CIK: 0001041773 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 11, 2018
Total Value ($000): $178,879 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ACWI | ISHARES TR | 309,958 | $22,224 | 12.4% | $63.96 | — | MSCI ACWI ETF | 464288257 |
| SPY | SPDR S&P 500 ETF TR | 67,929 | $17,875 | 10.0% | $244.27 | — | TR UNIT | 78462F103 |
| EEM | ISHARES TR | 279,653 | $13,502 | 7.5% | $42.50 | — | MSCI EMG MKT ETF | 464287234 |
| EFA | ISHARES TR | 141,139 | $9,835 | 5.5% | $66.68 | — | MSCI EAFE ETF | 464287465 |
| EMB | ISHARES TR | 86,206 | $9,726 | 5.4% | $112.46 | — | JPMORGAN USD EMG | 464288281 |
| — | TPG SPECIALTY LENDING INC | 480,377 | $8,580 | 4.8% | $18.46 | — | COM | 87265K102 |
| SHY | ISHARES TR | 93,726 | $7,832 | 4.4% | $84.45 | — | 1 3 YR TREAS BD | 464287457 |
| IGSB | ISHARES TR | 74,679 | $7,752 | 4.3% | $104.94 | — | 1 3 YR CR BD ETF | 464288646 |
| DJP | BARCLAYS BK PLC | 303,301 | $7,385 | 4.1% | $24.01 | — | DJUBS CMDT ETN36 | 06738C778 |
| IVV | ISHARES TR | 23,486 | $6,233 | 3.5% | $247.60 | — | CORE S&P500 ETF | 464287200 |
| NMFC | NEW MTN FIN CORP | 427,731 | $5,625 | 3.1% | $5.61 | 0.0% | COM | 647551100 |
| MS | MORGAN STANLEY | 89,813 | $4,846 | 2.7% | $34.36 | +27.1% | COM NEW | 617446448 |
| — | JPMORGAN CHASE & CO | 196,864 | $4,725 | 2.6% | $31.30 | — | ALERIAN ML ETN | 46625H365 |
| IWM | ISHARES TR | 24,036 | $3,649 | 2.0% | $150.89 | — | RUSSELL 2000 ETF | 464287655 |
| GLD | SPDR GOLD TRUST | 25,175 | $3,167 | 1.8% | $117.54 | — | GOLD SHS | 78463V107 |
| AGG | ISHARES TR | 20,155 | $2,162 | 1.2% | $108.65 | — | CORE US AGGBD ET | 464287226 |
| VGK | VANGUARD INTL EQUITY INDEX F | 29,596 | $1,721 | 1.0% | $56.53 | — | FTSE EUROPE ETF | 922042874 |
| AAPL | APPLE INC | 9,800 | $1,644 | 0.9% | $32.15 | +25.7% | COM | 037833100 |
| IVW | ISHARES TR | 9,559 | $1,482 | 0.8% | $136.83 | — | S&P 500 GRWT ETF | 464287309 |
| JPM | JPMORGAN CHASE & CO | 12,381 | $1,362 | 0.8% | $71.07 | +28.6% | COM | 46625H100 |
| IWD | ISHARES TR | 11,221 | $1,346 | 0.8% | $120.80 | — | RUS 1000 VAL ETF | 464287598 |
| — | BLACKSTONE GROUP L P | 37,209 | $1,189 | 0.7% | $33.18 | — | COM UNIT LTD | 09253U108 |
| CSCO | CISCO SYS INC | 27,175 | $1,166 | 0.7% | $25.32 | +32.1% | COM | 17275R102 |
| IWF | ISHARES TR | 8,457 | $1,151 | 0.6% | $135.75 | — | RUS 1000 GRW ETF | 464287614 |
| IVE | ISHARES TR | 10,273 | $1,123 | 0.6% | $104.95 | — | S&P 500 VAL ETF | 464287408 |
| IYR | ISHARES TR | 14,776 | $1,115 | 0.6% | $77.05 | — | U.S. REAL ES ETF | 464287739 |
| VWO | VANGUARD INTL EQUITY INDEX F | 23,312 | $1,095 | 0.6% | $41.63 | — | FTSE EMR MKT ETF | 922042858 |
| HYG | ISHARES TR | 12,541 | $1,074 | 0.6% | $87.84 | — | IBOXX HI YD ETF | 464288513 |
| HEZU | ISHARES TR | 35,687 | $1,047 | 0.6% | $29.39 | — | CUR HD EURZN ETF | 46434V639 |
| AG | FIRST MAJESTIC SILVER CORP | 1 | $1,000 | 0.6% | $6.07 | 0.0% | COM | 32076V103 |
| VYM | VANGUARD WHITEHALL FDS INC | 11,873 | $979 | 0.5% | $85.66 | — | HIGH DIV YLD | 921946406 |
| BND | VANGUARD BD INDEX FD INC | 12,008 | $960 | 0.5% | $81.86 | — | TOTAL BND MRKT | 921937835 |
| EWJ | ISHARES INC | 14,805 | $898 | 0.5% | $56.67 | — | MSCI JPN ETF NEW | 46434G822 |
| WHR | WHIRLPOOL CORP | 5,590 | $856 | 0.5% | $182.93 | -8.7% | COM | 963320106 |
| VB | VANGUARD INDEX FDS | 5,328 | $783 | 0.4% | $147.35 | — | SMALL CP ETF | 922908751 |
| XLF | SELECT SECTOR SPDR TR | 28,131 | $776 | 0.4% | $25.10 | — | SBI INT-FINL | 81369Y605 |
| — | BANK AMER CORP | 25,723 | $771 | 0.4% | $29.97 | — | 7.25%CNV PFD L | 060505682 |
| ACWX | ISHARES TR | 15,030 | $747 | 0.4% | $49.97 | — | MSCI ACWI EX US | 464288240 |
| T | AT&T INC | 20,462 | $729 | 0.4% | $15.91 | -0.6% | COM | 00206R102 |
| FE | FIRSTENERGY CORP | 20,860 | $709 | 0.4% | $23.30 | 0.0% | COM | 337932107 |
| — | STEEL PARTNERS HLDGS L P | 2 | $685 | 0.4% | $342500.00 | — | LTD PRTRSHIP U | 85814R107 |
| HON | HONEYWELL INTL INC | 4,677 | $676 | 0.4% | $98.75 | +19.0% | COM | 438516106 |
| — | AV HOMES INC | 36,271 | $673 | 0.4% | $16.46 | — | COM | 00234P102 |
| — | POWERSHARES ETF TR II | 26,232 | $673 | 0.4% | $25.96 | — | CALI MUNI ETF | 73936T441 |
| MSFT | MICROSOFT CORP | 6,908 | $630 | 0.4% | $62.89 | +34.1% | COM | 594918104 |
| — | NUVEEN FLOATING RATE INCOME | 57,810 | $630 | 0.4% | $11.71 | — | COM | 67072T108 |
| C | CITIGROUP INC | 9,272 | $626 | 0.3% | $41.04 | +40.4% | COM NEW | 172967424 |
| AMZN | AMAZON COM INC | 430 | $622 | 0.3% | $42.33 | +68.9% | COM | 023135106 |
| STPZ | PIMCO ETF TR | 11,376 | $591 | 0.3% | $52.13 | — | 1-5 US TIP IDX | 72201R205 |
| IDV | ISHARES TR | 16,857 | $556 | 0.3% | $33.77 | — | INTL SEL DIV ETF | 464288448 |
| COP | CONOCOPHILLIPS | 9,302 | $552 | 0.3% | $35.49 | +23.3% | COM | 20825C104 |
| KBE | SPDR SERIES TRUST | 10,969 | $525 | 0.3% | $45.55 | — | S&P BK ETF | 78464A797 |
| QSR | RESTAURANT BRANDS INTL INC | 9,091 | $517 | 0.3% | $46.13 | +28.7% | COM | 76131D103 |
| CHTR | CHARTER COMMUNICATIONS INC N | 1,616 | $503 | 0.3% | $318.52 | +10.4% | CL A | 16119P108 |
| EUFN | ISHARES TR | 20,482 | $473 | 0.3% | $20.62 | — | MSCI EURO FL ETF | 464289180 |
| JNJ | JOHNSON & JOHNSON | 3,558 | $456 | 0.3% | $100.38 | +7.9% | COM | 478160104 |
| SYF | SYNCHRONY FINL | 13,099 | $439 | 0.2% | $24.36 | +25.2% | COM | 87165B103 |
| VZ | VERIZON COMMUNICATIONS INC | 9,165 | $438 | 0.2% | $29.53 | +11.8% | COM | 92343V104 |
| SUB | ISHARES TR | 4,148 | $435 | 0.2% | $105.83 | — | SHRT NAT MUN ETF | 464288158 |
| IJH | ISHARES TR | 2,240 | $420 | 0.2% | $173.88 | — | CORE S&P MCP ETF | 464287507 |
| — | SUMMIT MATLS INC | 13,540 | $410 | 0.2% | $28.92 | — | CL A | 86614U100 |
| META | FACEBOOK INC | 2,519 | $403 | 0.2% | $135.80 | +31.3% | CL A | 30303M102 |
| — | APOLLO GLOBAL MGMT LLC | 13,439 | $398 | 0.2% | $26.42 | — | CL A SHS | 037612306 |
| EEMV | ISHARES INC | 6,000 | $374 | 0.2% | $58.17 | — | MIN VOL EMRG MKT | 464286533 |
| SPGI | S&P GLOBAL INC | 1,940 | $371 | 0.2% | $116.30 | +48.1% | COM | 78409V104 |
| XLY | SELECT SECTOR SPDR TR | 3,462 | $351 | 0.2% | $89.55 | — | SBI CONS DISCR | 81369Y407 |
| — | RAYTHEON CO | 1,598 | $345 | 0.2% | $141.89 | — | COM NEW | 755111507 |
| — | TWITTER INC | 11,147 | $323 | 0.2% | $28.98 | — | COM | 90184L102 |
| — | ALPS ETF TR | 34,340 | $322 | 0.2% | $11.97 | — | ALERIAN MLP | 00162Q866 |
| LMT | LOCKHEED MARTIN CORP | 932 | $315 | 0.2% | $242.31 | +13.7% | COM | 539830109 |
| SLB | SCHLUMBERGER LTD | 4,772 | $309 | 0.2% | $55.82 | -0.1% | COM | 806857108 |
| UNP | UNION PAC CORP | 2,254 | $303 | 0.2% | $90.11 | +25.5% | COM | 907818108 |
| — | DOWDUPONT INC | 4,642 | $296 | 0.2% | $63.77 | — | COM | 26078J100 |
| — | SAGE THERAPEUTICS INC | 1 | $296 | 0.2% | $296000.00 | — | COM | 78667J108 |
| VOD | VODAFONE GROUP PLC NEW | 10,447 | $291 | 0.2% | $26.42 | — | SPONSORED ADR | 92857W308 |
| BUD | ANHEUSER BUSCH INBEV SA/NV | 2,620 | $288 | 0.2% | $105.94 | — | SPONSORED ADR | 03524A108 |
| BA | BOEING CO | 808 | $265 | 0.1% | $257.40 | +25.4% | COM | 097023105 |
| — | GRAMERCY PPTY TR | 11,569 | $251 | 0.1% | $26.28 | — | COM NEW | 385002308 |
| JD | JD COM INC | 5,717 | $231 | 0.1% | $39.18 | — | SPON ADR CL A | 47215P106 |
| DBEF | DBX ETF TR | 8,500 | $218 | 0.1% | $25.65 | — | XTRACK MSCI EAFE | 233051200 |
| EWG | ISHARES INC | 6,800 | $218 | 0.1% | $26.45 | — | MSCI GERMANY ETF | 464286806 |
| — | GENERAL ELECTRIC CO | 13,680 | $184 | 0.1% | $23.06 | — | COM | 369604103 |
| VLRS | CONTROLADORA VUELA CIA DE AV | 19,100 | $156 | 0.1% | $11.88 | — | SPON ADR RP 10 | 21240E105 |