WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 14, 2013

Total Value: $266M (100.0% shares, 0.0% debt)

Holdings (36)

— CORE-MARK HOLDING CO INC 12.9%

Value $34.29M Shares 550,000 Share Price $62.35 Est. Cost/Share $62.35 Unrealized @ Report Date —

NATR NATURES SUNSHINE PRODS INC 9.2%

Value $24.58M Shares 1,548,285 Share Price $15.88 * Est. Cost/Share $10.75 Unrealized @ Report Date 0.0%

LFCR LANDEC CORP 8.6%

Value $22.85M Shares 1,802,801 Share Price $12.68 * Est. Cost/Share $13.83 Unrealized @ Report Date 0.0%

FSS FEDERAL SIGNAL CORP 8.2%

Value $21.8M Shares 2,531,300 Share Price $8.61 * Est. Cost/Share $7.25 Unrealized @ Report Date 0.0%

— BREEZE-EASTERN CORP 7.0%

Value $18.63M Shares 2,117,911 Share Price $8.80 Est. Cost/Share $8.80 Unrealized @ Report Date —

— MAM SOFTWARE GROUP INC 6.2%

Value $16.54M Shares 3,497,687 Share Price $4.73 Est. Cost/Share $4.73 Unrealized @ Report Date —

KTOS KRATOS DEFENSE & SECURITY 5.4%

Value $14.26M Shares 2,215,000 Share Price $6.44 * Est. Cost/Share $5.62 Unrealized @ Report Date 0.0%

— HANDY & HARMAN LTD 4.2%

Value $11.18M Shares 673,918 Share Price $16.58 Est. Cost/Share $16.58 Unrealized @ Report Date —

— SUMMER INFANT INC 3.4%

Value $8.996M Shares 3,025,000 Share Price $2.97 Est. Cost/Share $2.97 Unrealized @ Report Date —

— KINDRED HEALTHCARE INC 3.3%

Value $8.745M Shares 676,000 Share Price $12.94 Est. Cost/Share $12.94 Unrealized @ Report Date —

— NUVERRA ENVIRONMENTAL SOLUTI 3.3%

Value $8.7M Shares 3,060,000 Share Price $2.84 Est. Cost/Share $2.84 Unrealized @ Report Date —

— CHIQUITA BRANDS INTL 3.1%

Value $8.19M Shares 765,000 Share Price $10.71 Est. Cost/Share $10.71 Unrealized @ Report Date —

— API TECHNOLOGIES CORP 3.0%

Value $8.035M Shares 2,979,030 Share Price $2.70 Est. Cost/Share $2.70 Unrealized @ Report Date —

— MVC CAPITAL INC 2.9%

Value $7.631M Shares 634,085 Share Price $12.03 Est. Cost/Share $12.03 Unrealized @ Report Date —

— MUSCLE PHARM CORP 2.5%

Value $6.775M Shares 653,100 Share Price $10.37 Est. Cost/Share $10.37 Unrealized @ Report Date —

— TRANSWORLD CORPORATION 2.2%

Value $5.874M Shares 2,349,577 Share Price $2.50 Est. Cost/Share $2.50 Unrealized @ Report Date —

— WESTMORELAND COAL CO 2.0%

Value $5.334M Shares 475,000 Share Price $11.23 Est. Cost/Share $11.23 Unrealized @ Report Date —

PPC PILGRIM'S PRIDE CORP 1.9%

Value $5.009M Shares 335,300 Share Price $14.94 * Est. Cost/Share $11.16 Unrealized @ Report Date 0.0%

— TELOS CORP MD 12% PFD 1.8%

Value $4.856M Shares 373,500 Share Price $13.00 Est. Cost/Share $13.00 Unrealized @ Report Date —

— ARI NETWORK SERVICES 1.4%

Value $3.703M Shares 1,312,989 Share Price $2.82 Est. Cost/Share $2.82 Unrealized @ Report Date —

DLHC DLH HOLDINGS CORP 1.2%

Value $3.211M Shares 4,162,930 Share Price $0.77 * Est. Cost/Share $0.86 Unrealized @ Report Date 0.0%

— PRIMO WATER CORP 1.0%

Value $2.72M Shares 1,494,600 Share Price $1.82 Est. Cost/Share $1.82 Unrealized @ Report Date —

— HERCULES OFFSHORE INC 1.0%

Value $2.534M Shares 360,000 Share Price $7.04 Est. Cost/Share $7.04 Unrealized @ Report Date —

— HAMPSHIRE GROUP LTD 0.8%

Value $2.224M Shares 742,425 Share Price $3.00 Est. Cost/Share $3.00 Unrealized @ Report Date —

— U S CONCRETE INC 0.6%

Value $1.642M Shares 100,000 Share Price $16.42 Est. Cost/Share $16.42 Unrealized @ Report Date —

— SMTC CORPORATION 0.5%

Value $1.327M Shares 860,750 Share Price $1.54 Est. Cost/Share $1.54 Unrealized @ Report Date —

GLD SPDR GOLD TRUST 0.4%

Value $1.12M Shares 9,400 Share Price $119.15 Est. Cost/Share $119.15 Unrealized @ Report Date —

KIDBQ KID BRANDS INC 0.4%

Value $999K Shares 668,403 Share Price $1.49 * Est. Cost/Share $1.44 Unrealized @ Report Date 0.0%

— LAYNE CHRISTENSEN COMPANY 0.4%

Value $989K Shares 50,690 Share Price $19.51 Est. Cost/Share $19.51 Unrealized @ Report Date —

— PERCEPTRON INC 0.3%

Value $789K Shares 100,000 Share Price $7.89 Est. Cost/Share $7.89 Unrealized @ Report Date —

— NEVADA GOLD & CASINOS INC 0.3%

Value $734K Shares 772,188 Share Price $0.95 Est. Cost/Share $0.95 Unrealized @ Report Date —

LTRE LEARNING TREE INTERNATIONAL 0.3%

Value $677K Shares 209,084 Share Price $3.24 * Est. Cost/Share $3.51 Unrealized @ Report Date 0.0%

— HUTTIG BUILDING PRODUCTS 0.2%

Value $607K Shares 257,500 Share Price $2.36 Est. Cost/Share $2.36 Unrealized @ Report Date —

— STEEL PARTNERS HLDGS LP 0.1%

Value $274K Shares 45,000 Share Price $6.09 Est. Cost/Share $6.09 Unrealized @ Report Date —

BBW BUILD A BEAR WORKSHOP INC 0.1%

Value $242K Shares 40,000 Share Price $6.05 * Est. Cost/Share $5.07 Unrealized @ Report Date 0.0%

— ARRHYTHMIA RESEARCH TECHNOLOGY 0.0%

Value $8,000 Shares 3,363 Share Price $2.38 Est. Cost/Share $2.38 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	CORE-MARK HOLDING CO INC	550,000	$34.29M	12.9%	$62.35	$62.35	—	COMM	218681104
NATR	NATURES SUNSHINE PRODS INC	1,548,285	$24.58M	9.2%	$15.88 *	$10.75	0.0%	COMM	639027101
LFCR	LANDEC CORP	1,802,801	$22.85M	8.6%	$12.68 *	$13.83	0.0%	COMM	514766104
FSS	FEDERAL SIGNAL CORP	2,531,300	$21.8M	8.2%	$8.61 *	$7.25	0.0%	COMM	313855108
—	BREEZE-EASTERN CORP	2,117,911	$18.63M	7.0%	$8.80	$8.80	—	COMM	106764103
—	MAM SOFTWARE GROUP INC	3,497,687	$16.54M	6.2%	$4.73	$4.73	—	COMM	55277Q201
KTOS	KRATOS DEFENSE & SECURITY	2,215,000	$14.26M	5.4%	$6.44 *	$5.62	0.0%	COMM	50077B207
—	HANDY & HARMAN LTD	673,918	$11.18M	4.2%	$16.58	$16.58	—	COMM	410315105
—	SUMMER INFANT INC	3,025,000	$8.996M	3.4%	$2.97	$2.97	—	COMM	865646103
—	KINDRED HEALTHCARE INC	676,000	$8.745M	3.3%	$12.94	$12.94	—	COMM	494580103
—	NUVERRA ENVIRONMENTAL SOLUTI	3,060,000	$8.7M	3.3%	$2.84	$2.84	—	COMM	67091K104
—	CHIQUITA BRANDS INTL	765,000	$8.19M	3.1%	$10.71	$10.71	—	COMM	170032809
—	API TECHNOLOGIES CORP	2,979,030	$8.035M	3.0%	$2.70	$2.70	—	COMM	00187E203
—	MVC CAPITAL INC	634,085	$7.631M	2.9%	$12.03	$12.03	—	COMM	553829102
—	MUSCLE PHARM CORP	653,100	$6.775M	2.5%	$10.37	$10.37	—	COMM	627335201
—	TRANSWORLD CORPORATION	2,349,577	$5.874M	2.2%	$2.50	$2.50	—	COMM	89336R207
—	WESTMORELAND COAL CO	475,000	$5.334M	2.0%	$11.23	$11.23	—	COMM	960878106
PPC	PILGRIM'S PRIDE CORP	335,300	$5.009M	1.9%	$14.94 *	$11.16	0.0%	COMM	72147K108
—	TELOS CORP MD 12% PFD	373,500	$4.856M	1.8%	$13.00	$13.00	—	PREF	87969B200
—	ARI NETWORK SERVICES	1,312,989	$3.703M	1.4%	$2.82	$2.82	—	COMM	001930205
DLHC	DLH HOLDINGS CORP	4,162,930	$3.211M	1.2%	$0.77 *	$0.86	0.0%	COMM	23335Q100
—	PRIMO WATER CORP	1,494,600	$2.72M	1.0%	$1.82	$1.82	—	COMM	74165N105
—	HERCULES OFFSHORE INC	360,000	$2.534M	1.0%	$7.04	$7.04	—	COMM	427093109
—	HAMPSHIRE GROUP LTD	742,425	$2.224M	0.8%	$3.00	$3.00	—	COMM	408859106
—	U S CONCRETE INC	100,000	$1.642M	0.6%	$16.42	$16.42	—	COMM	90333L201
—	SMTC CORPORATION	860,750	$1.327M	0.5%	$1.54	$1.54	—	COMM	832682207
GLD	SPDR GOLD TRUST	9,400	$1.12M	0.4%	$119.15	$119.15	—	ETF	78463V107
KIDBQ	KID BRANDS INC	668,403	$999K	0.4%	$1.49 *	$1.44	0.0%	COMM	49375T100
—	LAYNE CHRISTENSEN COMPANY	50,690	$989K	0.4%	$19.51	$19.51	—	COMM	521050104
—	PERCEPTRON INC	100,000	$789K	0.3%	$7.89	$7.89	—	COMM	71361F100
—	NEVADA GOLD & CASINOS INC	772,188	$734K	0.3%	$0.95	$0.95	—	COMM	64126Q206
LTRE	LEARNING TREE INTERNATIONAL	209,084	$677K	0.3%	$3.24 *	$3.51	0.0%	COMM	522015106
—	HUTTIG BUILDING PRODUCTS	257,500	$607K	0.2%	$2.36	$2.36	—	COMM	448451104
—	STEEL PARTNERS HLDGS LP	45,000	$274K	0.1%	$6.09	$6.09	—	COMM	85814R107
BBW	BUILD A BEAR WORKSHOP INC	40,000	$242K	0.1%	$6.05 *	$5.07	0.0%	COMM	120076104
—	ARRHYTHMIA RESEARCH TECHNOLOGY	3,363	$8,000	0.0%	$2.38	$2.38	—	COMM	426983088