WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q2 2014 (← Previous) (Next →)

Filing Date: Aug 14, 2014

Total Value: $217M (100.0% shares, 0.0% debt)

Holdings (26)

NATR NATURES SUNSHINE PRODS INC 13.2%

Value $28.67M Shares 1,689,576 Share Price $16.97 * Est. Cost/Share $10.89 Unrealized @ Report Date +2.8%

— BREEZE-EASTERN CORP 12.4%

Value $27M Shares 2,117,911 Share Price $12.75 Est. Cost/Share $8.80 Unrealized @ Report Date —

LFCR LANDEC CORP 9.9%

Value $21.41M Shares 1,714,400 Share Price $12.49 * Est. Cost/Share $13.70 Unrealized @ Report Date -14.1%

— MAM SOFTWARE GROUP INC 8.8%

Value $19.08M Shares 3,547,027 Share Price $5.38 Est. Cost/Share $4.73 Unrealized @ Report Date —

— CHIQUITA BRANDS INTL 8.1%

Value $17.69M Shares 1,630,803 Share Price $10.85 Est. Cost/Share $11.61 Unrealized @ Report Date —

BB BLACKBERRY LTD 7.1%

Value $15.36M Shares 1,500,000 Share Price $10.24 * Est. Cost/Share $8.78 Unrealized @ Report Date -10.2%

— MUSCLE PHARM CORP 5.6%

Value $12.1M Shares 1,000,000 Share Price $12.10 Est. Cost/Share $9.82 Unrealized @ Report Date —

— HANDY & HARMAN LTD 4.6%

Value $10.07M Shares 376,290 Share Price $26.76 Est. Cost/Share $16.58 Unrealized @ Report Date —

— SUMMER INFANT INC 4.0%

Value $8.711M Shares 3,025,000 Share Price $2.88 Est. Cost/Share $2.97 Unrealized @ Report Date —

— PRIMO WATER CORP 4.0%

Value $8.623M Shares 1,807,850 Share Price $4.77 Est. Cost/Share $1.94 Unrealized @ Report Date —

DLHC DLH HOLDINGS CORP 3.8%

Value $8.273M Shares 4,377,286 Share Price $1.89 * Est. Cost/Share $0.88 Unrealized @ Report Date +97.6%

— TRANSWORLD CORPORATION 3.6%

Value $7.754M Shares 2,349,577 Share Price $3.30 Est. Cost/Share $2.50 Unrealized @ Report Date —

— TELOS CORP MD 12% PFD 2.8%

Value $6.085M Shares 405,672 Share Price $15.00 Est. Cost/Share $13.18 Unrealized @ Report Date —

LPG DORIAN LPG LTD 2.6%

Value $5.748M Shares 250,000 Share Price $22.99 * Est. Cost/Share $20.74 Unrealized @ Report Date 0.0%

— ARI NETWORK SERVICES 2.4%

Value $5.235M Shares 1,727,989 Share Price $3.03 Est. Cost/Share $2.78 Unrealized @ Report Date —

— GLYECO INC 1.4%

Value $3.092M Shares 4,481,399 Share Price $0.69 Est. Cost/Share $1.29 Unrealized @ Report Date —

— HAMPSHIRE GROUP LTD 1.3%

Value $2.82M Shares 742,425 Share Price $3.80 Est. Cost/Share $3.00 Unrealized @ Report Date —

— NUVERRA ENVIRONMENTAL SOLUTI 0.9%

Value $1.898M Shares 94,419 Share Price $20.10 Est. Cost/Share $13.86 Unrealized @ Report Date —

— SMTC CORPORATION 0.9%

Value $1.858M Shares 1,021,461 Share Price $1.82 Est. Cost/Share $1.67 Unrealized @ Report Date —

— DORIAN LPG LTD 0.7%

Value $1.507M Shares 70,000 Share Price $21.53 Est. Cost/Share $21.53 Unrealized @ Report Date —

LTRE LEARNING TREE INTERNATIONAL 0.6%

Value $1.28M Shares 500,000 Share Price $2.56 * Est. Cost/Share $3.23 Unrealized @ Report Date -10.4%

GLD SPDR GOLD TRUST 0.6%

Value $1.204M Shares 9,400 Share Price $128.09 Est. Cost/Share $119.15 Unrealized @ Report Date —

— NEVADA GOLD & CASINOS INC 0.4%

Value $772K Shares 772,188 Share Price $1.00 Est. Cost/Share $0.95 Unrealized @ Report Date —

— LAYNE CHRISTENSEN COMPANY 0.3%

Value $674K Shares 50,690 Share Price $13.30 Est. Cost/Share $19.51 Unrealized @ Report Date —

— MODUSLINK GLOBAL SOLUTIONS 0.1%

Value $187K Shares 50,000 Share Price $3.74 Est. Cost/Share $4.22 Unrealized @ Report Date —

KIDBQ KID BRANDS INC 0.0%

Value $4,000 Shares 668,403 Share Price $0.01 * Est. Cost/Share $1.44 Unrealized @ Report Date -91.4%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
NATR	NATURES SUNSHINE PRODS INC	1,689,576	$28.67M	13.2%	$16.97 *	$10.89	+2.8%	COMM	639027101
—	BREEZE-EASTERN CORP	2,117,911	$27M	12.4%	$12.75	$8.80	—	COMM	106764103
LFCR	LANDEC CORP	1,714,400	$21.41M	9.9%	$12.49 *	$13.70	-14.1%	COMM	514766104
—	MAM SOFTWARE GROUP INC	3,547,027	$19.08M	8.8%	$5.38	$4.73	—	COMM	55277Q201
—	CHIQUITA BRANDS INTL	1,630,803	$17.69M	8.1%	$10.85	$11.61	—	COMM	170032809
BB	BLACKBERRY LTD	1,500,000	$15.36M	7.1%	$10.24 *	$8.78	-10.2%	COMM	09228F103
—	MUSCLE PHARM CORP	1,000,000	$12.1M	5.6%	$12.10	$9.82	—	COMM	627335201
—	HANDY & HARMAN LTD	376,290	$10.07M	4.6%	$26.76	$16.58	—	COMM	410315105
—	SUMMER INFANT INC	3,025,000	$8.711M	4.0%	$2.88	$2.97	—	COMM	865646103
—	PRIMO WATER CORP	1,807,850	$8.623M	4.0%	$4.77	$1.94	—	COMM	74165N105
DLHC	DLH HOLDINGS CORP	4,377,286	$8.273M	3.8%	$1.89 *	$0.88	+97.6%	COMM	23335Q100
—	TRANSWORLD CORPORATION	2,349,577	$7.754M	3.6%	$3.30	$2.50	—	COMM	89336R207
—	TELOS CORP MD 12% PFD	405,672	$6.085M	2.8%	$15.00	$13.18	—	PREF	87969B200
LPG	DORIAN LPG LTD	250,000	$5.748M	2.6%	$22.99 *	$20.74	0.0%	COMM	Y2106R110
—	ARI NETWORK SERVICES	1,727,989	$5.235M	2.4%	$3.03	$2.78	—	COMM	001930205
—	GLYECO INC	4,481,399	$3.092M	1.4%	$0.69	$1.29	—	COMM	38000P104
—	HAMPSHIRE GROUP LTD	742,425	$2.82M	1.3%	$3.80	$3.00	—	COMM	408859106
—	NUVERRA ENVIRONMENTAL SOLUTI	94,419	$1.898M	0.9%	$20.10	$13.86	—	COMM	67091K203
—	SMTC CORPORATION	1,021,461	$1.858M	0.9%	$1.82	$1.67	—	COMM	832682207
—	DORIAN LPG LTD	70,000	$1.507M	0.7%	$21.53	$21.53	—	COMM	BCKFYY0
LTRE	LEARNING TREE INTERNATIONAL	500,000	$1.28M	0.6%	$2.56 *	$3.23	-10.4%	COMM	522015106
GLD	SPDR GOLD TRUST	9,400	$1.204M	0.6%	$128.09	$119.15	—	ETF	78463V107
—	NEVADA GOLD & CASINOS INC	772,188	$772K	0.4%	$1.00	$0.95	—	COMM	64126Q206
—	LAYNE CHRISTENSEN COMPANY	50,690	$674K	0.3%	$13.30	$19.51	—	COMM	521050104
—	MODUSLINK GLOBAL SOLUTIONS	50,000	$187K	0.1%	$3.74	$4.22	—	COMM	60786L107
KIDBQ	KID BRANDS INC	668,403	$4,000	0.0%	$0.01 *	$1.44	-91.4%	COMM	49375T100