Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 14, 2017
Total Value: $963M (98.7% shares, 1.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 1,590,000 | $214M | 22.3% | $134.85 | — | — | Put | 464287655 |
| LNWO | SCIENTIFIC GAMES CORP | 4,598,200 | $64.38M | 6.7% | $14.00 * | $12.26 | +11.6% | Call | 80874P109 |
| DLB | DOLBY LABORATORIES INC | 927,907 | $41.93M | 4.4% | $45.19 * | $32.23 | +32.2% | COM | 25659T107 |
| — | SODASTREAM INTERNATIONAL LTD | 1,040,817 | $41.08M | 4.3% | $39.47 | $19.13 | — | USD SHS | M9068E105 |
| — | FIRSTCASH INC | 864,472 | $40.63M | 4.2% | $47.00 | $47.08 | — | COM | 33767D105 |
| CASH | META FINL GROUP INC | 386,986 | $39.82M | 4.1% | $102.90 * | $12.72 | +109.4% | COM | 59100U108 |
| KRE | SPDR SERIES TRUST | 650,000 | $36.12M | 3.7% | $55.57 | — | — | Put | 78464A698 |
| — | YAHOO INC | 882,776 | $34.14M | 3.5% | $38.67 | $34.08 | — | COM | 984332106 |
| TBBK | BANCORP INC DEL | 3,513,697 | $27.62M | 2.9% | $7.86 * | $7.77 | -8.0% | COM | 05969A105 |
| CDXS | CODEXIS INC | 5,602,041 | $25.77M | 2.7% | $4.60 | $2.62 | +78.7% | COM | 192005106 |
| — | SCICLONE PHARMACEUTICALS INC | 2,169,043 | $23.43M | 2.4% | $10.80 | $10.28 | — | COM | 80862K104 |
| AKBA | AKEBIA THERAPEUTICS INC | 2,232,408 | $23.24M | 2.4% | $10.41 * | $8.52 | +1.1% | COM | 00972D105 |
| — | QAD INC | 758,954 | $23.07M | 2.4% | $30.40 | $22.32 | — | CL A | 74727D306 |
| — | RESTORATION HARDWARE HLDGS I | 700,000 | $21.49M | 2.2% | $30.70 | $29.19 | — | Call | 761283100 |
| DLB | DOLBY LABORATORIES INC | 400,000 | $18.08M | 1.9% | $45.19 * | $32.23 | +32.2% | Call | 25659T107 |
| — | BRIDGEPOINT ED INC | 1,774,198 | $17.97M | 1.9% | $10.13 | $9.96 | — | COM | 10807M105 |
| — | LUXFER HLDGS PLC | 1,537,293 | $16.74M | 1.7% | $10.89 | $11.01 | — | SPONSORED ADR | 550678106 |
| LNWO | SCIENTIFIC GAMES CORP | 1,186,689 | $16.61M | 1.7% | $14.00 * | $12.26 | +11.6% | CL A | 80874P109 |
| — | FIAT CHRYSLER AUTOMOBILES N | 1,795,800 | $16.38M | 1.7% | $9.12 | — | — | Call | N31738102 |
| CTRN | CITI TRENDS INC | 808,349 | $15.23M | 1.6% | $18.84 | $18.95 | -2.1% | COM | 17306X102 |
| GDEN | GOLDEN ENTMT INC | 1,013,860 | $12.28M | 1.3% | $12.11 * | $7.51 | +42.4% | COM | 381013101 |
| — | OWENS RLTY MTG INC | 654,968 | $12.13M | 1.3% | $18.52 | $14.10 | — | COM | 690828108 |
| — | CARDCONNECT CORP | 938,808 | $11.92M | 1.2% | $12.70 | $9.77 | — | COM | 14141X108 |
| — | ARQULE INC | 9,333,541 | $11.76M | 1.2% | $1.26 | $1.90 | — | COM | 04269E107 |
| — | ARIAD PHARMACEUTICALS INC | 900,000 | $11.2M | 1.2% | $12.44 | — | — | Put | 04033A100 |
| — | RESTORATION HARDWARE HLDGS I | 364,376 | $11.19M | 1.2% | $30.70 | $29.19 | — | COM | 761283100 |
| — | ELDORADO RESORTS INC | 628,893 | $10.66M | 1.1% | $16.95 | $14.84 | — | COM | 28470R102 |
| — | PHARMATHENE INC | 3,202,045 | $10.41M | 1.1% | $3.25 | $1.75 | — | COM | 71714G102 |
| — | ON DECK CAP INC | 1,757,126 | $8.135M | 0.8% | $4.63 | $4.89 | — | COM | 682163100 |
| — | IMPERIAL HLDGS INC | 9,970,000 | $7.561M | 0.8% | $0.76 | $1.25 | — | NOTE 8.500% 2/1 | 452834AE4 |
| RACE | FERRARI N V | 129,064 | $7.504M | 0.8% | $58.14 * | $40.37 | +35.1% | COM | N3167Y103 |
| CXW | CORECIVIC INC | 300,000 | $7.338M | 0.8% | $24.46 | — | — | Put | 21871N101 |
| EPM | EVOLUTION PETROLEUM CORP | 688,282 | $6.883M | 0.7% | $10.00 * | $4.90 | -4.2% | COM | 30049A107 |
| — | COGENTIX MED INC | 3,132,384 | $6.296M | 0.7% | $2.01 | $1.32 | — | COM | 19243A104 |
| RLGT | RADIANT LOGISTICS INC | 1,544,154 | $6.022M | 0.6% | $3.90 * | $3.57 | -9.6% | COM | 75025X100 |
| — | TRANS WORLD ENTMT CORP | 1,784,034 | $5.82M | 0.6% | $3.26 | $4.59 | — | COM | 89336Q100 |
| — | EZCORP INC | 5,500,000 | $5.361M | 0.6% | $0.97 | $0.84 | — | NOTE 2.625% 6/1 | 302301AB2 |
| — | DEVRY ED GROUP INC | 150,000 | $4.68M | 0.5% | $31.20 | — | — | Put | 251893103 |
| — | SEARS HLDGS CORP | 500,000 | $4.645M | 0.5% | $9.29 | — | — | Call | 812350106 |
| LINC | LINCOLN EDL SVCS CORP | 2,373,899 | $4.558M | 0.5% | $1.92 | $2.59 | -26.7% | COM | 533535100 |
| EZPW | EZCORP INC | 386,494 | $4.116M | 0.4% | $10.65 | $4.63 | +132.8% | CL A NON VTG | 302301106 |
| — | DOVER MOTORSPORTS INC | 1,725,789 | $3.969M | 0.4% | $2.30 | $2.27 | — | COM | 260174107 |
| — | CHEMOCENTRYX INC | 467,455 | $3.459M | 0.4% | $7.40 | $4.62 | — | COM | 16383L106 |
| VAC | MARRIOTT VACATIONS WRLDWDE C | 40,000 | $3.394M | 0.4% | $84.85 * | $75.27 | 0.0% | COM | 57164Y107 |
| — | EMERGENT CAP INC | 2,010,970 | $2.433M | 0.3% | $1.21 | $4.83 | — | COM | 29102N105 |
| EMMS | EMMIS COMMUNICATIONS CORP | 674,122 | $2.285M | 0.2% | $3.39 * | $3.50 | -6.0% | COM NEW CL A | 291525400 |
| QURE | UNIQURE NV | 400,000 | $2.24M | 0.2% | $5.60 * | $6.71 | 0.0% | SHS | N90064101 |
| STRL | STERLING CONSTRUCTION CO INC | 257,604 | $2.179M | 0.2% | $8.46 * | $7.18 | +11.5% | COM | 859241101 |
| UTI | UNIVERSAL TECHNICAL INST INC | 686,546 | $1.998M | 0.2% | $2.91 * | $2.52 | -9.3% | COM | 913915104 |
| — | PAIN THERAPEUTICS INC | 3,429,353 | $1.955M | 0.2% | $0.57 | $1.88 | — | COM | 69562K100 |
| — | STREAMLINE HEALTH SOLUTIONS | 1,470,063 | $1.838M | 0.2% | $1.25 | $1.53 | — | COM | 86323X106 |
| — | SPARK THERAPEUTICS INC | 30,000 | $1.497M | 0.2% | $49.90 | — | — | Call | 84652J103 |
| — | FALCONSTOR SOFTWARE INC | 3,235,818 | $1.456M | 0.2% | $0.45 | $1.48 | — | COM | 306137100 |
| — | CARDCONNECT CORP | 447,363 | $1.423M | 0.1% | $3.18 | $1.09 | — | *W EXP 07/29/202 | 14141X116 |
| — | DOVER DOWNS GAMING & ENTMT I | 1,276,311 | $1.315M | 0.1% | $1.03 | $1.08 | — | COM | 260095104 |
| FBK | FB FINL CORP | 50,000 | $1.298M | 0.1% | $25.96 * | $18.53 | +11.3% | COM | 30257X104 |
| — | OCWEN FINL CORP | 186,000 | $1.003M | 0.1% | $5.39 | — | — | Call | 675746309 |
| — | MFC BANCORP LTD | 337,978 | $659K | 0.1% | $1.95 | $1.97 | — | COM | 55278T105 |
| RBCAA | REPUBLIC BANCORP KY | 7,371 | $291K | 0.0% | $39.48 * | $23.29 | +48.9% | CL A | 760281204 |