Location: Stamford, CT
CIK: 0001287978 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value: $613M (38.7% shares, 61.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | YAHOO INC | 17,250,000 | $23.21M | 3.8% | $1.35 | $1.08 | — | NOTE 12/0 | 984332AF3 |
| — | DHT HOLDINGS INC | 17,729,000 | $17.35M | 2.8% | $0.98 | $0.97 | — | DEBT 4.500%10/0 | 23335SAB2 |
| TILE | INTERDIGITAL INC | 12,234,000 | $14.61M | 2.4% | $1.19 * | $23.44 | +7.3% | NOTE 1.500% 3/0 | 458665304 |
| — | J2 GLOBAL INC | 11,307,000 | $14.05M | 2.3% | $1.24 | $1.16 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | CTRIP COM INTL LTD | 12,680,000 | $13.33M | 2.2% | $1.05 | $1.12 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | ARES CAP CORP | 13,148,000 | $13.15M | 2.1% | $1.00 | $1.02 | — | NOTE 4.750% 1/1 | 04010LAJ2 |
| — | TESLA INC | 10,520,000 | $12.22M | 2.0% | $1.16 | $1.09 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | TWITTER INC | 13,170,000 | $12.19M | 2.0% | $0.93 | $0.91 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | DISH NETWORK CORP | 10,920,000 | $11.88M | 1.9% | $1.09 | $1.11 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| — | APOLLO COML REAL EST FIN INC | 11,430,000 | $11.56M | 1.9% | $1.01 | $1.01 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,173,747 | $11.5M | 1.9% | $9.80 | $9.83 | — | COM | 42588L105 |
| — | AEROJET ROCKETDYNE HLDGS INC | 8,000,000 | $10.99M | 1.8% | $1.37 | $1.37 | — | NOTE 2.250%12/1 | 007800AB1 |
| — | MOLINA HEALTHCARE INC | 5,613,000 | $10.71M | 1.7% | $1.91 | $1.47 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | CORENERGY INFRASTRUCTURE TR | 8,292,000 | $9.925M | 1.6% | $1.20 | $0.97 | — | NOTE 7.000% 6/1 | 21870UAA4 |
| — | REDWOOD TR INC | 10,080,000 | $9.752M | 1.6% | $0.97 | $0.99 | — | NOTE 4.750% 8/1 | 758075AC9 |
| — | INSULET CORP | 7,370,000 | $9.609M | 1.6% | $1.30 | $1.30 | — | NOTE 1.250% 9/1 | 45784PAF8 |
| — | WORKDAY INC | 6,959,000 | $9.512M | 1.6% | $1.37 | $1.35 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 950,000 | $9.424M | 1.5% | $9.92 | $9.94 | — | CL A | G0726L125 |
| — | LIBERTY MEDIA CORP DELAWARE | 8,090,000 | $9.278M | 1.5% | $1.15 | $1.20 | — | NOTE 1.375%10/1 | 531229AB8 |
| — | INVACARE CORP | 7,300,000 | $9.02M | 1.5% | $1.24 | $1.10 | — | NOTE 5.000% 2/1 | 461203AF8 |
| — | ELECTRUM SPL ACQUISITION COR | 873,047 | $9.001M | 1.5% | $10.31 | $9.91 | — | SHS | G3105C104 |
| — | KAYNE ANDERSON ACQUISITION | 926,100 | $8.992M | 1.5% | $9.71 | $9.74 | — | COM CL A | 48661U102 |
| — | FINTECH ACQUISITION CORP II | 885,800 | $8.778M | 1.4% | $9.91 | $9.83 | — | COM | 31810G109 |
| HUNTF | HUNTER MARITIME ACQUISITION | 883,517 | $8.614M | 1.4% | $9.75 | $9.78 | +0.2% | CL A | Y37828111 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 839,298 | $8.46M | 1.4% | $10.08 | $10.08 | — | CL A | G8250R103 |
| — | MATLIN & PARTNERS ACQUISITIO | 850,000 | $8.305M | 1.4% | $9.77 | $9.72 | — | CL A | 57682V106 |
| — | HANNON ARMSTRONG SUST INFR C | 7,875,000 | $8.154M | 1.3% | $1.04 | $1.03 | — | NOTE 4.125% 9/0 | 41068XAB6 |
| — | LEGACY ACQUISITION CORP | 799,574 | $7.948M | 1.3% | $9.94 | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | PALO ALTO NETWORKS INC | 5,669,000 | $7.752M | 1.3% | $1.37 | $1.53 | — | NOTE 7/0 | 697435AB1 |
| — | GTY TECHNOLOGY HOLDINGS INC | 778,191 | $7.727M | 1.3% | $9.93 | $10.11 | — | CL A | G4182A102 |
| — | AMAG PHARMACEUTICALS INC | 8,527,000 | $7.343M | 1.2% | $0.86 | $0.96 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL L | 6,782,000 | $7.325M | 1.2% | $1.08 | $1.01 | — | NOTE 5.750%10/1 | G81075AF3 |
| — | ARBOR RLTY TR INC | 6,747,000 | $7.312M | 1.2% | $1.08 | $1.08 | — | NOTE 6.500%10/0 | 038923AA6 |
| — | HAYMAKER ACQUISITION | 700,000 | $6.93M | 1.1% | $9.90 | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| — | EASTERLY ACQUISITION CORP | 640,640 | $6.47M | 1.1% | $10.10 | $9.91 | — | COM | 27616L102 |
| — | MEDICINES CO | 6,115,000 | $6.47M | 1.1% | $1.06 | $1.20 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | TPG PACE ENERGY HLDGS CORP | 652,308 | $6.353M | 1.0% | $9.74 | $9.82 | — | CL A | 872656103 |
| — | GORES HLDGS II INC | 624,805 | $6.211M | 1.0% | $9.94 | $10.18 | — | COM CL A | 382867109 |
| — | LIGAND PHARMACEUTICALS INC | 3,383,000 | $6.174M | 1.0% | $1.83 | $1.53 | — | NOTE 0.750% 8/1 | 53220KAD0 |
| — | SENTINEL ENERGY SVCS INC | 599,500 | $5.977M | 1.0% | $9.97 | $9.97 | — | UNIT 11/02/2022 | G8062D128 |
| — | TWO HBRS INVT CORP | 5,505,000 | $5.811M | 0.9% | $1.06 | $1.06 | — | NOTE 6.250% 1/1 | 90187BAA9 |
| — | VANTAGE ENERGY ACQUISITION | 579,860 | $5.636M | 0.9% | $9.72 | $9.77 | — | COM CL A | 92211L105 |
| — | RED HAT INC | 3,350,000 | $5.513M | 0.9% | $1.65 | $1.49 | — | NOTE 0.250%10/0 | 756577AD4 |
| — | 51JOB INC | 3,700,000 | $5.444M | 0.9% | $1.47 | $1.47 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | MOSAIC ACQUISITION CORP | 520,000 | $5.278M | 0.9% | $10.15 | $10.15 | — | UNIT 99/99/9999 | G62848117 |
| — | LANDCADIA HLDGS INC | 505,251 | $5.027M | 0.8% | $9.95 | $9.93 | — | CL A | 51476W107 |
| — | FEDERAL STR ACQUISITION CORP | 513,900 | $4.99M | 0.8% | $9.71 | $9.73 | — | CL A | 31421V107 |
| — | THERAVANCE INC | 4,969,000 | $4.903M | 0.8% | $0.99 | $0.94 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | BLACKSTONE MTG TR INC | 4,710,000 | $4.775M | 0.8% | $1.01 | $1.01 | — | NOTE 4.375% 5/0 | 09257WAB6 |
| — | LIVE NATION ENTERTAINMENT IN | 3,681,000 | $4.751M | 0.8% | $1.29 | $1.32 | — | DBCV 2.500% 5/1 | 538034AJ8 |
| — | VEECO INSTRS INC DEL | 5,374,000 | $4.667M | 0.8% | $0.87 | $0.87 | — | NOTE 2.700% 1/1 | 922417AD2 |
| — | MODERN MEDIA ACQUISITION | 472,861 | $4.634M | 0.8% | $9.80 | $9.78 | — | COM | 60765P103 |
| — | PRICELINE GRP INC | 3,325,000 | $4.585M | 0.7% | $1.38 | $1.44 | — | NOTE 0.350% 6/1 | 741503AS5 |
| — | CARRIAGE SVCS INC | 3,640,000 | $4.549M | 0.7% | $1.25 | $1.19 | — | NOTE 2.750% 3/1 | 143905AM9 |
| — | PENSARE ACQUISITION CORP | 463,100 | $4.478M | 0.7% | $9.67 | $9.67 | — | COM | 70957E105 |
| — | GLOBAL PARTNER ACQUISITION C | 441,762 | $4.418M | 0.7% | $10.00 | $9.89 | — | COM | 37954X105 |
| — | PATTERN ENERGY GROUP INC | 4,241,000 | $4.305M | 0.7% | $1.02 | $1.02 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| — | LEISURE ACQUISITION CORP | 425,000 | $4.242M | 0.7% | $9.98 | $9.98 | — | UNIT 99/99/9999 | 52539T206 |
| — | M III ACQUISITION CORP | 415,300 | $4.12M | 0.7% | $9.92 | $9.84 | — | COM | 55378T104 |
| — | EURONET WORLDWIDE INC | 3,320,000 | $4.084M | 0.7% | $1.23 | $1.22 | — | NOTE 1.500%10/0 | 298736AH2 |
| — | SABAN CAP ACQUISITION CORP | 408,105 | $4.044M | 0.7% | $9.91 | $10.01 | — | COM CL A | 78516C106 |
| — | ENVESTNET INC | 3,890,000 | $4.031M | 0.7% | $1.04 | $1.04 | — | NOTE 1.750%12/1 | 29404KAA4 |
| — | MOSAIC ACQUISITION CORP | 405,000 | $3.929M | 0.6% | $9.70 | $9.70 | — | SHS CL A | G62848109 |
| — | TESLA INC | 3,650,000 | $3.876M | 0.6% | $1.06 | $1.06 | — | NOTE 0.250% 3/0 | 88160RAB7 |
| — | OSPREY ENERGY ACQUISITION CO | 377,115 | $3.752M | 0.6% | $9.95 | $9.93 | — | UNIT 07/21/2022 | 688397207 |
| — | FLUIDIGM CORP DEL | 4,440,000 | $3.69M | 0.6% | $0.83 | $0.62 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | CAPITOL INVT CORP IV | 354,359 | $3.547M | 0.6% | $10.01 | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | RADIUS HEALTH INC | 3,625,000 | $3.41M | 0.6% | $0.94 | $0.94 | — | NOTE 3.000% 9/0 | 750469AA6 |
| — | CTRIP COM INTL LTD | 2,885,000 | $3.401M | 0.6% | $1.18 | $1.30 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | STARWOOD PPTY TR INC | 3,350,000 | $3.391M | 0.6% | $1.01 | $1.01 | — | NOTE 4.375% 4/0 | 85571BAH8 |
| — | SUCAMPO PHARMACEUTICALS INC | 2,720,000 | $3.305M | 0.5% | $1.22 | $1.22 | — | NOTE 3.250%12/1 | 864909AB2 |
| — | CLEVELAND CLIFFS INC | 3,000,000 | $3.282M | 0.5% | $1.09 | $1.09 | — | DBCV 1.500% 1/1 | 185899AA9 |
| SFL 3.25 02/01/18 | SHIP FINANCE INTERNATIONAL L | 2,743,000 | $3.274M | 0.5% | $1.19 | $1.07 | — | NOTE 3.250% 2/0 | G81075AE6 |
| — | TEVA PHARMACEUTICAL FIN LLC | 3,600,000 | $3.182M | 0.5% | $0.88 | $0.88 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| — | TPG PACE HLDGS CORP | 325,000 | $3.169M | 0.5% | $9.75 | $9.75 | — | CL A | G89827128 |
| — | MATLIN & PARTNERS ACQUISITIO | 300,000 | $3.045M | 0.5% | $10.15 | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | QUIDEL CORP | 1,985,000 | $2.993M | 0.5% | $1.51 | $1.51 | — | NOTE 3.250%12/1 | 74838JAA9 |
| GLNG | GOLAR LNG LTD BERMUDA | 90,600 | $2.701M | 0.4% | $29.81 | — | — | Put | G9456A100 |
| — | INDUSTREA ACQUISITION CORP | 277,800 | $2.7M | 0.4% | $9.72 | $9.74 | — | CL A | 45579J104 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 257,449 | $2.562M | 0.4% | $9.95 | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| — | TCP CAP CORP | 2,410,000 | $2.474M | 0.4% | $1.03 | $1.03 | — | NOTE 4.625% 3/0 | 87238QAD5 |
| — | KNOWLES CORP | 1,900,000 | $2.1M | 0.3% | $1.11 | $1.11 | — | NOTE 3.250%11/0 | 49926DAB5 |
| — | ALTABA INC | 30,000 | $2.096M | 0.3% | $69.87 | — | — | Put | 021346101 |
| — | OSPREY ENERGY ACQUISITION CO | 217,850 | $2.091M | 0.3% | $9.60 | $9.60 | — | CL A COM | 688397108 |
| — | FIREEYE INC | 2,230,000 | $2.046M | 0.3% | $0.92 | $0.87 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | INDUSTREA ACQUISITION CORP | 200,000 | $2.01M | 0.3% | $10.05 | $10.10 | — | UNIT 07/21/2024 | 45579J203 |
| — | ARBOR RLTY TR INC | 1,885,000 | $1.909M | 0.3% | $1.01 | $1.01 | — | NOTE 5.375%11/1 | 038923AB4 |
| — | VANTAGE ENERGY ACQUISITION | 176,210 | $1.796M | 0.3% | $10.19 | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | M/I HOMES INC | 1,600,000 | $1.727M | 0.3% | $1.08 | $1.08 | — | NOTE 3.000% 3/0 | 55292PAB1 |
| — | CAPITOL INVT CORP IV | 160,000 | $1.549M | 0.3% | $9.68 | $9.68 | — | CL A ORD | G18920101 |
| — | KAYNE ANDERSON ACQUISITION | 150,000 | $1.494M | 0.2% | $9.96 | $10.05 | — | UNIT 06/30/2022 | 48661U201 |
| — | GORES HLDGS II INC | 138,206 | $1.432M | 0.2% | $10.36 | $10.48 | — | UNIT 99/99/9999 | 382867208 |
| — | KBL MERGER CORP IV | 147,000 | $1.427M | 0.2% | $9.71 | $9.71 | — | COM | 48242A104 |
| — | BLACK RIDGE ACQUISITION CORP | 145,300 | $1.402M | 0.2% | $9.65 | $9.65 | — | COM | 09216T107 |
| — | FEDERAL STR ACQUISITION CORP | 130,000 | $1.333M | 0.2% | $10.25 | $10.30 | — | UNIT 99/99/9999 | 31421V206 |
| — | PROOFPOINT INC | 15,000 | $1.332M | 0.2% | $88.80 | $74.87 | — | COM | 743424103 |
| — | CM SEVEN STAR ACQUISITION CO | 125,000 | $1.245M | 0.2% | $9.96 | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| HASI | HANNON ARMSTRONG SUST INFR C | 50,000 | $1.203M | 0.2% | $24.06 | — | — | Put | 41068X100 |
| — | NATIONAL HEALTH INVS INC | 1,053,000 | $1.187M | 0.2% | $1.13 | $1.02 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | PRICELINE GRP INC | 637 | $1.107M | 0.2% | $1737.83 | $1570.17 | — | COM NEW | 741503403 |
| VSH | VISHAY INTERTECHNOLOGY INC | 50,000 | $1.038M | 0.2% | $20.76 | — | — | Put | 928298108 |
| — | LEGACY ACQUISITION CORP | 100,000 | $963K | 0.2% | $9.63 | $9.63 | — | COM CL A | 524643103 |
| — | DRAPER OAKWOOD TECHNOLOGY | 96,846 | $949K | 0.2% | $9.80 | $9.80 | — | COM CL A | 26146L103 |
| — | FORUM MERGER CORP | 88,100 | $879K | 0.1% | $9.98 | $9.76 | — | COM CL A | 34985B103 |
| — | ANDINA ACQUISITION CORP II | 84,909 | $875K | 0.1% | $10.31 | $9.99 | — | SHS | G0441P104 |
| — | BLACK RIDGE ACQUISITION CORP | 84,900 | $861K | 0.1% | $10.14 | $10.14 | — | UNIT 10/05/2022 | 09216T206 |
| PHUN | STELLAR ACQUISITION III INC | 84,018 | $858K | 0.1% | $10.21 | $10.04 | — | COM | Y8172W107 |
| VOD | VODAFONE GROUP PLC NEW | 26,300 | $839K | 0.1% | $31.90 | — | — | Call | 92857W308 |
| — | NUANCE COMMUNICATIONS INC | 50,000 | $818K | 0.1% | $16.36 | — | — | Call | 67020Y100 |
| — | ISTAR INC | 70,500 | $797K | 0.1% | $11.30 | — | — | Put | 45031U101 |
| — | HENNESSY CAP ACQUSTON CORP I | 75,522 | $783K | 0.1% | $10.37 | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| ARI | APOLLO COML REAL EST FIN INC | 42,000 | $775K | 0.1% | $18.45 | — | — | Put | 03762U105 |
| — | SILVER RUN ACQUISITION | 75,958 | $753K | 0.1% | $9.91 | $10.25 | — | COM CL A | 82812A103 |
| RWT | REDWOOD TR INC | 50,000 | $741K | 0.1% | $14.82 | — | — | Put | 758075402 |
| — | ATLANTIC ACQUISITION CORP | 72,500 | $740K | 0.1% | $10.21 | $10.28 | — | UNIT 02/08/2019 | 048206205 |
| INVA | INNOVIVA INC | 50,000 | $710K | 0.1% | $14.20 | — | — | Put | 45781M101 |
| NESR | NATIONAL ENERGY SERVICES REU | 69,400 | $691K | 0.1% | $9.96 | $9.52 | — | SHS | G6375R107 |
| — | CONSTELLATION ALPHA CAP CORP | 55,000 | $560K | 0.1% | $10.18 | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| — | I AM CAP ACQUISITION CO | 56,000 | $553K | 0.1% | $9.88 | $9.88 | — | COM | 45074Q108 |
| — | FINISAR CORP | 26,600 | $541K | 0.1% | $20.34 | $22.16 | — | COM NEW | 31787A507 |
| — | DRAPER OAKWOOD TECHNOLOGY | 50,300 | $530K | 0.1% | $10.54 | $10.16 | — | UNIT 09/30/2024 | 26146L202 |
| TPGH/U | TPG PACE HLDGS CORP | 50,000 | $517K | 0.1% | $10.34 | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | CONSTELLATION ALPHA CAP CORP | 51,000 | $496K | 0.1% | $9.73 | $9.76 | — | SHS | G2379F108 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $494K | 0.1% | $9.88 | $9.88 | — | ORD SHS | G1142P104 |
| — | BIG ROCK PARTNERS ACQUISI CO | 50,000 | $484K | 0.1% | $9.68 | $9.68 | — | COM | 089482103 |
| — | KBL MERGER CORP IV | 45,100 | $458K | 0.1% | $10.16 | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | GREAT ELM CAP CORP | 39,141 | $385K | 0.1% | $9.84 | $11.67 | — | COM | 390320109 |
| — | ATLANTIC ACQUISITION CORP | 36,972 | $365K | 0.1% | $9.87 | $9.88 | — | COM | 048206106 |
| — | SABAN CAP ACQUISITION CORP | 32,878 | $346K | 0.1% | $10.52 | $10.08 | — | UNIT 99/99/9999 | 78516C205 |
| — | JENSYN ACQUISITION CORP | 30,050 | $310K | 0.1% | $10.32 | $10.31 | — | COM | 47632B102 |
| — | GIGCAPITAL INC | 25,000 | $250K | 0.0% | $10.00 | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 100,000 | $246K | 0.0% | $2.46 | $4.14 | -40.5% | COM | G65773106 |
| VECO | VEECO INSTRS INC DEL | 15,000 | $223K | 0.0% | $14.87 | — | — | Call | 922417100 |
| — | GTY TECHNOLOGY HOLDINGS INC | 21,692 | $223K | 0.0% | $10.28 | $10.35 | — | UNIT 99/99/9999 | G4182A110 |
| — | FINTECH ACQUISITION CORP II | 20,857 | $218K | 0.0% | $10.45 | $10.26 | — | UNIT 99/99/9999 | 31810G208 |
| — | HAYMAKER ACQUISITION CORP | 18,474 | $177K | 0.0% | $9.58 | $9.58 | — | COM CLASS A | 420870107 |
| — | MODERN MEDIA ACQUISITION | 328,330 | $128K | 0.0% | $0.39 | $0.39 | — | RIGHT 99/99/9999 | 60765P129 |
| — | PENSARE ACQUISITION CORP | 250,000 | $125K | 0.0% | $0.50 | $0.43 | — | RIGHT 99/99/9999 | 70957E121 |
| — | ANDINA ACQUISITION CORP II | 60,600 | $83,000 | 0.0% | $1.37 | $0.47 | — | RIGHT 09/01/2017 | G0441P120 |
| — | TPG PACE HLDGS CORP | 44,701 | $69,000 | 0.0% | $1.54 | $1.54 | — | *W EXP 99/99/999 | G89827110 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 35,173 | $62,000 | 0.0% | $1.76 | $1.76 | — | *W EXP 99/99/999 | G8250R129 |
| — | MOSAIC ACQUISITION CORP | 34,900 | $45,000 | 0.0% | $1.29 | $1.29 | — | *W EXP 99/99/999 | G62848125 |
| — | TPG PACE ENERGY HLDGS CORP | 31,373 | $42,000 | 0.0% | $1.34 | $1.34 | — | *W EXP 99/99/999 | 872656111 |
| — | GORES HLDGS II INC | 20,442 | $41,000 | 0.0% | $2.01 | $1.39 | — | *W EXP 03/06/202 | 382867117 |
| — | LEGACY ACQUISITION CORP | 86,900 | $36,000 | 0.0% | $0.41 | $0.41 | — | *W EXP 11/30/202 | 524643111 |
| — | KBL MERGER CORP IV | 105,000 | $30,000 | 0.0% | $0.29 | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| — | MATLIN & PARTNERS ACQUISITIO | 58,868 | $25,000 | 0.0% | $0.42 | $0.44 | — | *W EXP 05/28/202 | 57682V114 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 86,950 | $24,000 | 0.0% | $0.28 | $0.33 | — | *W EXP 99/99/999 | G0726L117 |
| — | FORUM MERGER CORP | 35,000 | $23,000 | 0.0% | $0.66 | $0.37 | — | RIGHT 06/01/2019 | 34985B129 |
| — | FINTECH ACQUISITION CORP II | 16,941 | $23,000 | 0.0% | $1.36 | $1.36 | — | *W EXP 01/19/202 | 31810G117 |
| — | INDUSTREA ACQUISITION CORP | 54,900 | $22,000 | 0.0% | $0.40 | $0.40 | — | *W EXP 08/01/202 | 45579J112 |
| — | MODERN MEDIA ACQUISITION | 37,565 | $19,000 | 0.0% | $0.51 | $0.49 | — | *W EXP 05/17/202 | 60765P111 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $19,000 | 0.0% | $0.38 | $0.30 | — | RIGHT 03/20/2019 | G1142P138 |
| — | BIG ROCK PARTNERS ACQUISI CO | 50,000 | $19,000 | 0.0% | $0.38 | $0.38 | — | RIGHT 12/01/2022 | 089482129 |
| — | I AM CAP ACQUISITION CO | 56,000 | $18,000 | 0.0% | $0.32 | $0.32 | — | *W EXP 05/22/202 | 45074Q116 |
| — | I AM CAP ACQUISITION CO | 56,000 | $17,000 | 0.0% | $0.30 | $0.30 | — | RIGHT 05/22/2019 | 45074Q124 |
| — | CONSTELLATION ALPHA CAP CORP | 50,000 | $16,000 | 0.0% | $0.32 | $0.30 | — | RIGHT 99/99/9999 | G2379F132 |
| — | VANTAGE ENERGY ACQUISITION | 12,625 | $15,000 | 0.0% | $1.19 | $1.17 | — | *W EXP 04/12/202 | 92211L113 |
| NESRW | NATIONAL ENERGY SERVICES REU | 17,400 | $14,000 | 0.0% | $0.80 | $0.54 | — | *W EXP 05/05/202 | G6375R115 |
| — | LANDCADIA HLDGS INC | 19,200 | $13,000 | 0.0% | $0.68 | $0.68 | — | *W EXP 06/01/202 | 51476W115 |
| — | KBL MERGER CORP IV | 68,300 | $13,000 | 0.0% | $0.19 | $0.19 | — | *W EXP 01/15/202 | 48242A112 |
| — | HENNESSY CAP ACQUSTON CORP I | 12,556 | $11,000 | 0.0% | $0.88 | $0.73 | — | *W EXP 06/15/202 | 42588L113 |
| — | CONSTELLATION ALPHA CAP CORP | 32,500 | $9,000 | 0.0% | $0.28 | $0.25 | — | *W EXP 03/23/202 | G2379F116 |
| — | OSPREY ENERGY ACQUISITION CO | 12,500 | $9,000 | 0.0% | $0.72 | $0.72 | — | *W EXP 07/21/202 | 688397116 |
| — | STELLAR ACQUISITION III INC | 28,000 | $9,000 | 0.0% | $0.32 | $0.32 | — | *W EXP 03/22/202 | Y8172W115 |
| — | JENSYN ACQUISITION CORP | 20,000 | $8,000 | 0.0% | $0.40 | $0.40 | — | RIGHT 99/99/9999 | 47632B128 |
| — | CITIGROUP INC | 81,500 | $8,000 | 0.0% | $0.10 | $0.79 | — | *W EXP 01/04/201 | 172967226 |
| — | CAPITOL INVT CORP IV | 7,000 | $8,000 | 0.0% | $1.14 | $1.14 | — | *W EXP 01/01/202 | G18920127 |
| — | HUNTER MARITIME ACQUISITION | 22,421 | $7,000 | 0.0% | $0.31 | $0.73 | — | *W EXP 99/99/999 | Y37828129 |
| — | SABAN CAP ACQUISITION CORP | 4,800 | $6,000 | 0.0% | $1.25 | $1.33 | — | *W EXP 09/21/202 | 78516C114 |
| — | FORUM MERGER CORP | 7,500 | $5,000 | 0.0% | $0.67 | $0.40 | — | *W EXP 06/01/202 | 34985B111 |
| — | GTY TECHNOLOGY HOLDINGS INC | 3,904 | $4,000 | 0.0% | $1.02 | $1.72 | — | *W EXP 99/99/999 | G4182A128 |
| — | FEDERAL STR ACQUISITION CORP | 3,600 | $4,000 | 0.0% | $1.11 | $1.11 | — | *W EXP 07/24/202 | 31421V115 |
| — | BIG ROCK PARTNERS ACQUISI CO | 10,000 | $4,000 | 0.0% | $0.40 | $0.40 | — | *W EXP 12/01/202 | 089482111 |
| — | M III ACQUISITION CORP | 5,100 | $4,000 | 0.0% | $0.78 | $0.50 | — | *W EXP 10/10/202 | 55378T112 |
| — | M I ACQUISITIONS INC | 9,111 | $3,000 | 0.0% | $0.33 | $0.31 | — | *W EXP 99/99/999 | 55304A112 |
| — | JENSYN ACQUISITION CORP | 10,000 | $2,000 | 0.0% | $0.20 | $0.20 | — | *W EXP 03/07/202 | 47632B110 |