WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Feb 20, 2015

Total Value ($000): $237,501 (100.0% shares, 0.0% debt)

Holdings (26)

LFCR LANDEC CORP 15.4%

Value ($000) $36,596 Shares 2,650,000 Est. Cost $13.28 Unrealized -2.7%

NATR NATURES SUNSHINE PRODS INC 11.4%

Value ($000) $27,002 Shares 1,822,029 Est. Cost $11.02 Unrealized +17.2%

BB BLACKBERRY LTD 9.7%

Value ($000) $22,948 Shares 2,090,000 Est. Cost $9.18 Unrealized +11.6%

— BREEZE-EASTERN CORP 8.9%

Value ($000) $21,242 Shares 2,117,911 Est. Cost $8.80 Unrealized —

— JASON INDUSTRIES INC 8.8%

Value ($000) $20,841 Shares 2,115,830 Est. Cost $9.29 Unrealized —

— MAM SOFTWARE GROUP INC 8.3%

Value ($000) $19,794 Shares 3,547,027 Est. Cost $4.73 Unrealized —

— SUMMER INFANT INC 4.7%

Value ($000) $11,263 Shares 3,455,000 Est. Cost $3.01 Unrealized —

— OMEGA PROTEIN CORP 4.6%

Value ($000) $10,834 Shares 1,025,000 Est. Cost $10.57 Unrealized —

— CHIQUITA BRANDS INTL 4.1%

Value ($000) $9,726 Shares 672,615 Est. Cost $11.61 Unrealized —

— MUSCLE PHARM CORP 3.7%

Value ($000) $8,840 Shares 1,040,000 Est. Cost $9.96 Unrealized —

DLHC DLH HOLDINGS CORP 3.7%

Value ($000) $8,798 Shares 4,377,286 Est. Cost $0.88 Unrealized +176.2%

— PRIMO WATER CORP 3.5%

Value ($000) $8,253 Shares 1,915,000 Est. Cost $2.06 Unrealized —

— TRANSWORLD CORPORATION 3.2%

Value ($000) $7,589 Shares 2,349,577 Est. Cost $2.50 Unrealized —

— TELOS CORP MD 12% PFD 2.3%

Value ($000) $5,477 Shares 405,672 Est. Cost $13.18 Unrealized —

— ARI NETWORK SERVICES 2.0%

Value ($000) $4,743 Shares 1,254,635 Est. Cost $2.78 Unrealized —

— HAWAIIAN TELCOM HOLDCO INC 1.0%

Value ($000) $2,356 Shares 85,460 Est. Cost $26.90 Unrealized —

— SMTC CORPORATION 1.0%

Value ($000) $2,348 Shares 1,326,883 Est. Cost $1.70 Unrealized —

— WILHELMINA INTERNATIONAL INC 0.7%

Value ($000) $1,628 Shares 271,365 Est. Cost $6.10 Unrealized —

— GLYECO INC 0.7%

Value ($000) $1,613 Shares 4,481,400 Est. Cost $1.29 Unrealized —

— HAMPSHIRE GROUP LTD 0.5%

Value ($000) $1,269 Shares 742,425 Est. Cost $3.00 Unrealized —

GLD SPDR GOLD TRUST 0.4%

Value ($000) $1,068 Shares 9,400 Est. Cost $119.15 Unrealized —

— NEVADA GOLD & CASINOS INC 0.4%

Value ($000) $965 Shares 772,188 Est. Cost $0.95 Unrealized —

TACT TRANSACT TECHNOLOGIES INC 0.4%

Value ($000) $923 Shares 168,900 Est. Cost $5.67 Unrealized 0.0%

LTRE LEARNING TREE INTERNATIONAL 0.4%

Value ($000) $875 Shares 500,000 Est. Cost $3.23 Unrealized -29.9%

— LAYNE CHRISTENSEN COMPANY 0.2%

Value ($000) $484 Shares 50,690 Est. Cost $19.51 Unrealized —

— ARRYTHMIA RESEARCH TECH 0.0%

Value ($000) $26 Shares 3,363 Est. Cost $6.54 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,650,000	$36,596	15.4%	$13.28	-2.7%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	1,822,029	$27,002	11.4%	$11.02	+17.2%	COMM	639027101
BB	BLACKBERRY LTD	2,090,000	$22,948	9.7%	$9.18	+11.6%	COMM	09228F103
—	BREEZE-EASTERN CORP	2,117,911	$21,242	8.9%	$8.80	—	COMM	106764103
—	JASON INDUSTRIES INC	2,115,830	$20,841	8.8%	$9.29	—	COMM	471172106
—	MAM SOFTWARE GROUP INC	3,547,027	$19,794	8.3%	$4.73	—	COMM	55277Q201
—	SUMMER INFANT INC	3,455,000	$11,263	4.7%	$3.01	—	COMM	865646103
—	OMEGA PROTEIN CORP	1,025,000	$10,834	4.6%	$10.57	—	COMM	68210P107
—	CHIQUITA BRANDS INTL	672,615	$9,726	4.1%	$11.61	—	COMM	170032809
—	MUSCLE PHARM CORP	1,040,000	$8,840	3.7%	$9.96	—	COMM	627335201
DLHC	DLH HOLDINGS CORP	4,377,286	$8,798	3.7%	$0.88	+176.2%	COMM	23335Q100
—	PRIMO WATER CORP	1,915,000	$8,253	3.5%	$2.06	—	COMM	74165N105
—	TRANSWORLD CORPORATION	2,349,577	$7,589	3.2%	$2.50	—	COMM	89336R207
—	TELOS CORP MD 12% PFD	405,672	$5,477	2.3%	$13.18	—	PREF	87969B200
—	ARI NETWORK SERVICES	1,254,635	$4,743	2.0%	$2.78	—	COMM	001930205
—	HAWAIIAN TELCOM HOLDCO INC	85,460	$2,356	1.0%	$26.90	—	COMM	420031106
—	SMTC CORPORATION	1,326,883	$2,348	1.0%	$1.70	—	COMM	832682207
—	WILHELMINA INTERNATIONAL INC	271,365	$1,628	0.7%	$6.10	—	COMM	968235200
—	GLYECO INC	4,481,400	$1,613	0.7%	$1.29	—	COMM	38000P104
—	HAMPSHIRE GROUP LTD	742,425	$1,269	0.5%	$3.00	—	COMM	408859106
GLD	SPDR GOLD TRUST	9,400	$1,068	0.4%	$119.15	—	ETF	78463V107
—	NEVADA GOLD & CASINOS INC	772,188	$965	0.4%	$0.95	—	COMM	64126Q206
TACT	TRANSACT TECHNOLOGIES INC	168,900	$923	0.4%	$5.67	0.0%	COMM	892918103
LTRE	LEARNING TREE INTERNATIONAL	500,000	$875	0.4%	$3.23	-29.9%	COMM	522015106
—	LAYNE CHRISTENSEN COMPANY	50,690	$484	0.2%	$19.51	—	COMM	521050104
—	ARRYTHMIA RESEARCH TECH	3,363	$26	0.0%	$6.54	—	COMM	42698308