WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 16, 2015

Total Value: $250M (100.0% shares, 0.0% debt)

Holdings (30)

LFCR LANDEC CORP 12.5%

Value $31.1M Shares 2,665,000 Share Price $11.67 * Est. Cost/Share $13.28 Unrealized @ Report Date -0.2%

— BREEZE-EASTERN CORP 11.9%

Value $29.61M Shares 2,117,911 Share Price $13.98 Est. Cost/Share $8.80 Unrealized @ Report Date —

— OMEGA PROTEIN CORP 11.5%

Value $28.64M Shares 1,687,917 Share Price $16.97 Est. Cost/Share $12.57 Unrealized @ Report Date —

NATR NATURES SUNSHINE PRODS INC 9.8%

Value $24.51M Shares 2,046,000 Share Price $11.98 * Est. Cost/Share $11.07 Unrealized @ Report Date +0.3%

— MAM SOFTWARE GROUP INC 8.4%

Value $20.86M Shares 3,547,027 Share Price $5.88 Est. Cost/Share $4.73 Unrealized @ Report Date —

— PRIMO WATER CORP 5.4%

Value $13.54M Shares 1,793,180 Share Price $7.55 Est. Cost/Share $2.06 Unrealized @ Report Date —

— JASON INDUSTRIES INC 5.4%

Value $13.47M Shares 3,074,527 Share Price $4.38 Est. Cost/Share $8.19 Unrealized @ Report Date —

DLHC DLH HOLDINGS CORP 5.0%

Value $12.43M Shares 4,377,286 Share Price $2.84 * Est. Cost/Share $0.88 Unrealized @ Report Date +205.9%

BB BLACKBERRY LTD 4.9%

Value $12.26M Shares 2,000,000 Share Price $6.13 * Est. Cost/Share $9.16 Unrealized @ Report Date -18.6%

— GLOBAL POWER EQUIPMENT GROUP INC 4.1%

Value $10.21M Shares 2,782,726 Share Price $3.67 Est. Cost/Share $5.86 Unrealized @ Report Date —

— HAWAIIAN TELCOM HOLDCO INC 3.0%

Value $7.481M Shares 360,000 Share Price $20.78 Est. Cost/Share $25.78 Unrealized @ Report Date —

— SUMMER INFANT INC 2.5%

Value $6.255M Shares 3,636,766 Share Price $1.72 Est. Cost/Share $2.95 Unrealized @ Report Date —

— TRANSWORLD CORPORATION 2.4%

Value $5.992M Shares 2,349,577 Share Price $2.55 Est. Cost/Share $2.50 Unrealized @ Report Date —

KOP KOPPERS HOLDINGS INC 2.2%

Value $5.525M Shares 273,943 Share Price $20.17 Est. Cost/Share $21.80 Unrealized @ Report Date -5.6%

— TELOS CORP MD 12% PFD 2.2%

Value $5.417M Shares 492,465 Share Price $11.00 Est. Cost/Share $11.00 Unrealized @ Report Date —

— WESTMORELAND COAL CO 1.7%

Value $4.336M Shares 307,759 Share Price $14.09 Est. Cost/Share $14.09 Unrealized @ Report Date —

— BIOSCRIP INC 1.0%

Value $2.58M Shares 1,380,000 Share Price $1.87 Est. Cost/Share $3.72 Unrealized @ Report Date —

— SMTC CORPORATION 0.9%

Value $2.223M Shares 1,433,982 Share Price $1.55 Est. Cost/Share $1.69 Unrealized @ Report Date —

— LAYNE CHRISTENSEN COMPANY 0.8%

Value $2.085M Shares 320,700 Share Price $6.50 Est. Cost/Share $8.62 Unrealized @ Report Date —

— MUSCLE PHARM CORP 0.8%

Value $2.07M Shares 690,000 Share Price $3.00 Est. Cost/Share $9.96 Unrealized @ Report Date —

— MVC CAPITAL INC 0.8%

Value $2.051M Shares 249,806 Share Price $8.21 Est. Cost/Share $8.84 Unrealized @ Report Date —

— WILHELMINA INTERNATIONAL INC 0.7%

Value $1.814M Shares 302,298 Share Price $6.00 Est. Cost/Share $6.06 Unrealized @ Report Date —

— NEVADA GOLD & CASINOS INC 0.5%

Value $1.16M Shares 772,188 Share Price $1.50 Est. Cost/Share $0.95 Unrealized @ Report Date —

GLD SPDR GOLD TRUST 0.4%

Value $1.004M Shares 9,400 Share Price $106.81 Est. Cost/Share $119.15 Unrealized @ Report Date —

LTRE LEARNING TREE INTERNATIONAL 0.4%

Value $894K Shares 715,000 Share Price $1.25 * Est. Cost/Share $2.65 Unrealized @ Report Date -58.9%

IWSY IMAGEWARE SYSTEMS INC 0.4%

Value $878K Shares 585,000 Share Price $1.50 * Est. Cost/Share $1.71 Unrealized @ Report Date 0.0%

— QUEST RESOURCE HOLDING CORP 0.3%

Value $840K Shares 1,500,502 Share Price $0.56 Est. Cost/Share $1.11 Unrealized @ Report Date —

— FRANCESCAS HOLDINGS CORP 0.1%

Value $306K Shares 25,000 Share Price $12.24 Est. Cost/Share $12.24 Unrealized @ Report Date —

— HAMPSHIRE GROUP LTD 0.1%

Value $186K Shares 742,425 Share Price $0.25 Est. Cost/Share $3.00 Unrealized @ Report Date —

— ARRHYTHMIA RESEARCH TECH 0.0%

Value $21,000 Shares 3,363 Share Price $6.24 Est. Cost/Share $6.24 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
LFCR	LANDEC CORP	2,665,000	$31.1M	12.5%	$11.67 *	$13.28	-0.2%	COMM	514766104
—	BREEZE-EASTERN CORP	2,117,911	$29.61M	11.9%	$13.98	$8.80	—	COMM	106764103
—	OMEGA PROTEIN CORP	1,687,917	$28.64M	11.5%	$16.97	$12.57	—	COMM	68210P107
NATR	NATURES SUNSHINE PRODS INC	2,046,000	$24.51M	9.8%	$11.98 *	$11.07	+0.3%	COMM	639027101
—	MAM SOFTWARE GROUP INC	3,547,027	$20.86M	8.4%	$5.88	$4.73	—	COMM	55277Q201
—	PRIMO WATER CORP	1,793,180	$13.54M	5.4%	$7.55	$2.06	—	COMM	74165N105
—	JASON INDUSTRIES INC	3,074,527	$13.47M	5.4%	$4.38	$8.19	—	COMM	471172106
DLHC	DLH HOLDINGS CORP	4,377,286	$12.43M	5.0%	$2.84 *	$0.88	+205.9%	COMM	23335Q100
BB	BLACKBERRY LTD	2,000,000	$12.26M	4.9%	$6.13 *	$9.16	-18.6%	COMM	09228F103
—	GLOBAL POWER EQUIPMENT GROUP INC	2,782,726	$10.21M	4.1%	$3.67	$5.86	—	COMM	37941P306
—	HAWAIIAN TELCOM HOLDCO INC	360,000	$7.481M	3.0%	$20.78	$25.78	—	COMM	420031106
—	SUMMER INFANT INC	3,636,766	$6.255M	2.5%	$1.72	$2.95	—	COMM	865646103
—	TRANSWORLD CORPORATION	2,349,577	$5.992M	2.4%	$2.55	$2.50	—	COMM	89336R207
KOP	KOPPERS HOLDINGS INC	273,943	$5.525M	2.2%	$20.17	$21.80	-5.6%	COMM	50060P106
—	TELOS CORP MD 12% PFD	492,465	$5.417M	2.2%	$11.00	$11.00	—	PREF	87969B200
—	WESTMORELAND COAL CO	307,759	$4.336M	1.7%	$14.09	$14.09	—	COMM	960878106
—	BIOSCRIP INC	1,380,000	$2.58M	1.0%	$1.87	$3.72	—	COMM	09069N108
—	SMTC CORPORATION	1,433,982	$2.223M	0.9%	$1.55	$1.69	—	COMM	832682207
—	LAYNE CHRISTENSEN COMPANY	320,700	$2.085M	0.8%	$6.50	$8.62	—	COMM	521050104
—	MUSCLE PHARM CORP	690,000	$2.07M	0.8%	$3.00	$9.96	—	COMM	627335201
—	MVC CAPITAL INC	249,806	$2.051M	0.8%	$8.21	$8.84	—	COMM	553829102
—	WILHELMINA INTERNATIONAL INC	302,298	$1.814M	0.7%	$6.00	$6.06	—	COMM	968235200
—	NEVADA GOLD & CASINOS INC	772,188	$1.16M	0.5%	$1.50	$0.95	—	COMM	64126Q206
GLD	SPDR GOLD TRUST	9,400	$1.004M	0.4%	$106.81	$119.15	—	ETF	78463V107
LTRE	LEARNING TREE INTERNATIONAL	715,000	$894K	0.4%	$1.25 *	$2.65	-58.9%	COMM	522015106
IWSY	IMAGEWARE SYSTEMS INC	585,000	$878K	0.4%	$1.50 *	$1.71	0.0%	COMM	45245S108
—	QUEST RESOURCE HOLDING CORP	1,500,502	$840K	0.3%	$0.56	$1.11	—	COMM	74836W104
—	FRANCESCAS HOLDINGS CORP	25,000	$306K	0.1%	$12.24	$12.24	—	COMM	351793104
—	HAMPSHIRE GROUP LTD	742,425	$186K	0.1%	$0.25	$3.00	—	COMM	408859106
—	ARRHYTHMIA RESEARCH TECH	3,363	$21,000	0.0%	$6.24	$6.24	—	COMM	42698308