Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 17, 2015
Total Value: $713M (94.4% shares, 5.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 650,000 | $77.75M | 10.9% | $119.62 | — | — | Put | 464287655 |
| SPY | SPDR S&P 500 ETF TR | 305,000 | $62.69M | 8.8% | $205.54 | — | — | Put | 78462F103 |
| LNWO | SCIENTIFIC GAMES CORP | 2,608,400 | $33.2M | 4.7% | $12.73 * | $11.06 | +8.9% | Call | 80874P109 |
| SPY | SPDR S&P 500 ETF TR | 160,000 | $32.89M | 4.6% | $205.54 | — | — | Call | 78462F103 |
| GLD | SPDR GOLD TRUST | 245,500 | $27.88M | 3.9% | $113.58 | — | — | Put | 78463V107 |
| — | SEARS HLDGS CORP | 403,800 | $19.86M | 2.8% | $49.19 | — | — | Call | 812350106 |
| — | PACIRA PHARMACEUTICALS INC | 5,100,000 | $18.32M | 2.6% | $3.59 | $3.75 | — | NOTE 3.250% 2/0 | 695127AB6 |
| — | LIFE TIME FITNESS INC | 280,750 | $15.9M | 2.2% | $56.62 | $48.63 | — | COM | 53217R207 |
| — | DIAMOND RESORTS INTL INC | 504,404 | $14.07M | 2.0% | $27.90 | $23.22 | — | COM | 25272T104 |
| LNWO | SCIENTIFIC GAMES CORP | 1,102,331 | $14.03M | 2.0% | $12.73 * | $11.06 | +8.9% | CL A | 80874P109 |
| ESINQ | ITT EDUCATIONAL SERVICES INC | 1,390,000 | $13.36M | 1.9% | $9.61 * | $10.38 | -18.2% | Call | 45068B109 |
| NWSA | NEWS CORP NEW | 837,800 | $13.14M | 1.8% | $15.69 * | $14.29 | -5.6% | CL A | 65249B109 |
| — | DEAN FOODS CO NEW | 646,800 | $12.54M | 1.8% | $19.38 | — | — | Call | 242370203 |
| IBB | ISHARES TR | 41,300 | $12.53M | 1.8% | $303.34 | — | — | Put | 464287556 |
| — | SCICLONE PHARMACEUTICALS INC | 1,389,525 | $12.17M | 1.7% | $8.76 | $4.98 | — | COM | 80862K104 |
| TBBK | BANCORP INC DEL | 1,079,289 | $11.75M | 1.6% | $10.89 * | $12.38 | -24.2% | COM | 05969A105 |
| AL | AIR LEASE CORP | 316,200 | $10.85M | 1.5% | $34.31 | — | — | Call | 00912X302 |
| — | XPO LOGISTICS INC | 4,135,000 | $10.59M | 1.5% | $2.56 | $1.71 | — | NOTE 4.500/0 | 983793AA8 |
| RM | REGIONAL MGMT CORP | 653,996 | $10.34M | 1.5% | $15.81 * | $13.56 | -8.9% | COM | 75902K106 |
| — | LIBERTY INTERACTIVE CORP | 267,835 | $10.1M | 1.4% | $37.72 | $79.17 | — | LBT VENT COM A | 53071M880 |
| — | AMERICAN RLTY CAP PPTYS INC | 1,050,000 | $9.503M | 1.3% | $9.05 | $9.05 | — | COM | 02917T104 |
| — | BRIDGEPOINT ED INC | 830,969 | $9.407M | 1.3% | $11.32 | $12.90 | — | COM | 10807M105 |
| CDXS | CODEXIS INC | 3,706,660 | $9.341M | 1.3% | $2.52 * | $2.03 | +17.6% | COM | 192005106 |
| — | ISIS PHARMACEUTICALS INC DEL | 2,500,000 | $9.319M | 1.3% | $3.73 | $2.53 | — | NOTE 2.750/0 | 464337AG9 |
| CROX | CROCS INC | 740,610 | $9.25M | 1.3% | $12.49 | $14.51 | -14.8% | COM | 227046109 |
| — | IMPERIAL HLDGS INC | 1,385,460 | $9.033M | 1.3% | $6.52 | $6.84 | — | COM | 452834104 |
| — | PGT INC | 875,731 | $8.433M | 1.2% | $9.63 | $8.76 | — | COM | 69336V101 |
| — | LINKEDIN CORP | 35,900 | $8.247M | 1.2% | $229.72 | — | — | Put | 53578A108 |
| WRLD | WORLD ACCEP CORP DEL | 100,000 | $7.945M | 1.1% | $79.45 | — | — | Call | 981419104 |
| — | OWENS RLTY MTG INC | 541,339 | $7.931M | 1.1% | $14.65 | $13.49 | — | COM | 690828108 |
| — | ACTUATE CORP | 1,186,033 | $7.828M | 1.1% | $6.60 | $5.04 | — | COM | 00508B102 |
| — | TRANS WORLD ENTMT CORP | 2,246,331 | $7.39M | 1.0% | $3.29 | $4.66 | — | COM | 89336Q100 |
| — | CROWN MEDIA HLDGS INC | 2,003,052 | $7.091M | 1.0% | $3.54 | $2.79 | — | CL A | 228411104 |
| — | CLIFTON BANCORP INC | 487,400 | $6.624M | 0.9% | $13.59 | $12.68 | — | COM | 186873105 |
| — | OCWEN FINL CORP | 410,300 | $6.196M | 0.9% | $15.10 | $15.10 | — | COM NEW | 675746309 |
| — | BRIGHTCOVE INC | 760,304 | $5.915M | 0.8% | $7.78 | $6.13 | — | COM | 10921T101 |
| SXC | SUNCOKE ENERGY INC | 293,742 | $5.681M | 0.8% | $19.34 * | $17.18 | +22.1% | COM | 86722A103 |
| EPM | EVOLUTION PETROLEUM CORP | 752,324 | $5.59M | 0.8% | $7.43 * | $5.94 | -26.5% | COM | 30049A107 |
| URI | UNITED RENTALS INC | 54,200 | $5.529M | 0.8% | $102.01 | $66.78 | +55.4% | Call | 911363109 |
| — | AMERICAN RLTY CAP PPTYS INC | 602,100 | $5.449M | 0.8% | $9.05 | $9.05 | — | Put | 02917T104 |
| RLGT | RADIANT LOGISTICS INC | 1,253,518 | $5.302M | 0.7% | $4.23 * | $2.21 | +77.9% | COM | 75025X100 |
| — | SYNERGETICS USA INC | 1,149,144 | $4.999M | 0.7% | $4.35 | $3.30 | — | COM | 87160G107 |
| — | SODASTREAM INTERNATIONAL LTD | 248,400 | $4.998M | 0.7% | $20.12 | $27.87 | — | USD SHS | M9068E105 |
| RBCAA | REPUBLIC BANCORP KY | 198,735 | $4.913M | 0.7% | $24.72 * | $22.56 | +6.0% | CL A | 760281204 |
| — | ELLIS PERRY INTL INC | 182,857 | $4.741M | 0.7% | $25.93 | $20.35 | — | COM | 288853104 |
| — | FALCONSTOR SOFTWARE INC | 3,354,336 | $4.495M | 0.6% | $1.34 | $1.36 | — | COM | 306137100 |
| CTRN | CITI TRENDS INC | 170,545 | $4.306M | 0.6% | $25.25 * | $12.54 | +70.2% | COM | 17306X102 |
| — | PHARMATHENE INC | 2,318,264 | $4.196M | 0.6% | $1.81 | $1.79 | — | COM | 71714G102 |
| — | MIDWAY GOLD CORP | 6,111,127 | $4.187M | 0.6% | $0.69 | $0.90 | — | COM | 598153104 |
| — | BRIDGEPOINT ED INC | 367,000 | $4.154M | 0.6% | $11.32 | $12.90 | — | Call | 10807M105 |
| LEN/B | LENNAR CORP | 114,604 | $4.138M | 0.6% | $36.11 * | $25.65 | +13.3% | CL B | 526057302 |
| TFSL | TFS FINL CORP | 271,187 | $4.037M | 0.6% | $14.89 * | $6.95 | +10.7% | COM | 87240R107 |
| ESINQ | ITT EDUCATIONAL SERVICES INC | 398,000 | $3.825M | 0.5% | $9.61 * | $10.38 | -18.2% | COM | 45068B109 |
| — | RED LION HOTELS CORP | 586,375 | $3.718M | 0.5% | $6.34 | $5.86 | — | COM | 756764106 |
| — | PIER 1 IMPORTS INC | 236,100 | $3.636M | 0.5% | $15.40 | $11.98 | — | COM | 720279108 |
| — | QAD INC | 192,240 | $3.614M | 0.5% | $18.80 | $16.22 | — | CL B | 74727D207 |
| — | PAIN THERAPEUTICS INC | 1,737,442 | $3.527M | 0.5% | $2.03 | $2.03 | — | COM | 69562K100 |
| — | CASTLE A M & CO | 430,492 | $3.435M | 0.5% | $7.98 | $7.98 | — | COM | 148411101 |
| — | ADEPT TECHNOLOGY INC | 384,009 | $3.333M | 0.5% | $8.68 | $8.96 | — | COM NEW | 006854202 |
| DLB | DOLBY LABORATORIES INC | 75,672 | $3.263M | 0.5% | $43.12 * | $31.35 | +17.0% | COM | 25659T107 |
| RM | REGIONAL MGMT CORP | 205,000 | $3.241M | 0.5% | $15.81 * | $13.56 | -8.9% | Call | 75902K106 |
| — | LAKES ENTMNT INC | 445,028 | $2.991M | 0.4% | $6.72 | $8.07 | — | COM NEW | 51206P208 |
| — | KERYX BIOPHARMACEUTICALS INC | 209,000 | $2.957M | 0.4% | $14.15 | — | — | Put | 492515101 |
| NRC | NATIONAL RESH CORP | 204,273 | $2.858M | 0.4% | $13.99 * | $15.83 | -7.2% | CL A | 637372202 |
| — | CONNS INC | 150,000 | $2.804M | 0.4% | $18.69 | $30.27 | — | Call | 208242107 |
| — | QAD INC | 117,184 | $2.651M | 0.4% | $22.62 | $17.77 | — | CL A | 74727D306 |
| — | DOVER MOTORSPORTS INC | 959,152 | $2.46M | 0.3% | $2.56 | $2.22 | — | COM | 260174107 |
| — | SOTHEBYS | 55,600 | $2.401M | 0.3% | $43.18 | — | — | Call | 835898107 |
| — | CENVEO INC | 1,057,178 | $2.22M | 0.3% | $2.10 | $2.10 | — | COM | 15670S105 |
| LINC | LINCOLN EDL SVCS CORP | 775,530 | $2.171M | 0.3% | $2.80 * | $3.22 | -8.2% | COM | 533535100 |
| CROX | CROCS INC | 166,900 | $2.085M | 0.3% | $12.49 | $14.51 | -14.8% | Call | 227046109 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 12,500 | $2.047M | 0.3% | $163.76 | — | — | Put | G50871105 |
| — | FULL CIRCLE CAP CORP | 408,320 | $1.846M | 0.3% | $4.52 | $7.71 | — | COM | 359671104 |
| — | SEARS HOMETOWN & OUTLET STOR | 133,789 | $1.759M | 0.2% | $13.15 | $34.35 | — | COM | 812362101 |
| UPBD | RENT A CTR INC NEW | 42,900 | $1.558M | 0.2% | $36.32 | — | — | Call | 76009N100 |
| IYR | ISHARES TR | 20,000 | $1.537M | 0.2% | $76.85 | — | — | Put | 464287739 |
| — | EMMIS COMMUNICATIONS CORP | 766,001 | $1.432M | 0.2% | $1.87 | $2.00 | — | CL A | 291525103 |
| — | IMPERIAL HLDGS INC | 1,131,000 | $1.381M | 0.2% | $1.22 | $1.08 | — | DEBT 8.500% 2/1 | 452834AB0 |
| WHF | WHITEHORSE FIN INC | 117,513 | $1.357M | 0.2% | $11.55 * | $12.46 | 0.0% | COM | 96524V106 |
| — | SODASTREAM INTERNATIONAL LTD | 65,000 | $1.308M | 0.2% | $20.12 | $27.87 | — | Call | M9068E105 |
| — | AUDIENCE INC | 115,941 | $510K | 0.1% | $4.40 | $11.71 | — | COM | 05070J102 |
| CACH | CACHE INC | 1,727,057 | $325K | 0.0% | $0.19 * | $1.39 | -68.0% | COM NEW | 127150308 |
| — | ADEPT TECHNOLOGY INC | 13,300 | $115K | 0.0% | $8.65 | $8.96 | — | Call | 006854202 |
| IYR | ISHARES TR | 2 | $0 | 0.0% | $0.00 | — | — | U.S. REAL ES ETF | 464287739 |