Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: Apr 9, 2015
Total Value: $128M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | STANDARD & POORS DEPOSITARY (SPDR) | 90,091 | $18.6M | 14.5% | $206.44 | $198.69 | +3.9% | Equity | 78462F103 |
| VTI | VANGUARD TOTAL STOCK MARKET ETF | 145,787 | $15.64M | 12.2% | $107.25 | $95.23 | +12.6% | Equity | 922908769 |
| CME | CHICAGO MERCANTILE EXCHANGE HOLDINGS INC CL A | 104,092 | $9.859M | 7.7% | $94.71 * | $48.63 | +28.4% | Equity | 12572Q105 |
| XLF | FINANCIAL SELECT SCTR IDX (SPDR) | 303,774 | $7.324M | 5.7% | $24.11 * | $19.14 | +2.3% | Equity | 81369Y605 |
| VIG | VANGUARD DIVIDEND APPRECIATION ETF | 89,931 | $7.237M | 5.6% | $80.47 | $73.08 | +10.1% | Equity | 921908844 |
| IVOO | VANGUARD S&P MID CAP 400 IDX ETF | 48,865 | $5.009M | 3.9% | $102.51 * | $43.59 | +17.6% | Equity | 921932885 |
| VXUS | VANGUARD TOTAL INTL. STOCK ETF | 90,523 | $4.558M | 3.6% | $50.35 | $51.29 | -1.8% | Equity | 921909768 |
| IJR | S&P SMALLCAP 600 (ISHARES) | 33,156 | $3.913M | 3.1% | $118.02 * | $57.09 | +3.4% | Equity | 464287804 |
| MDY | S&P MID CAP TRUST | 13,933 | $3.863M | 3.0% | $277.26 | $263.01 | +5.4% | Equity | 78467Y107 |
| DVY | DOW JONES SEL DIVID IDX (ISHARES) | 47,811 | $3.726M | 2.9% | $77.93 | $78.19 | -0.3% | Equity | 464287168 |
| KRE | KBW REGIONAL BANKING ETF (SPDR) | 91,052 | $3.718M | 2.9% | $40.83 | $39.48 | +3.4% | Equity | 78464A698 |
| VWO | VANGAURD EMERGINF MARKETS STOCK IDX (VNGD) | 90,797 | $3.711M | 2.9% | $40.87 | $40.67 | +0.5% | Equity | 922042858 |
| XLU | UTILITIES SELECT INDEX (SPDR) | 83,153 | $3.695M | 2.9% | $44.44 * | $23.10 | -3.8% | Equity | 81369Y886 |
| IWF | RUSSELL 1000 GROWTH (ISHARES) | 36,535 | $3.614M | 2.8% | $98.92 * | $24.43 | +1.2% | Equity | 464287614 |
| XLK | TECHNOLOGY SELECT SPDR (SPDR) | 86,793 | $3.597M | 2.8% | $41.44 * | $20.57 | +0.7% | Equity | 81369Y803 |
| IYT | DOW JONE TRANSPORT INDX (ISHARES) | 22,469 | $3.519M | 2.7% | $156.62 * | $40.11 | -2.4% | Equity | 464287192 |
| AAPL | APPLE COMPUTER INC | 27,879 | $3.469M | 2.7% | $124.43 * | $19.38 | +42.9% | Equity | 037833100 |
| EFA | MSCI EAFE IDX (ISHARES) | 34,413 | $2.208M | 1.7% | $64.16 | $65.33 | -1.8% | Equity | 464287465 |
| CBOE | CBOE HOLDINGS INC COMMON | 17,243 | $990K | 0.8% | $57.41 * | $42.59 | +17.3% | Equity | 12503M108 |
| EEM | MSCI EMERGING MARKETS IDX (ISHARES) | 20,145 | $808K | 0.6% | $40.11 | $41.87 | -4.2% | Equity | 464287234 |
| — | 1,428 | $787K | 0.6% | $551.12 | $685.29 | — | Equity | 38259P706 | |
| AAL | AMERICAN AIRLINES GROUP INC CO M | 12,550 | $662K | 0.5% | $52.75 * | $34.87 | +43.7% | Equity | 02376R102 |
| IWM | RUSSELL 2000 (ISHARES) | 4,855 | $604K | 0.5% | $124.41 | $113.37 | +9.7% | Equity | 464287655 |
| PNC | PNC FINANCIAL SVCS GROUP INC | 5,951 | $555K | 0.4% | $93.26 * | $64.27 | +3.3% | Equity | 693475105 |
| INTC | INTEL CORP | 16,957 | $530K | 0.4% | $31.26 * | $17.92 | +34.8% | Equity | 458140100 |
| — | FCB FINL HLDGS INC CL A COM | 19,000 | $520K | 0.4% | $27.37 | $27.37 | — | Equity | 30255G103 |
| JNJ | JOHNSON & JOHNSON | 5,016 | $505K | 0.4% | $100.68 * | $75.11 | -0.7% | Equity | 478160104 |
| — | ON SEMICONDUCTOR CORP SR SUB NT SER B | 390,000 | $502K | 0.4% | $1.29 | $2.04 | — | Fixed Income | 682189AH8 |
| T | AT&T | 15,275 | $499K | 0.4% | $32.67 * | $11.18 | +2.4% | Equity | 00206R102 |
| JPM | MORGAN J P & CO INC | 7,836 | $475K | 0.4% | $60.62 * | $39.63 | +14.3% | Equity | 46625H100 |
| — | MACQUARIE INFRASTRUCTURE | 380,000 | $452K | 0.4% | $1.19 | $11.36 | — | Fixed Income | 55608BAA3 |
| — | NUVASIVE INC SR NT CONV | 355,000 | $446K | 0.3% | $1.26 | $2.48 | — | Fixed Income | 670704AC9 |
| — | ELECTRONIC ARTS OMC SR NT CONV | 240,000 | $445K | 0.3% | $1.85 | $1.17 | — | Fixed Income | 285512AA7 |
| — | MEDICINES CO SR NT CONV | 365,000 | $434K | 0.3% | $1.19 | $2.07 | — | Fixed Income | 584688AC9 |
| — | J2 GLOBAL SR NT CONV | 360,000 | $418K | 0.3% | $1.16 | $1.57 | — | Fixed Income | 48123VAC6 |
| — | MERITAGE HOMES CONV | 385,000 | $412K | 0.3% | $1.07 | $1.74 | — | Fixed Income | 59001AAR3 |
| — | SEACOR SMITH INC SR NT CONV | 395,000 | $408K | 0.3% | $1.03 | $2.15 | — | Fixed Income | 811904AM3 |
| — | PRICELINE GROUP INC CONV BOND | 305,000 | $407K | 0.3% | $1.33 | $1.33 | — | Fixed Income | 741503AQ9 |
| — | COLONY FINANCIAL CONV | 375,000 | $407K | 0.3% | $1.09 | $10.17 | — | Fixed Income | 19624RAB2 |
| — | MENTOR GRAPHIC CORP CONV | 315,000 | $399K | 0.3% | $1.27 | $1.94 | — | Fixed Income | 587200AK2 |
| — | STARWOOD PROPERTY TRUST CONV | 340,000 | $394K | 0.3% | $1.16 | $2.31 | — | Fixed Income | 85571BAB1 |
| — | NATIONAL HEALTH INVESTOR CONV | 365,000 | $391K | 0.3% | $1.07 | $1.76 | — | Fixed Income | 63633DAE4 |
| — | BGC PARTNERS SR UNSECURED CONV LKD TO BGCP | 355,000 | $389K | 0.3% | $1.10 | $1.61 | — | Fixed Income | 05541TAD3 |
| — | GENERAL ELECTRIC CO. | 15,664 | $389K | 0.3% | $24.83 | $28.04 | — | Equity | 369604103 |
| PG | PROCTER & GAMBLE | 4,719 | $387K | 0.3% | $82.01 * | $63.59 | -4.6% | Equity | 742718109 |
| — | PROSPECT CAPITAL CORPORATION SR UNSECURED CONVERT | 370,000 | $385K | 0.3% | $1.04 | $2.28 | — | Fixed Income | 74348TAK8 |
| — | ICONIX BRAND GROUP INC SR SB CONV NT 16 | 325,000 | $382K | 0.3% | $1.18 | $2.96 | — | Fixed Income | 451055AE7 |
| — | PDL BIOPHRARMA INC SR NT CONV | 390,000 | $376K | 0.3% | $0.96 | $2.01 | — | Fixed Income | 69329YAF1 |
| — | INTEGRA LIFESCIENCE HOLDS CORP SR UNSECURED CONV L | 315,000 | $365K | 0.3% | $1.16 | $1.67 | — | Fixed Income | 457985AK5 |
| — | HELIX ENERGY SOLUTIONS | 365,000 | $364K | 0.3% | $1.00 | $1.00 | — | Fixed Income | 42330PAG2 |
| — | OMNICARE INC SR DB CONV/CALL/P UT | 330,000 | $364K | 0.3% | $1.10 | $1.06 | — | Fixed Income | 681904AL2 |
| — | LIBERTY MEDIA CORP SR EXCHBLE DEB | 650,000 | $363K | 0.3% | $0.56 | $1.11 | — | Fixed Income | 530715AN1 |
| MSFT | MICROSOFT CORP | 8,795 | $358K | 0.3% | $40.70 * | $30.02 | +16.3% | Equity | 594918104 |
| — | INTERDIGITAL INC SR NT CV 2.5% 16 | 330,000 | $356K | 0.3% | $1.08 | $2.26 | — | Fixed Income | 458660AB3 |
| — | ROYAL GOLD INC CONVERTIBLE SR NT | 335,000 | $347K | 0.3% | $1.04 | $6.04 | — | Fixed Income | 780287AA6 |
| — | RYLAND GROUP INC GTD CONV FX RT | 355,000 | $346K | 0.3% | $0.97 | $2.12 | — | Fixed Income | 783764AS2 |
| — | WEBMD HEALTH CORP SR NT CV 144 A 18 | 330,000 | $337K | 0.3% | $1.02 | $5.63 | — | Fixed Income | 94770VAF9 |
| — | BLUCORA INC FIXED RT SR NT CONV | 350,000 | $334K | 0.3% | $0.95 | $8.82 | — | Fixed Income | 095229AB6 |
| — | NORTHSTAR REALTY FINANCE CORP COM | 15,953 | $289K | 0.2% | $18.12 | $106.05 | — | Equity | 66704R704 |
| — | NVIDIA CORP SR NT CONV | 235,000 | $278K | 0.2% | $1.18 | $1.18 | — | Fixed Income | 67066GAC8 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 3,111 | $263K | 0.2% | $84.54 | $762.06 | — | Equity | 931427108 |
| — | FXCM INC SR NOTEt CONV 2.250% | 325,000 | $254K | 0.2% | $0.78 | $2.20 | — | Fixed Income | 302693AB2 |
| VGK | VANGUARD EUROPEAN VIPERS (VNGD) | 4,630 | $251K | 0.2% | $54.21 | $53.89 | +0.6% | Equity | 922042874 |
| XOM | EXXON MOBIL CORPORATION | 2,761 | $235K | 0.2% | $85.11 * | $60.73 | -12.0% | Equity | 30231G102 |
| DIS | DISNEY | 2,131 | $224K | 0.2% | $105.11 * | $81.30 | +17.5% | Equity | 254687106 |
| BAC | BANK AMERICA | 13,368 | $206K | 0.2% | $15.41 * | $11.96 | +2.5% | Equity | 060505104 |
| — | CELLULAR DYNAMICS INTL INC COM | 10,051 | $165K | 0.1% | $16.42 | $14.92 | — | Equity | 15117V109 |
| MUFG | MITSUBISHI UFJ FINL GROUP | 15,000 | $93,000 | 0.1% | $6.20 | $5.66 | +10.0% | Equity | 606822104 |
| — | AEGON NV-ORD AMERICAN REGD DG 1 PAR | 11,514 | $91,000 | 0.1% | $7.90 | $16.35 | — | Equity | 007924103 |
| — | TOWN SPORTS INTERNATIONAL HLDG COM | 13,000 | $89,000 | 0.1% | $6.85 | $43.34 | — | Equity | 89214A102 |
| PSEC | PROSPECT CAPITAL CORPORATION COM | 10,575 | $89,000 | 0.1% | $8.42 * | $2.47 | -8.1% | Equity | 74348T102 |
| AXIA | CENTRAIS ELEC BRAS SP ADR COM | 13,030 | $24,000 | 0.0% | $1.84 | $2.85 | — | Equity | 15234Q207 |