WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q2 2015 (← Previous) (Next →)

Filing Date: Aug 14, 2015

Total Value ($000): $259,768 (100.0% shares, 0.0% debt)

Holdings (33)

LFCR LANDEC CORP 14.7%

Value ($000) $38,239 Shares 2,650,000 Est. Cost $13.28 Unrealized +8.7%

NATR NATURES SUNSHINE PRODS INC 10.7%

Value ($000) $27,876 Shares 2,027,373 Est. Cost $11.07 Unrealized +3.3%

— BREEZE-EASTERN CORP 9.4%

Value ($000) $24,356 Shares 2,117,911 Est. Cost $8.80 Unrealized —

— OMEGA PROTEIN CORP 7.3%

Value ($000) $19,012 Shares 1,382,680 Est. Cost $11.60 Unrealized —

— MAM SOFTWARE GROUP INC 7.3%

Value ($000) $18,941 Shares 3,547,027 Est. Cost $4.73 Unrealized —

— JASON INDUSTRIES INC 7.0%

Value ($000) $18,076 Shares 2,654,296 Est. Cost $8.80 Unrealized —

BB BLACKBERRY LTD 6.2%

Value ($000) $16,114 Shares 1,970,000 Est. Cost $9.19 Unrealized +5.4%

— GLOBAL POWER EQUIPMENT GROUP INC 4.5%

Value ($000) $11,574 Shares 1,491,503 Est. Cost $7.76 Unrealized —

DLHC DLH HOLDINGS CORP 4.3%

Value ($000) $11,197 Shares 4,377,286 Est. Cost $0.88 Unrealized +155.7%

— PRIMO WATER CORP 4.2%

Value ($000) $10,953 Shares 1,915,000 Est. Cost $2.06 Unrealized —

— HAWAIIAN TELCOM HOLDCO INC 3.2%

Value ($000) $8,232 Shares 315,402 Est. Cost $26.49 Unrealized —

— OM GROUP INC 2.9%

Value ($000) $7,560 Shares 225,000 Est. Cost $31.62 Unrealized —

— SUMMER INFANT INC 2.8%

Value ($000) $7,215 Shares 3,571,766 Est. Cost $2.98 Unrealized —

— TRANSWORLD CORPORATION 2.7%

Value ($000) $7,049 Shares 2,349,577 Est. Cost $2.50 Unrealized —

IRDM IRIDIUM COMMUNICATIONS INC 2.3%

Value ($000) $5,908 Shares 650,000 Est. Cost $10.05 Unrealized +2.4%

— BIOSCRIP INC 1.7%

Value ($000) $4,428 Shares 1,220,000 Est. Cost $3.96 Unrealized —

— MUSCLE PHARM CORP 1.6%

Value ($000) $4,202 Shares 690,000 Est. Cost $9.96 Unrealized —

KOP KOPPERS HOLDINGS INC 1.1%

Value ($000) $2,886 Shares 116,758 Est. Cost $23.45 Unrealized 0.0%

— SMTC CORPORATION 0.9%

Value ($000) $2,380 Shares 1,433,982 Est. Cost $1.69 Unrealized —

— ARI NETWORK SERVICES 0.8%

Value ($000) $2,165 Shares 691,758 Est. Cost $2.78 Unrealized —

— GLYECO INC 0.8%

Value ($000) $2,018 Shares 10,735,247 Est. Cost $0.69 Unrealized —

— WILHELMINA INTERNATIONAL INC 0.7%

Value ($000) $1,738 Shares 302,298 Est. Cost $6.06 Unrealized —

— QUEST RESOURCE HOLDING CORP 0.6%

Value ($000) $1,626 Shares 1,550,512 Est. Cost $1.11 Unrealized —

— NEVADA GOLD & CASINOS INC 0.5%

Value ($000) $1,274 Shares 772,188 Est. Cost $0.95 Unrealized —

— FLOTEK INDUSTRIES INC 0.5%

Value ($000) $1,252 Shares 100,000 Est. Cost $12.52 Unrealized —

GLD SPDR GOLD TRUST 0.4%

Value ($000) $1,056 Shares 9,400 Est. Cost $119.15 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.3%

Value ($000) $858 Shares 665,000 Est. Cost $2.77 Unrealized -50.4%

— MVC CAPITAL INC 0.3%

Value ($000) $802 Shares 78,620 Est. Cost $10.20 Unrealized —

— LAYNE CHRISTENSEN COMPANY 0.2%

Value ($000) $530 Shares 59,164 Est. Cost $18.00 Unrealized —

— HAMPSHIRE GROUP LTD 0.1%

Value ($000) $134 Shares 742,425 Est. Cost $3.00 Unrealized —

— ESSEX RENTAL CORP 0.0%

Value ($000) $93 Shares 113,701 Est. Cost $1.32 Unrealized —

— ARRHYTHMIA RESEARCH 0.0%

Value ($000) $21 Shares 3,363 Est. Cost $6.24 Unrealized —

— FITLIFE 0.0%

Value ($000) $3 Shares 1,686 Est. Cost $1.78 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,650,000	$38,239	14.7%	$13.28	+8.7%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	2,027,373	$27,876	10.7%	$11.07	+3.3%	COMM	639027101
—	BREEZE-EASTERN CORP	2,117,911	$24,356	9.4%	$8.80	—	COMM	106764103
—	OMEGA PROTEIN CORP	1,382,680	$19,012	7.3%	$11.60	—	COMM	68210P107
—	MAM SOFTWARE GROUP INC	3,547,027	$18,941	7.3%	$4.73	—	COMM	55277Q201
—	JASON INDUSTRIES INC	2,654,296	$18,076	7.0%	$8.80	—	COMM	471172106
BB	BLACKBERRY LTD	1,970,000	$16,114	6.2%	$9.19	+5.4%	COMM	09228F103
—	GLOBAL POWER EQUIPMENT GROUP INC	1,491,503	$11,574	4.5%	$7.76	—	COMM	37941P306
DLHC	DLH HOLDINGS CORP	4,377,286	$11,197	4.3%	$0.88	+155.7%	COMM	23335Q100
—	PRIMO WATER CORP	1,915,000	$10,953	4.2%	$2.06	—	COMM	74165N105
—	HAWAIIAN TELCOM HOLDCO INC	315,402	$8,232	3.2%	$26.49	—	COMM	420031106
—	OM GROUP INC	225,000	$7,560	2.9%	$31.62	—	COMM	670872100
—	SUMMER INFANT INC	3,571,766	$7,215	2.8%	$2.98	—	COMM	865646103
—	TRANSWORLD CORPORATION	2,349,577	$7,049	2.7%	$2.50	—	COMM	89336R207
IRDM	IRIDIUM COMMUNICATIONS INC	650,000	$5,908	2.3%	$10.05	+2.4%	COMM	46269C102
—	BIOSCRIP INC	1,220,000	$4,428	1.7%	$3.96	—	COMM	09069N108
—	MUSCLE PHARM CORP	690,000	$4,202	1.6%	$9.96	—	COMM	627335201
KOP	KOPPERS HOLDINGS INC	116,758	$2,886	1.1%	$23.45	0.0%	COMM	50060P106
—	SMTC CORPORATION	1,433,982	$2,380	0.9%	$1.69	—	COMM	832682207
—	ARI NETWORK SERVICES	691,758	$2,165	0.8%	$2.78	—	COMM	001930205
—	GLYECO INC	10,735,247	$2,018	0.8%	$0.69	—	COMM	38000P104
—	WILHELMINA INTERNATIONAL INC	302,298	$1,738	0.7%	$6.06	—	COMM	968235200
—	QUEST RESOURCE HOLDING CORP	1,550,512	$1,626	0.6%	$1.11	—	COMM	74836W104
—	NEVADA GOLD & CASINOS INC	772,188	$1,274	0.5%	$0.95	—	COMM	64126Q206
—	FLOTEK INDUSTRIES INC	100,000	$1,252	0.5%	$12.52	—	COMM	343389102
GLD	SPDR GOLD TRUST	9,400	$1,056	0.4%	$119.15	—	ETF	78463V107
LTRE	LEARNING TREE INTERNATIONAL	665,000	$858	0.3%	$2.77	-50.4%	COMM	522015106
—	MVC CAPITAL INC	78,620	$802	0.3%	$10.20	—	COMM	553829102
—	LAYNE CHRISTENSEN COMPANY	59,164	$530	0.2%	$18.00	—	COMM	521050104
—	HAMPSHIRE GROUP LTD	742,425	$134	0.1%	$3.00	—	COMM	408859106
—	ESSEX RENTAL CORP	113,701	$93	0.0%	$1.32	—	COMM	297187106
—	ARRHYTHMIA RESEARCH	3,363	$21	0.0%	$6.24	—	COMM	426983088
—	FITLIFE	1,686	$3	0.0%	$1.78	—	COMM	33817P108