WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Feb 20, 2015

Total Value: $238M (100.0% shares, 0.0% debt)

Holdings (26)

LFCR LANDEC CORP 15.4%

Value $36.6M Shares 2,650,000 Share Price $13.81 * Est. Cost/Share $13.28 Unrealized @ Report Date -2.7%

NATR NATURES SUNSHINE PRODS INC 11.4%

Value $27M Shares 1,822,029 Share Price $14.82 * Est. Cost/Share $11.02 Unrealized @ Report Date +17.2%

BB BLACKBERRY LTD 9.7%

Value $22.95M Shares 2,090,000 Share Price $10.98 * Est. Cost/Share $9.18 Unrealized @ Report Date +11.6%

— BREEZE-EASTERN CORP 8.9%

Value $21.24M Shares 2,117,911 Share Price $10.03 Est. Cost/Share $8.80 Unrealized @ Report Date —

— JASON INDUSTRIES INC 8.8%

Value $20.84M Shares 2,115,830 Share Price $9.85 Est. Cost/Share $9.29 Unrealized @ Report Date —

— MAM SOFTWARE GROUP INC 8.3%

Value $19.79M Shares 3,547,027 Share Price $5.58 Est. Cost/Share $4.73 Unrealized @ Report Date —

— SUMMER INFANT INC 4.7%

Value $11.26M Shares 3,455,000 Share Price $3.26 Est. Cost/Share $3.01 Unrealized @ Report Date —

— OMEGA PROTEIN CORP 4.6%

Value $10.83M Shares 1,025,000 Share Price $10.57 Est. Cost/Share $10.57 Unrealized @ Report Date —

— CHIQUITA BRANDS INTL 4.1%

Value $9.726M Shares 672,615 Share Price $14.46 Est. Cost/Share $11.61 Unrealized @ Report Date —

— MUSCLE PHARM CORP 3.7%

Value $8.84M Shares 1,040,000 Share Price $8.50 Est. Cost/Share $9.96 Unrealized @ Report Date —

DLHC DLH HOLDINGS CORP 3.7%

Value $8.798M Shares 4,377,286 Share Price $2.01 * Est. Cost/Share $0.88 Unrealized @ Report Date +176.2%

— PRIMO WATER CORP 3.5%

Value $8.253M Shares 1,915,000 Share Price $4.31 Est. Cost/Share $2.06 Unrealized @ Report Date —

— TRANSWORLD CORPORATION 3.2%

Value $7.589M Shares 2,349,577 Share Price $3.23 Est. Cost/Share $2.50 Unrealized @ Report Date —

— TELOS CORP MD 12% PFD 2.3%

Value $5.477M Shares 405,672 Share Price $13.50 Est. Cost/Share $13.18 Unrealized @ Report Date —

— ARI NETWORK SERVICES 2.0%

Value $4.743M Shares 1,254,635 Share Price $3.78 Est. Cost/Share $2.78 Unrealized @ Report Date —

— HAWAIIAN TELCOM HOLDCO INC 1.0%

Value $2.356M Shares 85,460 Share Price $27.57 Est. Cost/Share $26.90 Unrealized @ Report Date —

— SMTC CORPORATION 1.0%

Value $2.348M Shares 1,326,883 Share Price $1.77 Est. Cost/Share $1.70 Unrealized @ Report Date —

— WILHELMINA INTERNATIONAL INC 0.7%

Value $1.628M Shares 271,365 Share Price $6.00 Est. Cost/Share $6.10 Unrealized @ Report Date —

— GLYECO INC 0.7%

Value $1.613M Shares 4,481,400 Share Price $0.36 Est. Cost/Share $1.29 Unrealized @ Report Date —

— HAMPSHIRE GROUP LTD 0.5%

Value $1.269M Shares 742,425 Share Price $1.71 Est. Cost/Share $3.00 Unrealized @ Report Date —

GLD SPDR GOLD TRUST 0.4%

Value $1.068M Shares 9,400 Share Price $113.62 Est. Cost/Share $119.15 Unrealized @ Report Date —

— NEVADA GOLD & CASINOS INC 0.4%

Value $965K Shares 772,188 Share Price $1.25 Est. Cost/Share $0.95 Unrealized @ Report Date —

TACT TRANSACT TECHNOLOGIES INC 0.4%

Value $923K Shares 168,900 Share Price $5.46 * Est. Cost/Share $5.67 Unrealized @ Report Date 0.0%

LTRE LEARNING TREE INTERNATIONAL 0.4%

Value $875K Shares 500,000 Share Price $1.75 * Est. Cost/Share $3.23 Unrealized @ Report Date -29.9%

— LAYNE CHRISTENSEN COMPANY 0.2%

Value $484K Shares 50,690 Share Price $9.55 Est. Cost/Share $19.51 Unrealized @ Report Date —

— ARRYTHMIA RESEARCH TECH 0.0%

Value $26,000 Shares 3,363 Share Price $7.73 Est. Cost/Share $6.54 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
LFCR	LANDEC CORP	2,650,000	$36.6M	15.4%	$13.81 *	$13.28	-2.7%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	1,822,029	$27M	11.4%	$14.82 *	$11.02	+17.2%	COMM	639027101
BB	BLACKBERRY LTD	2,090,000	$22.95M	9.7%	$10.98 *	$9.18	+11.6%	COMM	09228F103
—	BREEZE-EASTERN CORP	2,117,911	$21.24M	8.9%	$10.03	$8.80	—	COMM	106764103
—	JASON INDUSTRIES INC	2,115,830	$20.84M	8.8%	$9.85	$9.29	—	COMM	471172106
—	MAM SOFTWARE GROUP INC	3,547,027	$19.79M	8.3%	$5.58	$4.73	—	COMM	55277Q201
—	SUMMER INFANT INC	3,455,000	$11.26M	4.7%	$3.26	$3.01	—	COMM	865646103
—	OMEGA PROTEIN CORP	1,025,000	$10.83M	4.6%	$10.57	$10.57	—	COMM	68210P107
—	CHIQUITA BRANDS INTL	672,615	$9.726M	4.1%	$14.46	$11.61	—	COMM	170032809
—	MUSCLE PHARM CORP	1,040,000	$8.84M	3.7%	$8.50	$9.96	—	COMM	627335201
DLHC	DLH HOLDINGS CORP	4,377,286	$8.798M	3.7%	$2.01 *	$0.88	+176.2%	COMM	23335Q100
—	PRIMO WATER CORP	1,915,000	$8.253M	3.5%	$4.31	$2.06	—	COMM	74165N105
—	TRANSWORLD CORPORATION	2,349,577	$7.589M	3.2%	$3.23	$2.50	—	COMM	89336R207
—	TELOS CORP MD 12% PFD	405,672	$5.477M	2.3%	$13.50	$13.18	—	PREF	87969B200
—	ARI NETWORK SERVICES	1,254,635	$4.743M	2.0%	$3.78	$2.78	—	COMM	001930205
—	HAWAIIAN TELCOM HOLDCO INC	85,460	$2.356M	1.0%	$27.57	$26.90	—	COMM	420031106
—	SMTC CORPORATION	1,326,883	$2.348M	1.0%	$1.77	$1.70	—	COMM	832682207
—	WILHELMINA INTERNATIONAL INC	271,365	$1.628M	0.7%	$6.00	$6.10	—	COMM	968235200
—	GLYECO INC	4,481,400	$1.613M	0.7%	$0.36	$1.29	—	COMM	38000P104
—	HAMPSHIRE GROUP LTD	742,425	$1.269M	0.5%	$1.71	$3.00	—	COMM	408859106
GLD	SPDR GOLD TRUST	9,400	$1.068M	0.4%	$113.62	$119.15	—	ETF	78463V107
—	NEVADA GOLD & CASINOS INC	772,188	$965K	0.4%	$1.25	$0.95	—	COMM	64126Q206
TACT	TRANSACT TECHNOLOGIES INC	168,900	$923K	0.4%	$5.46 *	$5.67	0.0%	COMM	892918103
LTRE	LEARNING TREE INTERNATIONAL	500,000	$875K	0.4%	$1.75 *	$3.23	-29.9%	COMM	522015106
—	LAYNE CHRISTENSEN COMPANY	50,690	$484K	0.2%	$9.55	$19.51	—	COMM	521050104
—	ARRYTHMIA RESEARCH TECH	3,363	$26,000	0.0%	$7.73	$6.54	—	COMM	42698308