WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 16, 2015

Total Value ($000): $249,745 (100.0% shares, 0.0% debt)

Holdings (30)

LFCR LANDEC CORP 12.5%

Value ($000) $31,101 Shares 2,665,000 Est. Cost $13.28 Unrealized -0.2%

— BREEZE-EASTERN CORP 11.9%

Value ($000) $29,608 Shares 2,117,911 Est. Cost $8.80 Unrealized —

— OMEGA PROTEIN CORP 11.5%

Value ($000) $28,643 Shares 1,687,917 Est. Cost $12.57 Unrealized —

NATR NATURES SUNSHINE PRODS INC 9.8%

Value ($000) $24,511 Shares 2,046,000 Est. Cost $11.07 Unrealized +0.3%

— MAM SOFTWARE GROUP INC 8.4%

Value ($000) $20,856 Shares 3,547,027 Est. Cost $4.73 Unrealized —

— PRIMO WATER CORP 5.4%

Value ($000) $13,539 Shares 1,793,180 Est. Cost $2.06 Unrealized —

— JASON INDUSTRIES INC 5.4%

Value ($000) $13,466 Shares 3,074,527 Est. Cost $8.19 Unrealized —

DLHC DLH HOLDINGS CORP 5.0%

Value ($000) $12,431 Shares 4,377,286 Est. Cost $0.88 Unrealized +205.9%

BB BLACKBERRY LTD 4.9%

Value ($000) $12,260 Shares 2,000,000 Est. Cost $9.16 Unrealized -18.6%

— GLOBAL POWER EQUIPMENT GROUP INC 4.1%

Value ($000) $10,212 Shares 2,782,726 Est. Cost $5.86 Unrealized —

— HAWAIIAN TELCOM HOLDCO INC 3.0%

Value ($000) $7,481 Shares 360,000 Est. Cost $25.78 Unrealized —

— SUMMER INFANT INC 2.5%

Value ($000) $6,255 Shares 3,636,766 Est. Cost $2.95 Unrealized —

— TRANSWORLD CORPORATION 2.4%

Value ($000) $5,992 Shares 2,349,577 Est. Cost $2.50 Unrealized —

KOP KOPPERS HOLDINGS INC 2.2%

Value ($000) $5,525 Shares 273,943 Est. Cost $21.80 Unrealized -5.6%

— TELOS CORP MD 12% PFD 2.2%

Value ($000) $5,417 Shares 492,465 Est. Cost $11.00 Unrealized —

— WESTMORELAND COAL CO 1.7%

Value ($000) $4,336 Shares 307,759 Est. Cost $14.09 Unrealized —

— BIOSCRIP INC 1.0%

Value ($000) $2,580 Shares 1,380,000 Est. Cost $3.72 Unrealized —

— SMTC CORPORATION 0.9%

Value ($000) $2,223 Shares 1,433,982 Est. Cost $1.69 Unrealized —

— LAYNE CHRISTENSEN COMPANY 0.8%

Value ($000) $2,085 Shares 320,700 Est. Cost $8.62 Unrealized —

— MUSCLE PHARM CORP 0.8%

Value ($000) $2,070 Shares 690,000 Est. Cost $9.96 Unrealized —

— MVC CAPITAL INC 0.8%

Value ($000) $2,051 Shares 249,806 Est. Cost $8.84 Unrealized —

— WILHELMINA INTERNATIONAL INC 0.7%

Value ($000) $1,814 Shares 302,298 Est. Cost $6.06 Unrealized —

— NEVADA GOLD & CASINOS INC 0.5%

Value ($000) $1,160 Shares 772,188 Est. Cost $0.95 Unrealized —

GLD SPDR GOLD TRUST 0.4%

Value ($000) $1,004 Shares 9,400 Est. Cost $119.15 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.4%

Value ($000) $894 Shares 715,000 Est. Cost $2.65 Unrealized -58.9%

IWSY IMAGEWARE SYSTEMS INC 0.4%

Value ($000) $878 Shares 585,000 Est. Cost $1.71 Unrealized 0.0%

— QUEST RESOURCE HOLDING CORP 0.3%

Value ($000) $840 Shares 1,500,502 Est. Cost $1.11 Unrealized —

— FRANCESCAS HOLDINGS CORP 0.1%

Value ($000) $306 Shares 25,000 Est. Cost $12.24 Unrealized —

— HAMPSHIRE GROUP LTD 0.1%

Value ($000) $186 Shares 742,425 Est. Cost $3.00 Unrealized —

— ARRHYTHMIA RESEARCH TECH 0.0%

Value ($000) $21 Shares 3,363 Est. Cost $6.24 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,665,000	$31,101	12.5%	$13.28	-0.2%	COMM	514766104
—	BREEZE-EASTERN CORP	2,117,911	$29,608	11.9%	$8.80	—	COMM	106764103
—	OMEGA PROTEIN CORP	1,687,917	$28,643	11.5%	$12.57	—	COMM	68210P107
NATR	NATURES SUNSHINE PRODS INC	2,046,000	$24,511	9.8%	$11.07	+0.3%	COMM	639027101
—	MAM SOFTWARE GROUP INC	3,547,027	$20,856	8.4%	$4.73	—	COMM	55277Q201
—	PRIMO WATER CORP	1,793,180	$13,539	5.4%	$2.06	—	COMM	74165N105
—	JASON INDUSTRIES INC	3,074,527	$13,466	5.4%	$8.19	—	COMM	471172106
DLHC	DLH HOLDINGS CORP	4,377,286	$12,431	5.0%	$0.88	+205.9%	COMM	23335Q100
BB	BLACKBERRY LTD	2,000,000	$12,260	4.9%	$9.16	-18.6%	COMM	09228F103
—	GLOBAL POWER EQUIPMENT GROUP INC	2,782,726	$10,212	4.1%	$5.86	—	COMM	37941P306
—	HAWAIIAN TELCOM HOLDCO INC	360,000	$7,481	3.0%	$25.78	—	COMM	420031106
—	SUMMER INFANT INC	3,636,766	$6,255	2.5%	$2.95	—	COMM	865646103
—	TRANSWORLD CORPORATION	2,349,577	$5,992	2.4%	$2.50	—	COMM	89336R207
KOP	KOPPERS HOLDINGS INC	273,943	$5,525	2.2%	$21.80	-5.6%	COMM	50060P106
—	TELOS CORP MD 12% PFD	492,465	$5,417	2.2%	$11.00	—	PREF	87969B200
—	WESTMORELAND COAL CO	307,759	$4,336	1.7%	$14.09	—	COMM	960878106
—	BIOSCRIP INC	1,380,000	$2,580	1.0%	$3.72	—	COMM	09069N108
—	SMTC CORPORATION	1,433,982	$2,223	0.9%	$1.69	—	COMM	832682207
—	LAYNE CHRISTENSEN COMPANY	320,700	$2,085	0.8%	$8.62	—	COMM	521050104
—	MUSCLE PHARM CORP	690,000	$2,070	0.8%	$9.96	—	COMM	627335201
—	MVC CAPITAL INC	249,806	$2,051	0.8%	$8.84	—	COMM	553829102
—	WILHELMINA INTERNATIONAL INC	302,298	$1,814	0.7%	$6.06	—	COMM	968235200
—	NEVADA GOLD & CASINOS INC	772,188	$1,160	0.5%	$0.95	—	COMM	64126Q206
GLD	SPDR GOLD TRUST	9,400	$1,004	0.4%	$119.15	—	ETF	78463V107
LTRE	LEARNING TREE INTERNATIONAL	715,000	$894	0.4%	$2.65	-58.9%	COMM	522015106
IWSY	IMAGEWARE SYSTEMS INC	585,000	$878	0.4%	$1.71	0.0%	COMM	45245S108
—	QUEST RESOURCE HOLDING CORP	1,500,502	$840	0.3%	$1.11	—	COMM	74836W104
—	FRANCESCAS HOLDINGS CORP	25,000	$306	0.1%	$12.24	—	COMM	351793104
—	HAMPSHIRE GROUP LTD	742,425	$186	0.1%	$3.00	—	COMM	408859106
—	ARRHYTHMIA RESEARCH TECH	3,363	$21	0.0%	$6.24	—	COMM	42698308