WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 15, 2016

Total Value ($000): $276,318 (100.0% shares, 0.0% debt)

Holdings (35)

— OMEGA PROTEIN CORP 12.8%

Value ($000) $35,329 Shares 1,767,322 Est. Cost $13.30 Unrealized —

LFCR LANDEC CORP 10.4%

Value ($000) $28,863 Shares 2,682,400 Est. Cost $13.28 Unrealized -16.9%

DLHC DLH HOLDINGS CORP 8.0%

Value ($000) $22,105 Shares 4,377,286 Est. Cost $0.88 Unrealized +385.1%

NATR NATURES SUNSHINE PRODS INC 7.5%

Value ($000) $20,608 Shares 2,162,476 Est. Cost $11.00 Unrealized -19.0%

— MAM SOFTWARE GROUP INC 7.1%

Value ($000) $19,520 Shares 3,258,369 Est. Cost $4.73 Unrealized —

— LAYNE CHRISTENSEN COMPANY 5.3%

Value ($000) $14,602 Shares 1,802,700 Est. Cost $7.14 Unrealized —

BB BLACKBERRY LTD 4.9%

Value ($000) $13,420 Shares 2,000,000 Est. Cost $9.16 Unrealized -23.8%

— JASON INDUSTRIES INC 4.8%

Value ($000) $13,161 Shares 3,645,575 Est. Cost $7.47 Unrealized —

— MVC CAPITAL INC 4.7%

Value ($000) $12,944 Shares 1,610,000 Est. Cost $8.02 Unrealized —

— HAWAIIAN TELCOM HOLDCO INC 3.7%

Value ($000) $10,219 Shares 482,268 Est. Cost $25.16 Unrealized —

KOP KOPPERS HOLDINGS INC 3.4%

Value ($000) $9,402 Shares 305,943 Est. Cost $21.40 Unrealized +17.2%

— S&W SEED CO 3.3%

Value ($000) $9,238 Shares 2,118,881 Est. Cost $4.20 Unrealized —

— BIOSCRIP INC 3.2%

Value ($000) $8,857 Shares 3,473,500 Est. Cost $2.91 Unrealized —

— TRANSWORLD CORPORATION 3.1%

Value ($000) $8,693 Shares 2,349,577 Est. Cost $2.50 Unrealized —

NVRI HARSCO CORP 2.6%

Value ($000) $7,304 Shares 1,100,000 Est. Cost $5.77 Unrealized +12.8%

— SUMMER INFANT INC 2.5%

Value ($000) $6,804 Shares 4,098,606 Est. Cost $2.87 Unrealized —

— GLOBAL POWER EQUIPMENT GROUP INC 2.4%

Value ($000) $6,747 Shares 3,167,718 Est. Cost $5.41 Unrealized —

— BLACK DIAMOND INC 1.7%

Value ($000) $4,826 Shares 1,165,640 Est. Cost $4.43 Unrealized —

— TELOS CORP MD 12% PFD 1.7%

Value ($000) $4,724 Shares 552,465 Est. Cost $10.91 Unrealized —

— GLYECO INC 1.3%

Value ($000) $3,686 Shares 29,485,248 Est. Cost $0.10 Unrealized —

— MUSCLE PHARM CORP 1.0%

Value ($000) $2,718 Shares 1,006,625 Est. Cost $7.58 Unrealized —

— WILHELMINA INTERNATIONAL INC 0.8%

Value ($000) $2,176 Shares 305,998 Est. Cost $6.08 Unrealized —

— SMTC CORPORATION 0.8%

Value ($000) $2,165 Shares 1,433,982 Est. Cost $1.69 Unrealized —

— NEVADA GOLD & CASINOS INC 0.5%

Value ($000) $1,490 Shares 772,188 Est. Cost $0.95 Unrealized —

— QUEST RESOURCE HOLDING CORP 0.5%

Value ($000) $1,419 Shares 4,893,100 Est. Cost $0.66 Unrealized —

HEI HEICO CORP 0.5%

Value ($000) $1,336 Shares 20,000 Est. Cost $28.74 Unrealized +12.5%

IWSY IMAGEWARE SYSTEMS INC 0.5%

Value ($000) $1,290 Shares 1,093,000 Est. Cost $1.52 Unrealized -11.4%

— ISHARES COMEX GOLD TRUST 0.4%

Value ($000) $1,187 Shares 93,000 Est. Cost $10.23 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.3%

Value ($000) $858 Shares 715,000 Est. Cost $2.65 Unrealized -60.0%

— TRECORA RESOURCES 0.1%

Value ($000) $308 Shares 29,512 Est. Cost $10.44 Unrealized —

— RAND LOGISTICS INC 0.0%

Value ($000) $103 Shares 100,000 Est. Cost $0.95 Unrealized —

— RENEWABLE ENERGY GROUP INC 0.0%

Value ($000) $90 Shares 10,141 Est. Cost $9.29 Unrealized —

— ALJ REGIONAL HOLDINGS INC 0.0%

Value ($000) $81 Shares 16,200 Est. Cost $5.00 Unrealized —

— HAMPSHIRE GROUP LTD 0.0%

Value ($000) $30 Shares 1,186,463 Est. Cost $1.95 Unrealized —

— ARRYTHMIA RESEARCH TECH 0.0%

Value ($000) $15 Shares 3,363 Est. Cost $4.46 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	OMEGA PROTEIN CORP	1,767,322	$35,329	12.8%	$13.30	—	COMM	68210P107
LFCR	LANDEC CORP	2,682,400	$28,863	10.4%	$13.28	-16.9%	COMM	514766104
DLHC	DLH HOLDINGS CORP	4,377,286	$22,105	8.0%	$0.88	+385.1%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,162,476	$20,608	7.5%	$11.00	-19.0%	COMM	639027101
—	MAM SOFTWARE GROUP INC	3,258,369	$19,520	7.1%	$4.73	—	COMM	55277Q201
—	LAYNE CHRISTENSEN COMPANY	1,802,700	$14,602	5.3%	$7.14	—	COMM	521050104
BB	BLACKBERRY LTD	2,000,000	$13,420	4.9%	$9.16	-23.8%	COMM	09228F103
—	JASON INDUSTRIES INC	3,645,575	$13,161	4.8%	$7.47	—	COMM	471172106
—	MVC CAPITAL INC	1,610,000	$12,944	4.7%	$8.02	—	COMM	553829102
—	HAWAIIAN TELCOM HOLDCO INC	482,268	$10,219	3.7%	$25.16	—	COMM	420031106
KOP	KOPPERS HOLDINGS INC	305,943	$9,402	3.4%	$21.40	+17.2%	COMM	50060P106
—	S&W SEED CO	2,118,881	$9,238	3.3%	$4.20	—	COMM	785135104
—	BIOSCRIP INC	3,473,500	$8,857	3.2%	$2.91	—	COMM	09069N108
—	TRANSWORLD CORPORATION	2,349,577	$8,693	3.1%	$2.50	—	COMM	89336R207
NVRI	HARSCO CORP	1,100,000	$7,304	2.6%	$5.77	+12.8%	COMM	415864107
—	SUMMER INFANT INC	4,098,606	$6,804	2.5%	$2.87	—	COMM	865646103
—	GLOBAL POWER EQUIPMENT GROUP INC	3,167,718	$6,747	2.4%	$5.41	—	COMM	37941P306
—	BLACK DIAMOND INC	1,165,640	$4,826	1.7%	$4.43	—	COMM	09202G101
—	TELOS CORP MD 12% PFD	552,465	$4,724	1.7%	$10.91	—	PREF	87969B200
—	GLYECO INC	29,485,248	$3,686	1.3%	$0.10	—	COMM	38000P104
—	MUSCLE PHARM CORP	1,006,625	$2,718	1.0%	$7.58	—	COMM	627335201
—	WILHELMINA INTERNATIONAL INC	305,998	$2,176	0.8%	$6.08	—	COMM	968235200
—	SMTC CORPORATION	1,433,982	$2,165	0.8%	$1.69	—	COMM	832682207
—	NEVADA GOLD & CASINOS INC	772,188	$1,490	0.5%	$0.95	—	COMM	64126Q206
—	QUEST RESOURCE HOLDING CORP	4,893,100	$1,419	0.5%	$0.66	—	COMM	74836W104
HEI	HEICO CORP	20,000	$1,336	0.5%	$28.74	+12.5%	COMM	422806109
IWSY	IMAGEWARE SYSTEMS INC	1,093,000	$1,290	0.5%	$1.52	-11.4%	COMM	45245S108
—	ISHARES COMEX GOLD TRUST	93,000	$1,187	0.4%	$10.23	—	ETF	464285105
LTRE	LEARNING TREE INTERNATIONAL	715,000	$858	0.3%	$2.65	-60.0%	COMM	522015106
—	TRECORA RESOURCES	29,512	$308	0.1%	$10.44	—	COMM	894648104
—	RAND LOGISTICS INC	100,000	$103	0.0%	$0.95	—	COMM	752182105
—	RENEWABLE ENERGY GROUP INC	10,141	$90	0.0%	$9.29	—	COMM	75972A301
—	ALJ REGIONAL HOLDINGS INC	16,200	$81	0.0%	$5.00	—	COMM	001627108
—	HAMPSHIRE GROUP LTD	1,186,463	$30	0.0%	$1.95	—	COMM	408859106
—	ARRYTHMIA RESEARCH TECH	3,363	$15	0.0%	$4.46	—	COMM	42698308