WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 14, 2013

Total Value ($000): $266,071 (100.0% shares, 0.0% debt)

Holdings (36)

— CORE-MARK HOLDING CO INC 12.9%

Value ($000) $34,290 Shares 550,000 Est. Cost $62.35 Unrealized —

NATR NATURES SUNSHINE PRODS INC 9.2%

Value ($000) $24,580 Shares 1,548,285 Est. Cost $10.75 Unrealized 0.0%

LFCR LANDEC CORP 8.6%

Value ($000) $22,853 Shares 1,802,801 Est. Cost $13.83 Unrealized 0.0%

FSS FEDERAL SIGNAL CORP 8.2%

Value ($000) $21,799 Shares 2,531,300 Est. Cost $7.25 Unrealized 0.0%

— BREEZE-EASTERN CORP 7.0%

Value ($000) $18,629 Shares 2,117,911 Est. Cost $8.80 Unrealized —

— MAM SOFTWARE GROUP INC 6.2%

Value ($000) $16,544 Shares 3,497,687 Est. Cost $4.73 Unrealized —

KTOS KRATOS DEFENSE & SECURITY 5.4%

Value ($000) $14,256 Shares 2,215,000 Est. Cost $5.62 Unrealized 0.0%

— HANDY & HARMAN LTD 4.2%

Value ($000) $11,175 Shares 673,918 Est. Cost $16.58 Unrealized —

— SUMMER INFANT INC 3.4%

Value ($000) $8,996 Shares 3,025,000 Est. Cost $2.97 Unrealized —

— KINDRED HEALTHCARE INC 3.3%

Value ($000) $8,745 Shares 676,000 Est. Cost $12.94 Unrealized —

— NUVERRA ENVIRONMENTAL SOLUTI 3.3%

Value ($000) $8,700 Shares 3,060,000 Est. Cost $2.84 Unrealized —

— CHIQUITA BRANDS INTL 3.1%

Value ($000) $8,190 Shares 765,000 Est. Cost $10.71 Unrealized —

— API TECHNOLOGIES CORP 3.0%

Value ($000) $8,035 Shares 2,979,030 Est. Cost $2.70 Unrealized —

— MVC CAPITAL INC 2.9%

Value ($000) $7,631 Shares 634,085 Est. Cost $12.03 Unrealized —

— MUSCLE PHARM CORP 2.5%

Value ($000) $6,775 Shares 653,100 Est. Cost $10.37 Unrealized —

— TRANSWORLD CORPORATION 2.2%

Value ($000) $5,874 Shares 2,349,577 Est. Cost $2.50 Unrealized —

— WESTMORELAND COAL CO 2.0%

Value ($000) $5,334 Shares 475,000 Est. Cost $11.23 Unrealized —

PPC PILGRIM'S PRIDE CORP 1.9%

Value ($000) $5,009 Shares 335,300 Est. Cost $11.16 Unrealized 0.0%

— TELOS CORP MD 12% PFD 1.8%

Value ($000) $4,856 Shares 373,500 Est. Cost $13.00 Unrealized —

— ARI NETWORK SERVICES 1.4%

Value ($000) $3,703 Shares 1,312,989 Est. Cost $2.82 Unrealized —

DLHC DLH HOLDINGS CORP 1.2%

Value ($000) $3,211 Shares 4,162,930 Est. Cost $0.86 Unrealized 0.0%

— PRIMO WATER CORP 1.0%

Value ($000) $2,720 Shares 1,494,600 Est. Cost $1.82 Unrealized —

— HERCULES OFFSHORE INC 1.0%

Value ($000) $2,534 Shares 360,000 Est. Cost $7.04 Unrealized —

— HAMPSHIRE GROUP LTD 0.8%

Value ($000) $2,224 Shares 742,425 Est. Cost $3.00 Unrealized —

— U S CONCRETE INC 0.6%

Value ($000) $1,642 Shares 100,000 Est. Cost $16.42 Unrealized —

— SMTC CORPORATION 0.5%

Value ($000) $1,327 Shares 860,750 Est. Cost $1.54 Unrealized —

GLD SPDR GOLD TRUST 0.4%

Value ($000) $1,120 Shares 9,400 Est. Cost $119.15 Unrealized —

KIDBQ KID BRANDS INC 0.4%

Value ($000) $999 Shares 668,403 Est. Cost $1.44 Unrealized 0.0%

— LAYNE CHRISTENSEN COMPANY 0.4%

Value ($000) $989 Shares 50,690 Est. Cost $19.51 Unrealized —

— PERCEPTRON INC 0.3%

Value ($000) $789 Shares 100,000 Est. Cost $7.89 Unrealized —

— NEVADA GOLD & CASINOS INC 0.3%

Value ($000) $734 Shares 772,188 Est. Cost $0.95 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.3%

Value ($000) $677 Shares 209,084 Est. Cost $3.51 Unrealized 0.0%

— HUTTIG BUILDING PRODUCTS 0.2%

Value ($000) $607 Shares 257,500 Est. Cost $2.36 Unrealized —

— STEEL PARTNERS HLDGS LP 0.1%

Value ($000) $274 Shares 45,000 Est. Cost $6.09 Unrealized —

BBW BUILD A BEAR WORKSHOP INC 0.1%

Value ($000) $242 Shares 40,000 Est. Cost $5.07 Unrealized 0.0%

— ARRHYTHMIA RESEARCH TECHNOLOGY 0.0%

Value ($000) $8 Shares 3,363 Est. Cost $2.38 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	CORE-MARK HOLDING CO INC	550,000	$34,290	12.9%	$62.35	—	COMM	218681104
NATR	NATURES SUNSHINE PRODS INC	1,548,285	$24,580	9.2%	$10.75	0.0%	COMM	639027101
LFCR	LANDEC CORP	1,802,801	$22,853	8.6%	$13.83	0.0%	COMM	514766104
FSS	FEDERAL SIGNAL CORP	2,531,300	$21,799	8.2%	$7.25	0.0%	COMM	313855108
—	BREEZE-EASTERN CORP	2,117,911	$18,629	7.0%	$8.80	—	COMM	106764103
—	MAM SOFTWARE GROUP INC	3,497,687	$16,544	6.2%	$4.73	—	COMM	55277Q201
KTOS	KRATOS DEFENSE & SECURITY	2,215,000	$14,256	5.4%	$5.62	0.0%	COMM	50077B207
—	HANDY & HARMAN LTD	673,918	$11,175	4.2%	$16.58	—	COMM	410315105
—	SUMMER INFANT INC	3,025,000	$8,996	3.4%	$2.97	—	COMM	865646103
—	KINDRED HEALTHCARE INC	676,000	$8,745	3.3%	$12.94	—	COMM	494580103
—	NUVERRA ENVIRONMENTAL SOLUTI	3,060,000	$8,700	3.3%	$2.84	—	COMM	67091K104
—	CHIQUITA BRANDS INTL	765,000	$8,190	3.1%	$10.71	—	COMM	170032809
—	API TECHNOLOGIES CORP	2,979,030	$8,035	3.0%	$2.70	—	COMM	00187E203
—	MVC CAPITAL INC	634,085	$7,631	2.9%	$12.03	—	COMM	553829102
—	MUSCLE PHARM CORP	653,100	$6,775	2.5%	$10.37	—	COMM	627335201
—	TRANSWORLD CORPORATION	2,349,577	$5,874	2.2%	$2.50	—	COMM	89336R207
—	WESTMORELAND COAL CO	475,000	$5,334	2.0%	$11.23	—	COMM	960878106
PPC	PILGRIM'S PRIDE CORP	335,300	$5,009	1.9%	$11.16	0.0%	COMM	72147K108
—	TELOS CORP MD 12% PFD	373,500	$4,856	1.8%	$13.00	—	PREF	87969B200
—	ARI NETWORK SERVICES	1,312,989	$3,703	1.4%	$2.82	—	COMM	001930205
DLHC	DLH HOLDINGS CORP	4,162,930	$3,211	1.2%	$0.86	0.0%	COMM	23335Q100
—	PRIMO WATER CORP	1,494,600	$2,720	1.0%	$1.82	—	COMM	74165N105
—	HERCULES OFFSHORE INC	360,000	$2,534	1.0%	$7.04	—	COMM	427093109
—	HAMPSHIRE GROUP LTD	742,425	$2,224	0.8%	$3.00	—	COMM	408859106
—	U S CONCRETE INC	100,000	$1,642	0.6%	$16.42	—	COMM	90333L201
—	SMTC CORPORATION	860,750	$1,327	0.5%	$1.54	—	COMM	832682207
GLD	SPDR GOLD TRUST	9,400	$1,120	0.4%	$119.15	—	ETF	78463V107
KIDBQ	KID BRANDS INC	668,403	$999	0.4%	$1.44	0.0%	COMM	49375T100
—	LAYNE CHRISTENSEN COMPANY	50,690	$989	0.4%	$19.51	—	COMM	521050104
—	PERCEPTRON INC	100,000	$789	0.3%	$7.89	—	COMM	71361F100
—	NEVADA GOLD & CASINOS INC	772,188	$734	0.3%	$0.95	—	COMM	64126Q206
LTRE	LEARNING TREE INTERNATIONAL	209,084	$677	0.3%	$3.51	0.0%	COMM	522015106
—	HUTTIG BUILDING PRODUCTS	257,500	$607	0.2%	$2.36	—	COMM	448451104
—	STEEL PARTNERS HLDGS LP	45,000	$274	0.1%	$6.09	—	COMM	85814R107
BBW	BUILD A BEAR WORKSHOP INC	40,000	$242	0.1%	$5.07	0.0%	COMM	120076104
—	ARRHYTHMIA RESEARCH TECHNOLOGY	3,363	$8	0.0%	$2.38	—	COMM	426983088