WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 14, 2013

Total Value ($000): $265,005 (100.0% shares, 0.0% debt)

Holdings (30)

FSS FEDERAL SIGNAL CORP 12.1%

Value ($000) $32,063 Shares 2,531,300 Est. Cost $7.25 Unrealized +32.8%

NATR NATURES SUNSHINE PRODS INC 10.8%

Value ($000) $28,579 Shares 1,548,285 Est. Cost $10.75 Unrealized +25.6%

— CORE-MARK HOLDING CO INC 10.0%

Value ($000) $26,576 Shares 405,010 Est. Cost $62.35 Unrealized —

— BREEZE-EASTERN CORP 7.8%

Value ($000) $20,671 Shares 2,117,911 Est. Cost $8.80 Unrealized —

LFCR LANDEC CORP 7.2%

Value ($000) $19,156 Shares 1,637,986 Est. Cost $13.83 Unrealized +0.9%

— HANDY & HARMAN LTD 5.6%

Value ($000) $14,716 Shares 665,418 Est. Cost $16.58 Unrealized —

— NUVERRA ENVIRONMENTAL SOLUTI 5.4%

Value ($000) $14,198 Shares 6,400,000 Est. Cost $2.52 Unrealized —

— MAM SOFTWARE GROUP INC 4.8%

Value ($000) $12,818 Shares 3,497,687 Est. Cost $4.73 Unrealized —

KTOS KRATOS DEFENSE & SECURITY 4.7%

Value ($000) $12,420 Shares 1,515,000 Est. Cost $5.62 Unrealized +34.4%

— WESTMORELAND COAL CO 3.6%

Value ($000) $9,556 Shares 725,000 Est. Cost $11.90 Unrealized —

— API TECHNOLOGIES CORP 3.3%

Value ($000) $8,729 Shares 2,979,030 Est. Cost $2.70 Unrealized —

— SUMMER INFANT INC 3.1%

Value ($000) $8,144 Shares 3,025,000 Est. Cost $2.97 Unrealized —

— MUSCLE PHARM CORP 2.8%

Value ($000) $7,333 Shares 745,812 Est. Cost $10.31 Unrealized —

— CHIQUITA BRANDS INTL 2.6%

Value ($000) $6,900 Shares 560,000 Est. Cost $10.71 Unrealized —

— KINDRED HEALTHCARE INC 2.6%

Value ($000) $6,895 Shares 513,389 Est. Cost $12.94 Unrealized —

— TELOS CORP MD 12% PFD 2.1%

Value ($000) $5,603 Shares 373,500 Est. Cost $13.00 Unrealized —

— TRANSWORLD CORPORATION 2.1%

Value ($000) $5,521 Shares 2,349,577 Est. Cost $2.50 Unrealized —

DLHC DLH HOLDINGS CORP 1.9%

Value ($000) $5,137 Shares 4,162,930 Est. Cost $0.86 Unrealized +2.3%

— ARI NETWORK SERVICES 1.7%

Value ($000) $4,584 Shares 1,727,989 Est. Cost $2.78 Unrealized —

— PRIMO WATER CORP 1.5%

Value ($000) $3,933 Shares 1,652,511 Est. Cost $1.87 Unrealized —

— HAMPSHIRE GROUP LTD 1.0%

Value ($000) $2,644 Shares 742,425 Est. Cost $3.00 Unrealized —

— GILMAN & CIOCIA INC 1.0%

Value ($000) $2,611 Shares 30,000,000 Est. Cost $0.09 Unrealized —

— SMTC CORPORATION 0.5%

Value ($000) $1,281 Shares 860,750 Est. Cost $1.54 Unrealized —

GLD SPDR GOLD TRUST 0.5%

Value ($000) $1,205 Shares 9,400 Est. Cost $119.15 Unrealized —

— LAYNE CHRISTENSEN COMPANY 0.4%

Value ($000) $1,012 Shares 50,690 Est. Cost $19.51 Unrealized —

KIDBQ KID BRANDS INC 0.4%

Value ($000) $953 Shares 668,403 Est. Cost $1.44 Unrealized +2.8%

— NEVADA GOLD & CASINOS INC 0.3%

Value ($000) $811 Shares 772,188 Est. Cost $0.95 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.2%

Value ($000) $647 Shares 164,584 Est. Cost $3.51 Unrealized +2.6%

— STEEL PARTNERS HLDGS LP 0.1%

Value ($000) $300 Shares 45,000 Est. Cost $6.09 Unrealized —

— ARRHYTHMIA RESH TECHNOLOGY 0.0%

Value ($000) $9 Shares 3,363 Est. Cost $2.68 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
FSS	FEDERAL SIGNAL CORP	2,531,300	$32,063	12.1%	$7.25	+32.8%	COMM	313855108
NATR	NATURES SUNSHINE PRODS INC	1,548,285	$28,579	10.8%	$10.75	+25.6%	COMM	639027101
—	CORE-MARK HOLDING CO INC	405,010	$26,576	10.0%	$62.35	—	COMM	218681104
—	BREEZE-EASTERN CORP	2,117,911	$20,671	7.8%	$8.80	—	COMM	106764103
LFCR	LANDEC CORP	1,637,986	$19,156	7.2%	$13.83	+0.9%	COMM	514766104
—	HANDY & HARMAN LTD	665,418	$14,716	5.6%	$16.58	—	COMM	410315105
—	NUVERRA ENVIRONMENTAL SOLUTI	6,400,000	$14,198	5.4%	$2.52	—	COMM	67091K104
—	MAM SOFTWARE GROUP INC	3,497,687	$12,818	4.8%	$4.73	—	COMM	55277Q201
KTOS	KRATOS DEFENSE & SECURITY	1,515,000	$12,420	4.7%	$5.62	+34.4%	COMM	50077B207
—	WESTMORELAND COAL CO	725,000	$9,556	3.6%	$11.90	—	COMM	960878106
—	API TECHNOLOGIES CORP	2,979,030	$8,729	3.3%	$2.70	—	COMM	00187E203
—	SUMMER INFANT INC	3,025,000	$8,144	3.1%	$2.97	—	COMM	865646103
—	MUSCLE PHARM CORP	745,812	$7,333	2.8%	$10.31	—	COMM	627335201
—	CHIQUITA BRANDS INTL	560,000	$6,900	2.6%	$10.71	—	COMM	170032809
—	KINDRED HEALTHCARE INC	513,389	$6,895	2.6%	$12.94	—	COMM	494580103
—	TELOS CORP MD 12% PFD	373,500	$5,603	2.1%	$13.00	—	PREF	87969B200
—	TRANSWORLD CORPORATION	2,349,577	$5,521	2.1%	$2.50	—	COMM	89336R207
DLHC	DLH HOLDINGS CORP	4,162,930	$5,137	1.9%	$0.86	+2.3%	COMM	23335Q100
—	ARI NETWORK SERVICES	1,727,989	$4,584	1.7%	$2.78	—	COMM	001930205
—	PRIMO WATER CORP	1,652,511	$3,933	1.5%	$1.87	—	COMM	74165N105
—	HAMPSHIRE GROUP LTD	742,425	$2,644	1.0%	$3.00	—	COMM	408859106
—	GILMAN & CIOCIA INC	30,000,000	$2,611	1.0%	$0.09	—	RSTD	375908100
—	SMTC CORPORATION	860,750	$1,281	0.5%	$1.54	—	COMM	832682207
GLD	SPDR GOLD TRUST	9,400	$1,205	0.5%	$119.15	—	ETF	78463V107
—	LAYNE CHRISTENSEN COMPANY	50,690	$1,012	0.4%	$19.51	—	COMM	521050104
KIDBQ	KID BRANDS INC	668,403	$953	0.4%	$1.44	+2.8%	COMM	49375T100
—	NEVADA GOLD & CASINOS INC	772,188	$811	0.3%	$0.95	—	COMM	64126Q206
LTRE	LEARNING TREE INTERNATIONAL	164,584	$647	0.2%	$3.51	+2.6%	COMM	522015106
—	STEEL PARTNERS HLDGS LP	45,000	$300	0.1%	$6.09	—	COMM	85814R107
—	ARRHYTHMIA RESH TECHNOLOGY	3,363	$9	0.0%	$2.68	—	COMM	42698308