WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Feb 16, 2016

Total Value ($000): $295,844 (100.0% shares, 0.0% debt)

Holdings (35)

— BREEZE-EASTERN CORP 14.2%

Value ($000) $41,934 Shares 2,117,911 Est. Cost $8.80 Unrealized —

— OMEGA PROTEIN CORP 11.2%

Value ($000) $33,089 Shares 1,490,494 Est. Cost $12.57 Unrealized —

LFCR LANDEC CORP 10.7%

Value ($000) $31,732 Shares 2,682,400 Est. Cost $13.28 Unrealized -7.5%

— MAM SOFTWARE GROUP INC 7.6%

Value ($000) $22,570 Shares 3,247,524 Est. Cost $4.73 Unrealized —

NATR NATURES SUNSHINE PRODS INC 7.2%

Value ($000) $21,369 Shares 2,111,553 Est. Cost $11.05 Unrealized -5.4%

BB BLACKBERRY LTD 6.3%

Value ($000) $18,560 Shares 2,000,000 Est. Cost $9.16 Unrealized -16.1%

DLHC DLH HOLDINGS CORP 6.2%

Value ($000) $18,384 Shares 4,377,286 Est. Cost $0.88 Unrealized +225.0%

— JASON INDUSTRIES INC 4.2%

Value ($000) $12,286 Shares 3,250,182 Est. Cost $7.95 Unrealized —

— HAWAIIAN TELCOM HOLDCO INC 3.4%

Value ($000) $9,944 Shares 400,000 Est. Cost $25.69 Unrealized —

— GLOBAL POWER EQUIPMENT GROUP INC 3.3%

Value ($000) $9,833 Shares 2,825,526 Est. Cost $5.83 Unrealized —

— SUMMER INFANT INC 3.1%

Value ($000) $9,140 Shares 4,098,606 Est. Cost $2.87 Unrealized —

— PRIMO WATER CORP 2.7%

Value ($000) $8,000 Shares 1,000,000 Est. Cost $2.06 Unrealized —

— TRANSWORLD CORPORATION 2.0%

Value ($000) $5,921 Shares 2,349,577 Est. Cost $2.50 Unrealized —

— TELOS CORP MD 12% PFD 1.9%

Value ($000) $5,607 Shares 552,465 Est. Cost $10.91 Unrealized —

KOP KOPPERS HOLDINGS INC 1.8%

Value ($000) $5,184 Shares 284,043 Est. Cost $21.72 Unrealized -9.5%

— MVC CAPITAL INC 1.5%

Value ($000) $4,368 Shares 592,659 Est. Cost $7.99 Unrealized —

— WESTMORELAND COAL CO 1.4%

Value ($000) $4,033 Shares 685,951 Est. Cost $9.56 Unrealized —

— BLACK DIAMOND INC 1.3%

Value ($000) $3,934 Shares 890,000 Est. Cost $4.42 Unrealized —

— CHECKPOINT SYSTEMS INC 1.3%

Value ($000) $3,895 Shares 621,313 Est. Cost $6.27 Unrealized —

— S&W SEED CO 1.1%

Value ($000) $3,240 Shares 767,700 Est. Cost $4.22 Unrealized —

— LAYNE CHRISTENSEN COMPANY 1.1%

Value ($000) $3,202 Shares 608,915 Est. Cost $7.03 Unrealized —

— BIOSCRIP INC 0.9%

Value ($000) $2,537 Shares 1,450,000 Est. Cost $3.62 Unrealized —

— SMTC CORPORATION 0.8%

Value ($000) $2,222 Shares 1,433,982 Est. Cost $1.69 Unrealized —

— MUSCLE PHARM CORP 0.7%

Value ($000) $2,181 Shares 956,625 Est. Cost $7.82 Unrealized —

— WILHELMINA INTERNATIONAL INC 0.7%

Value ($000) $2,175 Shares 305,998 Est. Cost $6.08 Unrealized —

— RENEWABLE ENERGY GROUP INC 0.6%

Value ($000) $1,858 Shares 200,000 Est. Cost $9.29 Unrealized —

— NEVADA GOLD & CASINOS INC 0.6%

Value ($000) $1,737 Shares 772,188 Est. Cost $0.95 Unrealized —

— SEQUENTIAL BRANDS GROUP INC 0.5%

Value ($000) $1,500 Shares 189,600 Est. Cost $7.91 Unrealized —

IWSY IMAGEWARE SYSTEMS INC 0.5%

Value ($000) $1,421 Shares 1,093,000 Est. Cost $1.52 Unrealized -14.0%

— QUEST RESOURCE HOLDING CORP 0.5%

Value ($000) $1,391 Shares 2,006,502 Est. Cost $1.01 Unrealized —

— ISHARES COMEX GOLD TRUST 0.3%

Value ($000) $951 Shares 93,000 Est. Cost $10.23 Unrealized —

— GLYECO INC 0.3%

Value ($000) $869 Shares 10,735,247 Est. Cost $0.08 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.2%

Value ($000) $522 Shares 715,000 Est. Cost $2.65 Unrealized -58.2%

— HAMPSHIRE GROUP LTD 0.1%

Value ($000) $237 Shares 1,186,463 Est. Cost $1.95 Unrealized —

— ARRHYTHMIA RESEARCH TECH 0.0%

Value ($000) $18 Shares 3,363 Est. Cost $6.24 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	BREEZE-EASTERN CORP	2,117,911	$41,934	14.2%	$8.80	—	COMM	106764103
—	OMEGA PROTEIN CORP	1,490,494	$33,089	11.2%	$12.57	—	COMM	68210P107
LFCR	LANDEC CORP	2,682,400	$31,732	10.7%	$13.28	-7.5%	COMM	514766104
—	MAM SOFTWARE GROUP INC	3,247,524	$22,570	7.6%	$4.73	—	COMM	55277Q201
NATR	NATURES SUNSHINE PRODS INC	2,111,553	$21,369	7.2%	$11.05	-5.4%	COMM	639027101
BB	BLACKBERRY LTD	2,000,000	$18,560	6.3%	$9.16	-16.1%	COMM	09228F103
DLHC	DLH HOLDINGS CORP	4,377,286	$18,384	6.2%	$0.88	+225.0%	COMM	23335Q100
—	JASON INDUSTRIES INC	3,250,182	$12,286	4.2%	$7.95	—	COMM	471172106
—	HAWAIIAN TELCOM HOLDCO INC	400,000	$9,944	3.4%	$25.69	—	COMM	420031106
—	GLOBAL POWER EQUIPMENT GROUP INC	2,825,526	$9,833	3.3%	$5.83	—	COMM	37941P306
—	SUMMER INFANT INC	4,098,606	$9,140	3.1%	$2.87	—	COMM	865646103
—	PRIMO WATER CORP	1,000,000	$8,000	2.7%	$2.06	—	COMM	74165N105
—	TRANSWORLD CORPORATION	2,349,577	$5,921	2.0%	$2.50	—	COMM	89336R207
—	TELOS CORP MD 12% PFD	552,465	$5,607	1.9%	$10.91	—	PREF	87969B200
KOP	KOPPERS HOLDINGS INC	284,043	$5,184	1.8%	$21.72	-9.5%	COMM	50060P106
—	MVC CAPITAL INC	592,659	$4,368	1.5%	$7.99	—	COMM	553829102
—	WESTMORELAND COAL CO	685,951	$4,033	1.4%	$9.56	—	COMM	960878106
—	BLACK DIAMOND INC	890,000	$3,934	1.3%	$4.42	—	COMM	09202G101
—	CHECKPOINT SYSTEMS INC	621,313	$3,895	1.3%	$6.27	—	COMM	162825103
—	S&W SEED CO	767,700	$3,240	1.1%	$4.22	—	COMM	785135104
—	LAYNE CHRISTENSEN COMPANY	608,915	$3,202	1.1%	$7.03	—	COMM	521050104
—	BIOSCRIP INC	1,450,000	$2,537	0.9%	$3.62	—	COMM	09069N108
—	SMTC CORPORATION	1,433,982	$2,222	0.8%	$1.69	—	COMM	832682207
—	MUSCLE PHARM CORP	956,625	$2,181	0.7%	$7.82	—	COMM	627335201
—	WILHELMINA INTERNATIONAL INC	305,998	$2,175	0.7%	$6.08	—	COMM	968235200
—	RENEWABLE ENERGY GROUP INC	200,000	$1,858	0.6%	$9.29	—	COMM	75972A301
—	NEVADA GOLD & CASINOS INC	772,188	$1,737	0.6%	$0.95	—	COMM	64126Q206
—	SEQUENTIAL BRANDS GROUP INC	189,600	$1,500	0.5%	$7.91	—	COMM	81734P107
IWSY	IMAGEWARE SYSTEMS INC	1,093,000	$1,421	0.5%	$1.52	-14.0%	COMM	45245S108
—	QUEST RESOURCE HOLDING CORP	2,006,502	$1,391	0.5%	$1.01	—	COMM	74836W104
—	ISHARES COMEX GOLD TRUST	93,000	$951	0.3%	$10.23	—	ETF	464285105
—	GLYECO INC	10,735,247	$869	0.3%	$0.08	—	COMM	38000P104
LTRE	LEARNING TREE INTERNATIONAL	715,000	$522	0.2%	$2.65	-58.2%	COMM	522015106
—	HAMPSHIRE GROUP LTD	1,186,463	$237	0.1%	$1.95	—	COMM	408859106
—	ARRHYTHMIA RESEARCH TECH	3,363	$18	0.0%	$6.24	—	COMM	42698308