WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: May 15, 2015

Total Value: $226M (100.0% shares, 0.0% debt)

Holdings (30)

LFCR LANDEC CORP 16.3%

Value $36.97M Shares 2,650,000 Share Price $13.95 Est. Cost/Share $13.28 Unrealized @ Report Date +4.1%

NATR NATURES SUNSHINE PRODS INC 10.8%

Value $24.38M Shares 1,858,079 Share Price $13.12 * Est. Cost/Share $11.04 Unrealized @ Report Date +8.6%

— BREEZE-EASTERN CORP 9.6%

Value $21.72M Shares 2,117,911 Share Price $10.25 Est. Cost/Share $8.80 Unrealized @ Report Date —

— MAM SOFTWARE GROUP INC 8.6%

Value $19.51M Shares 3,547,027 Share Price $5.50 Est. Cost/Share $4.73 Unrealized @ Report Date —

BB BLACKBERRY LTD 7.6%

Value $17.15M Shares 1,920,000 Share Price $8.93 * Est. Cost/Share $9.18 Unrealized @ Report Date +10.7%

— JASON INDUSTRIES INC 6.9%

Value $15.55M Shares 2,195,830 Share Price $7.08 Est. Cost/Share $9.21 Unrealized @ Report Date —

— OMEGA PROTEIN CORP 5.7%

Value $12.8M Shares 935,000 Share Price $13.69 Est. Cost/Share $10.57 Unrealized @ Report Date —

— PRIMO WATER CORP 4.4%

Value $10.02M Shares 1,915,000 Share Price $5.23 Est. Cost/Share $2.06 Unrealized @ Report Date —

— SUMMER INFANT INC 4.1%

Value $9.329M Shares 3,455,000 Share Price $2.70 Est. Cost/Share $3.01 Unrealized @ Report Date —

DLHC DLH HOLDINGS CORP 3.8%

Value $8.536M Shares 4,377,286 Share Price $1.95 * Est. Cost/Share $0.88 Unrealized @ Report Date +141.4%

— TRANSWORLD CORPORATION 2.9%

Value $6.509M Shares 2,349,577 Share Price $2.77 Est. Cost/Share $2.50 Unrealized @ Report Date —

— AEGION CORP 2.8%

Value $6.304M Shares 349,273 Share Price $18.05 Est. Cost/Share $18.05 Unrealized @ Report Date —

— HAWAIIAN TELCOM HOLDCO INC 2.2%

Value $4.974M Shares 186,770 Share Price $26.63 Est. Cost/Share $26.76 Unrealized @ Report Date —

— TELOS CORP MD 12% PFD 2.1%

Value $4.828M Shares 405,672 Share Price $11.90 Est. Cost/Share $13.18 Unrealized @ Report Date —

— MUSCLE PHARM CORP 2.1%

Value $4.68M Shares 1,040,000 Share Price $4.50 Est. Cost/Share $9.96 Unrealized @ Report Date —

— ARI NETWORK SERVICES 1.9%

Value $4.237M Shares 1,249,836 Share Price $3.39 Est. Cost/Share $2.78 Unrealized @ Report Date —

— OM GROUP INC 1.7%

Value $3.754M Shares 125,000 Share Price $30.03 Est. Cost/Share $30.03 Unrealized @ Report Date —

— GLYECO INC 1.2%

Value $2.658M Shares 10,635,247 Share Price $0.25 Est. Cost/Share $0.69 Unrealized @ Report Date —

— BIOSCRIP INC 1.0%

Value $2.239M Shares 505,500 Share Price $4.43 Est. Cost/Share $4.43 Unrealized @ Report Date —

— SMTC CORPORATION 0.9%

Value $1.964M Shares 1,326,883 Share Price $1.48 Est. Cost/Share $1.70 Unrealized @ Report Date —

IRDM IRIDIUM COMMUNICATIONS INC 0.7%

Value $1.547M Shares 159,297 Share Price $9.71 * Est. Cost/Share $9.32 Unrealized @ Report Date 0.0%

— WILHELMINA INTERNATIONAL 0.7%

Value $1.486M Shares 272,593 Share Price $5.45 Est. Cost/Share $6.10 Unrealized @ Report Date —

— NEVADA GOLD & CASINOS INC 0.5%

Value $1.12M Shares 772,188 Share Price $1.45 Est. Cost/Share $0.95 Unrealized @ Report Date —

GLD SPDR GOLD TRUST 0.5%

Value $1.068M Shares 9,400 Share Price $113.62 Est. Cost/Share $119.15 Unrealized @ Report Date —

TACT TRANSACT TECHNOLOGIES INC 0.4%

Value $850K Shares 143,900 Share Price $5.91 * Est. Cost/Share $5.67 Unrealized @ Report Date +8.1%

LTRE LEARNING TREE INTERNATIONAL 0.3%

Value $773K Shares 500,000 Share Price $1.55 * Est. Cost/Share $3.23 Unrealized @ Report Date -45.7%

— QUEST RESOURCE HOLDING CORP 0.3%

Value $580K Shares 460,575 Share Price $1.26 Est. Cost/Share $1.26 Unrealized @ Report Date —

— HAMPSHIRE GROUP LTD 0.1%

Value $334K Shares 742,425 Share Price $0.45 Est. Cost/Share $3.00 Unrealized @ Report Date —

— LAYNE CHRISTENSEN COMPANY 0.1%

Value $254K Shares 50,690 Share Price $5.01 Est. Cost/Share $19.51 Unrealized @ Report Date —

— ESSEX RENTAL CORP 0.1%

Value $150K Shares 113,701 Share Price $1.32 Est. Cost/Share $1.32 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
LFCR	LANDEC CORP	2,650,000	$36.97M	16.3%	$13.95	$13.28	+4.1%	COM	514766104
NATR	NATURES SUNSHINE PRODS INC	1,858,079	$24.38M	10.8%	$13.12 *	$11.04	+8.6%	COM	639027101
—	BREEZE-EASTERN CORP	2,117,911	$21.72M	9.6%	$10.25	$8.80	—	COM	106764103
—	MAM SOFTWARE GROUP INC	3,547,027	$19.51M	8.6%	$5.50	$4.73	—	COM	55277Q201
BB	BLACKBERRY LTD	1,920,000	$17.15M	7.6%	$8.93 *	$9.18	+10.7%	COM	09228F103
—	JASON INDUSTRIES INC	2,195,830	$15.55M	6.9%	$7.08	$9.21	—	COM	471172106
—	OMEGA PROTEIN CORP	935,000	$12.8M	5.7%	$13.69	$10.57	—	COM	68210P107
—	PRIMO WATER CORP	1,915,000	$10.02M	4.4%	$5.23	$2.06	—	COM	74165N105
—	SUMMER INFANT INC	3,455,000	$9.329M	4.1%	$2.70	$3.01	—	COM	865646103
DLHC	DLH HOLDINGS CORP	4,377,286	$8.536M	3.8%	$1.95 *	$0.88	+141.4%	COM	23335Q100
—	TRANSWORLD CORPORATION	2,349,577	$6.509M	2.9%	$2.77	$2.50	—	COM	89336R207
—	AEGION CORP	349,273	$6.304M	2.8%	$18.05	$18.05	—	COM	00770F104
—	HAWAIIAN TELCOM HOLDCO INC	186,770	$4.974M	2.2%	$26.63	$26.76	—	COM	420031106
—	TELOS CORP MD 12% PFD	405,672	$4.828M	2.1%	$11.90	$13.18	—	PREF	87969B200
—	MUSCLE PHARM CORP	1,040,000	$4.68M	2.1%	$4.50	$9.96	—	COM	627335201
—	ARI NETWORK SERVICES	1,249,836	$4.237M	1.9%	$3.39	$2.78	—	COM	001930205
—	OM GROUP INC	125,000	$3.754M	1.7%	$30.03	$30.03	—	COM	670872100
—	GLYECO INC	10,635,247	$2.658M	1.2%	$0.25	$0.69	—	COM	38000P104
—	BIOSCRIP INC	505,500	$2.239M	1.0%	$4.43	$4.43	—	COM	09069N108
—	SMTC CORPORATION	1,326,883	$1.964M	0.9%	$1.48	$1.70	—	COM	832682207
IRDM	IRIDIUM COMMUNICATIONS INC	159,297	$1.547M	0.7%	$9.71 *	$9.32	0.0%	COM	46269C102
—	WILHELMINA INTERNATIONAL	272,593	$1.486M	0.7%	$5.45	$6.10	—	COM	968235200
—	NEVADA GOLD & CASINOS INC	772,188	$1.12M	0.5%	$1.45	$0.95	—	COM	64126Q206
GLD	SPDR GOLD TRUST	9,400	$1.068M	0.5%	$113.62	$119.15	—	GOLD SHS	78463V107
TACT	TRANSACT TECHNOLOGIES INC	143,900	$850K	0.4%	$5.91 *	$5.67	+8.1%	COM	892918103
LTRE	LEARNING TREE INTERNATIONAL	500,000	$773K	0.3%	$1.55 *	$3.23	-45.7%	COM	522015106
—	QUEST RESOURCE HOLDING CORP	460,575	$580K	0.3%	$1.26	$1.26	—	COM	74836W104
—	HAMPSHIRE GROUP LTD	742,425	$334K	0.1%	$0.45	$3.00	—	COM	408859106
—	LAYNE CHRISTENSEN COMPANY	50,690	$254K	0.1%	$5.01	$19.51	—	COM	521050104
—	ESSEX RENTAL CORP	113,701	$150K	0.1%	$1.32	$1.32	—	COM	297187106