CIK: 0001504304 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: Jan 11, 2016
Total Value ($000): $447,719
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | STEWART INFO SERVICES | 1,167,674 | $47,454 | 10.6% | $40.64 | — | — | 086372101 |
| — | GENERAL AMERICAN INVESTORS | 1,285,296 | $44,960 | 10.0% | $36.76 | — | — | 368802104 |
| — | DIVERSIFIED REAL ASSET INCOME | 1,769,919 | $32,036 | 7.2% | $17.74 | — | — | 25533B108 |
| — | LIBERTY ALL STAR EQUITY FUND | 4,521,409 | $26,405 | 5.9% | $5.85 | — | — | 530158104 |
| — | WINTHROP REALTY TRUST | 1,475,004 | $22,995 | 5.1% | $15.59 | — | — | 976391300 |
| — | DWS HIGH INCOME OPP. | 1,358,033 | $19,501 | 4.4% | $14.46 | — | — | 23339M204 |
| — | LMP REAL ESTATE INCOME FUND | 1,432,236 | $18,648 | 4.2% | $12.37 | — | — | 50208C108 |
| — | CLOUGH GLOBAL EQUITY FUND | 1,159,733 | $17,431 | 3.9% | $14.34 | — | — | 18914C100 |
| — | IMPERIAL HOLDINGS INC | 2,296,697 | $16,008 | 3.6% | $2.90 | — | — | 452834104 |
| — | NUVEEN GLOBAL HIGH INCOME | 881,829 | $15,053 | 3.4% | $17.25 | — | — | 67075G103 |
| — | BOULDER GROWTH & INCOME FD | 1,678,920 | $14,388 | 3.2% | $7.58 | — | — | 101507101 |
| — | MVC CAPITAL INC | 1,412,685 | $13,392 | 3.0% | $12.69 | — | — | 553829102 |
| — | SWISS HELVETIA FUND | 983,198 | $11,346 | 2.5% | $12.93 | — | — | 870875101 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 785,452 | $11,263 | 2.5% | $20.29 | -23.6% | — | 33766Y100 |
| — | IMPERIAL HOLDINGS INC 8.5% 2/15/2019 | 8,667,000 | $10,660 | 2.4% | $1.21 | — | — | 452834AB0 |
| — | TRI CONTL CORP | 392,619 | $8,516 | 1.9% | $11.64 | — | — | 895436103 |
| — | ALLIANCE NEW YORK MUNI INC | 564,427 | $7,874 | 1.8% | $13.57 | — | — | 018714105 |
| — | MFS INTERMARKET INC TRUST I | 916,871 | $7,775 | 1.7% | $8.40 | — | — | 59318R103 |
| — | CENTRAL SECS CORP | 336,631 | $7,339 | 1.6% | $21.84 | — | — | 155123102 |
| — | TRADE STREET RESIDENTIAL INC. | 814,708 | $5,833 | 1.3% | $7.30 | — | — | 89255N203 |
| — | GLOBAL DEFENSE & NATL SEC SYS | 549,900 | $5,717 | 1.3% | $10.05 | — | — | 37953N108 |
| — | GARNERO GROUP ACQUISITION | 585,800 | $5,651 | 1.3% | $9.55 | — | — | G5866L108 |
| — | NUVEEN LONG/SHORT COMMODITY | 335,791 | $5,600 | 1.3% | $16.67 | — | — | 670731108 |
| — | HILL INTERNATIONAL INC | 1,481,850 | $5,320 | 1.2% | $3.70 | — | — | 431466101 |
| — | DWS GLOBAL HIGH INCOME FD | 620,522 | $5,200 | 1.2% | $8.10 | — | — | 23338W104 |
| — | ADAMS EXPRESS CO | 359,025 | $5,012 | 1.1% | $11.96 | — | — | 006212104 |
| — | NEUBERGER BERMAN REAL ESTATE | 918,619 | $4,979 | 1.1% | $4.55 | — | — | 64190A103 |
| — | BDCA VENTURE INC | 937,683 | $4,707 | 1.1% | $5.02 | — | — | 05543L106 |
| — | CAPITOL ACQUISITION CORP II | 444,167 | $4,491 | 1.0% | $9.66 | — | — | 14056V105 |
| — | GLOBAL HIGH INCOME FUND INC | 496,839 | $4,347 | 1.0% | $8.75 | — | — | 37933G108 |
| — | AR CAPITAL ACQUISITION CORP | 410,346 | $4,042 | 0.9% | $9.60 | — | — | 00191R109 |
| — | SINO MERCURY ACQUIS. COR. | 275,000 | $2,801 | 0.6% | $10.00 | — | — | 82936K201 |
| — | NUVEEN DIVERSIFIED COMMODITY | 234,208 | $2,787 | 0.6% | $12.00 | — | — | 67074P104 |
| — | DT ASIA INVESTMENTS LTD | 270,000 | $2,708 | 0.6% | $10.01 | — | — | G2615J120 |
| — | 1347 CAPITAL CORP | 253,884 | $2,544 | 0.6% | $10.10 | — | — | 68245V202 |
| — | BANCROFT FUND LTD | 102,168 | $2,138 | 0.5% | $17.33 | — | — | 059695106 |
| — | TERRAPIN 3 ACQUISITION CORP | 200,000 | $2,016 | 0.5% | $10.05 | — | — | 88104P203 |
| — | HARMONY MERGER CORP | 200,900 | $2,009 | 0.4% | $10.00 | — | — | 413247206 |
| — | ASSOCIATED ESTATES REALTY CP | 76,700 | $1,893 | 0.4% | $24.68 | — | — | 045604105 |
| — | ROI ACQUISITION CORP II | 190,936 | $1,890 | 0.4% | $9.85 | — | — | 74966G101 |
| — | ADVENT/CLAYMORE ENH GR & INC | 185,609 | $1,748 | 0.4% | $9.42 | — | — | 00765E104 |
| — | FIFTH STREET SENIOR FLOATING | 145,129 | $1,543 | 0.3% | $10.74 | — | — | 31679F101 |
| — | WHEELER REIT 9% SERIES B | 54,948 | $1,313 | 0.3% | $23.75 | — | — | 963025309 |
| — | CAMBRIDGE CAPITAL ACQUIS | 206,325 | $1,074 | 0.2% | $7.72 | — | — | 13215Q106 |
| EQS | EQUUS TOTAL RETURN INC | 1,021,029 | $1,021 | 0.2% | $2.32 | -15.2% | — | 294766100 |
| — | ELLSWORTH FUND LTD | 100,557 | $881 | 0.2% | $7.09 | — | — | 289074106 |
| — | QUINPARIO ACQUISITION CORP 2 | 65,000 | $658 | 0.1% | $10.12 | — | — | 74874U200 |
| — | GABELLI GLOBALDEAL FUND | 63,251 | $654 | 0.1% | $10.61 | — | — | 361570104 |
| — | BARINGTON/HILCO ACQUISITION | 62,500 | $622 | 0.1% | $9.95 | — | — | 06759V200 |
| — | DELAWARE INV DIVIDEND & INC | 58,429 | $588 | 0.1% | $10.06 | — | — | 245915103 |
| — | FIVE OAKS INVESTMENT CORP | 55,000 | $586 | 0.1% | $11.29 | — | — | 33830W106 |
| — | VIRTUS TOTAL RETURN FUND | 88,567 | $401 | 0.1% | $4.07 | — | — | 92829A103 |
| — | ALPINE TOTAL DYNAMIC DIVIDEND | 36,500 | $325 | 0.1% | $3.91 | — | — | 021060108 |
| — | MFS INTERMEDIATE HIGH INCOME | 84,196 | $232 | 0.1% | $2.76 | — | — | 59318T109 |
| — | JETPAY CORP | 82,339 | $226 | 0.1% | $3.46 | — | — | 477177109 |
| PANL | PANGAEA LOGISTICS SOLUTIONS | 69,996 | $192 | 0.0% | $4.37 | -43.8% | — | G6891L105 |
| — | CAPITOL ACQUISITION CORP | 179,776 | $180 | 0.0% | $0.56 | — | — | 14056V113 |
| — | GARNERO GROUP ACQUISITION | 534,500 | $101 | 0.0% | $0.30 | — | — | G5866L132 |
| — | GARNERO GROUP ACQUISITION | 10,000 | $99 | 0.0% | $10.00 | — | — | G5866L124 |
| — | AR CAPITAL ACQUISITION-CW19 | 205,173 | $92 | 0.0% | $0.23 | — | — | 00191R117 |
| — | RESOURCES CAPITAL CORP. | 20,000 | $91 | 0.0% | $6.16 | — | — | 76120W302 |
| — | CIS ACQUISITION LTD-CW17 | 131,968 | $91 | 0.0% | $0.29 | — | — | G21490118 |
| — | GARNERO GROUP ACQUISITION | 585,800 | $64 | 0.0% | $0.12 | — | — | G5866L116 |
| — | FULL CIRCLE CAPITAL CORP. | 16,909 | $60 | 0.0% | $3.55 | — | — | 359671104 |
| — | ROI ACQUISITION CORP-CW17 | 190,936 | $44 | 0.0% | $0.22 | — | — | 74966G119 |
| — | CAMBRIDGE CAPITAL ACQUI-CW18 | 108,225 | $35 | 0.0% | $0.42 | — | — | 13215Q114 |
| — | CB PHARMA ACQUISITION-RTS | 75,000 | $27 | 0.0% | $0.36 | — | — | G2029P134 |
| — | PUT SPDR S&P 500 ET APR10 | 20,000 | $20 | 0.0% | $1.00 | — | — | 78462F953 |
| — | PUT ISHARES DJ US APR10 | 16,000 | $15 | 0.0% | $0.94 | — | — | 464287956 |
| — | WHEELER REIT | 48,000 | $7 | 0.0% | $0.40 | — | — | 963025119 |