Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 15, 2016
Total Value: $829M (98.0% shares, 2.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 1,345,000 | $167M | 20.1% | $124.21 | — | — | Put | 464287655 |
| LNWO | SCIENTIFIC GAMES CORP | 4,598,200 | $51.82M | 6.2% | $11.27 * | $12.26 | -20.0% | Call | 80874P109 |
| — | YAHOO INC | 1,192,776 | $51.41M | 6.2% | $43.10 | $34.08 | — | COM | 984332106 |
| DLB | DOLBY LABORATORIES INC | 847,907 | $46.03M | 5.6% | $54.29 * | $31.25 | +41.2% | COM | 25659T107 |
| — | FIRSTCASH INC | 822,912 | $38.74M | 4.7% | $47.08 | $47.08 | — | COM | 33767D105 |
| — | SODASTREAM INTERNATIONAL LTD | 1,319,215 | $35.04M | 4.2% | $26.56 | $19.13 | — | USD SHS | M9068E105 |
| TBBK | BANCORP INC DEL | 4,229,213 | $27.15M | 3.3% | $6.42 * | $7.77 | -25.6% | COM | 05969A105 |
| CASH | META FINL GROUP INC | 425,271 | $25.78M | 3.1% | $60.61 * | $12.72 | +42.6% | COM | 59100U108 |
| CDXS | CODEXIS INC | 5,561,082 | $24.69M | 3.0% | $4.44 * | $2.62 | +60.1% | COM | 192005106 |
| CTRN | CITI TRENDS INC | 1,194,988 | $23.82M | 2.9% | $19.93 * | $18.95 | -8.7% | COM | 17306X102 |
| LNWO | SCIENTIFIC GAMES CORP | 2,067,876 | $23.3M | 2.8% | $11.27 * | $12.26 | -20.0% | CL A | 80874P109 |
| — | SCICLONE PHARMACEUTICALS INC | 1,769,558 | $18.14M | 2.2% | $10.25 | $10.17 | — | COM | 80862K104 |
| — | QAD INC | 774,933 | $17.34M | 2.1% | $22.38 | $22.32 | — | CL A | 74727D306 |
| AKBA | AKEBIA THERAPEUTICS INC | 1,915,008 | $17.33M | 2.1% | $9.05 * | $8.51 | -0.1% | COM | 00972D105 |
| — | ARQULE INC | 9,263,041 | $16.3M | 2.0% | $1.76 | $1.90 | — | COM | 04269E107 |
| PRTA | PROTHENA CORP | 229,000 | $13.73M | 1.7% | $59.97 | — | — | Put | G72800108 |
| — | LUXFER HLDGS PLC | 1,178,078 | $13.65M | 1.6% | $11.59 | $11.05 | — | SPONSORED ADR | 550678106 |
| — | OWENS RLTY MTG INC | 778,867 | $13.49M | 1.6% | $17.32 | $14.10 | — | COM | 690828108 |
| GDEN | GOLDEN ENTMT INC | 942,786 | $11.76M | 1.4% | $12.47 * | $7.27 | +55.9% | COM | 381013101 |
| — | FIAT CHRYSLER AUTOMOBILES N | 1,795,800 | $11.49M | 1.4% | $6.40 | $15.00 | — | Call | N31738102 |
| — | BRIDGEPOINT ED INC | 1,653,826 | $11.36M | 1.4% | $6.87 | $9.95 | — | COM | 10807M105 |
| — | IMPERIAL HLDGS INC | 11,970,000 | $10.72M | 1.3% | $0.90 | $1.25 | — | NOTE 8.500% 2/1 | 452834AE4 |
| — | RESTORATION HARDWARE HLDGS I | 300,000 | $10.37M | 1.3% | $34.58 | $28.68 | — | Call | 761283100 |
| RACE | FERRARI N V | 189,582 | $9.834M | 1.2% | $51.87 * | $40.37 | +15.4% | COM | N3167Y103 |
| — | RESTORATION HARDWARE HLDGS I | 272,876 | $9.436M | 1.1% | $34.58 | $28.68 | — | COM | 761283100 |
| — | PHARMATHENE INC | 3,202,045 | $9.286M | 1.1% | $2.90 | $1.75 | — | COM | 71714G102 |
| SRPT | SAREPTA THERAPEUTICS INC | 150,000 | $9.212M | 1.1% | $61.41 | — | — | Call | 803607100 |
| — | CARDCONNECT CORP | 938,808 | $9.172M | 1.1% | $9.77 | $9.77 | — | COM | 14141X108 |
| EZPW | EZCORP INC | 703,471 | $7.78M | 0.9% | $11.06 * | $4.63 | +108.4% | CL A NON VTG | 302301106 |
| CRMT | AMERICAS CAR MART INC | 202,350 | $7.364M | 0.9% | $36.39 * | $24.82 | +42.4% | COM | 03062T105 |
| — | ELDORADO RESORTS INC | 459,793 | $6.465M | 0.8% | $14.06 | $14.06 | — | COM | 28470R102 |
| — | TRANS WORLD ENTMT CORP | 1,784,034 | $6.155M | 0.7% | $3.45 | $4.59 | — | COM | 89336Q100 |
| — | COGENTIX MED INC | 3,324,877 | $6.051M | 0.7% | $1.82 | $1.32 | — | COM | 19243A104 |
| EPM | EVOLUTION PETROLEUM CORP | 903,282 | $5.673M | 0.7% | $6.28 * | $4.90 | -35.1% | COM | 30049A107 |
| — | CORRECTIONS CORP AMER NEW | 400,000 | $5.548M | 0.7% | $13.87 | — | — | Put | 22025Y407 |
| — | EZCORP INC | 5,500,000 | $5.476M | 0.7% | $1.00 | $0.84 | — | NOTE 2.625% 6/1 | 302301AB2 |
| — | EMERGENT CAP INC | 1,845,659 | $5.408M | 0.7% | $2.93 | $5.15 | — | COM | 29102N105 |
| LINC | LINCOLN EDL SVCS CORP | 2,263,899 | $4.981M | 0.6% | $2.20 * | $2.63 | -26.6% | COM | 533535100 |
| RBCAA | REPUBLIC BANCORP KY | 151,658 | $4.714M | 0.6% | $31.08 * | $23.29 | +30.7% | CL A | 760281204 |
| RLGT | RADIANT LOGISTICS INC | 1,600,665 | $4.546M | 0.5% | $2.84 * | $3.57 | -15.5% | COM | 75025X100 |
| — | ON DECK CAP INC | 728,564 | $4.153M | 0.5% | $5.70 | $5.25 | — | COM | 682163100 |
| — | PAIN THERAPEUTICS INC | 3,870,832 | $3.87M | 0.5% | $1.00 | $1.88 | — | COM | 69562K100 |
| — | FALCONSTOR SOFTWARE INC | 3,392,318 | $3.528M | 0.4% | $1.04 | $1.48 | — | COM | 306137100 |
| — | DOVER MOTORSPORTS INC | 1,229,789 | $3.038M | 0.4% | $2.47 | $2.26 | — | COM | 260174107 |
| — | CHEMOCENTRYX INC | 466,440 | $2.817M | 0.3% | $6.04 | $4.62 | — | COM | 16383L106 |
| — | ELDORADO RESORTS INC | 190,500 | $2.678M | 0.3% | $14.06 | $14.06 | — | Call | 28470R102 |
| — | CORRECTIONS CORP AMER NEW | 157,400 | $2.183M | 0.3% | $13.87 | — | — | Call | 22025Y407 |
| EMMS | EMMIS COMMUNICATIONS CORP | 342,193 | $1.386M | 0.2% | $4.05 * | $3.71 | 0.0% | COM NEW CL A | 291525400 |
| — | DOVER DOWNS GAMING & ENTMT I | 1,261,253 | $1.362M | 0.2% | $1.08 | $1.08 | — | COM | 260095104 |
| — | STREAMLINE HEALTH SOLUTIONS | 692,108 | $1.273M | 0.2% | $1.84 | $1.84 | — | COM | 86323X106 |
| — | TRAVELCENTERS AMER LLC | 152,511 | $1.092M | 0.1% | $7.16 | $8.16 | — | COM | 894174101 |
| FBK | FB FINL CORP | 50,000 | $1.009M | 0.1% | $20.18 * | $18.53 | 0.0% | COM | 30257X104 |
| STRL | STERLING CONSTRUCTION CO INC | 126,337 | $978K | 0.1% | $7.74 * | $6.32 | 0.0% | COM | 859241101 |
| — | MFC BANCORP LTD | 337,978 | $693K | 0.1% | $2.05 | $1.97 | — | COM | 55278T105 |
| — | OCWEN FINL CORP | 186,000 | $683K | 0.1% | $3.67 | — | — | Call | 675746309 |
| — | CARDCONNECT CORP | 447,363 | $488K | 0.1% | $1.09 | $1.09 | — | *W EXP 07/29/202 | 14141X116 |
| — | PHOTOMEDEX INC | 276,958 | $357K | 0.0% | $1.29 | $1.29 | — | COM PAR NEW | 719358400 |
| — | CASTLE A M & CO | 134,764 | $108K | 0.0% | $0.80 | $2.22 | — | COM | 148411101 |
| UTI | UNIVERSAL TECHNICAL INST INC | 30,825 | $55,000 | 0.0% | $1.78 * | $7.53 | -69.0% | COM | 913915104 |