WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 14, 2014

Total Value ($000): $216,245 (100.0% shares, 0.0% debt)

Holdings (25)

LFCR LANDEC CORP 13.9%

Value ($000) $30,039 Shares 2,630,000 Est. Cost $13.28 Unrealized -6.0%

NATR NATURES SUNSHINE PRODS INC 12.2%

Value ($000) $26,462 Shares 1,812,990 Est. Cost $11.02 Unrealized +16.5%

— CHIQUITA BRANDS INTL 10.1%

Value ($000) $21,940 Shares 1,611,339 Est. Cost $11.61 Unrealized —

— BREEZE-EASTERN CORP 10.0%

Value ($000) $21,582 Shares 2,117,911 Est. Cost $8.80 Unrealized —

BB BLACKBERRY LTD 8.7%

Value ($000) $18,815 Shares 2,070,000 Est. Cost $9.18 Unrealized +11.4%

— MAM SOFTWARE GROUP INC 7.5%

Value ($000) $16,261 Shares 3,547,027 Est. Cost $4.73 Unrealized —

— MUSCLE PHARM CORP 6.5%

Value ($000) $14,128 Shares 1,040,000 Est. Cost $9.96 Unrealized —

— JASON INDUSTRIES INC 4.6%

Value ($000) $10,041 Shares 1,139,671 Est. Cost $8.81 Unrealized —

— SUMMER INFANT INC 4.4%

Value ($000) $9,558 Shares 3,025,000 Est. Cost $2.97 Unrealized —

DLHC DLH HOLDINGS CORP 3.9%

Value ($000) $8,493 Shares 4,377,286 Est. Cost $0.88 Unrealized +121.7%

— PRIMO WATER CORP 3.3%

Value ($000) $7,244 Shares 1,820,000 Est. Cost $1.94 Unrealized —

— TRANSWORLD CORPORATION 3.1%

Value ($000) $6,626 Shares 2,349,577 Est. Cost $2.50 Unrealized —

— TELOS CORP MD 12% PFD 2.6%

Value ($000) $5,700 Shares 405,672 Est. Cost $13.18 Unrealized —

— ARI NETWORK SERVICES 2.5%

Value ($000) $5,339 Shares 1,727,989 Est. Cost $2.78 Unrealized —

— GLYECO INC 1.1%

Value ($000) $2,420 Shares 4,481,400 Est. Cost $1.29 Unrealized —

— HAMPSHIRE GROUP LTD 1.0%

Value ($000) $2,080 Shares 742,425 Est. Cost $3.00 Unrealized —

— SMTC CORPORATION 0.8%

Value ($000) $1,717 Shares 1,021,461 Est. Cost $1.67 Unrealized —

— WILHELMINA INTL 0.8%

Value ($000) $1,655 Shares 271,365 Est. Cost $6.10 Unrealized —

— HAWAIIAN TELCOM HOLDCO INC 0.7%

Value ($000) $1,572 Shares 59,084 Est. Cost $26.61 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.6%

Value ($000) $1,195 Shares 500,000 Est. Cost $3.23 Unrealized -27.3%

GLD SPDR GOLD TRUST 0.5%

Value ($000) $1,114 Shares 9,400 Est. Cost $119.15 Unrealized —

— NUVERRA ENVIRONMENTAL SOLUTI 0.4%

Value ($000) $929 Shares 79,419 Est. Cost $13.86 Unrealized —

— NEVADA GOLD & CASINOS INC 0.4%

Value ($000) $903 Shares 772,188 Est. Cost $0.95 Unrealized —

— LAYNE CHRISTENSEN COMPANY 0.2%

Value ($000) $410 Shares 50,690 Est. Cost $19.51 Unrealized —

— ARRHYTHMIA RESH TECHNOLOGY INC 0.0%

Value ($000) $22 Shares 3,363 Est. Cost $6.54 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,630,000	$30,039	13.9%	$13.28	-6.0%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	1,812,990	$26,462	12.2%	$11.02	+16.5%	COMM	639027101
—	CHIQUITA BRANDS INTL	1,611,339	$21,940	10.1%	$11.61	—	COMM	170032809
—	BREEZE-EASTERN CORP	2,117,911	$21,582	10.0%	$8.80	—	COMM	106764103
BB	BLACKBERRY LTD	2,070,000	$18,815	8.7%	$9.18	+11.4%	COMM	09228F103
—	MAM SOFTWARE GROUP INC	3,547,027	$16,261	7.5%	$4.73	—	COMM	55277Q201
—	MUSCLE PHARM CORP	1,040,000	$14,128	6.5%	$9.96	—	COMM	627335201
—	JASON INDUSTRIES INC	1,139,671	$10,041	4.6%	$8.81	—	COMM	471172106
—	SUMMER INFANT INC	3,025,000	$9,558	4.4%	$2.97	—	COMM	865646103
DLHC	DLH HOLDINGS CORP	4,377,286	$8,493	3.9%	$0.88	+121.7%	COMM	23335Q100
—	PRIMO WATER CORP	1,820,000	$7,244	3.3%	$1.94	—	COMM	74165N105
—	TRANSWORLD CORPORATION	2,349,577	$6,626	3.1%	$2.50	—	COMM	89336R207
—	TELOS CORP MD 12% PFD	405,672	$5,700	2.6%	$13.18	—	PREF	87969B200
—	ARI NETWORK SERVICES	1,727,989	$5,339	2.5%	$2.78	—	COMM	001930205
—	GLYECO INC	4,481,400	$2,420	1.1%	$1.29	—	COMM	38000P104
—	HAMPSHIRE GROUP LTD	742,425	$2,080	1.0%	$3.00	—	COMM	408859106
—	SMTC CORPORATION	1,021,461	$1,717	0.8%	$1.67	—	COMM	832682207
—	WILHELMINA INTL	271,365	$1,655	0.8%	$6.10	—	COMM	968235200
—	HAWAIIAN TELCOM HOLDCO INC	59,084	$1,572	0.7%	$26.61	—	COMM	420031106
LTRE	LEARNING TREE INTERNATIONAL	500,000	$1,195	0.6%	$3.23	-27.3%	COMM	522015106
GLD	SPDR GOLD TRUST	9,400	$1,114	0.5%	$119.15	—	ETF	78463V107
—	NUVERRA ENVIRONMENTAL SOLUTI	79,419	$929	0.4%	$13.86	—	COMM	67091K203
—	NEVADA GOLD & CASINOS INC	772,188	$903	0.4%	$0.95	—	COMM	64126Q206
—	LAYNE CHRISTENSEN COMPANY	50,690	$410	0.2%	$19.51	—	COMM	521050104
—	ARRHYTHMIA RESH TECHNOLOGY INC	3,363	$22	0.0%	$6.54	—	COMM	42698308