Bruce & Co., Inc. Long-Term Concentrated

CIK: 0001358331 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 9, 2018

Total Value ($000): $516,063 (91.8% shares, 8.2% debt)

Holdings (47)

UHAL Amerco 12.4%

Value ($000) $64,057 Shares 179,610 Est. Cost $21.49 Unrealized +71.7%

— Nextera Energy 7.9%

Value ($000) $40,724 Shares 243,000 Est. Cost $90.36 Unrealized —

ALL Allstate 6.7%

Value ($000) $34,643 Shares 351,000 Est. Cost $44.20 Unrealized +85.7%

DUK Duke Energy 5.4%

Value ($000) $27,829 Shares 347,788 Est. Cost $47.24 Unrealized +27.1%

CMS CMS Energy 5.1%

Value ($000) $26,376 Shares 538,300 Est. Cost $25.17 Unrealized +55.9%

ABBV Abbvie 5.0%

Value ($000) $25,723 Shares 271,915 Est. Cost $34.01 Unrealized +103.4%

Value ($000) $25,492 Shares 359,400 Est. Cost $47.22 Unrealized —

PFE Pfizer 4.7%

Value ($000) $24,473 Shares 555,332 Est. Cost $17.90 Unrealized +54.5%

— Bausch Health 4.5%

Value ($000) $23,341 Shares 910,000 Est. Cost $17.44 Unrealized —

XEL XEL Energy 4.4%

Value ($000) $22,736 Shares 481,600 Est. Cost $24.91 Unrealized +51.2%

Value ($000) $21,393 Shares 141,500 Est. Cost $110.69 Unrealized -8.5%

ABT Abbott 4.1%

Value ($000) $21,033 Shares 286,715 Est. Cost $33.85 Unrealized +70.8%

— Allergan 4.1%

Value ($000) $21,030 Shares 110,400 Est. Cost $196.68 Unrealized —

AAPL Apple 3.7%

Value ($000) $19,323 Shares 85,600 Est. Cost $40.42 Unrealized +21.9%

Value ($000) $14,309 Shares 425,000 Est. Cost $30.17 Unrealized +9.6%

AVA Avista 2.6%

Value ($000) $13,193 Shares 261,000 Est. Cost $21.15 Unrealized +75.4%

— XM Sirius 2.4%

Value ($000) $12,466 Shares 1,972,548 Est. Cost $3.50 Unrealized —

— Paratek 2.2%

Value ($000) $11,562 Shares 12,300,000 Est. Cost $0.95 Unrealized —

— Mannkind 2.2%

Value ($000) $11,214 Shares 18,690,000 Est. Cost $0.90 Unrealized —

SUPN Supernus 1.4%

Value ($000) $7,454 Shares 148,058 Est. Cost $36.57 Unrealized +35.0%

IIIN Insteel 1.1%

Value ($000) $5,740 Shares 160,000 Est. Cost $18.33 Unrealized +48.0%

Value ($000) $5,400 Shares 5,500,000 Est. Cost $1.16 Unrealized —

— Fluidigm 0.8%

Value ($000) $4,300 Shares 5,009,000 Est. Cost $0.79 Unrealized —

Value ($000) $4,057 Shares 37,400 Est. Cost $106.98 Unrealized —

Value ($000) $3,466 Shares 44,120 Est. Cost $12.47 Unrealized +135.4%

Value ($000) $3,220 Shares 1,045,494 Est. Cost $2.73 Unrealized —

Value ($000) $2,520 Shares 2,000,000 Est. Cost $0.95 Unrealized —

— Synergy 0.5%

Value ($000) $2,325 Shares 2,500,000 Est. Cost $1.47 Unrealized —

— Inotek 0.4%

Value ($000) $2,220 Shares 2,000,000 Est. Cost $1.04 Unrealized —

— Ashland 0.4%

Value ($000) $2,096 Shares 25,000 Est. Cost $97.00 Unrealized —

— Goldcorp 0.4%

Value ($000) $2,040 Shares 200,000 Est. Cost $13.83 Unrealized —

— Novavax 0.4%

Value ($000) $1,830 Shares 3,000,000 Est. Cost $0.61 Unrealized —

— Flotek 0.3%

Value ($000) $1,594 Shares 664,335 Est. Cost $17.94 Unrealized —

— WEC Energy 0.3%

Value ($000) $1,543 Shares 23,124 Est. Cost $44.94 Unrealized —

VVV Valvoline 0.3%

Value ($000) $1,476 Shares 68,633 Est. Cost $23.16 Unrealized -6.2%

Value ($000) $1,030 Shares 15,000 Est. Cost $73.88 Unrealized —

— Pernix 0.2%

Value ($000) $840 Shares 2,000,000 Est. Cost $0.25 Unrealized —

Value ($000) $704 Shares 182,972 Est. Cost $7.89 Unrealized —

Value ($000) $440 Shares 5,184 Est. Cost $53.69 Unrealized +8.4%

— Kellogg 0.1%

Value ($000) $310 Shares 4,436 Est. Cost $38.95 Unrealized +31.8%

MNKD Mannkind 0.0%

Value ($000) $183 Shares 100,000 Est. Cost $1.87 Unrealized -18.1%

— Synergy 0.0%

Value ($000) $170 Shares 100,000 Est. Cost $4.45 Unrealized —

XPL Solitario 0.0%

Value ($000) $88 Shares 254,040 Est. Cost $1.22 Unrealized -67.9%

Value ($000) $65 Shares 130,000 Est. Cost $11.40 Unrealized —

— Petroquest 0.0%

Value ($000) $19 Shares 220,000 Est. Cost $2.58 Unrealized —

— Astrotech 0.0%

Value ($000) $14 Shares 5,200 Est. Cost $3.35 Unrealized —

— Petroquest 0.0%

Value ($000) $2 Shares 249,840 Est. Cost $28.75 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
UHAL	Amerco	179,610	$64,057	12.4%	$21.49	+71.7%	Common	023586100
—	Nextera Energy	243,000	$40,724	7.9%	$90.36	—	Common	302571104
ALL	Allstate	351,000	$34,643	6.7%	$44.20	+85.7%	Common	020002101
DUK	Duke Energy	347,788	$27,829	5.4%	$47.24	+27.1%	Common	26441C204
CMS	CMS Energy	538,300	$26,376	5.1%	$25.17	+55.9%	Common	125896100
ABBV	Abbvie	271,915	$25,723	5.0%	$34.01	+103.4%	Common	00287Y109
—	Merck	359,400	$25,492	4.9%	$47.22	—	Common	589331107
PFE	Pfizer	555,332	$24,473	4.7%	$17.90	+54.5%	Common	717081103
—	Bausch Health	910,000	$23,341	4.5%	$17.44	—	Common	91911K102
XEL	XEL Energy	481,600	$22,736	4.4%	$24.91	+51.2%	Common	98389B100
IBM	IBM	141,500	$21,393	4.1%	$110.69	-8.5%	Common	459200101
ABT	Abbott	286,715	$21,033	4.1%	$33.85	+70.8%	Common	002824100
—	Allergan	110,400	$21,030	4.1%	$196.68	—	Common	G1077J108
AAPL	Apple	85,600	$19,323	3.7%	$40.42	+21.9%	Common	037833100
GM	GM	425,000	$14,309	2.8%	$30.17	+9.6%	Common	37045V100
AVA	Avista	261,000	$13,193	2.6%	$21.15	+75.4%	Common	05379B107
—	XM Sirius	1,972,548	$12,466	2.4%	$3.50	—	Common	82968B103
—	Paratek	12,300,000	$11,562	2.2%	$0.95	—	Cv 4.75%	699374AA2
—	Mannkind	18,690,000	$11,214	2.2%	$0.90	—	Cv 5.75%	56400PAM4
SUPN	Supernus	148,058	$7,454	1.4%	$36.57	+35.0%	Common	868459108
IIIN	Insteel	160,000	$5,740	1.1%	$18.33	+48.0%	Common	45774W108
—	AMAG	5,500,000	$5,400	1.0%	$1.16	—	Cv 2.5%	00163UAA4
—	Fluidigm	5,009,000	$4,300	0.8%	$0.79	—	Cv 2.75%	34385PAA6
—	Bunge	37,400	$4,057	0.8%	$106.98	—	Pfd 4.875%	032549322
RLI	RLI	44,120	$3,466	0.7%	$12.47	+135.4%	Common	749607107
EDAP	EDAP	1,045,494	$3,220	0.6%	$2.73	—	Common	268311107
—	Team	2,000,000	$2,520	0.5%	$0.95	—	Cv 5%	878155AD2
—	Synergy	2,500,000	$2,325	0.5%	$1.47	—	Cv 7.5%	871639AA8
—	Inotek	2,000,000	$2,220	0.4%	$1.04	—	Cv 5.75%	45780VAB8
—	Ashland	25,000	$2,096	0.4%	$97.00	—	Common	044209104
—	Goldcorp	200,000	$2,040	0.4%	$13.83	—	Common	380956409
—	Novavax	3,000,000	$1,830	0.4%	$0.61	—	Cv 3.75%	670002AB0
—	Flotek	664,335	$1,594	0.3%	$17.94	—	Common	343389102
—	WEC Energy	23,124	$1,543	0.3%	$44.94	—	Common	976657106
VVV	Valvoline	68,633	$1,476	0.3%	$23.16	-6.2%	Common	92047W101
—	Bunge	15,000	$1,030	0.2%	$73.88	—	Common	G16962105
—	Pernix	2,000,000	$840	0.2%	$0.25	—	Cv 4.25%	71426VAK4
—	XTNT	182,972	$704	0.1%	$7.89	—	Common	98420P100
XOM	Exxon	5,184	$440	0.1%	$53.69	+8.4%	Common	30231G102
—	Kellogg	4,436	$310	0.1%	$38.95	+31.8%	Common	487836108
MNKD	Mannkind	100,000	$183	0.0%	$1.87	-18.1%	Common	56400P706
—	Synergy	100,000	$170	0.0%	$4.45	—	Common	871639308
XPL	Solitario	254,040	$88	0.0%	$1.22	-67.9%	Common	8342EP107
—	Actua	130,000	$65	0.0%	$11.40	—	Common	46059C205
—	Petroquest	220,000	$19	0.0%	$2.58	—	Common	716748306
—	Astrotech	5,200	$14	0.0%	$3.35	—	Common	046484200
—	Petroquest	249,840	$2	0.0%	$28.75	—	Pfd 6.875%	716748207