WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 15, 2016

Total Value: $276M (100.0% shares, 0.0% debt)

Holdings (35)

— OMEGA PROTEIN CORP 12.8%

Value $35.33M Shares 1,767,322 Share Price $19.99 Est. Cost/Share $13.30 Unrealized @ Report Date —

LFCR LANDEC CORP 10.4%

Value $28.86M Shares 2,682,400 Share Price $10.76 * Est. Cost/Share $13.28 Unrealized @ Report Date -16.9%

DLHC DLH HOLDINGS CORP 8.0%

Value $22.11M Shares 4,377,286 Share Price $5.05 * Est. Cost/Share $0.88 Unrealized @ Report Date +385.1%

NATR NATURES SUNSHINE PRODS INC 7.5%

Value $20.61M Shares 2,162,476 Share Price $9.53 * Est. Cost/Share $11.00 Unrealized @ Report Date -19.0%

— MAM SOFTWARE GROUP INC 7.1%

Value $19.52M Shares 3,258,369 Share Price $5.99 Est. Cost/Share $4.73 Unrealized @ Report Date —

— LAYNE CHRISTENSEN COMPANY 5.3%

Value $14.6M Shares 1,802,700 Share Price $8.10 Est. Cost/Share $7.14 Unrealized @ Report Date —

BB BLACKBERRY LTD 4.9%

Value $13.42M Shares 2,000,000 Share Price $6.71 * Est. Cost/Share $9.16 Unrealized @ Report Date -23.8%

— JASON INDUSTRIES INC 4.8%

Value $13.16M Shares 3,645,575 Share Price $3.61 Est. Cost/Share $7.47 Unrealized @ Report Date —

— MVC CAPITAL INC 4.7%

Value $12.94M Shares 1,610,000 Share Price $8.04 Est. Cost/Share $8.02 Unrealized @ Report Date —

— HAWAIIAN TELCOM HOLDCO INC 3.7%

Value $10.22M Shares 482,268 Share Price $21.19 Est. Cost/Share $25.16 Unrealized @ Report Date —

KOP KOPPERS HOLDINGS INC 3.4%

Value $9.402M Shares 305,943 Share Price $30.73 * Est. Cost/Share $21.40 Unrealized @ Report Date +17.2%

— S&W SEED CO 3.3%

Value $9.238M Shares 2,118,881 Share Price $4.36 Est. Cost/Share $4.20 Unrealized @ Report Date —

— BIOSCRIP INC 3.2%

Value $8.857M Shares 3,473,500 Share Price $2.55 Est. Cost/Share $2.91 Unrealized @ Report Date —

— TRANSWORLD CORPORATION 3.1%

Value $8.693M Shares 2,349,577 Share Price $3.70 Est. Cost/Share $2.50 Unrealized @ Report Date —

NVRI HARSCO CORP 2.6%

Value $7.304M Shares 1,100,000 Share Price $6.64 Est. Cost/Share $5.77 Unrealized @ Report Date +12.8%

— SUMMER INFANT INC 2.5%

Value $6.804M Shares 4,098,606 Share Price $1.66 Est. Cost/Share $2.87 Unrealized @ Report Date —

— GLOBAL POWER EQUIPMENT GROUP INC 2.4%

Value $6.747M Shares 3,167,718 Share Price $2.13 Est. Cost/Share $5.41 Unrealized @ Report Date —

— BLACK DIAMOND INC 1.7%

Value $4.826M Shares 1,165,640 Share Price $4.14 Est. Cost/Share $4.43 Unrealized @ Report Date —

— TELOS CORP MD 12% PFD 1.7%

Value $4.724M Shares 552,465 Share Price $8.55 Est. Cost/Share $10.91 Unrealized @ Report Date —

— GLYECO INC 1.3%

Value $3.686M Shares 29,485,248 Share Price $0.13 Est. Cost/Share $0.10 Unrealized @ Report Date —

— MUSCLE PHARM CORP 1.0%

Value $2.718M Shares 1,006,625 Share Price $2.70 Est. Cost/Share $7.58 Unrealized @ Report Date —

— WILHELMINA INTERNATIONAL INC 0.8%

Value $2.176M Shares 305,998 Share Price $7.11 Est. Cost/Share $6.08 Unrealized @ Report Date —

— SMTC CORPORATION 0.8%

Value $2.165M Shares 1,433,982 Share Price $1.51 Est. Cost/Share $1.69 Unrealized @ Report Date —

— NEVADA GOLD & CASINOS INC 0.5%

Value $1.49M Shares 772,188 Share Price $1.93 Est. Cost/Share $0.95 Unrealized @ Report Date —

— QUEST RESOURCE HOLDING CORP 0.5%

Value $1.419M Shares 4,893,100 Share Price $0.29 Est. Cost/Share $0.66 Unrealized @ Report Date —

HEI HEICO CORP 0.5%

Value $1.336M Shares 20,000 Share Price $66.80 * Est. Cost/Share $28.74 Unrealized @ Report Date +12.5%

IWSY IMAGEWARE SYSTEMS INC 0.5%

Value $1.29M Shares 1,093,000 Share Price $1.18 * Est. Cost/Share $1.52 Unrealized @ Report Date -11.4%

— ISHARES COMEX GOLD TRUST 0.4%

Value $1.187M Shares 93,000 Share Price $12.76 Est. Cost/Share $10.23 Unrealized @ Report Date —

LTRE LEARNING TREE INTERNATIONAL 0.3%

Value $858K Shares 715,000 Share Price $1.20 * Est. Cost/Share $2.65 Unrealized @ Report Date -60.0%

— TRECORA RESOURCES 0.1%

Value $308K Shares 29,512 Share Price $10.44 Est. Cost/Share $10.44 Unrealized @ Report Date —

— RAND LOGISTICS INC 0.0%

Value $103K Shares 100,000 Share Price $1.03 Est. Cost/Share $0.95 Unrealized @ Report Date —

— RENEWABLE ENERGY GROUP INC 0.0%

Value $90,000 Shares 10,141 Share Price $8.87 Est. Cost/Share $9.29 Unrealized @ Report Date —

— ALJ REGIONAL HOLDINGS INC 0.0%

Value $81,000 Shares 16,200 Share Price $5.00 Est. Cost/Share $5.00 Unrealized @ Report Date —

— HAMPSHIRE GROUP LTD 0.0%

Value $30,000 Shares 1,186,463 Share Price $0.03 Est. Cost/Share $1.95 Unrealized @ Report Date —

— ARRYTHMIA RESEARCH TECH 0.0%

Value $15,000 Shares 3,363 Share Price $4.46 Est. Cost/Share $4.46 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	OMEGA PROTEIN CORP	1,767,322	$35.33M	12.8%	$19.99	$13.30	—	COMM	68210P107
LFCR	LANDEC CORP	2,682,400	$28.86M	10.4%	$10.76 *	$13.28	-16.9%	COMM	514766104
DLHC	DLH HOLDINGS CORP	4,377,286	$22.11M	8.0%	$5.05 *	$0.88	+385.1%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,162,476	$20.61M	7.5%	$9.53 *	$11.00	-19.0%	COMM	639027101
—	MAM SOFTWARE GROUP INC	3,258,369	$19.52M	7.1%	$5.99	$4.73	—	COMM	55277Q201
—	LAYNE CHRISTENSEN COMPANY	1,802,700	$14.6M	5.3%	$8.10	$7.14	—	COMM	521050104
BB	BLACKBERRY LTD	2,000,000	$13.42M	4.9%	$6.71 *	$9.16	-23.8%	COMM	09228F103
—	JASON INDUSTRIES INC	3,645,575	$13.16M	4.8%	$3.61	$7.47	—	COMM	471172106
—	MVC CAPITAL INC	1,610,000	$12.94M	4.7%	$8.04	$8.02	—	COMM	553829102
—	HAWAIIAN TELCOM HOLDCO INC	482,268	$10.22M	3.7%	$21.19	$25.16	—	COMM	420031106
KOP	KOPPERS HOLDINGS INC	305,943	$9.402M	3.4%	$30.73 *	$21.40	+17.2%	COMM	50060P106
—	S&W SEED CO	2,118,881	$9.238M	3.3%	$4.36	$4.20	—	COMM	785135104
—	BIOSCRIP INC	3,473,500	$8.857M	3.2%	$2.55	$2.91	—	COMM	09069N108
—	TRANSWORLD CORPORATION	2,349,577	$8.693M	3.1%	$3.70	$2.50	—	COMM	89336R207
NVRI	HARSCO CORP	1,100,000	$7.304M	2.6%	$6.64	$5.77	+12.8%	COMM	415864107
—	SUMMER INFANT INC	4,098,606	$6.804M	2.5%	$1.66	$2.87	—	COMM	865646103
—	GLOBAL POWER EQUIPMENT GROUP INC	3,167,718	$6.747M	2.4%	$2.13	$5.41	—	COMM	37941P306
—	BLACK DIAMOND INC	1,165,640	$4.826M	1.7%	$4.14	$4.43	—	COMM	09202G101
—	TELOS CORP MD 12% PFD	552,465	$4.724M	1.7%	$8.55	$10.91	—	PREF	87969B200
—	GLYECO INC	29,485,248	$3.686M	1.3%	$0.13	$0.10	—	COMM	38000P104
—	MUSCLE PHARM CORP	1,006,625	$2.718M	1.0%	$2.70	$7.58	—	COMM	627335201
—	WILHELMINA INTERNATIONAL INC	305,998	$2.176M	0.8%	$7.11	$6.08	—	COMM	968235200
—	SMTC CORPORATION	1,433,982	$2.165M	0.8%	$1.51	$1.69	—	COMM	832682207
—	NEVADA GOLD & CASINOS INC	772,188	$1.49M	0.5%	$1.93	$0.95	—	COMM	64126Q206
—	QUEST RESOURCE HOLDING CORP	4,893,100	$1.419M	0.5%	$0.29	$0.66	—	COMM	74836W104
HEI	HEICO CORP	20,000	$1.336M	0.5%	$66.80 *	$28.74	+12.5%	COMM	422806109
IWSY	IMAGEWARE SYSTEMS INC	1,093,000	$1.29M	0.5%	$1.18 *	$1.52	-11.4%	COMM	45245S108
—	ISHARES COMEX GOLD TRUST	93,000	$1.187M	0.4%	$12.76	$10.23	—	ETF	464285105
LTRE	LEARNING TREE INTERNATIONAL	715,000	$858K	0.3%	$1.20 *	$2.65	-60.0%	COMM	522015106
—	TRECORA RESOURCES	29,512	$308K	0.1%	$10.44	$10.44	—	COMM	894648104
—	RAND LOGISTICS INC	100,000	$103K	0.0%	$1.03	$0.95	—	COMM	752182105
—	RENEWABLE ENERGY GROUP INC	10,141	$90,000	0.0%	$8.87	$9.29	—	COMM	75972A301
—	ALJ REGIONAL HOLDINGS INC	16,200	$81,000	0.0%	$5.00	$5.00	—	COMM	001627108
—	HAMPSHIRE GROUP LTD	1,186,463	$30,000	0.0%	$0.03	$1.95	—	COMM	408859106
—	ARRYTHMIA RESEARCH TECH	3,363	$15,000	0.0%	$4.46	$4.46	—	COMM	42698308