WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: May 15, 2015

Total Value ($000): $226,254 (100.0% shares, 0.0% debt)

Holdings (30)

LFCR LANDEC CORP 16.3%

Value ($000) $36,967 Shares 2,650,000 Est. Cost $13.28 Unrealized +4.1%

NATR NATURES SUNSHINE PRODS INC 10.8%

Value ($000) $24,378 Shares 1,858,079 Est. Cost $11.04 Unrealized +8.6%

— BREEZE-EASTERN CORP 9.6%

Value ($000) $21,719 Shares 2,117,911 Est. Cost $8.80 Unrealized —

— MAM SOFTWARE GROUP INC 8.6%

Value ($000) $19,509 Shares 3,547,027 Est. Cost $4.73 Unrealized —

BB BLACKBERRY LTD 7.6%

Value ($000) $17,146 Shares 1,920,000 Est. Cost $9.18 Unrealized +10.7%

— JASON INDUSTRIES INC 6.9%

Value ($000) $15,546 Shares 2,195,830 Est. Cost $9.21 Unrealized —

— OMEGA PROTEIN CORP 5.7%

Value ($000) $12,800 Shares 935,000 Est. Cost $10.57 Unrealized —

— PRIMO WATER CORP 4.4%

Value ($000) $10,015 Shares 1,915,000 Est. Cost $2.06 Unrealized —

— SUMMER INFANT INC 4.1%

Value ($000) $9,329 Shares 3,455,000 Est. Cost $3.01 Unrealized —

DLHC DLH HOLDINGS CORP 3.8%

Value ($000) $8,536 Shares 4,377,286 Est. Cost $0.88 Unrealized +141.4%

— TRANSWORLD CORPORATION 2.9%

Value ($000) $6,509 Shares 2,349,577 Est. Cost $2.50 Unrealized —

— AEGION CORP 2.8%

Value ($000) $6,304 Shares 349,273 Est. Cost $18.05 Unrealized —

— HAWAIIAN TELCOM HOLDCO INC 2.2%

Value ($000) $4,974 Shares 186,770 Est. Cost $26.76 Unrealized —

— TELOS CORP MD 12% PFD 2.1%

Value ($000) $4,828 Shares 405,672 Est. Cost $13.18 Unrealized —

— MUSCLE PHARM CORP 2.1%

Value ($000) $4,680 Shares 1,040,000 Est. Cost $9.96 Unrealized —

— ARI NETWORK SERVICES 1.9%

Value ($000) $4,237 Shares 1,249,836 Est. Cost $2.78 Unrealized —

— OM GROUP INC 1.7%

Value ($000) $3,754 Shares 125,000 Est. Cost $30.03 Unrealized —

— GLYECO INC 1.2%

Value ($000) $2,658 Shares 10,635,247 Est. Cost $0.69 Unrealized —

— BIOSCRIP INC 1.0%

Value ($000) $2,239 Shares 505,500 Est. Cost $4.43 Unrealized —

— SMTC CORPORATION 0.9%

Value ($000) $1,964 Shares 1,326,883 Est. Cost $1.70 Unrealized —

IRDM IRIDIUM COMMUNICATIONS INC 0.7%

Value ($000) $1,547 Shares 159,297 Est. Cost $9.32 Unrealized 0.0%

— WILHELMINA INTERNATIONAL 0.7%

Value ($000) $1,486 Shares 272,593 Est. Cost $6.10 Unrealized —

— NEVADA GOLD & CASINOS INC 0.5%

Value ($000) $1,120 Shares 772,188 Est. Cost $0.95 Unrealized —

GLD SPDR GOLD TRUST 0.5%

Value ($000) $1,068 Shares 9,400 Est. Cost $119.15 Unrealized —

TACT TRANSACT TECHNOLOGIES INC 0.4%

Value ($000) $850 Shares 143,900 Est. Cost $5.67 Unrealized +8.1%

LTRE LEARNING TREE INTERNATIONAL 0.3%

Value ($000) $773 Shares 500,000 Est. Cost $3.23 Unrealized -45.7%

— QUEST RESOURCE HOLDING CORP 0.3%

Value ($000) $580 Shares 460,575 Est. Cost $1.26 Unrealized —

— HAMPSHIRE GROUP LTD 0.1%

Value ($000) $334 Shares 742,425 Est. Cost $3.00 Unrealized —

— LAYNE CHRISTENSEN COMPANY 0.1%

Value ($000) $254 Shares 50,690 Est. Cost $19.51 Unrealized —

— ESSEX RENTAL CORP 0.1%

Value ($000) $150 Shares 113,701 Est. Cost $1.32 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,650,000	$36,967	16.3%	$13.28	+4.1%	COM	514766104
NATR	NATURES SUNSHINE PRODS INC	1,858,079	$24,378	10.8%	$11.04	+8.6%	COM	639027101
—	BREEZE-EASTERN CORP	2,117,911	$21,719	9.6%	$8.80	—	COM	106764103
—	MAM SOFTWARE GROUP INC	3,547,027	$19,509	8.6%	$4.73	—	COM	55277Q201
BB	BLACKBERRY LTD	1,920,000	$17,146	7.6%	$9.18	+10.7%	COM	09228F103
—	JASON INDUSTRIES INC	2,195,830	$15,546	6.9%	$9.21	—	COM	471172106
—	OMEGA PROTEIN CORP	935,000	$12,800	5.7%	$10.57	—	COM	68210P107
—	PRIMO WATER CORP	1,915,000	$10,015	4.4%	$2.06	—	COM	74165N105
—	SUMMER INFANT INC	3,455,000	$9,329	4.1%	$3.01	—	COM	865646103
DLHC	DLH HOLDINGS CORP	4,377,286	$8,536	3.8%	$0.88	+141.4%	COM	23335Q100
—	TRANSWORLD CORPORATION	2,349,577	$6,509	2.9%	$2.50	—	COM	89336R207
—	AEGION CORP	349,273	$6,304	2.8%	$18.05	—	COM	00770F104
—	HAWAIIAN TELCOM HOLDCO INC	186,770	$4,974	2.2%	$26.76	—	COM	420031106
—	TELOS CORP MD 12% PFD	405,672	$4,828	2.1%	$13.18	—	PREF	87969B200
—	MUSCLE PHARM CORP	1,040,000	$4,680	2.1%	$9.96	—	COM	627335201
—	ARI NETWORK SERVICES	1,249,836	$4,237	1.9%	$2.78	—	COM	001930205
—	OM GROUP INC	125,000	$3,754	1.7%	$30.03	—	COM	670872100
—	GLYECO INC	10,635,247	$2,658	1.2%	$0.69	—	COM	38000P104
—	BIOSCRIP INC	505,500	$2,239	1.0%	$4.43	—	COM	09069N108
—	SMTC CORPORATION	1,326,883	$1,964	0.9%	$1.70	—	COM	832682207
IRDM	IRIDIUM COMMUNICATIONS INC	159,297	$1,547	0.7%	$9.32	0.0%	COM	46269C102
—	WILHELMINA INTERNATIONAL	272,593	$1,486	0.7%	$6.10	—	COM	968235200
—	NEVADA GOLD & CASINOS INC	772,188	$1,120	0.5%	$0.95	—	COM	64126Q206
GLD	SPDR GOLD TRUST	9,400	$1,068	0.5%	$119.15	—	GOLD SHS	78463V107
TACT	TRANSACT TECHNOLOGIES INC	143,900	$850	0.4%	$5.67	+8.1%	COM	892918103
LTRE	LEARNING TREE INTERNATIONAL	500,000	$773	0.3%	$3.23	-45.7%	COM	522015106
—	QUEST RESOURCE HOLDING CORP	460,575	$580	0.3%	$1.26	—	COM	74836W104
—	HAMPSHIRE GROUP LTD	742,425	$334	0.1%	$3.00	—	COM	408859106
—	LAYNE CHRISTENSEN COMPANY	50,690	$254	0.1%	$19.51	—	COM	521050104
—	ESSEX RENTAL CORP	113,701	$150	0.1%	$1.32	—	COM	297187106