WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q2 2015 (← Previous) (Next →)

Filing Date: Aug 14, 2015

Total Value: $260M (100.0% shares, 0.0% debt)

Holdings (33)

LFCR LANDEC CORP 14.7%

Value $38.24M Shares 2,650,000 Share Price $14.43 Est. Cost/Share $13.28 Unrealized @ Report Date +8.7%

NATR NATURES SUNSHINE PRODS INC 10.7%

Value $27.88M Shares 2,027,373 Share Price $13.75 * Est. Cost/Share $11.07 Unrealized @ Report Date +3.3%

— BREEZE-EASTERN CORP 9.4%

Value $24.36M Shares 2,117,911 Share Price $11.50 Est. Cost/Share $8.80 Unrealized @ Report Date —

— OMEGA PROTEIN CORP 7.3%

Value $19.01M Shares 1,382,680 Share Price $13.75 Est. Cost/Share $11.60 Unrealized @ Report Date —

— MAM SOFTWARE GROUP INC 7.3%

Value $18.94M Shares 3,547,027 Share Price $5.34 Est. Cost/Share $4.73 Unrealized @ Report Date —

— JASON INDUSTRIES INC 7.0%

Value $18.08M Shares 2,654,296 Share Price $6.81 Est. Cost/Share $8.80 Unrealized @ Report Date —

BB BLACKBERRY LTD 6.2%

Value $16.11M Shares 1,970,000 Share Price $8.18 * Est. Cost/Share $9.19 Unrealized @ Report Date +5.4%

— GLOBAL POWER EQUIPMENT GROUP INC 4.5%

Value $11.57M Shares 1,491,503 Share Price $7.76 Est. Cost/Share $7.76 Unrealized @ Report Date —

DLHC DLH HOLDINGS CORP 4.3%

Value $11.2M Shares 4,377,286 Share Price $2.56 * Est. Cost/Share $0.88 Unrealized @ Report Date +155.7%

— PRIMO WATER CORP 4.2%

Value $10.95M Shares 1,915,000 Share Price $5.72 Est. Cost/Share $2.06 Unrealized @ Report Date —

— HAWAIIAN TELCOM HOLDCO INC 3.2%

Value $8.232M Shares 315,402 Share Price $26.10 Est. Cost/Share $26.49 Unrealized @ Report Date —

— OM GROUP INC 2.9%

Value $7.56M Shares 225,000 Share Price $33.60 Est. Cost/Share $31.62 Unrealized @ Report Date —

— SUMMER INFANT INC 2.8%

Value $7.215M Shares 3,571,766 Share Price $2.02 Est. Cost/Share $2.98 Unrealized @ Report Date —

— TRANSWORLD CORPORATION 2.7%

Value $7.049M Shares 2,349,577 Share Price $3.00 Est. Cost/Share $2.50 Unrealized @ Report Date —

IRDM IRIDIUM COMMUNICATIONS INC 2.3%

Value $5.908M Shares 650,000 Share Price $9.09 * Est. Cost/Share $10.05 Unrealized @ Report Date +2.4%

— BIOSCRIP INC 1.7%

Value $4.428M Shares 1,220,000 Share Price $3.63 Est. Cost/Share $3.96 Unrealized @ Report Date —

— MUSCLE PHARM CORP 1.6%

Value $4.202M Shares 690,000 Share Price $6.09 Est. Cost/Share $9.96 Unrealized @ Report Date —

KOP KOPPERS HOLDINGS INC 1.1%

Value $2.886M Shares 116,758 Share Price $24.72 * Est. Cost/Share $23.45 Unrealized @ Report Date 0.0%

— SMTC CORPORATION 0.9%

Value $2.38M Shares 1,433,982 Share Price $1.66 Est. Cost/Share $1.69 Unrealized @ Report Date —

— ARI NETWORK SERVICES 0.8%

Value $2.165M Shares 691,758 Share Price $3.13 Est. Cost/Share $2.78 Unrealized @ Report Date —

— GLYECO INC 0.8%

Value $2.018M Shares 10,735,247 Share Price $0.19 Est. Cost/Share $0.69 Unrealized @ Report Date —

— WILHELMINA INTERNATIONAL INC 0.7%

Value $1.738M Shares 302,298 Share Price $5.75 Est. Cost/Share $6.06 Unrealized @ Report Date —

— QUEST RESOURCE HOLDING CORP 0.6%

Value $1.626M Shares 1,550,512 Share Price $1.05 Est. Cost/Share $1.11 Unrealized @ Report Date —

— NEVADA GOLD & CASINOS INC 0.5%

Value $1.274M Shares 772,188 Share Price $1.65 Est. Cost/Share $0.95 Unrealized @ Report Date —

— FLOTEK INDUSTRIES INC 0.5%

Value $1.252M Shares 100,000 Share Price $12.52 Est. Cost/Share $12.52 Unrealized @ Report Date —

GLD SPDR GOLD TRUST 0.4%

Value $1.056M Shares 9,400 Share Price $112.34 Est. Cost/Share $119.15 Unrealized @ Report Date —

LTRE LEARNING TREE INTERNATIONAL 0.3%

Value $858K Shares 665,000 Share Price $1.29 * Est. Cost/Share $2.77 Unrealized @ Report Date -50.4%

— MVC CAPITAL INC 0.3%

Value $802K Shares 78,620 Share Price $10.20 Est. Cost/Share $10.20 Unrealized @ Report Date —

— LAYNE CHRISTENSEN COMPANY 0.2%

Value $530K Shares 59,164 Share Price $8.96 Est. Cost/Share $18.00 Unrealized @ Report Date —

— HAMPSHIRE GROUP LTD 0.1%

Value $134K Shares 742,425 Share Price $0.18 Est. Cost/Share $3.00 Unrealized @ Report Date —

— ESSEX RENTAL CORP 0.0%

Value $93,000 Shares 113,701 Share Price $0.82 Est. Cost/Share $1.32 Unrealized @ Report Date —

— ARRHYTHMIA RESEARCH 0.0%

Value $21,000 Shares 3,363 Share Price $6.24 Est. Cost/Share $6.24 Unrealized @ Report Date —

— FITLIFE 0.0%

Value $3,000 Shares 1,686 Share Price $1.78 Est. Cost/Share $1.78 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
LFCR	LANDEC CORP	2,650,000	$38.24M	14.7%	$14.43	$13.28	+8.7%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	2,027,373	$27.88M	10.7%	$13.75 *	$11.07	+3.3%	COMM	639027101
—	BREEZE-EASTERN CORP	2,117,911	$24.36M	9.4%	$11.50	$8.80	—	COMM	106764103
—	OMEGA PROTEIN CORP	1,382,680	$19.01M	7.3%	$13.75	$11.60	—	COMM	68210P107
—	MAM SOFTWARE GROUP INC	3,547,027	$18.94M	7.3%	$5.34	$4.73	—	COMM	55277Q201
—	JASON INDUSTRIES INC	2,654,296	$18.08M	7.0%	$6.81	$8.80	—	COMM	471172106
BB	BLACKBERRY LTD	1,970,000	$16.11M	6.2%	$8.18 *	$9.19	+5.4%	COMM	09228F103
—	GLOBAL POWER EQUIPMENT GROUP INC	1,491,503	$11.57M	4.5%	$7.76	$7.76	—	COMM	37941P306
DLHC	DLH HOLDINGS CORP	4,377,286	$11.2M	4.3%	$2.56 *	$0.88	+155.7%	COMM	23335Q100
—	PRIMO WATER CORP	1,915,000	$10.95M	4.2%	$5.72	$2.06	—	COMM	74165N105
—	HAWAIIAN TELCOM HOLDCO INC	315,402	$8.232M	3.2%	$26.10	$26.49	—	COMM	420031106
—	OM GROUP INC	225,000	$7.56M	2.9%	$33.60	$31.62	—	COMM	670872100
—	SUMMER INFANT INC	3,571,766	$7.215M	2.8%	$2.02	$2.98	—	COMM	865646103
—	TRANSWORLD CORPORATION	2,349,577	$7.049M	2.7%	$3.00	$2.50	—	COMM	89336R207
IRDM	IRIDIUM COMMUNICATIONS INC	650,000	$5.908M	2.3%	$9.09 *	$10.05	+2.4%	COMM	46269C102
—	BIOSCRIP INC	1,220,000	$4.428M	1.7%	$3.63	$3.96	—	COMM	09069N108
—	MUSCLE PHARM CORP	690,000	$4.202M	1.6%	$6.09	$9.96	—	COMM	627335201
KOP	KOPPERS HOLDINGS INC	116,758	$2.886M	1.1%	$24.72 *	$23.45	0.0%	COMM	50060P106
—	SMTC CORPORATION	1,433,982	$2.38M	0.9%	$1.66	$1.69	—	COMM	832682207
—	ARI NETWORK SERVICES	691,758	$2.165M	0.8%	$3.13	$2.78	—	COMM	001930205
—	GLYECO INC	10,735,247	$2.018M	0.8%	$0.19	$0.69	—	COMM	38000P104
—	WILHELMINA INTERNATIONAL INC	302,298	$1.738M	0.7%	$5.75	$6.06	—	COMM	968235200
—	QUEST RESOURCE HOLDING CORP	1,550,512	$1.626M	0.6%	$1.05	$1.11	—	COMM	74836W104
—	NEVADA GOLD & CASINOS INC	772,188	$1.274M	0.5%	$1.65	$0.95	—	COMM	64126Q206
—	FLOTEK INDUSTRIES INC	100,000	$1.252M	0.5%	$12.52	$12.52	—	COMM	343389102
GLD	SPDR GOLD TRUST	9,400	$1.056M	0.4%	$112.34	$119.15	—	ETF	78463V107
LTRE	LEARNING TREE INTERNATIONAL	665,000	$858K	0.3%	$1.29 *	$2.77	-50.4%	COMM	522015106
—	MVC CAPITAL INC	78,620	$802K	0.3%	$10.20	$10.20	—	COMM	553829102
—	LAYNE CHRISTENSEN COMPANY	59,164	$530K	0.2%	$8.96	$18.00	—	COMM	521050104
—	HAMPSHIRE GROUP LTD	742,425	$134K	0.1%	$0.18	$3.00	—	COMM	408859106
—	ESSEX RENTAL CORP	113,701	$93,000	0.0%	$0.82	$1.32	—	COMM	297187106
—	ARRHYTHMIA RESEARCH	3,363	$21,000	0.0%	$6.24	$6.24	—	COMM	426983088
—	FITLIFE	1,686	$3,000	0.0%	$1.78	$1.78	—	COMM	33817P108