WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $298,913 (100.0% shares, 0.0% debt)

Holdings (40)

LFCR LANDEC CORP 12.0%

Value ($000) $35,970 Shares 2,682,400 Est. Cost $13.28 Unrealized -8.8%

NATR NATURES SUNSHINE PRODS INC 11.6%

Value ($000) $34,599 Shares 2,162,476 Est. Cost $11.00 Unrealized +10.0%

DLHC DLH HOLDINGS CORP 7.4%

Value ($000) $22,182 Shares 4,729,739 Est. Cost $1.18 Unrealized +315.8%

— MAM SOFTWARE GROUP INC 6.6%

Value ($000) $19,648 Shares 3,258,369 Est. Cost $4.73 Unrealized —

— LAYNE CHRISTENSEN COMPANY 5.1%

Value ($000) $15,341 Shares 1,802,700 Est. Cost $7.14 Unrealized —

BB BLACKBERRY LTD 4.8%

Value ($000) $14,364 Shares 1,800,000 Est. Cost $9.16 Unrealized -18.0%

— MVC CAPITAL INC 4.5%

Value ($000) $13,347 Shares 1,610,000 Est. Cost $8.02 Unrealized —

— GLOBAL POWER EQUIPMENT GROUP INC 4.4%

Value ($000) $13,178 Shares 3,167,718 Est. Cost $5.41 Unrealized —

— S&W SEED CO 3.6%

Value ($000) $10,833 Shares 2,124,226 Est. Cost $4.20 Unrealized —

— HAWAIIAN TELCOM HOLDCO INC 3.6%

Value ($000) $10,798 Shares 482,268 Est. Cost $25.16 Unrealized —

— OMEGA PROTEIN CORP 3.5%

Value ($000) $10,352 Shares 442,971 Est. Cost $13.30 Unrealized —

— TRANSWORLD CORPORATION 3.5%

Value ($000) $10,338 Shares 2,349,577 Est. Cost $2.50 Unrealized —

NVRI HARSCO CORP 3.4%

Value ($000) $10,228 Shares 1,030,000 Est. Cost $5.77 Unrealized +65.0%

— BIOSCRIP INC 3.4%

Value ($000) $10,038 Shares 3,473,500 Est. Cost $2.91 Unrealized —

— SUMMER INFANT INC 3.4%

Value ($000) $10,020 Shares 4,638,778 Est. Cost $2.79 Unrealized —

— JASON INDUSTRIES INC 3.1%

Value ($000) $9,270 Shares 4,175,816 Est. Cost $6.80 Unrealized —

KOP KOPPERS HOLDINGS INC 2.6%

Value ($000) $7,685 Shares 238,820 Est. Cost $21.40 Unrealized +42.8%

HAIN HAIN CELESTIAL GROUP INC 2.4%

Value ($000) $7,116 Shares 200,000 Est. Cost $43.84 Unrealized 0.0%

— BLACK DIAMOND INC 2.0%

Value ($000) $5,991 Shares 1,165,640 Est. Cost $4.43 Unrealized —

— TELOS CORP MD 12% PFD 1.4%

Value ($000) $4,144 Shares 552,465 Est. Cost $10.91 Unrealized —

— GLYECO INC 1.0%

Value ($000) $3,037 Shares 29,485,248 Est. Cost $0.10 Unrealized —

— TRIUMPH GROUP INC 1.0%

Value ($000) $2,847 Shares 102,120 Est. Cost $27.88 Unrealized —

— WILHELMINA INTERNATIONAL INC 0.9%

Value ($000) $2,640 Shares 305,998 Est. Cost $6.08 Unrealized —

— MUSCLE PHARM CORP 0.8%

Value ($000) $2,324 Shares 1,150,470 Est. Cost $6.89 Unrealized —

— XERIUM TECHNOLOGIES INC 0.8%

Value ($000) $2,266 Shares 285,000 Est. Cost $7.95 Unrealized —

— SMTC CORPORATION 0.7%

Value ($000) $1,978 Shares 1,433,982 Est. Cost $1.69 Unrealized —

— NEVADA GOLD & CASINOS INC 0.5%

Value ($000) $1,382 Shares 772,188 Est. Cost $0.95 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.4%

Value ($000) $1,308 Shares 715,000 Est. Cost $2.65 Unrealized -42.2%

IWSY IMAGEWARE SYSTEMS INC 0.4%

Value ($000) $1,301 Shares 1,093,000 Est. Cost $1.52 Unrealized -15.5%

— QUEST RESOURCE HOLDING CORP 0.4%

Value ($000) $1,236 Shares 611,636 Est. Cost $0.66 Unrealized —

— ISHARES COMEX GOLD TRUST 0.4%

Value ($000) $1,180 Shares 93,000 Est. Cost $10.23 Unrealized —

— NEPTUNE TECH & BIORESSOURCES 0.3%

Value ($000) $843 Shares 795,464 Est. Cost $1.06 Unrealized —

GLDD GREAT LAKES DREDGE & DOCK CO 0.1%

Value ($000) $350 Shares 100,000 Est. Cost $4.04 Unrealized 0.0%

— TRECORA RESOURCES 0.1%

Value ($000) $337 Shares 29,512 Est. Cost $10.44 Unrealized —

LEAT LEATT CORP 0.1%

Value ($000) $173 Shares 64,390 Est. Cost $2.46 Unrealized 0.0%

— RENEWABLE ENERGY GROUP INC 0.0%

Value ($000) $86 Shares 10,141 Est. Cost $9.29 Unrealized —

— RAND LOGISTICS INC 0.0%

Value ($000) $76 Shares 100,000 Est. Cost $0.95 Unrealized —

— ALJ REGIONAL HOLDINGS INC 0.0%

Value ($000) $76 Shares 16,200 Est. Cost $5.00 Unrealized —

— HAMPSHIRE GROUP LTD 0.0%

Value ($000) $17 Shares 1,186,463 Est. Cost $1.95 Unrealized —

— ARRHYTHMIA RESEARCH TECHNOLOGY 0.0%

Value ($000) $14 Shares 3,363 Est. Cost $4.46 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,682,400	$35,970	12.0%	$13.28	-8.8%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	2,162,476	$34,599	11.6%	$11.00	+10.0%	COMM	639027101
DLHC	DLH HOLDINGS CORP	4,729,739	$22,182	7.4%	$1.18	+315.8%	COMM	23335Q100
—	MAM SOFTWARE GROUP INC	3,258,369	$19,648	6.6%	$4.73	—	COMM	55277Q201
—	LAYNE CHRISTENSEN COMPANY	1,802,700	$15,341	5.1%	$7.14	—	COMM	521050104
BB	BLACKBERRY LTD	1,800,000	$14,364	4.8%	$9.16	-18.0%	COMM	09228F103
—	MVC CAPITAL INC	1,610,000	$13,347	4.5%	$8.02	—	COMM	553829102
—	GLOBAL POWER EQUIPMENT GROUP INC	3,167,718	$13,178	4.4%	$5.41	—	COMM	37941P306
—	S&W SEED CO	2,124,226	$10,833	3.6%	$4.20	—	COMM	785135104
—	HAWAIIAN TELCOM HOLDCO INC	482,268	$10,798	3.6%	$25.16	—	COMM	420031106
—	OMEGA PROTEIN CORP	442,971	$10,352	3.5%	$13.30	—	COMM	68210P107
—	TRANSWORLD CORPORATION	2,349,577	$10,338	3.5%	$2.50	—	COMM	89336R207
NVRI	HARSCO CORP	1,030,000	$10,228	3.4%	$5.77	+65.0%	COMM	415864107
—	BIOSCRIP INC	3,473,500	$10,038	3.4%	$2.91	—	COMM	09069N108
—	SUMMER INFANT INC	4,638,778	$10,020	3.4%	$2.79	—	COMM	865646103
—	JASON INDUSTRIES INC	4,175,816	$9,270	3.1%	$6.80	—	COMM	471172106
KOP	KOPPERS HOLDINGS INC	238,820	$7,685	2.6%	$21.40	+42.8%	COMM	50060P106
HAIN	HAIN CELESTIAL GROUP INC	200,000	$7,116	2.4%	$43.84	0.0%	COMM	405217100
—	BLACK DIAMOND INC	1,165,640	$5,991	2.0%	$4.43	—	COMM	09202G101
—	TELOS CORP MD 12% PFD	552,465	$4,144	1.4%	$10.91	—	PREF	87969B200
—	GLYECO INC	29,485,248	$3,037	1.0%	$0.10	—	COMM	38000P104
—	TRIUMPH GROUP INC	102,120	$2,847	1.0%	$27.88	—	COMM	896818101
—	WILHELMINA INTERNATIONAL INC	305,998	$2,640	0.9%	$6.08	—	COMM	968235200
—	MUSCLE PHARM CORP	1,150,470	$2,324	0.8%	$6.89	—	COMM	627335201
—	XERIUM TECHNOLOGIES INC	285,000	$2,266	0.8%	$7.95	—	COMM	98416J118
—	SMTC CORPORATION	1,433,982	$1,978	0.7%	$1.69	—	COMM	832682207
—	NEVADA GOLD & CASINOS INC	772,188	$1,382	0.5%	$0.95	—	COMM	64126Q206
LTRE	LEARNING TREE INTERNATIONAL	715,000	$1,308	0.4%	$2.65	-42.2%	COMM	522015106
IWSY	IMAGEWARE SYSTEMS INC	1,093,000	$1,301	0.4%	$1.52	-15.5%	COMM	45245S108
—	QUEST RESOURCE HOLDING CORP	611,636	$1,236	0.4%	$0.66	—	COMM	74836W104
—	ISHARES COMEX GOLD TRUST	93,000	$1,180	0.4%	$10.23	—	ETF	464285105
—	NEPTUNE TECH & BIORESSOURCES	795,464	$843	0.3%	$1.06	—	COMM	64077P108
GLDD	GREAT LAKES DREDGE & DOCK CO	100,000	$350	0.1%	$4.04	0.0%	COMM	390607109
—	TRECORA RESOURCES	29,512	$337	0.1%	$10.44	—	COMM	894648104
LEAT	LEATT CORP	64,390	$173	0.1%	$2.46	0.0%	COMM	522132208
—	RENEWABLE ENERGY GROUP INC	10,141	$86	0.0%	$9.29	—	COMM	75972A301
—	RAND LOGISTICS INC	100,000	$76	0.0%	$0.95	—	COMM	752182105
—	ALJ REGIONAL HOLDINGS INC	16,200	$76	0.0%	$5.00	—	COMM	001627108
—	HAMPSHIRE GROUP LTD	1,186,463	$17	0.0%	$1.95	—	COMM	408859106
—	ARRHYTHMIA RESEARCH TECHNOLOGY	3,363	$14	0.0%	$4.46	—	COMM	42698308