WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: May 15, 2014

Total Value ($000): $204,739 (100.0% shares, 0.0% debt)

Holdings (29)

NATR NATURES SUNSHINE PRODS INC 10.9%

Value ($000) $22,269 Shares 1,616,134 Est. Cost $10.87 Unrealized +11.8%

— BREEZE-EASTERN CORP 10.2%

Value ($000) $20,925 Shares 2,117,911 Est. Cost $8.80 Unrealized —

— MAM SOFTWARE GROUP INC 9.7%

Value ($000) $19,863 Shares 3,547,027 Est. Cost $4.73 Unrealized —

LFCR LANDEC CORP 9.3%

Value ($000) $19,132 Shares 1,714,400 Est. Cost $13.70 Unrealized -19.9%

— CHIQUITA BRANDS INTL 9.1%

Value ($000) $18,633 Shares 1,496,666 Est. Cost $11.67 Unrealized —

— WESTMORELAND COAL CO 6.7%

Value ($000) $13,712 Shares 460,445 Est. Cost $12.09 Unrealized —

DLHC DLH HOLDINGS CORP 5.5%

Value ($000) $11,161 Shares 4,377,286 Est. Cost $0.88 Unrealized +174.3%

— HANDY & HARMAN LTD 5.4%

Value ($000) $10,992 Shares 499,405 Est. Cost $16.58 Unrealized —

— TRANSWORLD CORPORATION 3.6%

Value ($000) $7,283 Shares 2,349,567 Est. Cost $2.50 Unrealized —

BB BLACKBERRY LTD 3.6%

Value ($000) $7,272 Shares 900,000 Est. Cost $9.38 Unrealized 0.0%

— PRIMO WATER CORP 3.4%

Value ($000) $7,033 Shares 1,807,850 Est. Cost $1.94 Unrealized —

FSS FEDERAL SIGNAL CORP 3.3%

Value ($000) $6,780 Shares 455,000 Est. Cost $7.25 Unrealized +64.4%

— MUSCLE PHARM CORP 3.1%

Value ($000) $6,400 Shares 1,000,000 Est. Cost $9.82 Unrealized —

— SUMMER INFANT INC 3.1%

Value ($000) $6,323 Shares 3,025,000 Est. Cost $2.97 Unrealized —

— TELOS CORP MD 12% PFD 2.9%

Value ($000) $6,008 Shares 400,272 Est. Cost $13.16 Unrealized —

— ARI NETWORK SERVICES 2.7%

Value ($000) $5,460 Shares 1,727,989 Est. Cost $2.78 Unrealized —

— GLYECO INC 1.7%

Value ($000) $3,558 Shares 3,356,399 Est. Cost $1.49 Unrealized —

— HAMPSHIRE GROUP LTD 1.6%

Value ($000) $3,229 Shares 742,425 Est. Cost $3.00 Unrealized —

— NUVERRA ENVIRONMENTAL SOLUTI 0.9%

Value ($000) $1,915 Shares 94,419 Est. Cost $13.86 Unrealized —

— SMTC CORPORATION 0.8%

Value ($000) $1,713 Shares 860,750 Est. Cost $1.65 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.8%

Value ($000) $1,625 Shares 500,000 Est. Cost $3.23 Unrealized -1.9%

GLD SPDR GOLD TRUST 0.6%

Value ($000) $1,162 Shares 9,400 Est. Cost $119.15 Unrealized —

— LAYNE CHRISTENSEN COMPANY 0.5%

Value ($000) $922 Shares 50,690 Est. Cost $19.51 Unrealized —

— NEVADA GOLD & CASINOS INC 0.4%

Value ($000) $903 Shares 772,188 Est. Cost $0.95 Unrealized —

KIDBQ KID BRANDS INC 0.1%

Value ($000) $234 Shares 668,403 Est. Cost $1.44 Unrealized -45.5%

— MODUSLINK GLOBAL SOLUTIONS INC 0.1%

Value ($000) $211 Shares 50,000 Est. Cost $4.22 Unrealized —

— ARRHYTHMIA RESH TECHNOLOGY 0.0%

Value ($000) $17 Shares 3,363 Est. Cost $2.68 Unrealized —

— QUESTAR ASSMT INC COM 0.0%

Value ($000) $4 Shares 50,010 Est. Cost $0.08 Unrealized —

— STORAGENETWORKS INC 0.0%

Value ($000) $0 Shares 88,200 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
NATR	NATURES SUNSHINE PRODS INC	1,616,134	$22,269	10.9%	$10.87	+11.8%	COMM	639027101
—	BREEZE-EASTERN CORP	2,117,911	$20,925	10.2%	$8.80	—	COMM	106764103
—	MAM SOFTWARE GROUP INC	3,547,027	$19,863	9.7%	$4.73	—	COMM	55277Q201
LFCR	LANDEC CORP	1,714,400	$19,132	9.3%	$13.70	-19.9%	COMM	514766104
—	CHIQUITA BRANDS INTL	1,496,666	$18,633	9.1%	$11.67	—	COMM	170032809
—	WESTMORELAND COAL CO	460,445	$13,712	6.7%	$12.09	—	COMM	960878106
DLHC	DLH HOLDINGS CORP	4,377,286	$11,161	5.5%	$0.88	+174.3%	COMM	23335Q100
—	HANDY & HARMAN LTD	499,405	$10,992	5.4%	$16.58	—	COMM	410315105
—	TRANSWORLD CORPORATION	2,349,567	$7,283	3.6%	$2.50	—	COMM	89336R207
BB	BLACKBERRY LTD	900,000	$7,272	3.6%	$9.38	0.0%	COMM	09228F103
—	PRIMO WATER CORP	1,807,850	$7,033	3.4%	$1.94	—	COMM	74165N105
FSS	FEDERAL SIGNAL CORP	455,000	$6,780	3.3%	$7.25	+64.4%	COMM	313855108
—	MUSCLE PHARM CORP	1,000,000	$6,400	3.1%	$9.82	—	COMM	627335201
—	SUMMER INFANT INC	3,025,000	$6,323	3.1%	$2.97	—	COMM	865646103
—	TELOS CORP MD 12% PFD	400,272	$6,008	2.9%	$13.16	—	PREF	87969B200
—	ARI NETWORK SERVICES	1,727,989	$5,460	2.7%	$2.78	—	COMM	001930205
—	GLYECO INC	3,356,399	$3,558	1.7%	$1.49	—	COMM	38000P104
—	HAMPSHIRE GROUP LTD	742,425	$3,229	1.6%	$3.00	—	COMM	408859106
—	NUVERRA ENVIRONMENTAL SOLUTI	94,419	$1,915	0.9%	$13.86	—	COMM	67091K203
—	SMTC CORPORATION	860,750	$1,713	0.8%	$1.65	—	COMM	832682207
LTRE	LEARNING TREE INTERNATIONAL	500,000	$1,625	0.8%	$3.23	-1.9%	COMM	522015106
GLD	SPDR GOLD TRUST	9,400	$1,162	0.6%	$119.15	—	ETF	78463V107
—	LAYNE CHRISTENSEN COMPANY	50,690	$922	0.5%	$19.51	—	COMM	521050104
—	NEVADA GOLD & CASINOS INC	772,188	$903	0.4%	$0.95	—	COMM	64126Q206
KIDBQ	KID BRANDS INC	668,403	$234	0.1%	$1.44	-45.5%	COMM	49375T100
—	MODUSLINK GLOBAL SOLUTIONS INC	50,000	$211	0.1%	$4.22	—	COMM	60786L107
—	ARRHYTHMIA RESH TECHNOLOGY	3,363	$17	0.0%	$2.68	—	COMM	42698308
—	QUESTAR ASSMT INC COM	50,010	$4	0.0%	$0.08	—	COMM	74837A101
—	STORAGENETWORKS INC	88,200	$0	0.0%	—	—	COMM	86211E103