Location: Stamford, CT
CIK: 0001287978 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value: $807M (29.0% shares, 71.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VERISIGN INC | 8,429,000 | $26.22M | 3.2% | $2.44 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| SPY | SPDR S&P 500 ETF TR | 100,000 | $25.12M | 3.1% | — | — | Put | 78462F103 |
| — | LIGAND PHARMACEUTICALS INC | 13,403,000 | $24.49M | 3.0% | $1.53 | — | NOTE 0.750% 8/1 | 53220KAD0 |
| — | STARWOOD PPTY TR INC | 23,539,000 | $23.54M | 2.9% | $1.01 | — | NOTE 3.750%10/1 | 85571BAC9 |
| — | MOLINA HEALTHCARE INC | 13,033,000 | $22.54M | 2.8% | $1.47 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | PALO ALTO NETWORKS INC | 14,584,000 | $20.05M | 2.5% | $1.53 | — | NOTE 7/0 | 697435AB1 |
| — | YAHOO INC | 14,550,000 | $18.85M | 2.3% | $1.03 | — | NOTE 12/0 | 984332AF3 |
| — | CITRIX SYS INC | 13,771,000 | $16.01M | 2.0% | $1.16 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | RED HAT INC | 10,350,000 | $15.93M | 2.0% | $1.49 | — | NOTE 0.250%10/0 | 756577AD4 |
| — | INTERDIGITAL INC | 13,284,000 | $15.57M | 1.9% | $1.27 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | MICROCHIP TECHNOLOGY INC | 7,830,000 | $13.68M | 1.7% | $1.46 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | EURONET WORLDWIDE INC | 9,905,000 | $13.4M | 1.7% | $1.22 | — | NOTE 1.500%10/0 | 298736AH2 |
| — | TWITTER INC | 14,000,000 | $12.85M | 1.6% | $0.91 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | MEDICINES CO | 9,915,000 | $12.51M | 1.5% | $1.20 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | INTEL CORP | 6,762,000 | $12.43M | 1.5% | $1.63 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | DHT HOLDINGS INC | 12,529,000 | $12.36M | 1.5% | $0.97 | — | DEBT 4.500%10/0 | 23335SAB2 |
| — | J2 GLOBAL INC | 9,932,000 | $12.27M | 1.5% | $1.15 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | AMAG PHARMACEUTICALS INC | 12,205,000 | $11.82M | 1.5% | $0.96 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| — | CTRIP COM INTL LTD | 9,880,000 | $11.21M | 1.4% | $1.14 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | DISH NETWORK CORP | 9,815,000 | $10.97M | 1.4% | $1.12 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| — | ARES CAP CORP | 10,648,000 | $10.7M | 1.3% | $1.02 | — | NOTE 4.750% 1/1 | 04010LAJ2 |
| — | SERVICENOW INC | 6,604,000 | $10.59M | 1.3% | $1.24 | — | NOTE 11/0 | 81762PAB8 |
| — | QUIDEL CORP | 6,865,000 | $10.37M | 1.3% | $1.51 | — | NOTE 3.250%12/1 | 74838JAA9 |
| — | NATIONAL HEALTH INVS INC | 8,859,000 | $10.2M | 1.3% | $1.02 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | WORKDAY INC | 7,180,000 | $10.09M | 1.3% | $1.35 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | LIBERTY MEDIA CORP DELAWARE | 8,090,000 | $9.779M | 1.2% | $1.20 | — | NOTE 1.375%10/1 | 531229AB8 |
| — | GP INVTS ACQUISITION COR | 963,949 | $9.697M | 1.2% | $9.81 | — | SHS | G40357124 |
| — | CTRIP COM INTL LTD | 7,000,000 | $9.675M | 1.2% | $1.30 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | CORENERGY INFRASTRUCTURE TR | 8,162,000 | $9.453M | 1.2% | $0.96 | — | NOTE 7.000% 6/1 | 21870UAA4 |
| — | ELECTRUM SPL ACQUISITION COR | 903,893 | $9.265M | 1.1% | $9.91 | — | SHS | G3105C104 |
| — | EASTERLY ACQUISITION CORP | 890,640 | $8.906M | 1.1% | $9.91 | — | COM | 27616L102 |
| — | MERCADOLIBRE INC | 4,183,000 | $8.727M | 1.1% | $1.02 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 762,482 | $8.044M | 1.0% | $10.55 | — | UNIT 99/99/9999 | G8250R111 |
| HUNTF | HUNTER MARITIME ACQUISITION | 808,517 | $7.956M | 1.0% | $9.77 | +0.6% | CL A | Y37828111 |
| — | BOULEVARD ACQUISITION | 793,382 | $7.934M | 1.0% | $9.83 | — | CL A | 10157Q102 |
| — | TESLA INC | 6,380,000 | $7.833M | 1.0% | $1.05 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | HANNON ARMSTRONG SUST INFR C | 7,500,000 | $7.73M | 1.0% | $1.03 | — | NOTE 4.125% 9/0 | 41068XAB6 |
| — | KAYNE ANDERSON ACQUISITION | 772,400 | $7.531M | 0.9% | $9.75 | — | COM CL A | 48661U102 |
| — | REDWOOD TR INC | 7,550,000 | $7.521M | 0.9% | $1.00 | — | NOTE 4.750% 8/1 | 758075AC9 |
| — | INVACARE CORP | 6,100,000 | $7.318M | 0.9% | $1.07 | — | NOTE 5.000% 2/1 | 461203AF8 |
| — | GTY TECHNOLOGY HOLDINGS INC | 733,191 | $7.317M | 0.9% | $10.12 | — | CL A | G4182A102 |
| — | PRICELINE GRP INC | 5,045,000 | $7.252M | 0.9% | $1.44 | — | NOTE 0.350% 6/1 | 741503AS5 |
| SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL L | 6,782,000 | $7.096M | 0.9% | $1.01 | — | NOTE 5.750%10/1 | G81075AF3 |
| — | FINTECH ACQUISITION CORP II | 721,700 | $7.073M | 0.9% | $9.81 | — | COM | 31810G109 |
| — | SEACOR HOLDINGS INC | 7,905,000 | $7.06M | 0.9% | $0.84 | — | NOTE 3.000%11/1 | 81170YAB5 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 685,000 | $6.85M | 0.8% | $9.94 | — | CL A | G0726L125 |
| — | MATLIN & PARTNERS ACQUISITIO | 650,000 | $6.344M | 0.8% | $9.70 | — | CL A | 57682V106 |
| — | THERAVANCE INC | 6,475,000 | $6.304M | 0.8% | $0.94 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | GORES HLDGS II INC | 624,505 | $6.226M | 0.8% | $10.18 | — | COM CL A | 382867109 |
| — | SALESFORCE COM INC | 4,378,000 | $6.143M | 0.8% | $1.22 | — | NOTE 0.250% 4/0 | 79466LAD6 |
| — | TTM TECHNOLOGIES INC | 3,472,000 | $5.859M | 0.7% | $1.44 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | BLACKSTONE MTG TR INC | 5,128,000 | $5.846M | 0.7% | $1.14 | — | NOTE 5.250%12/0 | 09257WAA8 |
| — | BROADSOFT INC | 4,130,000 | $5.757M | 0.7% | $1.26 | — | NOTE 1.000% 9/0 | 11133BAD4 |
| — | PHOTRONICS INC | 5,240,000 | $5.712M | 0.7% | $1.12 | — | NOTE 3.250% 4/0 | 719405AK8 |
| — | EMERGENT BIOSOLUTIONS INC | 3,967,000 | $5.707M | 0.7% | $1.44 | — | NOTE 2.875% 1/1 | 29089QAB1 |
| — | SHUTTERFLY INC | 5,740,000 | $5.697M | 0.7% | $0.99 | — | NOTE 0.250% 5/1 | 82568PAB2 |
| — | HENNESSY CAP ACQUSTON CORP I | 576,100 | $5.68M | 0.7% | $9.86 | — | COM | 42588L105 |
| — | VANTAGE ENERGY ACQUISITION | 550,000 | $5.39M | 0.7% | $9.77 | — | COM CL A | 92211L105 |
| — | BLACKSTONE MTG TR INC | 5,210,000 | $5.249M | 0.7% | $1.01 | — | NOTE 4.375% 5/0 | 09257WAB6 |
| — | CARRIAGE SVCS INC | 4,200,000 | $5.247M | 0.7% | $1.19 | — | NOTE 2.750% 3/1 | 143905AM9 |
| — | MATLIN & PARTNERS ACQUISITIO | 500,000 | $5.075M | 0.6% | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | APOLLO COML REAL EST FIN INC | 5,000,000 | $5.075M | 0.6% | $1.01 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| — | COLONY CAP INC | 4,930,000 | $4.942M | 0.6% | $0.93 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| — | DOUBLE EAGLE ACQUISITION COR | 483,123 | $4.88M | 0.6% | $9.83 | — | COM | G28195124 |
| — | LIVE NATION ENTERTAINMENT IN | 3,681,000 | $4.85M | 0.6% | $1.32 | — | DBCV 2.500% 5/1 | 538034AJ8 |
| — | OSPREY ENERGY ACQUISITION CO | 477,115 | $4.738M | 0.6% | $9.93 | — | UNIT 07/21/2022 | 688397207 |
| — | GLOBAL PARTNER ACQUISITION C | 466,107 | $4.684M | 0.6% | $9.89 | — | COM | 37954X105 |
| — | CAPITOL INVT CORP IV | 460,359 | $4.659M | 0.6% | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | ICONIX BRAND GROUP INC | 4,688,000 | $4.641M | 0.6% | $0.94 | — | NOTE 1.500% 3/1 | 451055AF4 |
| — | LANDCADIA HLDGS INC | 434,305 | $4.352M | 0.5% | $9.93 | — | CL A | 51476W107 |
| — | FLUIDIGM CORP DEL | 5,920,000 | $4.322M | 0.5% | $0.62 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | SPECTRUM PHARMACEUTICALS INC | 3,000,000 | $4.234M | 0.5% | $1.41 | — | NOTE 2.750%12/1 | 84763AAB4 |
| — | HENNESSY CAP ACQUSTON CORP I | 400,000 | $4.13M | 0.5% | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| — | NUVASIVE INC | 3,530,000 | $4.017M | 0.5% | $1.37 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | TPG PACE ENERGY HLDGS CORP | 350,358 | $3.595M | 0.4% | $10.44 | — | UNIT 99/99/9999 | 872656202 |
| — | M III ACQUISITION CORP | 355,000 | $3.49M | 0.4% | $9.83 | — | COM | 55378T104 |
| — | INTERCEPT PHARMACEUTICALS IN | 4,250,000 | $3.283M | 0.4% | $0.77 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | PATTERN ENERGY GROUP INC | 3,161,000 | $3.274M | 0.4% | $1.02 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| — | SABAN CAP ACQUISITION CORP | 308,105 | $3.093M | 0.4% | $10.04 | — | COM CL A | 78516C106 |
| — | INDUSTREA ACQUISITION CORP | 300,000 | $3.03M | 0.4% | $10.10 | — | UNIT 07/21/2024 | 45579J203 |
| SFL 3.25 02/01/18 | SHIP FINANCE INTERNATIONAL L | 2,743,000 | $3.024M | 0.4% | $1.07 | — | NOTE 3.250% 2/0 | G81075AE6 |
| — | TCP CAP CORP | 2,910,000 | $2.997M | 0.4% | $1.03 | — | NOTE 4.625% 3/0 | 87238QAD5 |
| — | TPG PACE ENERGY HLDGS CORP | 301,950 | $2.951M | 0.4% | $9.92 | — | CL A | 872656103 |
| — | AKAMAI TECHNOLOGIES INC | 3,002,000 | $2.916M | 0.4% | $0.97 | — | DBCV 2/1 | 00971TAG6 |
| — | FEDERAL STR ACQUISITION CORP | 280,000 | $2.884M | 0.4% | $10.30 | — | UNIT 99/99/9999 | 31421V206 |
| — | MARRIOTT VACATIONS WRLDWDE C | 2,700,000 | $2.825M | 0.3% | $1.05 | — | NOTE 1.500% 9/1 | 57164YAA5 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 265,000 | $2.74M | 0.3% | $10.34 | — | UNIT 99/99/9999 | G0726L109 |
| — | CROWN CASTLE INTL CORP NEW | 2,450 | $2.597M | 0.3% | $1060.00 | — | 8.875% CON PFD A | 22822V309 |
| — | PRICELINE GRP INC | 1,346 | $2.464M | 0.3% | $1570.17 | — | COM NEW | 741503403 |
| — | MODERN MEDIA ACQUISITION | 244,531 | $2.387M | 0.3% | $9.77 | — | COM | 60765P103 |
| — | PENSARE ACQUISITION CORP | 243,100 | $2.351M | 0.3% | $9.67 | — | COM | 70957E105 |
| — | CIENA CORP | 1,750,000 | $2.314M | 0.3% | $1.40 | — | DEBT 4.000%12/1 | 171779AK7 |
| — | VECTOR GROUP LTD | 2,000,000 | $2.285M | 0.3% | $1.06 | — | FRNT | 92240MBC1 |
| — | FEDERAL STR ACQUISITION CORP | 220,000 | $2.145M | 0.3% | $9.75 | — | CL A | 31421V107 |
| — | SILVER RUN ACQUISITION | 204,100 | $2.082M | 0.3% | $10.25 | — | COM CL A | 82812A103 |
| — | FIREEYE INC | 2,230,000 | $2.068M | 0.3% | $0.87 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| TPGH/U | TPG PACE HLDGS CORP | 200,000 | $2.06M | 0.3% | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | STARWOOD PPTY TR INC | 1,850,000 | $1.871M | 0.2% | $1.01 | — | NOTE 4.375% 4/0 | 85571BAH8 |
| — | MODERN MEDIA ACQUISITION | 178,330 | $1.855M | 0.2% | $10.26 | — | UNIT 99/99/9999 | 60765P202 |
| — | BROOKDALE SR LIVING INC | 1,860,000 | $1.851M | 0.2% | $0.97 | — | NOTE 2.750% 6/1 | 112463AA2 |
| — | VANTAGE ENERGY ACQUISITION | 176,210 | $1.792M | 0.2% | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | KAYNE ANDERSON ACQUISITION | 150,000 | $1.508M | 0.2% | $10.05 | — | UNIT 06/30/2022 | 48661U201 |
| — | ELECTRONICS FOR IMAGING INC | 1,400,000 | $1.453M | 0.2% | $1.08 | — | NOTE 0.750% 9/0 | 286082AC6 |
| — | GORES HLDGS II INC | 138,206 | $1.448M | 0.2% | $10.48 | — | UNIT 99/99/9999 | 382867208 |
| — | APOLLO COML REAL EST FIN INC | 1,310,000 | $1.416M | 0.2% | $1.07 | — | NOTE 5.500% 3/1 | 03762UAA3 |
| — | PROOFPOINT INC | 15,000 | $1.308M | 0.2% | $74.87 | — | COM | 743424103 |
| GLNG | GOLAR LNG LTD BERMUDA | 56,700 | $1.282M | 0.2% | — | — | Put | G9456A100 |
| — | FINTECH ACQUISITION CORP II | 120,857 | $1.267M | 0.2% | $10.26 | — | UNIT 99/99/9999 | 31810G208 |
| — | KBL MERGER CORP IV | 120,100 | $1.224M | 0.2% | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | PATTERN ENERGY GROUP INC | 50,000 | $1.205M | 0.1% | — | — | Put | 70338P100 |
| — | FINISAR CORP | 53,200 | $1.179M | 0.1% | $22.16 | — | COM NEW | 31787A507 |
| — | FRONTIER COMMUNICATIONS CORP | 100,000 | $1.179M | 0.1% | — | — | Call | 35906A306 |
| — | ARBOR RLTY TR INC | 1,000,000 | $1.067M | 0.1% | $1.06 | — | NOTE 6.500%10/0 | 038923AA6 |
| — | NEW YORK MTG TR INC | 1,000,000 | $996K | 0.1% | $0.97 | — | NOTE 6.250% 1/1 | 649604AD7 |
| — | GENERAL CABLE CORP DEL NEW | 1,110,000 | $985K | 0.1% | $0.65 | — | FRNT 4.500% 11/1 | 369300AL2 |
| — | ANDINA ACQUISITION CORP II | 94,809 | $968K | 0.1% | $9.99 | — | SHS | G0441P104 |
| ON | ON SEMICONDUCTOR CORP | 46,900 | $866K | 0.1% | $11.94 | +34.8% | COM | 682189105 |
| PHUN | STELLAR ACQUISITION III INC | 84,018 | $854K | 0.1% | $10.04 | — | COM | Y8172W107 |
| — | KNOWLES CORP | 750,000 | $846K | 0.1% | $1.13 | — | NOTE 3.250%11/0 | 49926DAB5 |
| — | INDUSTREA ACQUISITION CORP | 80,000 | $782K | 0.1% | $9.78 | — | CL A | 45579J104 |
| — | AXAR ACQUISITION CORP | 75,000 | $758K | 0.1% | $9.85 | — | COM | 05455L102 |
| VOD | VODAFONE GROUP PLC NEW | 26,300 | $748K | 0.1% | — | — | Call | 92857W308 |
| — | ATLANTIC ACQUISITION CORP | 72,500 | $745K | 0.1% | $10.28 | — | UNIT 02/08/2019 | 048206205 |
| — | PENSARE ACQUISITION CORP | 70,000 | $723K | 0.1% | $10.33 | — | UNIT 07/27/2022 | 70957E204 |
| — | FORUM MERGER CORP | 73,100 | $713K | 0.1% | $9.71 | — | COM CL A | 34985B103 |
| INVA | INNOVIVA INC | 50,000 | $706K | 0.1% | — | — | Put | 45781M101 |
| — | GTY TECHNOLOGY HOLDINGS INC | 6,692 | $698K | 0.1% | $10.50 | — | UNIT 99/99/9999 | G4182A110 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 11,100 | $680K | 0.1% | $52.77 | 0.0% | COM | 64125C109 |
| NESR | NATIONAL ENERGY SERVICES REU | 69,400 | $668K | 0.1% | $9.52 | — | SHS | G6375R107 |
| — | M III ACQUISITION CORP | 60,300 | $622K | 0.1% | $10.32 | — | UNIT 99/99/9999T | 55378T203 |
| — | OASIS PETE INC NEW | 64,900 | $592K | 0.1% | $9.12 | — | COM | 674215108 |
| — | ZIONS BANCORPORATION | 50,000 | $581K | 0.1% | $3.96 | — | *W EXP 11/14/201 | 989701131 |
| — | I AM CAP ACQUISITION CO | 56,000 | $573K | 0.1% | $10.23 | — | UNIT 08/15/2022 | 45074Q207 |
| — | CONSTELLATION ALPHA CAP CORP | 55,000 | $565K | 0.1% | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| — | DRAPER OAKWOOD TECHNOLOGY | 50,000 | $508K | 0.1% | $10.16 | — | UNIT 09/30/2024 | 26146L202 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $494K | 0.1% | $9.88 | — | ORD SHS | G1142P104 |
| — | SPECTRUM PHARMACEUTICALS INC | 35,000 | $492K | 0.1% | — | — | Put | 84763A108 |
| — | CONSTELLATION ALPHA CAP CORP | 50,000 | $488K | 0.1% | $9.76 | — | SHS | G2379F108 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 45,000 | $455K | 0.1% | $10.11 | — | CL A | G8250R103 |
| — | IAC INTERACTIVECORP | 3,700 | $435K | 0.1% | $117.57 | — | COM | 44919P508 |
| — | GREAT ELM CAP CORP | 39,141 | $409K | 0.1% | $11.67 | — | COM | 390320109 |
| — | KBL MERGER CORP IV | 42,000 | $408K | 0.1% | $9.71 | — | COM | 48242A104 |
| — | SABAN CAP ACQUISITION CORP | 32,878 | $349K | 0.0% | $10.08 | — | UNIT 99/99/9999 | 78516C205 |
| — | JENSYN ACQUISITION CORP | 20,000 | $217K | 0.0% | $10.00 | — | UNIT 99/99/9999 | 47632B201 |
| — | LANDCADIA HLDGS INC | 20,000 | $215K | 0.0% | $10.20 | — | UNIT 12/31/2021T | 51476W206 |
| — | M I ACQUISITIONS INC | 16,411 | $172K | 0.0% | $10.05 | — | UNIT 99/99/9999 | 55304A203 |
| DHT | DHT HOLDINGS INC | 40,000 | $159K | 0.0% | $2.11 | +5.2% | SHS NEW | Y2065G121 |
| — | FORUM MERGER CORP | 15,000 | $154K | 0.0% | $10.20 | — | UNIT 06/01/2024 | 34985B202 |
| TTMI | TTM TECHNOLOGIES INC | 6,800 | $105K | 0.0% | — | — | Call | 87305R109 |
| — | JENSYN ACQUISITION CORP | 10,050 | $103K | 0.0% | $10.28 | — | COM | 47632B102 |
| — | JONES ENERGY INC | 50,000 | $96,000 | 0.0% | — | — | Call | 48019R108 |
| — | ANDINA ACQUISITION CORP II | 146,700 | $87,000 | 0.0% | $0.47 | — | RIGHT 09/01/2017 | G0441P120 |
| — | JUST ENERGY GROUP INC | 12,350 | $72,000 | 0.0% | $5.83 | — | COM | 48213W101 |
| — | PENSARE ACQUISITION CORP | 180,000 | $72,000 | 0.0% | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | MODERN MEDIA ACQUISITION | 150,000 | $65,000 | 0.0% | $0.40 | — | RIGHT 99/99/9999 | 60765P129 |
| — | GORES HLDGS II INC | 39,600 | $60,000 | 0.0% | $1.39 | — | *W EXP 03/06/202 | 382867117 |
| — | SANOFI | 125,000 | $45,000 | 0.0% | $0.61 | — | RIGHT 12/31/2020 | 80105N113 |
| — | MATLIN & PARTNERS ACQUISITIO | 105,245 | $44,000 | 0.0% | $0.44 | — | *W EXP 05/28/202 | 57682V114 |
| — | ATLANTIC ACQUISITION CORP | 4,025 | $40,000 | 0.0% | $9.94 | — | COM | 048206106 |
| — | BANK AMER CORP | 50,000 | $39,000 | 0.0% | $0.71 | — | *W EXP 10/28/201 | 060505153 |
| — | VANTAGE ENERGY ACQUISITION | 30,000 | $39,000 | 0.0% | $1.17 | — | *W EXP 04/12/202 | 92211L113 |
| HASI | HANNON ARMSTRONG SUST INFR C | 1,600 | $38,000 | 0.0% | — | — | Put | 41068X100 |
| — | HENNESSY CAP ACQUSTON CORP I | 46,362 | $34,000 | 0.0% | $0.73 | — | *W EXP 06/15/202 | 42588L113 |
| NESRW | NATIONAL ENERGY SERVICES REU | 48,700 | $24,000 | 0.0% | $0.54 | — | *W EXP 05/05/202 | G6375R115 |
| — | ANDINA ACQUISITION CORP II | 60,624 | $22,000 | 0.0% | $0.33 | — | *W EXP 11/23/202 | G0441P138 |
| — | GTY TECHNOLOGY HOLDINGS INC | 18,704 | $22,000 | 0.0% | $1.72 | — | *W EXP 99/99/999 | G4182A128 |
| — | TPG PACE ENERGY HLDGS CORP | 14,854 | $21,000 | 0.0% | $1.35 | — | *W EXP 99/99/999 | 872656111 |
| — | FORUM MERGER CORP | 60,000 | $19,000 | 0.0% | $0.37 | — | RIGHT 06/01/2019 | 34985B129 |
| — | KAYNE ANDERSON ACQUISITION | 19,971 | $17,000 | 0.0% | $0.89 | — | *W EXP 06/30/202 | 48661U110 |
| — | SABAN CAP ACQUISITION CORP | 13,900 | $16,000 | 0.0% | $1.33 | — | *W EXP 09/21/202 | 78516C114 |
| — | CONSTELLATION ALPHA CAP CORP | 50,000 | $15,000 | 0.0% | $0.30 | — | RIGHT 99/99/9999 | G2379F132 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $15,000 | 0.0% | $0.30 | — | RIGHT 03/20/2019 | G1142P138 |
| — | HUNTER MARITIME ACQUISITION | 22,721 | $15,000 | 0.0% | $0.73 | — | *W EXP 99/99/999 | Y37828129 |
| — | STELLAR ACQUISITION III INC | 35,000 | $13,000 | 0.0% | $0.32 | — | *W EXP 03/22/202 | Y8172W115 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 32,550 | $13,000 | 0.0% | $0.41 | — | *W EXP 99/99/999 | G0726L117 |
| — | INDUSTREA ACQUISITION CORP | 30,000 | $12,000 | 0.0% | $0.40 | — | *W EXP 08/01/202 | 45579J112 |
| — | GLOBAL PARTNER ACQUISITION C | 13,265 | $10,000 | 0.0% | $0.75 | — | *W EXP 07/01/202 | 37954X113 |
| — | PENSARE ACQUISITION CORP | 20,400 | $10,000 | 0.0% | $0.49 | — | *W EXP 07/27/202 | 70957E113 |
| — | CITIGROUP INC | 81,500 | $9,000 | 0.0% | $0.79 | — | *W EXP 01/04/201 | 172967226 |
| — | KBL MERGER CORP IV | 30,000 | $9,000 | 0.0% | $0.30 | — | RIGHT 03/22/2019 | 48242A120 |
| — | BOULEVARD ACQUISITION | 8,509 | $8,000 | 0.0% | $0.86 | — | *W EXP 09/25/202 | 10157Q110 |
| — | CONSTELLATION ALPHA CAP CORP | 32,500 | $8,000 | 0.0% | $0.25 | — | *W EXP 03/23/202 | G2379F116 |
| — | GP INVTS ACQUISITION COR | 13,300 | $6,000 | 0.0% | $0.51 | — | *W EXP 05/19/202 | G40357108 |
| — | M III ACQUISITION CORP | 10,100 | $5,000 | 0.0% | $0.50 | — | *W EXP 10/10/202 | 55378T112 |
| — | ELECTRUM SPL ACQUISITION COR | 14,900 | $5,000 | 0.0% | $0.37 | — | *W EXP 99/99/999 | G3105C112 |
| — | FORUM MERGER CORP | 10,000 | $4,000 | 0.0% | $0.40 | — | *W EXP 06/01/202 | 34985B111 |
| — | MODERN MEDIA ACQUISITION | 4,895 | $3,000 | 0.0% | $0.40 | — | *W EXP 05/17/202 | 60765P111 |
| — | JM GLOBAL HLDG CO | 7,700 | $2,000 | 0.0% | $0.21 | — | *W EXP 07/09/202 | 46590H119 |
| — | KBL MERGER CORP IV | 12,100 | $2,000 | 0.0% | $0.17 | — | *W EXP 01/15/202 | 48242A112 |
| — | BISON CAP ACQUISITION CORP | 6,150 | $2,000 | 0.0% | $0.33 | — | *W EXP 06/20/202 | G1142P112 |
| — | M I ACQUISITIONS INC | 3,300 | $1,000 | 0.0% | $0.27 | — | *W EXP 99/99/999 | 55304A112 |
| — | SILICONWARE PRECISION INDS L | 50 | $0 | 0.0% | $7.71 | — | SPONSD ADR SPL | 827084864 |