 | — | SHS | G0441P104 |
| — | BLACK RIDGE ACQUISITION CORP | 84,900 | $861 | 0.1% | $10.14 | — | UNIT 10/05/2022 | 09216T206 |
| PHUN | STELLAR ACQUISITION III INC | 84,018 | $858 | 0.1% | $10.04 | — | COM | Y8172W107 |
| VOD | VODAFONE GROUP PLC NEW | 26,300 | $839 | 0.1% | — | — | Call | 92857W308 |
| — | NUANCE COMMUNICATIONS INC | 50,000 | $818 | 0.1% | — | — | Call | 67020Y100 |
| — | ISTAR INC | 70,500 | $797 | 0.1% | — | — | Put | 45031U101 |
| — | HENNESSY CAP ACQUSTON CORP I | 75,522 | $783 | 0.1% | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| ARI | APOLLO COML REAL EST FIN INC | 42,000 | $775 | 0.1% | — | — | Put | 03762U105 |
| — | SILVER RUN ACQUISITION | 75,958 | $753 | 0.1% | $10.25 | — | COM CL A | 82812A103 |
| RWT | REDWOOD TR INC | 50,000 | $741 | 0.1% | — | — | Put | 758075402 |
| — | ATLANTIC ACQUISITION CORP | 72,500 | $740 | 0.1% | $10.28 | — | UNIT 02/08/2019 | 048206205 |
| INVA | INNOVIVA INC | 50,000 | $710 | 0.1% | — | — | Put | 45781M101 |
| NESR | NATIONAL ENERGY SERVICES REU | 69,400 | $691 | 0.1% | $9.52 | — | SHS | G6375R107 |
| — | CONSTELLATION ALPHA CAP CORP | 55,000 | $560 | 0.1% | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| — | I AM CAP ACQUISITION CO | 56,000 | $553 | 0.1% | $9.88 | — | COM | 45074Q108 |
| — | FINISAR CORP | 26,600 | $541 | 0.1% | $22.16 | — | COM NEW | 31787A507 |
| — | DRAPER OAKWOOD TECHNOLOGY | 50,300 | $530 | 0.1% | $10.16 | — | UNIT 09/30/2024 | 26146L202 |
| TPGH/U | TPG PACE HLDGS CORP | 50,000 | $517 | 0.1% | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | CONSTELLATION ALPHA CAP CORP | 51,000 | $496 | 0.1% | $9.76 | — | SHS | G2379F108 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $494 | 0.1% | $9.88 | — | ORD SHS | G1142P104 |
| — | BIG ROCK PARTNERS ACQUISI CO | 50,000 | $484 | 0.1% | $9.68 | — | COM | 089482103 |
| — | KBL MERGER CORP IV | 45,100 | $458 | 0.1% | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | GREAT ELM CAP CORP | 39,141 | $385 | 0.1% | $11.67 | — | COM | 390320109 |
| — | ATLANTIC ACQUISITION CORP | 36,972 | $365 | 0.1% | $9.88 | — | COM | 048206106 |
| — | SABAN CAP ACQUISITION CORP | 32,878 | $346 | 0.1% | $10.08 | — | UNIT 99/99/9999 | 78516C205 |
| — | JENSYN ACQUISITION CORP | 30,050 | $310 | 0.1% | $10.31 | — | COM | 47632B102 |
| — | GIGCAPITAL INC | 25,000 | $250 | 0.0% | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 100,000 | $246 | 0.0% | $4.14 | 0.0% | COM | G65773106 |
| — | GTY TECHNOLOGY HOLDINGS INC | 21,692 | $223 | 0.0% | $10.35 | — | UNIT 99/99/9999 | G4182A110 |
| VECO | VEECO INSTRS INC DEL | 15,000 | $223 | 0.0% | — | — | Call | 922417100 |
| — | FINTECH ACQUISITION CORP II | 20,857 | $218 | 0.0% | $10.26 | — | UNIT 99/99/9999 | 31810G208 |
| — | HAYMAKER ACQUISITION CORP | 18,474 | $177 | 0.0% | $9.58 | — | COM CLASS A | 420870107 |
| — | MODERN MEDIA ACQUISITION | 328,330 | $128 | 0.0% | $0.39 | — | RIGHT 99/99/9999 | 60765P129 |
| — | PENSARE ACQUISITION CORP | 250,000 | $125 | 0.0% | $0.43 | — | RIGHT 99/99/9999 | 70957E121 |
| — | ANDINA ACQUISITION CORP II | 60,600 | $83 | 0.0% | $0.47 | — | RIGHT 09/01/2017 | G0441P120 |
| — | TPG PACE HLDGS CORP | 44,701 | $69 | 0.0% | $1.54 | — | *W EXP 99/99/999 | G89827110 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 35,173 | $62 | 0.0% | $1.76 | — | *W EXP 99/99/999 | G8250R129 |
| — | MOSAIC ACQUISITION CORP | 34,900 | $45 | 0.0% | $1.29 | — | *W EXP 99/99/999 | G62848125 |
| — | TPG PACE ENERGY HLDGS CORP | 31,373 | $42 | 0.0% | $1.34 | — | *W EXP 99/99/999 | 872656111 |
| — | GORES HLDGS II INC | 20,442 | $41 | 0.0% | $1.39 | — | *W EXP 03/06/202 | 382867117 |
| — | LEGACY ACQUISITION CORP | 86,900 | $36 | 0.0% | $0.41 | — | *W EXP 11/30/202 | 524643111 |
| — | KBL MERGER CORP IV | 105,000 | $30 | 0.0% | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| — | MATLIN & PARTNERS ACQUISITIO | 58,868 | $25 | 0.0% | $0.44 | — | *W EXP 05/28/202 | 57682V114 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 86,950 | $24 | 0.0% | $0.33 | — | *W EXP 99/99/999 | G0726L117 |
| — | FORUM MERGER CORP | 35,000 | $23 | 0.0% | $0.37 | — | RIGHT 06/01/2019 | 34985B129 |
| — | FINTECH ACQUISITION CORP II | 16,941 | $23 | 0.0% | $1.36 | — | *W EXP 01/19/202 | 31810G117 |
| — | INDUSTREA ACQUISITION CORP | 54,900 | $22 | 0.0% | $0.40 | — | *W EXP 08/01/202 | 45579J112 |
| — | BIG ROCK PARTNERS ACQUISI CO | 50,000 | $19 | 0.0% | $0.38 | — | RIGHT 12/01/2022 | 089482129 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $19 | 0.0% | $0.30 | — | RIGHT 03/20/2019 | G1142P138 |
| — | MODERN MEDIA ACQUISITION | 37,565 | $19 | 0.0% | $0.49 | — | *W EXP 05/17/202 | 60765P111 |
| — | I AM CAP ACQUISITION CO | 56,000 | $18 | 0.0% | $0.32 | — | *W EXP 05/22/202 | 45074Q116 |
| — | I AM CAP ACQUISITION CO | 56,000 | $17 | 0.0% | $0.30 | — | RIGHT 05/22/2019 | 45074Q124 |
| — | CONSTELLATION ALPHA CAP CORP | 50,000 | $16 | 0.0% | $0.30 | — | RIGHT 99/99/9999 | G2379F132 |
| — | VANTAGE ENERGY ACQUISITION | 12,625 | $15 | 0.0% | $1.17 | — | *W EXP 04/12/202 | 92211L113 |
| NESRW | NATIONAL ENERGY SERVICES REU | 17,400 | $14 | 0.0% | $0.54 | — | *W EXP 05/05/202 | G6375R115 |
| — | KBL MERGER CORP IV | 68,300 | $13 | 0.0% | $0.19 | — | *W EXP 01/15/202 | 48242A112 |
| — | LANDCADIA HLDGS INC | 19,200 | $13 | 0.0% | $0.68 | — | *W EXP 06/01/202 | 51476W115 |
| — | HENNESSY CAP ACQUSTON CORP I | 12,556 | $11 | 0.0% | $0.73 | — | *W EXP 06/15/202 | 42588L113 |
| — | OSPREY ENERGY ACQUISITION CO | 12,500 | $9 | 0.0% | $0.72 | — | *W EXP 07/21/202 | 688397116 |
| — | CONSTELLATION ALPHA CAP CORP | 32,500 | $9 | 0.0% | $0.25 | — | *W EXP 03/23/202 | G2379F116 |
| — | STELLAR ACQUISITION III INC | 28,000 | $9 | 0.0% | $0.32 | — | *W EXP 03/22/202 | Y8172W115 |
| — | CAPITOL INVT CORP IV | 7,000 | $8 | 0.0% | $1.14 | — | *W EXP 01/01/202 | G18920127 |
| — | CITIGROUP INC | 81,500 | $8 | 0.0% | $0.79 | — | *W EXP 01/04/201 | 172967226 |
| — | JENSYN ACQUISITION CORP | 20,000 | $8 | 0.0% | $0.40 | — | RIGHT 99/99/9999 | 47632B128 |
| — | HUNTER MARITIME ACQUISITION | 22,421 | $7 | 0.0% | $0.73 | — | *W EXP 99/99/999 | Y37828129 |
| — | SABAN CAP ACQUISITION CORP | 4,800 | $6 | 0.0% | $1.33 | — | *W EXP 09/21/202 | 78516C114 |
| — | FORUM MERGER CORP | 7,500 | $5 | 0.0% | $0.40 | — | *W EXP 06/01/202 | 34985B111 |
| — | FEDERAL STR ACQUISITION CORP | 3,600 | $4 | 0.0% | $1.11 | — | *W EXP 07/24/202 | 31421V115 |
| — | M III ACQUISITION CORP | 5,100 | $4 | 0.0% | $0.50 | — | *W EXP 10/10/202 | 55378T112 |
| — | GTY TECHNOLOGY HOLDINGS INC | 3,904 | $4 | 0.0% | $1.72 | — | *W EXP 99/99/999 | G4182A128 |
| — | BIG ROCK PARTNERS ACQUISI CO | 10,000 | $4 | 0.0% | $0.40 | — | *W EXP 12/01/202 | 089482111 |
| — | M I ACQUISITIONS INC | 9,111 | $3 | 0.0% | $0.31 | — | *W EXP 99/99/999 | 55304A112 |
| — | JENSYN ACQUISITION CORP | 10,000 | $2 | 0.0% | $0.20 | — | *W EXP 03/07/202 | 47632B110 |