WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 17, 2016

Total Value ($000): $254,604 (100.0% shares, 0.0% debt)

Holdings (35)

— OMEGA PROTEIN CORP 11.6%

Value ($000) $29,520 Shares 1,742,636 Est. Cost $13.20 Unrealized —

LFCR LANDEC CORP 11.1%

Value ($000) $28,165 Shares 2,682,400 Est. Cost $13.28 Unrealized -17.3%

NATR NATURES SUNSHINE PRODS INC 8.0%

Value ($000) $20,294 Shares 2,113,996 Est. Cost $11.05 Unrealized -29.1%

— MAM SOFTWARE GROUP INC 6.7%

Value ($000) $17,049 Shares 3,247,524 Est. Cost $4.73 Unrealized —

DLHC DLH HOLDINGS CORP 6.6%

Value ($000) $16,808 Shares 4,377,286 Est. Cost $0.88 Unrealized +285.0%

BB BLACKBERRY LTD 6.4%

Value ($000) $16,180 Shares 2,000,000 Est. Cost $9.16 Unrealized -18.1%

— LAYNE CHRISTENSEN COMPANY 5.0%

Value ($000) $12,790 Shares 1,781,652 Est. Cost $7.13 Unrealized —

— JASON INDUSTRIES INC 5.0%

Value ($000) $12,760 Shares 3,645,575 Est. Cost $7.47 Unrealized —

— HAWAIIAN TELCOM HOLDCO INC 4.1%

Value ($000) $10,560 Shares 448,414 Est. Cost $25.46 Unrealized —

— CHECKPOINT SYSTEMS INC 3.4%

Value ($000) $8,664 Shares 856,166 Est. Cost $7.33 Unrealized —

— S&W SEED CO 3.4%

Value ($000) $8,550 Shares 2,045,376 Est. Cost $4.20 Unrealized —

— SUMMER INFANT INC 2.8%

Value ($000) $7,172 Shares 4,098,606 Est. Cost $2.87 Unrealized —

— TRANSWORLD CORPORATION 2.8%

Value ($000) $7,025 Shares 2,349,577 Est. Cost $2.50 Unrealized —

KOP KOPPERS HOLDINGS INC 2.7%

Value ($000) $6,875 Shares 305,943 Est. Cost $21.40 Unrealized -19.3%

— GLOBAL POWER EQUIPMENT GROUP INC 2.5%

Value ($000) $6,335 Shares 3,167,718 Est. Cost $5.41 Unrealized —

NVRI HARSCO CORP 2.4%

Value ($000) $5,995 Shares 1,100,000 Est. Cost $5.77 Unrealized 0.0%

— TELOS CORP MD 12% PFD 2.1%

Value ($000) $5,304 Shares 552,465 Est. Cost $10.91 Unrealized —

— BLACK DIAMOND INC 2.0%

Value ($000) $5,068 Shares 1,121,200 Est. Cost $4.44 Unrealized —

— BIOSCRIP INC 1.8%

Value ($000) $4,655 Shares 2,175,000 Est. Cost $3.13 Unrealized —

— MVC CAPITAL INC 1.7%

Value ($000) $4,421 Shares 592,659 Est. Cost $7.99 Unrealized —

— GLYECO INC 1.3%

Value ($000) $3,243 Shares 29,485,247 Est. Cost $0.10 Unrealized —

— MUSCLE PHARM CORP 1.2%

Value ($000) $3,030 Shares 1,006,625 Est. Cost $7.58 Unrealized —

— SMTC CORPORATION 0.8%

Value ($000) $2,150 Shares 1,433,982 Est. Cost $1.69 Unrealized —

— QUEST RESOURCE HOLDING CORP 0.8%

Value ($000) $2,055 Shares 4,893,100 Est. Cost $0.66 Unrealized —

— WILHELMINA INTERNATIONAL INC 0.7%

Value ($000) $1,869 Shares 305,998 Est. Cost $6.08 Unrealized —

— NEVADA GOLD & CASINOS INC 0.7%

Value ($000) $1,660 Shares 772,188 Est. Cost $0.95 Unrealized —

IWSY IMAGEWARE SYSTEMS INC 0.6%

Value ($000) $1,629 Shares 1,093,000 Est. Cost $1.52 Unrealized -23.2%

— WESTMORELAND COAL CO 0.5%

Value ($000) $1,293 Shares 179,346 Est. Cost $9.56 Unrealized —

HEI HEICO CORP 0.5%

Value ($000) $1,203 Shares 20,000 Est. Cost $28.74 Unrealized 0.0%

— ISHARES COMEX GOLD TRUST 0.4%

Value ($000) $1,105 Shares 93,000 Est. Cost $10.23 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.2%

Value ($000) $558 Shares 715,000 Est. Cost $2.65 Unrealized -71.4%

— HAMPSHIRE GROUP LTD 0.2%

Value ($000) $414 Shares 1,186,463 Est. Cost $1.95 Unrealized —

— RENEWABLE ENERGY GROUP INC 0.0%

Value ($000) $96 Shares 10,141 Est. Cost $9.29 Unrealized —

— RAND LOGISTICS INC 0.0%

Value ($000) $95 Shares 100,000 Est. Cost $0.95 Unrealized —

— ARRYTHMIA RESEARCH TECH 0.0%

Value ($000) $14 Shares 3,363 Est. Cost $4.16 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	OMEGA PROTEIN CORP	1,742,636	$29,520	11.6%	$13.20	—	COMM	68210P107
LFCR	LANDEC CORP	2,682,400	$28,165	11.1%	$13.28	-17.3%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	2,113,996	$20,294	8.0%	$11.05	-29.1%	COMM	639027101
—	MAM SOFTWARE GROUP INC	3,247,524	$17,049	6.7%	$4.73	—	COMM	55277Q201
DLHC	DLH HOLDINGS CORP	4,377,286	$16,808	6.6%	$0.88	+285.0%	COMM	23335Q100
BB	BLACKBERRY LTD	2,000,000	$16,180	6.4%	$9.16	-18.1%	COMM	09228F103
—	LAYNE CHRISTENSEN COMPANY	1,781,652	$12,790	5.0%	$7.13	—	COMM	521050104
—	JASON INDUSTRIES INC	3,645,575	$12,760	5.0%	$7.47	—	COMM	471172106
—	HAWAIIAN TELCOM HOLDCO INC	448,414	$10,560	4.1%	$25.46	—	COMM	420031106
—	CHECKPOINT SYSTEMS INC	856,166	$8,664	3.4%	$7.33	—	COMM	162825103
—	S&W SEED CO	2,045,376	$8,550	3.4%	$4.20	—	COMM	785135104
—	SUMMER INFANT INC	4,098,606	$7,172	2.8%	$2.87	—	COMM	865646103
—	TRANSWORLD CORPORATION	2,349,577	$7,025	2.8%	$2.50	—	COMM	89336R207
KOP	KOPPERS HOLDINGS INC	305,943	$6,875	2.7%	$21.40	-19.3%	COMM	50060P106
—	GLOBAL POWER EQUIPMENT GROUP INC	3,167,718	$6,335	2.5%	$5.41	—	COMM	37941P306
NVRI	HARSCO CORP	1,100,000	$5,995	2.4%	$5.77	0.0%	COMM	415864107
—	TELOS CORP MD 12% PFD	552,465	$5,304	2.1%	$10.91	—	PREF	87969B200
—	BLACK DIAMOND INC	1,121,200	$5,068	2.0%	$4.44	—	COMM	09202G101
—	BIOSCRIP INC	2,175,000	$4,655	1.8%	$3.13	—	COMM	09069N108
—	MVC CAPITAL INC	592,659	$4,421	1.7%	$7.99	—	COMM	553829102
—	GLYECO INC	29,485,247	$3,243	1.3%	$0.10	—	COMM	38000P104
—	MUSCLE PHARM CORP	1,006,625	$3,030	1.2%	$7.58	—	COMM	627335201
—	SMTC CORPORATION	1,433,982	$2,150	0.8%	$1.69	—	COMM	832682207
—	QUEST RESOURCE HOLDING CORP	4,893,100	$2,055	0.8%	$0.66	—	COMM	74836W104
—	WILHELMINA INTERNATIONAL INC	305,998	$1,869	0.7%	$6.08	—	COMM	968235200
—	NEVADA GOLD & CASINOS INC	772,188	$1,660	0.7%	$0.95	—	COMM	64126Q206
IWSY	IMAGEWARE SYSTEMS INC	1,093,000	$1,629	0.6%	$1.52	-23.2%	COMM	45245S108
—	WESTMORELAND COAL CO	179,346	$1,293	0.5%	$9.56	—	COMM	960878106
HEI	HEICO CORP	20,000	$1,203	0.5%	$28.74	0.0%	COMM	422806109
—	ISHARES COMEX GOLD TRUST	93,000	$1,105	0.4%	$10.23	—	ETF	464285105
LTRE	LEARNING TREE INTERNATIONAL	715,000	$558	0.2%	$2.65	-71.4%	COMM	522015106
—	HAMPSHIRE GROUP LTD	1,186,463	$414	0.2%	$1.95	—	COMM	408859106
—	RENEWABLE ENERGY GROUP INC	10,141	$96	0.0%	$9.29	—	COMM	75972A301
—	RAND LOGISTICS INC	100,000	$95	0.0%	$0.95	—	COMM	752182105
—	ARRYTHMIA RESEARCH TECH	3,363	$14	0.0%	$4.16	—	COMM	426983088