WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: May 15, 2014

Total Value: $205M (100.0% shares, 0.0% debt)

Holdings (29)

NATR NATURES SUNSHINE PRODS INC 10.9%

Value $22.27M Shares 1,616,134 Share Price $13.78 * Est. Cost/Share $10.87 Unrealized @ Report Date +11.8%

— BREEZE-EASTERN CORP 10.2%

Value $20.93M Shares 2,117,911 Share Price $9.88 Est. Cost/Share $8.80 Unrealized @ Report Date —

— MAM SOFTWARE GROUP INC 9.7%

Value $19.86M Shares 3,547,027 Share Price $5.60 Est. Cost/Share $4.73 Unrealized @ Report Date —

LFCR LANDEC CORP 9.3%

Value $19.13M Shares 1,714,400 Share Price $11.16 Est. Cost/Share $13.70 Unrealized @ Report Date -19.9%

— CHIQUITA BRANDS INTL 9.1%

Value $18.63M Shares 1,496,666 Share Price $12.45 Est. Cost/Share $11.67 Unrealized @ Report Date —

— WESTMORELAND COAL CO 6.7%

Value $13.71M Shares 460,445 Share Price $29.78 Est. Cost/Share $12.09 Unrealized @ Report Date —

DLHC DLH HOLDINGS CORP 5.5%

Value $11.16M Shares 4,377,286 Share Price $2.55 * Est. Cost/Share $0.88 Unrealized @ Report Date +174.3%

— HANDY & HARMAN LTD 5.4%

Value $10.99M Shares 499,405 Share Price $22.01 Est. Cost/Share $16.58 Unrealized @ Report Date —

— TRANSWORLD CORPORATION 3.6%

Value $7.283M Shares 2,349,567 Share Price $3.10 Est. Cost/Share $2.50 Unrealized @ Report Date —

BB BLACKBERRY LTD 3.6%

Value $7.272M Shares 900,000 Share Price $8.08 * Est. Cost/Share $9.38 Unrealized @ Report Date 0.0%

— PRIMO WATER CORP 3.4%

Value $7.033M Shares 1,807,850 Share Price $3.89 Est. Cost/Share $1.94 Unrealized @ Report Date —

FSS FEDERAL SIGNAL CORP 3.3%

Value $6.78M Shares 455,000 Share Price $14.90 * Est. Cost/Share $7.25 Unrealized @ Report Date +64.4%

— MUSCLE PHARM CORP 3.1%

Value $6.4M Shares 1,000,000 Share Price $6.40 Est. Cost/Share $9.82 Unrealized @ Report Date —

— SUMMER INFANT INC 3.1%

Value $6.323M Shares 3,025,000 Share Price $2.09 Est. Cost/Share $2.97 Unrealized @ Report Date —

— TELOS CORP MD 12% PFD 2.9%

Value $6.008M Shares 400,272 Share Price $15.01 Est. Cost/Share $13.16 Unrealized @ Report Date —

— ARI NETWORK SERVICES 2.7%

Value $5.46M Shares 1,727,989 Share Price $3.16 Est. Cost/Share $2.78 Unrealized @ Report Date —

— GLYECO INC 1.7%

Value $3.558M Shares 3,356,399 Share Price $1.06 Est. Cost/Share $1.49 Unrealized @ Report Date —

— HAMPSHIRE GROUP LTD 1.6%

Value $3.229M Shares 742,425 Share Price $4.35 Est. Cost/Share $3.00 Unrealized @ Report Date —

— NUVERRA ENVIRONMENTAL SOLUTI 0.9%

Value $1.915M Shares 94,419 Share Price $20.28 Est. Cost/Share $13.86 Unrealized @ Report Date —

— SMTC CORPORATION 0.8%

Value $1.713M Shares 860,750 Share Price $1.99 Est. Cost/Share $1.65 Unrealized @ Report Date —

LTRE LEARNING TREE INTERNATIONAL 0.8%

Value $1.625M Shares 500,000 Share Price $3.25 * Est. Cost/Share $3.23 Unrealized @ Report Date -1.9%

GLD SPDR GOLD TRUST 0.6%

Value $1.162M Shares 9,400 Share Price $123.62 Est. Cost/Share $119.15 Unrealized @ Report Date —

— LAYNE CHRISTENSEN COMPANY 0.5%

Value $922K Shares 50,690 Share Price $18.19 Est. Cost/Share $19.51 Unrealized @ Report Date —

— NEVADA GOLD & CASINOS INC 0.4%

Value $903K Shares 772,188 Share Price $1.17 Est. Cost/Share $0.95 Unrealized @ Report Date —

KIDBQ KID BRANDS INC 0.1%

Value $234K Shares 668,403 Share Price $0.35 * Est. Cost/Share $1.44 Unrealized @ Report Date -45.5%

— MODUSLINK GLOBAL SOLUTIONS INC 0.1%

Value $211K Shares 50,000 Share Price $4.22 Est. Cost/Share $4.22 Unrealized @ Report Date —

— ARRHYTHMIA RESH TECHNOLOGY 0.0%

Value $17,000 Shares 3,363 Share Price $5.06 Est. Cost/Share $2.68 Unrealized @ Report Date —

— QUESTAR ASSMT INC COM 0.0%

Value $4,000 Shares 50,010 Share Price $0.08 Est. Cost/Share $0.08 Unrealized @ Report Date —

— STORAGENETWORKS INC 0.0%

Value $0 Shares 88,200 Share Price $0.00 Est. Cost/Share — Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
NATR	NATURES SUNSHINE PRODS INC	1,616,134	$22.27M	10.9%	$13.78 *	$10.87	+11.8%	COMM	639027101
—	BREEZE-EASTERN CORP	2,117,911	$20.93M	10.2%	$9.88	$8.80	—	COMM	106764103
—	MAM SOFTWARE GROUP INC	3,547,027	$19.86M	9.7%	$5.60	$4.73	—	COMM	55277Q201
LFCR	LANDEC CORP	1,714,400	$19.13M	9.3%	$11.16	$13.70	-19.9%	COMM	514766104
—	CHIQUITA BRANDS INTL	1,496,666	$18.63M	9.1%	$12.45	$11.67	—	COMM	170032809
—	WESTMORELAND COAL CO	460,445	$13.71M	6.7%	$29.78	$12.09	—	COMM	960878106
DLHC	DLH HOLDINGS CORP	4,377,286	$11.16M	5.5%	$2.55 *	$0.88	+174.3%	COMM	23335Q100
—	HANDY & HARMAN LTD	499,405	$10.99M	5.4%	$22.01	$16.58	—	COMM	410315105
—	TRANSWORLD CORPORATION	2,349,567	$7.283M	3.6%	$3.10	$2.50	—	COMM	89336R207
BB	BLACKBERRY LTD	900,000	$7.272M	3.6%	$8.08 *	$9.38	0.0%	COMM	09228F103
—	PRIMO WATER CORP	1,807,850	$7.033M	3.4%	$3.89	$1.94	—	COMM	74165N105
FSS	FEDERAL SIGNAL CORP	455,000	$6.78M	3.3%	$14.90 *	$7.25	+64.4%	COMM	313855108
—	MUSCLE PHARM CORP	1,000,000	$6.4M	3.1%	$6.40	$9.82	—	COMM	627335201
—	SUMMER INFANT INC	3,025,000	$6.323M	3.1%	$2.09	$2.97	—	COMM	865646103
—	TELOS CORP MD 12% PFD	400,272	$6.008M	2.9%	$15.01	$13.16	—	PREF	87969B200
—	ARI NETWORK SERVICES	1,727,989	$5.46M	2.7%	$3.16	$2.78	—	COMM	001930205
—	GLYECO INC	3,356,399	$3.558M	1.7%	$1.06	$1.49	—	COMM	38000P104
—	HAMPSHIRE GROUP LTD	742,425	$3.229M	1.6%	$4.35	$3.00	—	COMM	408859106
—	NUVERRA ENVIRONMENTAL SOLUTI	94,419	$1.915M	0.9%	$20.28	$13.86	—	COMM	67091K203
—	SMTC CORPORATION	860,750	$1.713M	0.8%	$1.99	$1.65	—	COMM	832682207
LTRE	LEARNING TREE INTERNATIONAL	500,000	$1.625M	0.8%	$3.25 *	$3.23	-1.9%	COMM	522015106
GLD	SPDR GOLD TRUST	9,400	$1.162M	0.6%	$123.62	$119.15	—	ETF	78463V107
—	LAYNE CHRISTENSEN COMPANY	50,690	$922K	0.5%	$18.19	$19.51	—	COMM	521050104
—	NEVADA GOLD & CASINOS INC	772,188	$903K	0.4%	$1.17	$0.95	—	COMM	64126Q206
KIDBQ	KID BRANDS INC	668,403	$234K	0.1%	$0.35 *	$1.44	-45.5%	COMM	49375T100
—	MODUSLINK GLOBAL SOLUTIONS INC	50,000	$211K	0.1%	$4.22	$4.22	—	COMM	60786L107
—	ARRHYTHMIA RESH TECHNOLOGY	3,363	$17,000	0.0%	$5.06	$2.68	—	COMM	42698308
—	QUESTAR ASSMT INC COM	50,010	$4,000	0.0%	$0.08	$0.08	—	COMM	74837A101
—	STORAGENETWORKS INC	88,200	$0	0.0%	$0.00	—	—	COMM	86211E103