CIK: 0001472322 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 15, 2016
Total Value ($000): $829,395 (98.0% shares, 2.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 1,345,000 | $167,064 | 20.1% | — | — | Put | 464287655 |
| LNWO | SCIENTIFIC GAMES CORP | 4,598,200 | $51,822 | 6.2% | $12.26 | -20.0% | Call | 80874P109 |
| — | YAHOO INC | 1,192,776 | $51,409 | 6.2% | $34.08 | — | COM | 984332106 |
| DLB | DOLBY LABORATORIES INC | 847,907 | $46,033 | 5.6% | $31.25 | +41.2% | COM | 25659T107 |
| — | FIRSTCASH INC | 822,912 | $38,743 | 4.7% | $47.08 | — | COM | 33767D105 |
| — | SODASTREAM INTERNATIONAL LTD | 1,319,215 | $35,038 | 4.2% | $19.13 | — | USD SHS | M9068E105 |
| TBBK | BANCORP INC DEL | 4,229,213 | $27,152 | 3.3% | $7.77 | -25.6% | COM | 05969A105 |
| CASH | META FINL GROUP INC | 425,271 | $25,776 | 3.1% | $12.72 | +42.6% | COM | 59100U108 |
| CDXS | CODEXIS INC | 5,561,082 | $24,691 | 3.0% | $2.62 | +60.1% | COM | 192005106 |
| CTRN | CITI TRENDS INC | 1,194,988 | $23,816 | 2.9% | $18.95 | -8.7% | COM | 17306X102 |
| LNWO | SCIENTIFIC GAMES CORP | 2,067,876 | $23,305 | 2.8% | $12.26 | -20.0% | CL A | 80874P109 |
| — | SCICLONE PHARMACEUTICALS INC | 1,769,558 | $18,138 | 2.2% | $10.17 | — | COM | 80862K104 |
| — | QAD INC | 774,933 | $17,343 | 2.1% | $22.32 | — | CL A | 74727D306 |
| AKBA | AKEBIA THERAPEUTICS INC | 1,915,008 | $17,331 | 2.1% | $8.51 | -0.1% | COM | 00972D105 |
| — | ARQULE INC | 9,263,041 | $16,303 | 2.0% | $1.90 | — | COM | 04269E107 |
| PRTA | PROTHENA CORP | 229,000 | $13,733 | 1.7% | — | — | Put | G72800108 |
| — | LUXFER HLDGS PLC | 1,178,078 | $13,654 | 1.6% | $11.05 | — | SPONSORED ADR | 550678106 |
| — | OWENS RLTY MTG INC | 778,867 | $13,490 | 1.6% | $14.10 | — | COM | 690828108 |
| GDEN | GOLDEN ENTMT INC | 942,786 | $11,757 | 1.4% | $7.27 | +55.9% | COM | 381013101 |
| — | FIAT CHRYSLER AUTOMOBILES N | 1,795,800 | $11,493 | 1.4% | $15.00 | — | Call | N31738102 |
| — | BRIDGEPOINT ED INC | 1,653,826 | $11,362 | 1.4% | $9.95 | — | COM | 10807M105 |
| — | IMPERIAL HLDGS INC | 11,970,000 | $10,716 | 1.3% | $1.25 | — | NOTE 8.500% 2/1 | 452834AE4 |
| — | RESTORATION HARDWARE HLDGS I | 300,000 | $10,374 | 1.3% | $28.68 | — | Call | 761283100 |
| RACE | FERRARI N V | 189,582 | $9,834 | 1.2% | $40.37 | +15.4% | COM | N3167Y103 |
| — | RESTORATION HARDWARE HLDGS I | 272,876 | $9,436 | 1.1% | $28.68 | — | COM | 761283100 |
| — | PHARMATHENE INC | 3,202,045 | $9,286 | 1.1% | $1.75 | — | COM | 71714G102 |
| SRPT | SAREPTA THERAPEUTICS INC | 150,000 | $9,212 | 1.1% | — | — | Call | 803607100 |
| — | CARDCONNECT CORP | 938,808 | $9,172 | 1.1% | $9.77 | — | COM | 14141X108 |
| EZPW | EZCORP INC | 703,471 | $7,780 | 0.9% | $4.63 | +108.4% | CL A NON VTG | 302301106 |
| CRMT | AMERICAS CAR MART INC | 202,350 | $7,364 | 0.9% | $24.82 | +42.4% | COM | 03062T105 |
| — | ELDORADO RESORTS INC | 459,793 | $6,465 | 0.8% | $14.06 | — | COM | 28470R102 |
| — | TRANS WORLD ENTMT CORP | 1,784,034 | $6,155 | 0.7% | $4.59 | — | COM | 89336Q100 |
| — | COGENTIX MED INC | 3,324,877 | $6,051 | 0.7% | $1.32 | — | COM | 19243A104 |
| EPM | EVOLUTION PETROLEUM CORP | 903,282 | $5,673 | 0.7% | $4.90 | -35.1% | COM | 30049A107 |
| — | CORRECTIONS CORP AMER NEW | 400,000 | $5,548 | 0.7% | — | — | Put | 22025Y407 |
| — | EZCORP INC | 5,500,000 | $5,476 | 0.7% | $0.84 | — | NOTE 2.625% 6/1 | 302301AB2 |
| — | EMERGENT CAP INC | 1,845,659 | $5,408 | 0.7% | $5.15 | — | COM | 29102N105 |
| LINC | LINCOLN EDL SVCS CORP | 2,263,899 | $4,981 | 0.6% | $2.63 | -26.6% | COM | 533535100 |
| RBCAA | REPUBLIC BANCORP KY | 151,658 | $4,714 | 0.6% | $23.29 | +30.7% | CL A | 760281204 |
| RLGT | RADIANT LOGISTICS INC | 1,600,665 | $4,546 | 0.5% | $3.57 | -15.5% | COM | 75025X100 |
| — | ON DECK CAP INC | 728,564 | $4,153 | 0.5% | $5.25 | — | COM | 682163100 |
| — | PAIN THERAPEUTICS INC | 3,870,832 | $3,870 | 0.5% | $1.88 | — | COM | 69562K100 |
| — | FALCONSTOR SOFTWARE INC | 3,392,318 | $3,528 | 0.4% | $1.48 | — | COM | 306137100 |
| — | DOVER MOTORSPORTS INC | 1,229,789 | $3,038 | 0.4% | $2.26 | — | COM | 260174107 |
| — | CHEMOCENTRYX INC | 466,440 | $2,817 | 0.3% | $4.62 | — | COM | 16383L106 |
| — | ELDORADO RESORTS INC | 190,500 | $2,678 | 0.3% | $14.06 | — | Call | 28470R102 |
| — | CORRECTIONS CORP AMER NEW | 157,400 | $2,183 | 0.3% | — | — | Call | 22025Y407 |
| EMMS | EMMIS COMMUNICATIONS CORP | 342,193 | $1,386 | 0.2% | $3.71 | 0.0% | COM NEW CL A | 291525400 |
| — | DOVER DOWNS GAMING & ENTMT I | 1,261,253 | $1,362 | 0.2% | $1.08 | — | COM | 260095104 |
| — | STREAMLINE HEALTH SOLUTIONS | 692,108 | $1,273 | 0.2% | $1.84 | — | COM | 86323X106 |
| — | TRAVELCENTERS AMER LLC | 152,511 | $1,092 | 0.1% | $8.16 | — | COM | 894174101 |
| FBK | FB FINL CORP | 50,000 | $1,009 | 0.1% | $18.53 | 0.0% | COM | 30257X104 |
| STRL | STERLING CONSTRUCTION CO INC | 126,337 | $978 | 0.1% | $6.32 | 0.0% | COM | 859241101 |
| — | MFC BANCORP LTD | 337,978 | $693 | 0.1% | $1.97 | — | COM | 55278T105 |
| — | OCWEN FINL CORP | 186,000 | $683 | 0.1% | — | — | Call | 675746309 |
| — | CARDCONNECT CORP | 447,363 | $488 | 0.1% | $1.09 | — | *W EXP 07/29/202 | 14141X116 |
| — | PHOTOMEDEX INC | 276,958 | $357 | 0.0% | $1.29 | — | COM PAR NEW | 719358400 |
| — | CASTLE A M & CO | 134,764 | $108 | 0.0% | $2.22 | — | COM | 148411101 |
| UTI | UNIVERSAL TECHNICAL INST INC | 30,825 | $55 | 0.0% | $7.53 | -69.0% | COM | 913915104 |