WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 14, 2014

Total Value: $216M (100.0% shares, 0.0% debt)

Holdings (25)

LFCR LANDEC CORP 13.9%

Value $30.04M Shares 2,630,000 Share Price $11.42 * Est. Cost/Share $13.28 Unrealized @ Report Date -6.0%

NATR NATURES SUNSHINE PRODS INC 12.2%

Value $26.46M Shares 1,812,990 Share Price $14.60 * Est. Cost/Share $11.02 Unrealized @ Report Date +16.5%

— CHIQUITA BRANDS INTL 10.1%

Value $21.94M Shares 1,611,339 Share Price $13.62 Est. Cost/Share $11.61 Unrealized @ Report Date —

— BREEZE-EASTERN CORP 10.0%

Value $21.58M Shares 2,117,911 Share Price $10.19 Est. Cost/Share $8.80 Unrealized @ Report Date —

BB BLACKBERRY LTD 8.7%

Value $18.82M Shares 2,070,000 Share Price $9.09 * Est. Cost/Share $9.18 Unrealized @ Report Date +11.4%

— MAM SOFTWARE GROUP INC 7.5%

Value $16.26M Shares 3,547,027 Share Price $4.58 Est. Cost/Share $4.73 Unrealized @ Report Date —

— MUSCLE PHARM CORP 6.5%

Value $14.13M Shares 1,040,000 Share Price $13.58 Est. Cost/Share $9.96 Unrealized @ Report Date —

— JASON INDUSTRIES INC 4.6%

Value $10.04M Shares 1,139,671 Share Price $8.81 Est. Cost/Share $8.81 Unrealized @ Report Date —

— SUMMER INFANT INC 4.4%

Value $9.558M Shares 3,025,000 Share Price $3.16 Est. Cost/Share $2.97 Unrealized @ Report Date —

DLHC DLH HOLDINGS CORP 3.9%

Value $8.493M Shares 4,377,286 Share Price $1.94 Est. Cost/Share $0.88 Unrealized @ Report Date +121.7%

— PRIMO WATER CORP 3.3%

Value $7.244M Shares 1,820,000 Share Price $3.98 Est. Cost/Share $1.94 Unrealized @ Report Date —

— TRANSWORLD CORPORATION 3.1%

Value $6.626M Shares 2,349,577 Share Price $2.82 Est. Cost/Share $2.50 Unrealized @ Report Date —

— TELOS CORP MD 12% PFD 2.6%

Value $5.7M Shares 405,672 Share Price $14.05 Est. Cost/Share $13.18 Unrealized @ Report Date —

— ARI NETWORK SERVICES 2.5%

Value $5.339M Shares 1,727,989 Share Price $3.09 Est. Cost/Share $2.78 Unrealized @ Report Date —

— GLYECO INC 1.1%

Value $2.42M Shares 4,481,400 Share Price $0.54 Est. Cost/Share $1.29 Unrealized @ Report Date —

— HAMPSHIRE GROUP LTD 1.0%

Value $2.08M Shares 742,425 Share Price $2.80 Est. Cost/Share $3.00 Unrealized @ Report Date —

— SMTC CORPORATION 0.8%

Value $1.717M Shares 1,021,461 Share Price $1.68 Est. Cost/Share $1.67 Unrealized @ Report Date —

— WILHELMINA INTL 0.8%

Value $1.655M Shares 271,365 Share Price $6.10 Est. Cost/Share $6.10 Unrealized @ Report Date —

— HAWAIIAN TELCOM HOLDCO INC 0.7%

Value $1.572M Shares 59,084 Share Price $26.61 Est. Cost/Share $26.61 Unrealized @ Report Date —

LTRE LEARNING TREE INTERNATIONAL 0.6%

Value $1.195M Shares 500,000 Share Price $2.39 Est. Cost/Share $3.23 Unrealized @ Report Date -27.3%

GLD SPDR GOLD TRUST 0.5%

Value $1.114M Shares 9,400 Share Price $118.51 Est. Cost/Share $119.15 Unrealized @ Report Date —

— NUVERRA ENVIRONMENTAL SOLUTI 0.4%

Value $929K Shares 79,419 Share Price $11.70 Est. Cost/Share $13.86 Unrealized @ Report Date —

— NEVADA GOLD & CASINOS INC 0.4%

Value $903K Shares 772,188 Share Price $1.17 Est. Cost/Share $0.95 Unrealized @ Report Date —

— LAYNE CHRISTENSEN COMPANY 0.2%

Value $410K Shares 50,690 Share Price $8.09 Est. Cost/Share $19.51 Unrealized @ Report Date —

— ARRHYTHMIA RESH TECHNOLOGY INC 0.0%

Value $22,000 Shares 3,363 Share Price $6.54 Est. Cost/Share $6.54 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
LFCR	LANDEC CORP	2,630,000	$30.04M	13.9%	$11.42 *	$13.28	-6.0%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	1,812,990	$26.46M	12.2%	$14.60 *	$11.02	+16.5%	COMM	639027101
—	CHIQUITA BRANDS INTL	1,611,339	$21.94M	10.1%	$13.62	$11.61	—	COMM	170032809
—	BREEZE-EASTERN CORP	2,117,911	$21.58M	10.0%	$10.19	$8.80	—	COMM	106764103
BB	BLACKBERRY LTD	2,070,000	$18.82M	8.7%	$9.09 *	$9.18	+11.4%	COMM	09228F103
—	MAM SOFTWARE GROUP INC	3,547,027	$16.26M	7.5%	$4.58	$4.73	—	COMM	55277Q201
—	MUSCLE PHARM CORP	1,040,000	$14.13M	6.5%	$13.58	$9.96	—	COMM	627335201
—	JASON INDUSTRIES INC	1,139,671	$10.04M	4.6%	$8.81	$8.81	—	COMM	471172106
—	SUMMER INFANT INC	3,025,000	$9.558M	4.4%	$3.16	$2.97	—	COMM	865646103
DLHC	DLH HOLDINGS CORP	4,377,286	$8.493M	3.9%	$1.94	$0.88	+121.7%	COMM	23335Q100
—	PRIMO WATER CORP	1,820,000	$7.244M	3.3%	$3.98	$1.94	—	COMM	74165N105
—	TRANSWORLD CORPORATION	2,349,577	$6.626M	3.1%	$2.82	$2.50	—	COMM	89336R207
—	TELOS CORP MD 12% PFD	405,672	$5.7M	2.6%	$14.05	$13.18	—	PREF	87969B200
—	ARI NETWORK SERVICES	1,727,989	$5.339M	2.5%	$3.09	$2.78	—	COMM	001930205
—	GLYECO INC	4,481,400	$2.42M	1.1%	$0.54	$1.29	—	COMM	38000P104
—	HAMPSHIRE GROUP LTD	742,425	$2.08M	1.0%	$2.80	$3.00	—	COMM	408859106
—	SMTC CORPORATION	1,021,461	$1.717M	0.8%	$1.68	$1.67	—	COMM	832682207
—	WILHELMINA INTL	271,365	$1.655M	0.8%	$6.10	$6.10	—	COMM	968235200
—	HAWAIIAN TELCOM HOLDCO INC	59,084	$1.572M	0.7%	$26.61	$26.61	—	COMM	420031106
LTRE	LEARNING TREE INTERNATIONAL	500,000	$1.195M	0.6%	$2.39	$3.23	-27.3%	COMM	522015106
GLD	SPDR GOLD TRUST	9,400	$1.114M	0.5%	$118.51	$119.15	—	ETF	78463V107
—	NUVERRA ENVIRONMENTAL SOLUTI	79,419	$929K	0.4%	$11.70	$13.86	—	COMM	67091K203
—	NEVADA GOLD & CASINOS INC	772,188	$903K	0.4%	$1.17	$0.95	—	COMM	64126Q206
—	LAYNE CHRISTENSEN COMPANY	50,690	$410K	0.2%	$8.09	$19.51	—	COMM	521050104
—	ARRHYTHMIA RESH TECHNOLOGY INC	3,363	$22,000	0.0%	$6.54	$6.54	—	COMM	42698308