Location: Walnut Creek, CA
CIK: 0001444055 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 8, 2016
Total Value: $98.9M (99.3% shares, 0.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Pacific Premier Bancorp | 300,000 | $7.938M | 8.0% | $17.33 | — | common | 69478X105 |
| — | Franklin Financial Network | 190,000 | $7.106M | 7.2% | $21.00 | — | common | 35352P104 |
| — | First Bancshares Inc MS | 291,335 | $5.564M | 5.6% | $14.61 | — | common | 318916103 |
| — | Evans Bancorp Inc | 181,222 | $4.956M | 5.0% | $24.33 | — | common | 29911Q208 |
| — | Carolina Bk Hldgs Greensboro | 236,005 | $4.604M | 4.7% | $13.41 | — | common | 143785103 |
| — | CU Bancorp Calif | 200,000 | $4.562M | 4.6% | $22.75 | — | common | 126534106 |
| BUSE | First Busey Corp | 194,363 | $4.393M | 4.4% | $14.66 | +10.3% | common | 319383204 |
| TFIN | Triumph Bancorp Inc | 220,000 | $4.365M | 4.4% | $13.66 | +32.6% | common | 89679E300 |
| ONB | Old Natl Bancorp IND | 300,000 | $4.218M | 4.3% | $12.65 | +6.6% | common | 680033107 |
| HTBK | Heritage Commerce Corp | 377,210 | $4.127M | 4.2% | $8.61 | +28.6% | common | 426927109 |
| SFBS | Servisfirst Bancshares Inc | 77,000 | $3.997M | 4.0% | $12.99 | +70.9% | common | 81768T108 |
| FMBH | First Mid Ill Bancshares, Inc. | 142,292 | $3.879M | 3.9% | $15.84 | +25.6% | common | 320866106 |
| — | Green Bancorp Inc | 335,000 | $3.662M | 3.7% | $9.62 | — | common | 39260X100 |
| CFR | Cullen Frost Bankers Inc | 50,000 | $3.597M | 3.6% | $38.79 | +36.1% | common | 229899109 |
| — | Northwest Bancorporation | 354,518 | $3.283M | 3.3% | $8.97 | — | common | 667337109 |
| — | FCB Financial Holdings Inc CL A | 80,000 | $3.074M | 3.1% | $32.62 | — | common | 30255G103 |
| — | Northern States Financial Corp | 3,847,685 | $2.563M | 2.6% | $0.62 | — | common | 665751103 |
| — | Stonegate Bank FT Lauderdale FLA | 67,059 | $2.263M | 2.3% | $33.75 | — | common | 861811107 |
| — | BOFI Hldg Inc | 100,000 | $2.24M | 2.3% | $21.25 | — | common | 05566U108 |
| — | Bay Bancorp Inc | 386,976 | $2.132M | 2.2% | $5.21 | — | common | 07203T106 |
| — | Bank of the Ozarks Inc | 55,000 | $2.112M | 2.1% | $43.75 | — | common | 063904106 |
| — | Grandsouth Bancorporation | 125,000 | $1.671M | 1.7% | $12.63 | — | common | 386627301 |
| — | Xenith Bankshares Inc | 705,764 | $1.63M | 1.6% | $3.36 | — | common | 98410X105 |
| — | Proshares TR PSHS ULSHT SP500 | 90,000 | $1.475M | 1.5% | $16.39 | — | common | 74347B300 |
| — | Sunshine Bancorp Inc | 90,440 | $1.337M | 1.4% | $15.13 | — | common | 86777J108 |
| ZION | ZIONS Bancorporation | 40,000 | $1.241M | 1.3% | $23.00 | +23.5% | common | 989701107 |
| — | MB Financial Inc New | 31,000 | $1.179M | 1.2% | $32.86 | — | common | 55264U108 |
| WBS | Webster Financial Corp Conn | 25,000 | $950K | 1.0% | $30.92 | +19.0% | common | 947890109 |
| HOPE | Hope Bancorp Inc | 54,238 | $942K | 1.0% | $16.20 | 0.0% | common | 43940T109 |
| COLB | Columbia Bkg Sys Inc | 25,000 | $818K | 0.8% | $17.83 | +17.6% | common | 197236102 |
| — | Bank of Commerce Holdings | 110,000 | $792K | 0.8% | $7.20 | — | common | 06424J103 |
| — | ZIONS Bancorporation Jan 20 2017 20.00 | 650 | $705K | 0.7% | — | — | Call | 989701907 |
| BOTJ | Bank of the James Financial Group | 44,200 | $537K | 0.5% | $8.63 | +7.1% | common | 470299108 |
| BMRC | Bank of Marin Bancorp | 8,000 | $398K | 0.4% | $17.87 | +3.0% | common | 063425102 |
| — | California Bank of Commerce CA | 24,061 | $328K | 0.3% | $13.63 | — | common | 13005C101 |
| — | Direxion SHS ETF Tr Dly S&P 500 Bear | 21,000 | $258K | 0.3% | $14.76 | — | common | 25459Y371 |