CIK: 0001041773 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Jan 30, 2018
Total Value ($000): $159,111 (93.7% shares, 6.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ACWI | ISHARES TR | 216,526 | $15,609 | 9.8% | $60.62 | — | MSCI ACWI ETF | 464288257 |
| EEM | ISHARES TR | 238,881 | $11,256 | 7.1% | $41.52 | — | MSCI EMG MKT ETF | 464287234 |
| SPY | SPDR S&P 500 ETF TR | 40,106 | $10,703 | 6.7% | $231.17 | — | TR UNIT | 78462F103 |
| — | JPMORGAN CHASE & CO | 387,720 | $10,651 | 6.7% | $31.30 | — | ALERIAN ML ETN | 46625H365 |
| IGSB | ISHARES TR | 97,301 | $10,172 | 6.4% | $104.94 | — | 1 3 YR CR BD ETF | 464288646 |
| SHY | ISHARES TR | 119,514 | $10,021 | 6.3% | $84.45 | — | 1 3 YR TREAS BD | 464287457 |
| EMB | ISHARES TR | 84,035 | $9,756 | 6.1% | $112.45 | — | JPMORGAN USD EMG | 464288281 |
| DJP | BARCLAYS BK PLC | 315,706 | $7,706 | 4.8% | $24.01 | — | DJUBS CMDT ETN36 | 06738C778 |
| EFA | ISHARES TR | 99,333 | $6,984 | 4.4% | $65.42 | — | MSCI EAFE ETF | 464287465 |
| — | TPG SPECIALTY LENDING INC | 339,328 | $6,719 | 4.2% | $18.71 | — | COM | 87265K102 |
| MS | MORGAN STANLEY | 89,793 | $4,711 | 3.0% | $34.36 | +15.6% | COM NEW | 617446448 |
| IVV | ISHARES TR | 14,561 | $3,915 | 2.5% | $236.69 | — | CORE S&P500 ETF | 464287200 |
| GLD | SPDR GOLD TRUST | 25,336 | $3,133 | 2.0% | $117.54 | — | GOLD SHS | 78463V107 |
| AGG | ISHARES TR | 20,155 | $2,204 | 1.4% | $108.65 | — | CORE US AGGBD ET | 464287226 |
| VGK | VANGUARD INTL EQUITY INDEX F | 29,792 | $1,762 | 1.1% | $56.53 | — | FTSE EUROPE ETF | 922042874 |
| AAPL | APPLE INC | 10,086 | $1,707 | 1.1% | $32.15 | +21.6% | COM | 037833100 |
| JPM | JPMORGAN CHASE & CO | 15,374 | $1,644 | 1.0% | $71.07 | +14.4% | COM | 46625H100 |
| IVW | ISHARES TR | 10,047 | $1,535 | 1.0% | $136.83 | — | S&P 500 GRWT ETF | 464287309 |
| CSCO | CISCO SYS INC | 38,656 | $1,481 | 0.9% | $25.32 | +10.4% | COM | 17275R102 |
| WHR | WHIRLPOOL CORP | 8,112 | $1,368 | 0.9% | $182.93 | -7.4% | COM | 963320106 |
| HON | HONEYWELL INTL INC | 8,682 | $1,331 | 0.8% | $98.75 | +14.8% | COM | 438516106 |
| VYM | VANGUARD WHITEHALL FDS INC | 14,558 | $1,247 | 0.8% | $85.66 | — | HIGH DIV YLD | 921946406 |
| — | BLACKSTONE GROUP L P | 37,932 | $1,215 | 0.8% | $33.18 | — | COM UNIT LTD | 09253U108 |
| IYR | ISHARES TR | 14,765 | $1,196 | 0.8% | $77.05 | — | U.S. REAL ES ETF | 464287739 |
| IVE | ISHARES TR | 10,273 | $1,174 | 0.7% | $104.95 | — | S&P 500 VAL ETF | 464287408 |
| T | AT&T INC | 28,819 | $1,120 | 0.7% | $15.91 | -4.1% | COM | 00206R102 |
| HYG | ISHARES TR | 12,540 | $1,094 | 0.7% | $87.84 | — | IBOXX HI YD ETF | 464288513 |
| HEZU | ISHARES TR | 35,687 | $1,064 | 0.7% | $29.39 | — | CUR HD EURZN ETF | 46434V639 |
| BND | VANGUARD BD INDEX FD INC | 12,008 | $979 | 0.6% | $81.86 | — | TOTAL BND MRKT | 921937835 |
| IWM | ISHARES TR | 6,297 | $960 | 0.6% | $148.28 | — | RUSSELL 2000 ETF | 464287655 |
| VWO | VANGUARD INTL EQUITY INDEX F | 20,312 | $933 | 0.6% | $40.84 | — | FTSE EMR MKT ETF | 922042858 |
| ACWX | ISHARES TR | 18,511 | $925 | 0.6% | $49.97 | — | MSCI ACWI EX US | 464288240 |
| EWJ | ISHARES INC | 14,805 | $887 | 0.6% | $56.67 | — | MSCI JPN ETF NEW | 46434G822 |
| META | FACEBOOK INC | 4,440 | $783 | 0.5% | $135.80 | +29.2% | CL A | 30303M102 |
| BAC | BANK AMER CORP | 25,213 | $744 | 0.5% | $20.33 | +12.1% | COM | 060505104 |
| IDV | ISHARES TR | 20,728 | $700 | 0.4% | $33.77 | — | INTL SEL DIV ETF | 464288448 |
| — | POWERSHARES ETF TR II | 26,232 | $692 | 0.4% | $25.96 | — | CALI MUNI ETF | 73936T441 |
| SLB | SCHLUMBERGER LTD | 10,253 | $691 | 0.4% | $55.82 | -8.2% | COM | 806857108 |
| C | CITIGROUP INC | 9,293 | $691 | 0.4% | $41.04 | +37.6% | COM NEW | 172967424 |
| XLF | SELECT SECTOR SPDR TR | 24,087 | $672 | 0.4% | $24.68 | — | SBI INT-FINL | 81369Y605 |
| — | NUVEEN FLOATING RATE INCOME | 57,810 | $648 | 0.4% | $11.71 | — | COM | 67072T108 |
| MSFT | MICROSOFT CORP | 7,346 | $628 | 0.4% | $62.89 | +19.7% | COM | 594918104 |
| — | AV HOMES INC | 36,271 | $604 | 0.4% | $16.46 | — | COM | 00234P102 |
| STPZ | PIMCO ETF TR | 11,376 | $591 | 0.4% | $52.13 | — | 1-5 US TIP IDX | 72201R205 |
| QSR | RESTAURANT BRANDS INTL INC | 9,069 | $558 | 0.4% | $46.13 | +39.0% | COM | 76131D103 |
| JNJ | JOHNSON & JOHNSON | 3,929 | $549 | 0.3% | $100.38 | +10.6% | COM | 478160104 |
| CHTR | CHARTER COMMUNICATIONS INC N | 1,616 | $543 | 0.3% | $318.52 | +6.7% | CL A | 16119P108 |
| SHV | ISHARES TR | 4,920 | $542 | 0.3% | $110.34 | — | SHORT TREAS BD | 464288679 |
| VZ | VERIZON COMMUNICATIONS INC | 10,181 | $539 | 0.3% | $29.53 | +8.2% | COM | 92343V104 |
| NVDA | NVIDIA CORP | 2,719 | $526 | 0.3% | $4.55 | +7.9% | COM | 67066G104 |
| COP | CONOCOPHILLIPS | 9,466 | $520 | 0.3% | $35.49 | +11.7% | COM | 20825C104 |
| SYF | SYNCHRONY FINL | 13,099 | $506 | 0.3% | $24.36 | +15.0% | COM | 87165B103 |
| AMZN | AMAZON COM INC | 419 | $490 | 0.3% | $41.56 | +32.4% | COM | 023135106 |
| EUFN | ISHARES TR | 20,482 | $477 | 0.3% | $20.62 | — | MSCI EURO FL ETF | 464289180 |
| — | APOLLO GLOBAL MGMT LLC | 13,439 | $450 | 0.3% | $26.42 | — | CL A SHS | 037612306 |
| SUB | ISHARES TR | 4,148 | $435 | 0.3% | $105.83 | — | SHRT NAT MUN ETF | 464288158 |
| IJH | ISHARES TR | 2,240 | $425 | 0.3% | $173.88 | — | CORE S&P MCP ETF | 464287507 |
| KBE | SPDR SERIES TRUST | 8,969 | $425 | 0.3% | $45.03 | — | S&P BK ETF | 78464A797 |
| — | SUMMIT MATLS INC | 13,354 | $420 | 0.3% | $28.91 | — | CL A | 86614U100 |
| IQV | IQVIA HLDGS INC | 4,123 | $404 | 0.3% | $101.80 | 0.0% | COM | 46266C105 |
| VB | VANGUARD INDEX FDS | 2,728 | $403 | 0.3% | $147.73 | — | SMALL CP ETF | 922908751 |
| — | ALPS ETF TR | 34,340 | $371 | 0.2% | $11.97 | — | ALERIAN MLP | 00162Q866 |
| EEMV | ISHARES INC | 6,000 | $365 | 0.2% | $58.17 | — | MIN VOL EMRG MKT | 464286533 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 4,948 | $351 | 0.2% | $70.94 | — | COM UNIT RP LP | 559080106 |
| — | RAYTHEON CO | 1,838 | $345 | 0.2% | $141.89 | — | COM NEW | 755111507 |
| XLY | SELECT SECTOR SPDR TR | 3,462 | $342 | 0.2% | $89.55 | — | SBI CONS DISCR | 81369Y407 |
| VOD | VODAFONE GROUP PLC NEW | 10,447 | $333 | 0.2% | $26.42 | — | SPONSORED ADR | 92857W308 |
| IWF | ISHARES TR | 2,417 | $326 | 0.2% | $134.88 | — | RUS 1000 GRW ETF | 464287614 |
| SPGI | S&P GLOBAL INC | 1,888 | $320 | 0.2% | $114.76 | +32.4% | COM | 78409V104 |
| — | GRAMERCY PPTY TR | 11,569 | $308 | 0.2% | $26.28 | — | COM NEW | 385002308 |
| UNP | UNION PAC CORP | 2,249 | $302 | 0.2% | $90.11 | +11.9% | COM | 907818108 |
| LMT | LOCKHEED MARTIN CORP | 932 | $299 | 0.2% | $242.31 | +4.6% | COM | 539830109 |
| IWD | ISHARES TR | 2,255 | $280 | 0.2% | $124.17 | — | RUS 1000 VAL ETF | 464287598 |
| BA | BOEING CO | 946 | $279 | 0.2% | $257.40 | 0.0% | COM | 097023105 |
| BUD | ANHEUSER BUSCH INBEV SA/NV | 2,490 | $278 | 0.2% | $105.74 | — | SPONSORED ADR | 03524A108 |
| PEP | PEPSICO INC | 2,317 | $278 | 0.2% | $80.86 | +10.1% | COM | 713448108 |
| — | GENERAL ELECTRIC CO | 14,202 | $248 | 0.2% | $23.06 | — | COM | 369604103 |
| IGIB | ISHARES TR | 2,184 | $239 | 0.2% | $109.43 | — | INTRMD CR BD ETF | 464288638 |
| JD | JD COM INC | 5,717 | $237 | 0.1% | $39.18 | — | SPON ADR CL A | 47215P106 |
| EWG | ISHARES INC | 6,800 | $225 | 0.1% | $26.45 | — | MSCI GERMANY ETF | 464286806 |
| PFE | PFIZER INC | 5,850 | $212 | 0.1% | $21.07 | +13.0% | COM | 717081103 |
| — | OAKTREE CAP GROUP LLC | 4,800 | $202 | 0.1% | $45.21 | — | UNIT CL A | 674001201 |
| VLRS | CONTROLADORA VUELA CIA DE AV | 19,100 | $153 | 0.1% | $11.88 | — | SPON ADR RP 10 | 21240E105 |