CIK: 0001464790 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value ($000): $270,436 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 594,700 | $90,002 | 33.3% | — | — | Put | 464287655 |
| — | SELECT INTERIOR CONCEPTS INC | 3,066,351 | $39,771 | 14.7% | $10.16 | — | CL A | 816120307 |
| BW | BABCOCK & WILCOX ENTERPRIS I | 6,911,608 | $33,107 | 12.2% | $3.83 | 0.0% | COM | 05614L209 |
| — | NATIONAL HOLDINGS CORP | 6,159,550 | $16,877 | 6.2% | $2.85 | — | COM NEW | 636375206 |
| GSL | GLOBAL SHIP LEASE INC NEW | 2,089,226 | $15,983 | 5.9% | $7.35 | +0.2% | COM CL A | Y27183600 |
| — | HC2 HLDGS INC | 4,214,730 | $9,905 | 3.7% | $3.65 | — | COM | 404139107 |
| — | HEALTH INS INNOVATIONS INC | 377,608 | $9,414 | 3.5% | $23.39 | — | COM CL A | 42225K106 |
| — | VITAMIN SHOPPE INC | 1,006,000 | $6,559 | 2.4% | $3.94 | — | COM | 92849E101 |
| — | SONIM TECHNOLOGIES INC | 2,212,743 | $6,483 | 2.4% | $12.73 | — | COM | 83548F101 |
| — | B RILEY PRINCIPAL MERGER COR | 462,500 | $4,600 | 1.7% | $9.98 | — | UNIT 99/99/9999 | 05586Y205 |
| RNGR | RANGER ENERGY SVCS INC | 679,234 | $4,381 | 1.6% | $9.64 | -30.1% | COM CL A | 75282U104 |
| — | LONESTAR RES US INC | 1,493,975 | $4,064 | 1.5% | $4.37 | — | CL A VTG | 54240F103 |
| — | NETFIN ACQUISITION CORP | 306,100 | $3,089 | 1.1% | $10.09 | — | UNIT 08/01/2024 | G6455A123 |
| SPY | SPDR S&P 500 ETF TR | 10,000 | $2,968 | 1.1% | — | — | Put | 78462F103 |
| — | 180 DEGREE CAP CORP | 1,369,488 | $2,926 | 1.1% | $2.14 | — | COM | 68235B109 |
| — | GW PHARMACEUTICALS PLC | 25,000 | $2,876 | 1.1% | — | — | Put | 36197T103 |
| LSAK | NET 1 UEPS TECHNOLOGIES INC | 528,600 | $1,887 | 0.7% | $4.02 | -9.6% | COM NEW | 64107N206 |
| — | TUESDAY MORNING CORP | 964,276 | $1,514 | 0.6% | $1.61 | — | COM NEW | 899035505 |
| CLW | CLEARWATER PAPER CORP | 61,260 | $1,294 | 0.5% | $17.77 | 0.0% | COM | 18538R103 |
| TSLA | TESLA INC | 5,000 | $1,204 | 0.4% | — | — | Put | 88160R101 |
| — | RTW RETAILWINDS INC | 832,996 | $1,141 | 0.4% | $1.37 | — | COM | 74980D100 |
| EHTH | EHEALTH INC | 16,318 | $1,090 | 0.4% | $90.21 | 0.0% | COM | 28238P109 |
| — | FIRSTCASH INC | 10,000 | $917 | 0.3% | — | — | Put | 33767D105 |
| AEHR | AEHR TEST SYSTEMS | 470,000 | $841 | 0.3% | $1.52 | -5.8% | COM | 00760J108 |
| CELH | CELSIUS HOLDINGS INC | 240,200 | $835 | 0.3% | $1.39 | 0.0% | COM NEW | 15118V207 |
| RMD | RESMED INC | 5,000 | $676 | 0.2% | — | — | Put | 761152107 |
| KVHI | KVH INDS INC | 62,500 | $666 | 0.2% | $10.34 | -4.0% | COM | 482738101 |
| — | TAILORED BRANDS INC | 150,000 | $660 | 0.2% | $4.40 | — | COM | 87403A107 |
| ATEN | A10 NETWORKS INC | 87,500 | $607 | 0.2% | $6.21 | +8.4% | COM | 002121101 |
| — | CNX MIDSTREAM PARTNERS LP | 35,000 | $494 | 0.2% | $14.11 | — | COM UNIT REPST | 12654A101 |
| — | ALPS ETF TR | 50,000 | $457 | 0.2% | $9.14 | — | ALERIAN MLP | 00162Q866 |
| — | FLOTEK INDS INC DEL | 175,000 | $385 | 0.1% | $2.20 | — | COM | 343389102 |
| IMMR | IMMERSION CORP | 37,500 | $287 | 0.1% | $8.92 | -11.1% | COM | 452521107 |
| — | VONAGE HLDGS CORP | 22,600 | $255 | 0.1% | $11.28 | — | COM | 92886T201 |
| — | PIVOTAL INVT CORP II | 25,000 | $255 | 0.1% | $10.20 | — | UNIT 06/01/2025 | 72582K209 |
| — | TRAVELCENTERS OF AMERICA INC | 20,000 | $247 | 0.1% | $12.35 | — | COM NEW | 89421B109 |
| — | FINTECH ACQUISITION CORP III | 19,817 | $212 | 0.1% | $10.70 | — | UNIT 12/01/2023 | 31811A309 |
| — | CSI COMPRESSCO LP | 70,650 | $209 | 0.1% | $3.54 | — | COM UNIT | 12637A103 |
| — | SPARK NETWORKS SE | 37,566 | $208 | 0.1% | $5.54 | — | SPONSORED ADR | 846517100 |
| NFIN | NETFIN ACQUISITION CORP | 19,600 | $191 | 0.1% | $9.74 | — | SHS CL A | G6455A107 |
| — | TIVO CORP | 25,000 | $190 | 0.1% | $11.04 | — | COM | 88870P106 |
| — | SANOFI | 256,219 | $144 | 0.1% | $0.50 | — | RIGHT 12/31/2020 | 80105N113 |
| HHS | HARTE-HANKS INC | 45,000 | $137 | 0.1% | $3.14 | 0.0% | COM | 416196202 |
| — | FINJAN HLDGS INC | 50,000 | $101 | 0.0% | $2.94 | — | COM NEW | 31788H303 |
| — | SERVICESOURCE INTL INC | 110,000 | $97 | 0.0% | $0.92 | — | COM | 81763U100 |
| — | BBX CAP CORP NEW | 17,880 | $83 | 0.0% | $7.58 | — | CL A | 05491N104 |
| — | REALNETWORKS INC | 50,000 | $83 | 0.0% | $3.12 | — | COM NEW | 75605L708 |
| DXLG | DESTINATION XL GROUP INC | 27,000 | $46 | 0.0% | $2.50 | -32.5% | COM | 25065K104 |
| — | B RILEY PRINCIPAL MERGER COR | 24,200 | $11 | 0.0% | $0.45 | — | *W EXP 04/08/202 | 05586Y114 |
| — | NETFIN ACQUISITION CORP | 22,992 | $7 | 0.0% | $0.30 | — | *W EXP 08/01/202 | G6455A115 |