Location: Walnut Creek, CA
CIK: 0001444055 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 6, 2017
Total Value: $114M (98.6% shares, 1.4% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Pacific Premier Bancorp | 300,000 | $10.61M | 9.3% | $17.33 | — | common | 69478X105 |
| — | First Bancshares Inc MS | 343,457 | $9.445M | 8.3% | $16.56 | — | common | 318916103 |
| — | Franklin Financial Network | 190,000 | $7.952M | 7.0% | $21.00 | — | common | 35352P104 |
| — | CU Bancorp Calif | 200,000 | $7.16M | 6.3% | $22.75 | — | common | 126534106 |
| — | Carolina Bk Hldgs Greensboro | 236,005 | $6.096M | 5.3% | $13.41 | — | common | 143785103 |
| — | Evans Bancorp Inc | 178,786 | $5.641M | 4.9% | $24.33 | — | common | 29911Q208 |
| ONB | Old Natl Bancorp IND | 300,000 | $5.445M | 4.8% | $12.65 | +27.0% | common | 680033107 |
| HTBK | Heritage Commerce Corp | 369,000 | $5.325M | 4.7% | $8.61 | +41.2% | common | 426927109 |
| BUSE | First Busey Corp | 170,000 | $5.233M | 4.6% | $14.66 | +25.8% | common | 319383204 |
| TFIN | Triumph Bancorp Inc | 180,000 | $4.707M | 4.1% | $13.66 | +56.2% | common | 89679E300 |
| CFR | Cullen Frost Bankers Inc | 50,000 | $4.412M | 3.9% | $38.79 | +58.8% | common | 229899109 |
| — | FCB Financial Holdings Inc CL A | 80,000 | $3.816M | 3.3% | $32.62 | — | common | 30255G103 |
| SFBS | Servisfirst Bancshares Inc | 100,000 | $3.744M | 3.3% | $16.35 | +68.7% | common | 81768T108 |
| — | Northwest Bancorporation | 356,821 | $3.675M | 3.2% | $8.97 | — | common | 667337109 |
| — | Northern States Financial Corp | 4,347,685 | $3.109M | 2.7% | $0.63 | — | common | 665751103 |
| — | Green Bancorp Inc | 194,053 | $2.95M | 2.6% | $9.62 | — | common | 39260X100 |
| — | Bank of the Ozarks Inc | 55,000 | $2.892M | 2.5% | $43.75 | — | common | 063904106 |
| — | BOFI Hldg Inc | 100,000 | $2.855M | 2.5% | $21.25 | — | common | 05566U108 |
| — | Stonegate Bank FT Lauderdale FLA | 67,059 | $2.798M | 2.4% | $33.75 | — | common | 861811107 |
| FMBH | First Mid Ill Bancshares, Inc. | 68,000 | $2.312M | 2.0% | $15.84 | +50.5% | common | 320866106 |
| — | Bank of Commerce Holdings | 185,716 | $1.764M | 1.5% | $8.14 | — | common | 06424J103 |
| ZION | ZIONS Bancorporation | 40,000 | $1.722M | 1.5% | $23.00 | +60.2% | common | 989701107 |
| — | Grandsouth Bancorporation | 125,000 | $1.678M | 1.5% | $12.63 | — | common | 386627301 |
| — | Sunshine Bancorp Inc | 90,440 | $1.55M | 1.4% | $15.13 | — | common | 86777J108 |
| — | ZIONS Bancorporation Jan 20 2017 20.00 | 650 | $1.489M | 1.3% | — | — | Call | 989701907 |
| WBS | Webster Financial Corp Conn | 25,000 | $1.357M | 1.2% | $30.92 | +48.5% | common | 947890109 |
| HOPE | Hope Bancorp Inc | 54,238 | $1.187M | 1.0% | $16.20 | +16.7% | common | 43940T109 |
| COLB | Columbia Bkg Sys Inc | 25,000 | $1.117M | 1.0% | $17.83 | +43.8% | common | 197236102 |
| — | MB Financial Inc New | 23,000 | $1.086M | 1.0% | $32.86 | — | common | 55264U108 |
| BMRC | Bank of Marin Bancorp | 8,000 | $558K | 0.5% | $17.87 | +25.2% | common | 063425102 |
| — | California Bank of Commerce CA | 25,461 | $393K | 0.3% | $13.73 | — | common | 13005C101 |
| — | Servisfirst Bancshares Inc Jan 20 2017 37.50 | 500 | $60,000 | 0.1% | — | — | Put | 81768T958 |
| — | SPDR RGNL BKG Jan 27 2017 55.00 | 500 | $59,000 | 0.1% | — | — | Put | 78464A958 |
| — | Pacific Premier Bancorp Jan 20 2017 35.00 | 301 | $32,000 | 0.0% | — | — | Put | 69478X955 |
| — | Direxion SHS ETF Tr Dly S&P 500 Bear | 1,000 | $11,000 | 0.0% | $14.76 | — | common | 25459Y371 |