WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q2 2014 (← Previous) (Next →)

Filing Date: Aug 14, 2014

Total Value ($000): $217,119 (100.0% shares, 0.0% debt)

Holdings (26)

NATR NATURES SUNSHINE PRODS INC 13.2%

Value ($000) $28,672 Shares 1,689,576 Est. Cost $10.89 Unrealized +2.8%

— BREEZE-EASTERN CORP 12.4%

Value ($000) $27,003 Shares 2,117,911 Est. Cost $8.80 Unrealized —

LFCR LANDEC CORP 9.9%

Value ($000) $21,412 Shares 1,714,400 Est. Cost $13.70 Unrealized -14.1%

— MAM SOFTWARE GROUP INC 8.8%

Value ($000) $19,083 Shares 3,547,027 Est. Cost $4.73 Unrealized —

— CHIQUITA BRANDS INTL 8.1%

Value ($000) $17,694 Shares 1,630,803 Est. Cost $11.61 Unrealized —

BB BLACKBERRY LTD 7.1%

Value ($000) $15,360 Shares 1,500,000 Est. Cost $8.78 Unrealized -10.2%

— MUSCLE PHARM CORP 5.6%

Value ($000) $12,100 Shares 1,000,000 Est. Cost $9.82 Unrealized —

— HANDY & HARMAN LTD 4.6%

Value ($000) $10,070 Shares 376,290 Est. Cost $16.58 Unrealized —

— SUMMER INFANT INC 4.0%

Value ($000) $8,711 Shares 3,025,000 Est. Cost $2.97 Unrealized —

— PRIMO WATER CORP 4.0%

Value ($000) $8,623 Shares 1,807,850 Est. Cost $1.94 Unrealized —

DLHC DLH HOLDINGS CORP 3.8%

Value ($000) $8,273 Shares 4,377,286 Est. Cost $0.88 Unrealized +97.6%

— TRANSWORLD CORPORATION 3.6%

Value ($000) $7,754 Shares 2,349,577 Est. Cost $2.50 Unrealized —

— TELOS CORP MD 12% PFD 2.8%

Value ($000) $6,085 Shares 405,672 Est. Cost $13.18 Unrealized —

LPG DORIAN LPG LTD 2.6%

Value ($000) $5,748 Shares 250,000 Est. Cost $20.74 Unrealized 0.0%

— ARI NETWORK SERVICES 2.4%

Value ($000) $5,235 Shares 1,727,989 Est. Cost $2.78 Unrealized —

— GLYECO INC 1.4%

Value ($000) $3,092 Shares 4,481,399 Est. Cost $1.29 Unrealized —

— HAMPSHIRE GROUP LTD 1.3%

Value ($000) $2,820 Shares 742,425 Est. Cost $3.00 Unrealized —

— NUVERRA ENVIRONMENTAL SOLUTI 0.9%

Value ($000) $1,898 Shares 94,419 Est. Cost $13.86 Unrealized —

— SMTC CORPORATION 0.9%

Value ($000) $1,858 Shares 1,021,461 Est. Cost $1.67 Unrealized —

— DORIAN LPG LTD 0.7%

Value ($000) $1,507 Shares 70,000 Est. Cost $21.53 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.6%

Value ($000) $1,280 Shares 500,000 Est. Cost $3.23 Unrealized -10.4%

GLD SPDR GOLD TRUST 0.6%

Value ($000) $1,204 Shares 9,400 Est. Cost $119.15 Unrealized —

— NEVADA GOLD & CASINOS INC 0.4%

Value ($000) $772 Shares 772,188 Est. Cost $0.95 Unrealized —

— LAYNE CHRISTENSEN COMPANY 0.3%

Value ($000) $674 Shares 50,690 Est. Cost $19.51 Unrealized —

— MODUSLINK GLOBAL SOLUTIONS 0.1%

Value ($000) $187 Shares 50,000 Est. Cost $4.22 Unrealized —

KIDBQ KID BRANDS INC 0.0%

Value ($000) $4 Shares 668,403 Est. Cost $1.44 Unrealized -91.4%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
NATR	NATURES SUNSHINE PRODS INC	1,689,576	$28,672	13.2%	$10.89	+2.8%	COMM	639027101
—	BREEZE-EASTERN CORP	2,117,911	$27,003	12.4%	$8.80	—	COMM	106764103
LFCR	LANDEC CORP	1,714,400	$21,412	9.9%	$13.70	-14.1%	COMM	514766104
—	MAM SOFTWARE GROUP INC	3,547,027	$19,083	8.8%	$4.73	—	COMM	55277Q201
—	CHIQUITA BRANDS INTL	1,630,803	$17,694	8.1%	$11.61	—	COMM	170032809
BB	BLACKBERRY LTD	1,500,000	$15,360	7.1%	$8.78	-10.2%	COMM	09228F103
—	MUSCLE PHARM CORP	1,000,000	$12,100	5.6%	$9.82	—	COMM	627335201
—	HANDY & HARMAN LTD	376,290	$10,070	4.6%	$16.58	—	COMM	410315105
—	SUMMER INFANT INC	3,025,000	$8,711	4.0%	$2.97	—	COMM	865646103
—	PRIMO WATER CORP	1,807,850	$8,623	4.0%	$1.94	—	COMM	74165N105
DLHC	DLH HOLDINGS CORP	4,377,286	$8,273	3.8%	$0.88	+97.6%	COMM	23335Q100
—	TRANSWORLD CORPORATION	2,349,577	$7,754	3.6%	$2.50	—	COMM	89336R207
—	TELOS CORP MD 12% PFD	405,672	$6,085	2.8%	$13.18	—	PREF	87969B200
LPG	DORIAN LPG LTD	250,000	$5,748	2.6%	$20.74	0.0%	COMM	Y2106R110
—	ARI NETWORK SERVICES	1,727,989	$5,235	2.4%	$2.78	—	COMM	001930205
—	GLYECO INC	4,481,399	$3,092	1.4%	$1.29	—	COMM	38000P104
—	HAMPSHIRE GROUP LTD	742,425	$2,820	1.3%	$3.00	—	COMM	408859106
—	NUVERRA ENVIRONMENTAL SOLUTI	94,419	$1,898	0.9%	$13.86	—	COMM	67091K203
—	SMTC CORPORATION	1,021,461	$1,858	0.9%	$1.67	—	COMM	832682207
—	DORIAN LPG LTD	70,000	$1,507	0.7%	$21.53	—	COMM	BCKFYY0
LTRE	LEARNING TREE INTERNATIONAL	500,000	$1,280	0.6%	$3.23	-10.4%	COMM	522015106
GLD	SPDR GOLD TRUST	9,400	$1,204	0.6%	$119.15	—	ETF	78463V107
—	NEVADA GOLD & CASINOS INC	772,188	$772	0.4%	$0.95	—	COMM	64126Q206
—	LAYNE CHRISTENSEN COMPANY	50,690	$674	0.3%	$19.51	—	COMM	521050104
—	MODUSLINK GLOBAL SOLUTIONS	50,000	$187	0.1%	$4.22	—	COMM	60786L107
KIDBQ	KID BRANDS INC	668,403	$4	0.0%	$1.44	-91.4%	COMM	49375T100